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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.77 +0.02 (+0.11%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
80
Total
Institutional Inflows
(last 12 months)
$136.75M
Number of
Institutional Sellers
(last 12 months)
48
Total
Institutional Outflows
(last 12 months)
$32.51M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/22/2026 NBH Bank11,361$217K0.1%N/A0.012%
8/22/2026 Cornerstone Advisors Asset Management LLC842,806$16.06M2.1%+30.0%0.894%
8/22/2026 Rogco LP406,720$7.75M2.4%+2.2%0.432%
8/22/2026 Concurrent Investment Advisors LLC64,728$1.23M0.0%N/A0.069%
8/21/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.062%
7/7/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.063%
7/2/2026 MassMutual Private Wealth & Trust FSB134,825$2.57M0.1%-3.9%0.145%
6/3/2026 NewEdge Advisors LLC369,283$6.95M0.0%+5.8%0.478%
5/19/2026 NewEdge Advisors LLC54,035$1.02M0.0%-84.5%0.070%
5/19/2026 Bank of America Corp DE11,736,590$220.88M0.0%+4.4%15.183%
5/18/2026 Royal Bank of Canada3,103,712$58.41M0.0%-6.3%4.015%
5/15/2026 Boreal Capital Management LLC8,641$163K0.2%N/A0.011%
5/7/2026 Cornerstone Advisors Asset Management LLC648,514$12.21M1.9%+5.4%0.839%
5/7/2026 Spartan Wealth Advisory Services LLC255,406$4.81M0.4%N/A0.330%
5/6/2026 AXS Investments LLC73,183$1.38M0.6%-40.6%0.095%
5/5/2026 Bank of New York Mellon Corp85,937$1.62M0.0%-1.2%0.111%
5/5/2026 Sanctuary Advisors LLC137,547$2.59M0.0%+25.8%0.178%
5/5/2026 Flynn Zito Capital Management LLC16,707$314K0.1%-68.9%0.022%
5/4/2026 Principal Financial Group Inc.313,421$5.90M0.0%+17.7%0.405%
5/4/2026 IFC Advisors LLC2,730,332$51.39M7.4%+1.8%3.532%
5/1/2026 Fifth Third Bancorp105,596$1.99M0.0%+20,935.1%0.137%
4/30/2026 Meadow Creek Wealth Advisors LLC149,078$2.81M1.8%+7.1%0.193%
4/30/2026 Kestra Advisory Services LLC100,185$1.89M0.0%+24.3%0.130%
4/28/2026 Stephens Inc. AR21,629$407K0.0%+10.7%0.028%
4/28/2026 Berger Financial Group Inc403,943$7.60M0.4%-11.3%0.525%
4/27/2026 Private Advisor Group LLC171,145$3.22M0.0%-16.2%0.222%
4/23/2026 Flagstar Advisors Inc.53,210$1.00M0.4%+1.5%0.069%
4/21/2026 Grey Ledge Advisors LLC202,206$3.81M0.9%-3.1%0.264%
4/21/2026 Fiduciary Alliance LLC148,289$2.82M0.2%+10.6%0.193%
4/20/2026 Heritage Wealth Management Inc.28,768$541K0.3%-9.3%0.038%
3/17/2026 Rockefeller Capital Management L.P.162,835$3.11M0.0%+36.8%0.214%
3/5/2026 Mengis Capital Management Inc.42,415$809K0.1%N/A0.056%
2/18/2026 Mercer Global Advisors Inc. ADV10,323$197K0.0%N/A0.014%
2/18/2026 NewEdge Advisors LLC348,879$6.65M0.0%+16.6%0.458%
2/17/2026 Cetera Investment Advisers10,449$199K0.0%-18.6%0.014%
2/17/2026 BTG Pactual Asset Management US LLC31,478$597K0.1%+4.5%0.041%
2/17/2026 Osaic Holdings Inc.90,359$1.72M0.0%+6.0%0.119%
2/17/2026 Advisory Services Network LLC18,888$360K0.0%+20.2%0.025%
2/17/2026 Private Advisor Group LLC204,334$3.90M0.0%+9.0%0.268%
2/17/2026 Ibex Wealth Advisors82,440$1.57M0.2%-12.5%0.108%
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2/17/2026 &PARTNERS103,787$1.98M0.0%-0.8%0.136%
2/17/2026 Royal Bank of Canada3,313,098$63.18M0.0%+6.6%4.348%
2/17/2026 L2 Asset Management LLC315,644$6.02M0.8%+20.7%0.414%
2/16/2026 South Plains Financial Inc.12,414$237K0.1%+5.3%0.016%
2/16/2026 MML Investors Services LLC59,073$1.13M0.0%+15.3%0.078%
2/16/2026 Mariner LLC553,600$10.56M0.0%+7.5%0.727%
2/16/2026 Focus Partners Wealth260,375$4.97M0.0%+6.5%0.342%
2/16/2026Evelyn Partners Asset Management Ltd1,500$29K0.0%N/A0.002%
2/13/2026 Jacobi Capital Management LLC12,931$247K0.0%-18.7%0.017%
2/13/2026 Kestra Advisory Services LLC80,592$1.54M0.0%-68.3%0.106%
2/13/2026 UMB Bank n.a.26,764$510K0.0%-7.5%0.035%
2/13/2026 Stifel Financial Corp84,662$1.62M0.0%-2.0%0.111%
2/13/2026 Smartleaf Asset Management LLC47,286$901K0.0%-20.0%0.062%
2/13/2026 Morgan Stanley6,865,997$130.94M0.0%+4.1%9.010%
2/13/2026 Focused Alpha LLC138,592$2.64M0.8%N/A0.182%
2/13/2026 Wells Fargo & Company MN3,952,097$75.37M0.0%+10.0%5.186%
2/12/2026 Jane Street Group LLC39,402$751K0.0%N/A0.052%
2/12/2026 Bank of Jackson Hole Trust11,861$226K0.1%+22.3%0.016%
2/12/2026 Insigneo Advisory Services LLC134,031$2.56M0.2%+30.3%0.176%
2/12/2026 Commonwealth Equity Services LLC268,683$5.12M0.0%-6.6%0.353%
2/12/2026 Steward Partners Investment Advisory LLC3,035$58K0.0%+126.5%0.004%
2/12/2026 IFC Advisors LLC2,682,109$51.15M7.5%+2.3%3.520%
2/12/2026 Principal Securities Inc.927,395$17.69M0.3%+37.8%1.217%
2/12/2026 Resurgent Financial Advisors LLC24,319$464K0.2%+11.2%0.032%
2/11/2026 Cornerstone Advisors Asset Management LLC615,452$11.74M1.9%+9.3%0.808%
2/11/2026 Everett Harris & Co. CA13,000$248K0.0%-44.7%0.017%
2/11/2026 Cerity Partners LLC65,238$1.24M0.0%-3.0%0.086%
2/11/2026 LPL Financial LLC3,030,604$57.79M0.0%+11.3%3.977%
2/11/2026 Dearborn Partners LLC87,611$1.67M0.1%-2.7%0.115%
2/11/2026 J.W. Cole Advisors Inc.117,090$2.23M0.0%-14.0%0.154%
2/10/2026 AXS Investments LLC123,103$2.35M1.1%-36.1%0.162%
2/10/2026 Rothschild Investment LLC1,539$29K0.0%N/A0.002%
2/9/2026 Prospera Financial Services Inc33,060$630K0.0%N/A0.043%
2/6/2026 FourThought Financial Partners LLC67,288$1.28M0.1%+5.3%0.088%
2/5/2026 Stephens Inc. AR19,536$373K0.0%-5.6%0.026%
2/5/2026 Grey Ledge Advisors LLC208,749$3.98M0.9%-13.3%0.274%
2/4/2026 Bensler LLC707,404$13.49M1.4%+10.1%0.928%
2/2/2026 Truist Financial Corp65,242$1.24M0.0%-1.4%0.086%
2/2/2026 Benjamin Edwards Inc.691,936$13.20M0.1%-2.4%0.908%
1/30/2026 Rogco LP387,187$7.38M2.4%+0.9%0.508%
1/29/2026Comerica Bank108,546$2.07M0.0%+13.9%0.142%
1/29/2026 UBS Group AG7,181,546$136.95M0.0%+1.4%9.425%
1/29/2026 Sanctuary Advisors LLC109,376$2.09M0.0%+46.7%0.144%
1/28/2026 Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+1.9%0.183%
1/27/2026 Berger Financial Group Inc455,416$8.69M0.5%+5.8%0.598%
1/26/2026 Heritage Wealth Management Inc.31,710$605K0.2%+22.5%0.042%
1/26/2026 Private Trust Co. NA5,830$111K0.0%-46.4%0.008%
1/26/2026 Mirae Asset Global Investments Co. Ltd.44,742$853K0.0%+2.1%0.059%
1/26/2026 Cordatus Wealth Management LLC23,260$444K0.1%N/A0.031%
1/23/2026 Tyche Wealth Partners LLC384,025$7.32M1.2%-4.4%0.507%
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1/23/2026 Legacy Bridge LLC125,605$2.40M1.0%-2.9%0.166%
1/23/2026 Gilliland Jeter Wealth Management LLC78,202$1.49M0.5%-0.8%0.103%
1/23/2026U.S. Capital Wealth Advisors LLC38,733$739K0.0%+26.5%0.051%
1/22/2026 Willis Johnson & Associates Inc.99,339$1.89M0.1%-2.1%0.131%
1/22/2026 Pinnacle Bancorp Inc.7,940$151K0.0%+29.4%0.010%
1/22/2026 Fiduciary Alliance LLC134,118$2.56M0.2%+13.4%0.177%
1/22/2026 Mechanics Financial Corp35,449$676K0.2%-3.9%0.047%
1/22/2026 Cliftonlarsonallen Wealth Advisors LLC50,027$954K0.0%-10.0%0.066%
1/21/2026 Capital Investment Advisory Services LLC66,090$1.26M0.1%+14.4%0.087%
1/21/2026 Flagship Harbor Advisors LLC1,909$36K0.0%N/A0.003%


PREF Institutional Ownership - Frequently Asked Questions

During the previous two years, 146 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($220.88M), UBS Group AG ($136.95M), Morgan Stanley ($130.94M), Wells Fargo & Company MN ($75.37M), Royal Bank of Canada ($58.41M), LPL Financial LLC ($57.79M), and IFC Advisors LLC ($51.39M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Of the 129 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.78M), Bank of America Corp DE ($2.91M), Royal Bank of Canada ($1.56M), Permanens Capital L.P. ($1.38M), Ameriprise Financial Inc. ($1.08M), LPL Financial LLC ($760.64K), and Benjamin Edwards Inc. ($719.60K).

Institutional investors have bought a total of 7,173,659 shares in the last 24 months. This purchase volume represents approximately $136.75M in transactions.

Of the 48 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($294.84K), Royal Bank of Canada ($209.39K), IFC Advisors LLC ($196.18K), Kestra Advisory Services LLC ($174.04K), AXS Investments LLC ($154.60K), Flynn Zito Capital Management LLC ($100.25K), and Mirae Asset Global Investments Co. Ltd. ($59K).

Institutional investors have sold a total of 1,711,767 shares in the last 24 months. This volume of shares sold represents approximately $32.51M in transactions.


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Institutional ownership data for NYSEARCA:PREF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/22/2026. New 13F filings are added each quarter as they're published.
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