Go Pro
→ Buy this stock today (From Chaikin Analytics) (Ad)tc pixel Free PREF Stock Alerts

Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.88 +0.01 (+0.05%)
As of 07/24/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
87
Total
Institutional Inflows
(last 12 months)
$164.06M
Number of
Institutional Sellers
(last 12 months)
55
Total
Institutional Outflows
(last 12 months)
$42.64M
Get PREF Insider Trade Alerts

Want to know when executives and insiders are buying or selling Principal Spectrum Preferred Securities Active ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/7/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.063%
7/2/2026 MassMutual Private Wealth & Trust FSB134,825$2.57M0.1%-3.9%0.145%
6/3/2026NewEdge Advisors LLC369,283$6.95M0.0%+5.8%0.478%
5/19/2026NewEdge Advisors LLC54,035$1.02M0.0%-84.5%0.070%
5/19/2026Bank of America Corp DE11,736,590$220.88M0.0%+4.4%15.183%
5/18/2026Royal Bank of Canada3,103,712$58.41M0.0%-6.3%4.015%
5/15/2026Boreal Capital Management LLC8,641$163K0.2%N/A0.011%
5/7/2026Cornerstone Advisors Asset Management LLC648,514$12.21M1.9%+5.4%0.839%
5/7/2026Spartan Wealth Advisory Services LLC255,406$4.81M0.4%N/A0.330%
5/6/2026AXS Investments LLC73,183$1.38M0.6%-40.6%0.095%
5/5/2026Bank of New York Mellon Corp85,937$1.62M0.0%-1.2%0.111%
5/5/2026Sanctuary Advisors LLC137,547$2.59M0.0%+25.8%0.178%
5/5/2026Flynn Zito Capital Management LLC16,707$314K0.1%-68.9%0.022%
5/4/2026Principal Financial Group Inc.313,421$5.90M0.0%+17.7%0.405%
5/4/2026IFC Advisors LLC2,730,332$51.39M7.4%+1.8%3.532%
5/1/2026Fifth Third Bancorp105,596$1.99M0.0%+20,935.1%0.137%
4/30/2026Meadow Creek Wealth Advisors LLC149,078$2.81M1.8%+7.1%0.193%
4/30/2026Kestra Advisory Services LLC100,185$1.89M0.0%+24.3%0.130%
4/28/2026Stephens Inc. AR21,629$407K0.0%+10.7%0.028%
4/28/2026Berger Financial Group Inc403,943$7.60M0.4%-11.3%0.525%
4/27/2026Private Advisor Group LLC171,145$3.22M0.0%-16.2%0.222%
4/23/2026 Flagstar Advisors Inc.53,210$1.00M0.4%+1.5%0.069%
4/21/2026Grey Ledge Advisors LLC202,206$3.81M0.9%-3.1%0.264%
4/21/2026 Fiduciary Alliance LLC148,289$2.82M0.2%+10.6%0.193%
4/20/2026Heritage Wealth Management Inc.28,768$541K0.3%-9.3%0.038%
3/17/2026Rockefeller Capital Management L.P.162,835$3.11M0.0%+36.8%0.214%
3/5/2026Mengis Capital Management Inc.42,415$809K0.1%N/A0.056%
2/18/2026Mercer Global Advisors Inc. ADV10,323$197K0.0%N/A0.014%
2/18/2026NewEdge Advisors LLC348,879$6.65M0.0%+16.6%0.458%
2/17/2026Cetera Investment Advisers10,449$199K0.0%-18.6%0.014%
2/17/2026BTG Pactual Asset Management US LLC31,478$597K0.1%+4.5%0.041%
2/17/2026Osaic Holdings Inc.90,359$1.72M0.0%+6.0%0.119%
2/17/2026Advisory Services Network LLC18,888$360K0.0%+20.2%0.025%
2/17/2026Private Advisor Group LLC204,334$3.90M0.0%+9.0%0.268%
2/17/2026Ibex Wealth Advisors82,440$1.57M0.2%-12.5%0.108%
2/17/2026&PARTNERS103,787$1.98M0.0%-0.8%0.136%
2/17/2026Royal Bank of Canada3,313,098$63.18M0.0%+6.6%4.348%
2/17/2026L2 Asset Management LLC315,644$6.02M0.8%+20.7%0.414%
2/16/2026South Plains Financial Inc.12,414$237K0.1%+5.3%0.016%
2/16/2026MML Investors Services LLC59,073$1.13M0.0%+15.3%0.078%
The end may be near for these iconic stocks (Ad)

Marc Chaikin, founder of Chaikin Analytics, says two forces - AI disruption and fracturing global trade - are triggering a historic wealth transfer already underway in 2026. Household names like Intuit (-57%), Boston Scientific (-49%), and Tractor Supply (-40%) are cratering, while lesser-known companies like Sandisk (+573%) and Rackspace (+444%) surge. Chaikin has identified specific stocks he believes investors should sell before they fall further - and the names may surprise you. He's also pinpointing a company tapped as Nvidia's self-driving partner and a potential AI megadeal that could split into three high-growth stocks. Stream his free presentation to get every buy and sell recommendation with no membership or credit card required.tc pixel

Watch Marc Chaikin's free presentation and get his full buy-and-sell list today
2/16/2026Mariner LLC553,600$10.56M0.0%+7.5%0.727%
2/16/2026Focus Partners Wealth260,375$4.97M0.0%+6.5%0.342%
2/16/2026Evelyn Partners Asset Management Ltd1,500$29K0.0%N/A0.002%
2/13/2026Jacobi Capital Management LLC12,931$247K0.0%-18.7%0.017%
2/13/2026Kestra Advisory Services LLC80,592$1.54M0.0%-68.3%0.106%
2/13/2026UMB Bank n.a.26,764$510K0.0%-7.5%0.035%
2/13/2026Stifel Financial Corp84,662$1.62M0.0%-2.0%0.111%
2/13/2026Smartleaf Asset Management LLC47,286$901K0.0%-20.0%0.062%
2/13/2026Morgan Stanley6,865,997$130.94M0.0%+4.1%9.010%
2/13/2026Focused Alpha LLC138,592$2.64M0.8%N/A0.182%
2/13/2026Wells Fargo & Company MN3,952,097$75.37M0.0%+10.0%5.186%
2/12/2026Jane Street Group LLC39,402$751K0.0%N/A0.052%
2/12/2026Bank of Jackson Hole Trust11,861$226K0.1%+22.3%0.016%
2/12/2026Insigneo Advisory Services LLC134,031$2.56M0.2%+30.3%0.176%
2/12/2026Commonwealth Equity Services LLC268,683$5.12M0.0%-6.6%0.353%
2/12/2026Steward Partners Investment Advisory LLC3,035$58K0.0%+126.5%0.004%
2/12/2026IFC Advisors LLC2,682,109$51.15M7.5%+2.3%3.520%
2/12/2026Principal Securities Inc.927,395$17.69M0.3%+37.8%1.217%
2/12/2026Resurgent Financial Advisors LLC24,319$464K0.2%+11.2%0.032%
2/11/2026Cornerstone Advisors Asset Management LLC615,452$11.74M1.9%+9.3%0.808%
2/11/2026Everett Harris & Co. CA13,000$248K0.0%-44.7%0.017%
2/11/2026Cerity Partners LLC65,238$1.24M0.0%-3.0%0.086%
2/11/2026LPL Financial LLC3,030,604$57.79M0.0%+11.3%3.977%
2/11/2026Dearborn Partners LLC87,611$1.67M0.1%-2.7%0.115%
2/11/2026 J.W. Cole Advisors Inc.117,090$2.23M0.0%-14.0%0.154%
2/10/2026AXS Investments LLC123,103$2.35M1.1%-36.1%0.162%
2/10/2026Rothschild Investment LLC1,539$29K0.0%N/A0.002%
2/9/2026 Prospera Financial Services Inc33,060$630K0.0%N/A0.043%
2/6/2026FourThought Financial Partners LLC67,288$1.28M0.1%+5.3%0.088%
2/5/2026Stephens Inc. AR19,536$373K0.0%-5.6%0.026%
2/5/2026Grey Ledge Advisors LLC208,749$3.98M0.9%-13.3%0.274%
2/4/2026 Bensler LLC707,404$13.49M1.4%+10.1%0.928%
2/2/2026Truist Financial Corp65,242$1.24M0.0%-1.4%0.086%
2/2/2026Benjamin Edwards Inc.691,936$13.20M0.1%-2.4%0.908%
1/30/2026Rogco LP387,187$7.38M2.4%+0.9%0.508%
1/29/2026Comerica Bank108,546$2.07M0.0%+13.9%0.142%
1/29/2026UBS Group AG7,181,546$136.95M0.0%+1.4%9.425%
1/29/2026Sanctuary Advisors LLC109,376$2.09M0.0%+46.7%0.144%
1/28/2026Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+1.9%0.183%
1/27/2026Berger Financial Group Inc455,416$8.69M0.5%+5.8%0.598%
1/26/2026Heritage Wealth Management Inc.31,710$605K0.2%+22.5%0.042%
1/26/2026Private Trust Co. NA5,830$111K0.0%-46.4%0.008%
1/26/2026 Mirae Asset Global Investments Co. Ltd.44,742$853K0.0%+2.1%0.059%
1/26/2026Cordatus Wealth Management LLC23,260$444K0.1%N/A0.031%
1/23/2026Tyche Wealth Partners LLC384,025$7.32M1.2%-4.4%0.507%
1/23/2026Legacy Bridge LLC125,605$2.40M1.0%-2.9%0.166%
1/23/2026Gilliland Jeter Wealth Management LLC78,202$1.49M0.5%-0.8%0.103%
1/23/2026U.S. Capital Wealth Advisors LLC38,733$739K0.0%+26.5%0.051%
1/22/2026Willis Johnson & Associates Inc.99,339$1.89M0.1%-2.1%0.131%
1/22/2026Pinnacle Bancorp Inc.7,940$151K0.0%+29.4%0.010%
Your book attached (Ad)

Bill Poulos is giving away his 'Safe Trade Options Formula' book for free - but only for a limited time through a temporary download link. He plans to charge for it soon. Download your copy now and lock it in at no cost, regardless of future pricing.tc pixel

Download the Safe Trade Options Formula book for free before access closes
1/22/2026 Fiduciary Alliance LLC134,118$2.56M0.2%+13.4%0.177%
1/22/2026Mechanics Financial Corp35,449$676K0.2%-3.9%0.047%
1/22/2026 Cliftonlarsonallen Wealth Advisors LLC50,027$954K0.0%-10.0%0.066%
1/21/2026 Capital Investment Advisory Services LLC66,090$1.26M0.1%+14.4%0.087%
1/21/2026 Flagship Harbor Advisors LLC1,909$36K0.0%N/A0.003%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors12,626$241K0.0%N/A0.017%
1/15/2026 Ocean Park Asset Management LLC192,000$3.66M0.2%-22.0%0.257%
1/13/2026 Flagstar Advisors Inc.52,439$1M0.3%-20.7%0.070%
1/9/2026 Diversified Trust Co.25,333$483K0.0%N/A0.034%
1/8/2026 Wealth Enhancement Advisory Services LLC1,188,051$22.69M0.0%-1.8%1.602%


PREF Institutional Ownership - Frequently Asked Questions

During the previous two years, 145 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($220.88M), UBS Group AG ($136.95M), Morgan Stanley ($130.94M), Wells Fargo & Company MN ($75.37M), Royal Bank of Canada ($58.41M), LPL Financial LLC ($57.79M), and IFC Advisors LLC ($51.39M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Of the 131 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.78M), Bank of America Corp DE ($2.91M), Royal Bank of Canada ($1.56M), Permanens Capital L.P. ($1.38M), Ameriprise Financial Inc. ($1.08M), LPL Financial LLC ($760.64K), and Benjamin Edwards Inc. ($719.60K).

Institutional investors have bought a total of 8,614,348 shares in the last 24 months. This purchase volume represents approximately $164.06M in transactions.

Of the 55 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($331.35K), NewEdge Advisors LLC ($294.84K), Royal Bank of Canada ($209.39K), IFC Advisors LLC ($196.18K), Kestra Advisory Services LLC ($174.04K), AXS Investments LLC ($154.60K), and Benjamin Edwards Inc. ($111.52K).

Institutional investors have sold a total of 2,245,991 shares in the last 24 months. This volume of shares sold represents approximately $42.64M in transactions.


Related Companies

This page (NYSEARCA:PREF) was last updated on 7/25/2026 by MarketBeat.com Staff.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
Your $29.97 book is free today
Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options ca...
Profits Run | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel
Elon's new "super startup"
Adam O'Dell - the analyst who recommended Palantir before it became the top S&P 500 performer - has identified...
Banyan Hill Publishing | Sponsoredtc pixel
Where to Put $100 Before Trump's New Tech Law Rolls Out
The Financial Times says a new tech law puts America 'on the verge of a financial revolution.' Yahoo Finance e...
Brownstone Research | Sponsoredtc pixel