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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.83 -0.03 (-0.16%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
78
Total
Institutional Inflows
(last 12 months)
$151.38M
Number of
Institutional Sellers
(last 12 months)
50
Total
Institutional Outflows
(last 12 months)
$34.53M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/7/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.063%
7/2/2026 MassMutual Private Wealth & Trust FSB134,825$2.57M0.1%-3.9%0.145%
6/3/2026 NewEdge Advisors LLC369,283$6.95M0.0%+5.8%0.478%
5/19/2026 NewEdge Advisors LLC54,035$1.02M0.0%-84.5%0.070%
5/19/2026Bank of America Corp DE11,736,590$220.88M0.0%+4.4%15.183%
5/18/2026Royal Bank of Canada3,103,712$58.41M0.0%-6.3%4.015%
5/15/2026Boreal Capital Management LLC8,641$163K0.2%N/A0.011%
5/7/2026 Cornerstone Advisors Asset Management LLC648,514$12.21M1.9%+5.4%0.839%
5/7/2026 Spartan Wealth Advisory Services LLC255,406$4.81M0.4%N/A0.330%
5/6/2026 AXS Investments LLC73,183$1.38M0.6%-40.6%0.095%
5/5/2026 Bank of New York Mellon Corp85,937$1.62M0.0%-1.2%0.111%
5/5/2026Sanctuary Advisors LLC137,547$2.59M0.0%+25.8%0.178%
5/5/2026 Flynn Zito Capital Management LLC16,707$314K0.1%-68.9%0.022%
5/4/2026 Principal Financial Group Inc.313,421$5.90M0.0%+17.7%0.405%
5/4/2026 IFC Advisors LLC2,730,332$51.39M7.4%+1.8%3.532%
5/1/2026 Fifth Third Bancorp105,596$1.99M0.0%+20,935.1%0.137%
4/30/2026Meadow Creek Wealth Advisors LLC149,078$2.81M1.8%+7.1%0.193%
4/30/2026 Kestra Advisory Services LLC100,185$1.89M0.0%+24.3%0.130%
4/28/2026 Stephens Inc. AR21,629$407K0.0%+10.7%0.028%
4/28/2026 Berger Financial Group Inc403,943$7.60M0.4%-11.3%0.525%
4/27/2026 Private Advisor Group LLC171,145$3.22M0.0%-16.2%0.222%
4/23/2026 Flagstar Advisors Inc.53,210$1.00M0.4%+1.5%0.069%
4/21/2026 Grey Ledge Advisors LLC202,206$3.81M0.9%-3.1%0.264%
4/21/2026 Fiduciary Alliance LLC148,289$2.82M0.2%+10.6%0.193%
4/20/2026 Heritage Wealth Management Inc.28,768$541K0.3%-9.3%0.038%
3/17/2026Rockefeller Capital Management L.P.162,835$3.11M0.0%+36.8%0.214%
3/5/2026 Mengis Capital Management Inc.42,415$809K0.1%N/A0.056%
2/18/2026 Mercer Global Advisors Inc. ADV10,323$197K0.0%N/A0.014%
2/18/2026 NewEdge Advisors LLC348,879$6.65M0.0%+16.6%0.458%
2/17/2026 Cetera Investment Advisers10,449$199K0.0%-18.6%0.014%
2/17/2026BTG Pactual Asset Management US LLC31,478$597K0.1%+4.5%0.041%
2/17/2026Osaic Holdings Inc.90,359$1.72M0.0%+6.0%0.119%
2/17/2026 Advisory Services Network LLC18,888$360K0.0%+20.2%0.025%
2/17/2026 Private Advisor Group LLC204,334$3.90M0.0%+9.0%0.268%
2/17/2026 Ibex Wealth Advisors82,440$1.57M0.2%-12.5%0.108%
2/17/2026&PARTNERS103,787$1.98M0.0%-0.8%0.136%
2/17/2026Royal Bank of Canada3,313,098$63.18M0.0%+6.6%4.348%
2/17/2026L2 Asset Management LLC315,644$6.02M0.8%+20.7%0.414%
2/16/2026South Plains Financial Inc.12,414$237K0.1%+5.3%0.016%
2/16/2026 MML Investors Services LLC59,073$1.13M0.0%+15.3%0.078%
Gold Miners Post Record Cash Flow Even as Prices Pull Back (Ad)

The four largest gold miners are generating record free cash flow, even with gold pulling back from recent highs. Margins as high as 75 percent make this the most profitable stretch in their history. Yet junior gold miners, the prime buyout targets for these cash-rich majors, are still priced as if gold were stuck at 1800 dollars an ounce instead of today's levels. Analyst Garrett Goggin calls this the Golden Anomaly, a gap he says rarely lasts long once a gold bull market gets going.tc pixel

See the junior gold miners poised for a major buyout wave
2/16/2026Mariner LLC553,600$10.56M0.0%+7.5%0.727%
2/16/2026 Focus Partners Wealth260,375$4.97M0.0%+6.5%0.342%
2/16/2026Evelyn Partners Asset Management Ltd1,500$29K0.0%N/A0.002%
2/13/2026 Jacobi Capital Management LLC12,931$247K0.0%-18.7%0.017%
2/13/2026 Kestra Advisory Services LLC80,592$1.54M0.0%-68.3%0.106%
2/13/2026UMB Bank n.a.26,764$510K0.0%-7.5%0.035%
2/13/2026 Stifel Financial Corp84,662$1.62M0.0%-2.0%0.111%
2/13/2026 Smartleaf Asset Management LLC47,286$901K0.0%-20.0%0.062%
2/13/2026Morgan Stanley6,865,997$130.94M0.0%+4.1%9.010%
2/13/2026 Focused Alpha LLC138,592$2.64M0.8%N/A0.182%
2/13/2026Wells Fargo & Company MN3,952,097$75.37M0.0%+10.0%5.186%
2/12/2026Jane Street Group LLC39,402$751K0.0%N/A0.052%
2/12/2026Bank of Jackson Hole Trust11,861$226K0.1%+22.3%0.016%
2/12/2026Insigneo Advisory Services LLC134,031$2.56M0.2%+30.3%0.176%
2/12/2026 Commonwealth Equity Services LLC268,683$5.12M0.0%-6.6%0.353%
2/12/2026Steward Partners Investment Advisory LLC3,035$58K0.0%+126.5%0.004%
2/12/2026 IFC Advisors LLC2,682,109$51.15M7.5%+2.3%3.520%
2/12/2026 Principal Securities Inc.927,395$17.69M0.3%+37.8%1.217%
2/12/2026Resurgent Financial Advisors LLC24,319$464K0.2%+11.2%0.032%
2/11/2026 Cornerstone Advisors Asset Management LLC615,452$11.74M1.9%+9.3%0.808%
2/11/2026 Everett Harris & Co. CA13,000$248K0.0%-44.7%0.017%
2/11/2026Cerity Partners LLC65,238$1.24M0.0%-3.0%0.086%
2/11/2026 LPL Financial LLC3,030,604$57.79M0.0%+11.3%3.977%
2/11/2026Dearborn Partners LLC87,611$1.67M0.1%-2.7%0.115%
2/11/2026 J.W. Cole Advisors Inc.117,090$2.23M0.0%-14.0%0.154%
2/10/2026 AXS Investments LLC123,103$2.35M1.1%-36.1%0.162%
2/10/2026 Rothschild Investment LLC1,539$29K0.0%N/A0.002%
2/9/2026 Prospera Financial Services Inc33,060$630K0.0%N/A0.043%
2/6/2026 FourThought Financial Partners LLC67,288$1.28M0.1%+5.3%0.088%
2/5/2026 Stephens Inc. AR19,536$373K0.0%-5.6%0.026%
2/5/2026 Grey Ledge Advisors LLC208,749$3.98M0.9%-13.3%0.274%
2/4/2026 Bensler LLC707,404$13.49M1.4%+10.1%0.928%
2/2/2026 Truist Financial Corp65,242$1.24M0.0%-1.4%0.086%
2/2/2026 Benjamin Edwards Inc.691,936$13.20M0.1%-2.4%0.908%
1/30/2026 Rogco LP387,187$7.38M2.4%+0.9%0.508%
1/29/2026Comerica Bank108,546$2.07M0.0%+13.9%0.142%
1/29/2026UBS Group AG7,181,546$136.95M0.0%+1.4%9.425%
1/29/2026Sanctuary Advisors LLC109,376$2.09M0.0%+46.7%0.144%
1/28/2026Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+1.9%0.183%
1/27/2026 Berger Financial Group Inc455,416$8.69M0.5%+5.8%0.598%
1/26/2026 Heritage Wealth Management Inc.31,710$605K0.2%+22.5%0.042%
1/26/2026 Private Trust Co. NA5,830$111K0.0%-46.4%0.008%
1/26/2026 Mirae Asset Global Investments Co. Ltd.44,742$853K0.0%+2.1%0.059%
1/26/2026 Cordatus Wealth Management LLC23,260$444K0.1%N/A0.031%
1/23/2026 Tyche Wealth Partners LLC384,025$7.32M1.2%-4.4%0.507%
1/23/2026Legacy Bridge LLC125,605$2.40M1.0%-2.9%0.166%
1/23/2026 Gilliland Jeter Wealth Management LLC78,202$1.49M0.5%-0.8%0.103%
1/23/2026U.S. Capital Wealth Advisors LLC38,733$739K0.0%+26.5%0.051%
1/22/2026Willis Johnson & Associates Inc.99,339$1.89M0.1%-2.1%0.131%
1/22/2026 Pinnacle Bancorp Inc.7,940$151K0.0%+29.4%0.010%
Barricks gold output fell from 2 million ounces to 719000 (Ad)

Barrick's gold production has plunged from 2 million ounces to just 719,000, leaving the world's second-largest miner running on fumes. Newmont's $15 billion purchase of Newcrest, the largest mining deal in history, still couldn't keep output growing, proof that majors must keep buying to survive. With record cash flows and shrinking mines, gold majors are positioned to launch a wave of acquisitions targeting the best junior assets.tc pixel

See the top three gold buyout targets to watch now
1/22/2026 Fiduciary Alliance LLC134,118$2.56M0.2%+13.4%0.177%
1/22/2026 Mechanics Financial Corp35,449$676K0.2%-3.9%0.047%
1/22/2026 Cliftonlarsonallen Wealth Advisors LLC50,027$954K0.0%-10.0%0.066%
1/21/2026 Capital Investment Advisory Services LLC66,090$1.26M0.1%+14.4%0.087%
1/21/2026 Flagship Harbor Advisors LLC1,909$36K0.0%N/A0.003%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors12,626$241K0.0%N/A0.017%
1/15/2026 Ocean Park Asset Management LLC192,000$3.66M0.2%-22.0%0.257%
1/13/2026 Flagstar Advisors Inc.52,439$1M0.3%-20.7%0.070%
1/9/2026 Diversified Trust Co.25,333$483K0.0%N/A0.034%
1/8/2026 Wealth Enhancement Advisory Services LLC1,188,051$22.69M0.0%-1.8%1.602%


PREF Institutional Ownership - Frequently Asked Questions

During the previous two years, 144 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($220.88M), UBS Group AG ($136.95M), Morgan Stanley ($130.94M), Wells Fargo & Company MN ($75.37M), Royal Bank of Canada ($58.41M), LPL Financial LLC ($57.79M), and IFC Advisors LLC ($51.39M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Of the 127 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.78M), Bank of America Corp DE ($2.91M), Royal Bank of Canada ($1.56M), Permanens Capital L.P. ($1.38M), Ameriprise Financial Inc. ($1.08M), LPL Financial LLC ($760.64K), and Benjamin Edwards Inc. ($719.60K).

Institutional investors have bought a total of 7,945,722 shares in the last 24 months. This purchase volume represents approximately $151.38M in transactions.

Of the 49 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($294.84K), Royal Bank of Canada ($209.39K), IFC Advisors LLC ($196.18K), Kestra Advisory Services LLC ($174.04K), AXS Investments LLC ($154.60K), Benjamin Edwards Inc. ($111.52K), and Flynn Zito Capital Management LLC ($100.25K).

Institutional investors have sold a total of 1,818,372 shares in the last 24 months. This volume of shares sold represents approximately $34.53M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:PREF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/7/2026. New 13F filings are added each quarter as they're published.
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