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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.33 +0.02 (+0.11%)
As of 10/13/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
82
Total
Institutional Inflows
(last 12 months)
$143.03M
Number of
Institutional Sellers
(last 12 months)
47
Total
Institutional Outflows
(last 12 months)
$32.54M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/5/2026MassMutual Private Wealth & Trust FSB133,360$2.45M0.1%N/A0.130%
10/2/2026 First Citizens Financial Corp55,522$1.02M0.4%-4.8%0.054%
9/23/2026Envestnet Asset Management Inc.1,303,346$24.84M0.0%+20.8%1.294%
9/9/2026NewEdge Advisors LLC364,543$6.95M0.0%-1.3%0.387%
9/9/2026IFP Advisors Inc5,956$114K0.0%+102.7%0.006%
9/9/2026Baird Financial Group Inc.258,863$4.93M0.0%+7.3%0.275%
8/22/2026NBH Bank11,361$217K0.1%N/A0.012%
8/22/2026Cornerstone Advisors Asset Management LLC842,806$16.06M2.1%+30.0%0.894%
8/22/2026Rogco LP406,720$7.75M2.4%+2.2%0.432%
8/22/2026Concurrent Investment Advisors LLC64,728$1.23M0.0%N/A0.069%
8/21/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.062%
7/7/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.063%
7/2/2026MassMutual Private Wealth & Trust FSB134,825$2.57M0.1%-3.9%0.145%
6/3/2026NewEdge Advisors LLC369,283$6.95M0.0%+5.8%0.478%
5/19/2026NewEdge Advisors LLC54,035$1.02M0.0%-84.5%0.070%
5/19/2026Bank of America Corp DE11,736,590$220.88M0.0%+4.4%15.183%
5/18/2026Royal Bank of Canada3,103,712$58.41M0.0%-6.3%4.015%
5/15/2026Boreal Capital Management LLC8,641$163K0.2%N/A0.011%
5/7/2026Cornerstone Advisors Asset Management LLC648,514$12.21M1.9%+5.4%0.839%
5/7/2026Spartan Wealth Advisory Services LLC255,406$4.81M0.4%N/A0.330%
5/6/2026AXS Investments LLC73,183$1.38M0.6%-40.6%0.095%
5/5/2026Bank of New York Mellon Corp85,937$1.62M0.0%-1.2%0.111%
5/5/2026Sanctuary Advisors LLC137,547$2.59M0.0%+25.8%0.178%
5/5/2026Flynn Zito Capital Management LLC16,707$314K0.1%-68.9%0.022%
5/4/2026Principal Financial Group Inc.313,421$5.90M0.0%+17.7%0.405%
5/4/2026IFC Advisors LLC2,730,332$51.39M7.4%+1.8%3.532%
5/1/2026Fifth Third Bancorp105,596$1.99M0.0%+20,935.1%0.137%
4/30/2026Meadow Creek Wealth Advisors LLC149,078$2.81M1.8%+7.1%0.193%
4/30/2026Kestra Advisory Services LLC100,185$1.89M0.0%+24.3%0.130%
4/28/2026Stephens Inc. AR21,629$407K0.0%+10.7%0.028%
4/28/2026Berger Financial Group Inc403,943$7.60M0.4%-11.3%0.525%
4/27/2026Private Advisor Group LLC171,145$3.22M0.0%-16.2%0.222%
4/23/2026Flagstar Advisors Inc.53,210$1.00M0.4%+1.5%0.069%
4/21/2026Grey Ledge Advisors LLC202,206$3.81M0.9%-3.1%0.264%
4/21/2026Fiduciary Alliance LLC148,289$2.82M0.2%+10.6%0.193%
4/20/2026Heritage Wealth Management Inc.28,768$541K0.3%-9.3%0.038%
3/17/2026Rockefeller Capital Management L.P.162,835$3.11M0.0%+36.8%0.214%
3/5/2026Mengis Capital Management Inc.42,415$809K0.1%N/A0.056%
2/18/2026Mercer Global Advisors Inc. ADV10,323$197K0.0%N/A0.014%
2/18/2026NewEdge Advisors LLC348,879$6.65M0.0%+16.6%0.458%
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2/17/2026Cetera Investment Advisers10,449$199K0.0%-18.6%0.014%
2/17/2026BTG Pactual Asset Management US LLC31,478$597K0.1%+4.5%0.041%
2/17/2026Osaic Holdings Inc.90,359$1.72M0.0%+6.0%0.119%
2/17/2026Advisory Services Network LLC18,888$360K0.0%+20.2%0.025%
2/17/2026Private Advisor Group LLC204,334$3.90M0.0%+9.0%0.268%
2/17/2026Ibex Wealth Advisors82,440$1.57M0.2%-12.5%0.108%
2/17/2026&PARTNERS103,787$1.98M0.0%-0.8%0.136%
2/17/2026Royal Bank of Canada3,313,098$63.18M0.0%+6.6%4.348%
2/17/2026L2 Asset Management LLC315,644$6.02M0.8%+20.7%0.414%
2/16/2026South Plains Financial Inc.12,414$237K0.1%+5.3%0.016%
2/16/2026MML Investors Services LLC59,073$1.13M0.0%+15.3%0.078%
2/16/2026Mariner LLC553,600$10.56M0.0%+7.5%0.727%
2/16/2026Focus Partners Wealth260,375$4.97M0.0%+6.5%0.342%
2/16/2026Evelyn Partners Asset Management Ltd1,500$29K0.0%N/A0.002%
2/13/2026Jacobi Capital Management LLC12,931$247K0.0%-18.7%0.017%
2/13/2026Kestra Advisory Services LLC80,592$1.54M0.0%-68.3%0.106%
2/13/2026UMB Bank n.a.26,764$510K0.0%-7.5%0.035%
2/13/2026Stifel Financial Corp84,662$1.62M0.0%-2.0%0.111%
2/13/2026Smartleaf Asset Management LLC47,286$901K0.0%-20.0%0.062%
2/13/2026Morgan Stanley6,865,997$130.94M0.0%+4.1%9.010%
2/13/2026Focused Alpha LLC138,592$2.64M0.8%N/A0.182%
2/13/2026Wells Fargo & Company MN3,952,097$75.37M0.0%+10.0%5.186%
2/12/2026Jane Street Group LLC39,402$751K0.0%N/A0.052%
2/12/2026Bank of Jackson Hole Trust11,861$226K0.1%+22.3%0.016%
2/12/2026Insigneo Advisory Services LLC134,031$2.56M0.2%+30.3%0.176%
2/12/2026Commonwealth Equity Services LLC268,683$5.12M0.0%-6.6%0.353%
2/12/2026Steward Partners Investment Advisory LLC3,035$58K0.0%+126.5%0.004%
2/12/2026IFC Advisors LLC2,682,109$51.15M7.5%+2.3%3.520%
2/12/2026Principal Securities Inc.927,395$17.69M0.3%+37.8%1.217%
2/12/2026Resurgent Financial Advisors LLC24,319$464K0.2%+11.2%0.032%
2/11/2026Cornerstone Advisors Asset Management LLC615,452$11.74M1.9%+9.3%0.808%
2/11/2026Everett Harris & Co. CA13,000$248K0.0%-44.7%0.017%
2/11/2026Cerity Partners LLC65,238$1.24M0.0%-3.0%0.086%
2/11/2026LPL Financial LLC3,030,604$57.79M0.0%+11.3%3.977%
2/11/2026Dearborn Partners LLC87,611$1.67M0.1%-2.7%0.115%
2/11/2026J.W. Cole Advisors Inc.117,090$2.23M0.0%-14.0%0.154%
2/10/2026AXS Investments LLC123,103$2.35M1.1%-36.1%0.162%
2/10/2026Rothschild Investment LLC1,539$29K0.0%N/A0.002%
2/9/2026Prospera Financial Services Inc33,060$630K0.0%N/A0.043%
2/6/2026FourThought Financial Partners LLC67,288$1.28M0.1%+5.3%0.088%
2/5/2026Stephens Inc. AR19,536$373K0.0%-5.6%0.026%
2/5/2026Grey Ledge Advisors LLC208,749$3.98M0.9%-13.3%0.274%
2/4/2026Bensler LLC707,404$13.49M1.4%+10.1%0.928%
2/2/2026Truist Financial Corp65,242$1.24M0.0%-1.4%0.086%
2/2/2026Benjamin Edwards Inc.691,936$13.20M0.1%-2.4%0.908%
1/30/2026Rogco LP387,187$7.38M2.4%+0.9%0.508%
1/29/2026Comerica Bank108,546$2.07M0.0%+13.9%0.142%
1/29/2026UBS Group AG7,181,546$136.95M0.0%+1.4%9.425%
1/29/2026Sanctuary Advisors LLC109,376$2.09M0.0%+46.7%0.144%
1/28/2026Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+1.9%0.183%
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1/27/2026Berger Financial Group Inc455,416$8.69M0.5%+5.8%0.598%
1/26/2026Heritage Wealth Management Inc.31,710$605K0.2%+22.5%0.042%
1/26/2026Private Trust Co. NA5,830$111K0.0%-46.4%0.008%
1/26/2026Mirae Asset Global Investments Co. Ltd.44,742$853K0.0%+2.1%0.059%
1/26/2026Cordatus Wealth Management LLC23,260$444K0.1%N/A0.031%
1/23/2026Tyche Wealth Partners LLC384,025$7.32M1.2%-4.4%0.507%
1/23/2026Legacy Bridge LLC125,605$2.40M1.0%-2.9%0.166%
1/23/2026Gilliland Jeter Wealth Management LLC78,202$1.49M0.5%-0.8%0.103%
1/23/2026U.S. Capital Wealth Advisors LLC38,733$739K0.0%+26.5%0.051%
1/22/2026Willis Johnson & Associates Inc.99,339$1.89M0.1%-2.1%0.131%


PREF Institutional Ownership - Frequently Asked Questions

During the previous two years, 144 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($220.88M), UBS Group AG ($136.95M), Morgan Stanley ($130.94M), Wells Fargo & Company MN ($75.37M), Royal Bank of Canada ($58.41M), LPL Financial LLC ($57.79M), and IFC Advisors LLC ($51.39M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Of the 128 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.78M), Bank of America Corp DE ($2.91M), Royal Bank of Canada ($1.56M), Permanens Capital L.P. ($1.38M), Ameriprise Financial Inc. ($1.08M), LPL Financial LLC ($760.64K), and Benjamin Edwards Inc. ($719.60K).

Institutional investors have bought a total of 7,524,854 shares in the last 24 months. This purchase volume represents approximately $143.35M in transactions.

Of the 47 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($299.58K), Royal Bank of Canada ($209.39K), IFC Advisors LLC ($196.18K), Kestra Advisory Services LLC ($174.04K), AXS Investments LLC ($154.60K), Flynn Zito Capital Management LLC ($100.25K), and Mirae Asset Global Investments Co. Ltd. ($59K).

Institutional investors have sold a total of 1,713,738 shares in the last 24 months. This volume of shares sold represents approximately $32.54M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:PREF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/5/2026. New 13F filings are added each quarter as they're published.
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