Go Pro
→ Trump goes 'all-in' on Grand Canyon energy breakthrough (From Behind the Markets) (Ad)tc pixel Free PREF Stock Alerts

Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.57 -0.09 (-0.48%)
Closing price 09/23/2026 04:10 PM Eastern
Extended Trading
$18.57 +0.00 (+0.02%)
As of 09/23/2026 08:00 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
82
Total
Institutional Inflows
(last 12 months)
$141.36M
Number of
Institutional Sellers
(last 12 months)
48
Total
Institutional Outflows
(last 12 months)
$32.60M
Get PREF Insider Trade Alerts

Want to know when executives and insiders are buying or selling Principal Spectrum Preferred Securities Active ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026 Envestnet Asset Management Inc.1,303,346$24.84M0.0%+20.8%1.294%
9/9/2026 NewEdge Advisors LLC364,543$6.95M0.0%-1.3%0.387%
9/9/2026 IFP Advisors Inc5,956$114K0.0%+102.7%0.006%
9/9/2026 Baird Financial Group Inc.258,863$4.93M0.0%+7.3%0.275%
8/22/2026 NBH Bank11,361$217K0.1%N/A0.012%
8/22/2026 Cornerstone Advisors Asset Management LLC842,806$16.06M2.1%+30.0%0.894%
8/22/2026 Rogco LP406,720$7.75M2.4%+2.2%0.432%
8/22/2026 Concurrent Investment Advisors LLC64,728$1.23M0.0%N/A0.069%
8/21/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.062%
7/7/2026 First Citizens Financial Corp58,292$1.11M0.5%-1.0%0.063%
7/2/2026 MassMutual Private Wealth & Trust FSB134,825$2.57M0.1%-3.9%0.145%
6/3/2026 NewEdge Advisors LLC369,283$6.95M0.0%+5.8%0.478%
5/19/2026 NewEdge Advisors LLC54,035$1.02M0.0%-84.5%0.070%
5/19/2026 Bank of America Corp DE11,736,590$220.88M0.0%+4.4%15.183%
5/18/2026 Royal Bank of Canada3,103,712$58.41M0.0%-6.3%4.015%
5/15/2026 Boreal Capital Management LLC8,641$163K0.2%N/A0.011%
5/7/2026 Cornerstone Advisors Asset Management LLC648,514$12.21M1.9%+5.4%0.839%
5/7/2026 Spartan Wealth Advisory Services LLC255,406$4.81M0.4%N/A0.330%
5/6/2026 AXS Investments LLC73,183$1.38M0.6%-40.6%0.095%
5/5/2026 Bank of New York Mellon Corp85,937$1.62M0.0%-1.2%0.111%
5/5/2026 Sanctuary Advisors LLC137,547$2.59M0.0%+25.8%0.178%
5/5/2026 Flynn Zito Capital Management LLC16,707$314K0.1%-68.9%0.022%
5/4/2026 Principal Financial Group Inc.313,421$5.90M0.0%+17.7%0.405%
5/4/2026 IFC Advisors LLC2,730,332$51.39M7.4%+1.8%3.532%
5/1/2026 Fifth Third Bancorp105,596$1.99M0.0%+20,935.1%0.137%
4/30/2026 Meadow Creek Wealth Advisors LLC149,078$2.81M1.8%+7.1%0.193%
4/30/2026 Kestra Advisory Services LLC100,185$1.89M0.0%+24.3%0.130%
4/28/2026 Stephens Inc. AR21,629$407K0.0%+10.7%0.028%
4/28/2026 Berger Financial Group Inc403,943$7.60M0.4%-11.3%0.525%
4/27/2026 Private Advisor Group LLC171,145$3.22M0.0%-16.2%0.222%
4/23/2026 Flagstar Advisors Inc.53,210$1.00M0.4%+1.5%0.069%
4/21/2026 Grey Ledge Advisors LLC202,206$3.81M0.9%-3.1%0.264%
4/21/2026 Fiduciary Alliance LLC148,289$2.82M0.2%+10.6%0.193%
4/20/2026 Heritage Wealth Management Inc.28,768$541K0.3%-9.3%0.038%
3/17/2026 Rockefeller Capital Management L.P.162,835$3.11M0.0%+36.8%0.214%
3/5/2026 Mengis Capital Management Inc.42,415$809K0.1%N/A0.056%
2/18/2026 Mercer Global Advisors Inc. ADV10,323$197K0.0%N/A0.014%
2/18/2026 NewEdge Advisors LLC348,879$6.65M0.0%+16.6%0.458%
2/17/2026 Cetera Investment Advisers10,449$199K0.0%-18.6%0.014%
2/17/2026 BTG Pactual Asset Management US LLC31,478$597K0.1%+4.5%0.041%
Barricks gold output fell from 2 million ounces to 719000 (Ad)

Barrick's gold production has plunged from 2 million ounces to just 719,000, leaving the world's second-largest miner running on fumes. Newmont's $15 billion purchase of Newcrest, the largest mining deal in history, still couldn't keep output growing, proof that majors must keep buying to survive. With record cash flows and shrinking mines, gold majors are positioned to launch a wave of acquisitions targeting the best junior assets.tc pixel

See the top three gold buyout targets to watch now
2/17/2026 Osaic Holdings Inc.90,359$1.72M0.0%+6.0%0.119%
2/17/2026 Advisory Services Network LLC18,888$360K0.0%+20.2%0.025%
2/17/2026 Private Advisor Group LLC204,334$3.90M0.0%+9.0%0.268%
2/17/2026 Ibex Wealth Advisors82,440$1.57M0.2%-12.5%0.108%
2/17/2026 &PARTNERS103,787$1.98M0.0%-0.8%0.136%
2/17/2026 Royal Bank of Canada3,313,098$63.18M0.0%+6.6%4.348%
2/17/2026 L2 Asset Management LLC315,644$6.02M0.8%+20.7%0.414%
2/16/2026 South Plains Financial Inc.12,414$237K0.1%+5.3%0.016%
2/16/2026 MML Investors Services LLC59,073$1.13M0.0%+15.3%0.078%
2/16/2026 Mariner LLC553,600$10.56M0.0%+7.5%0.727%
2/16/2026 Focus Partners Wealth260,375$4.97M0.0%+6.5%0.342%
2/16/2026Evelyn Partners Asset Management Ltd1,500$29K0.0%N/A0.002%
2/13/2026 Jacobi Capital Management LLC12,931$247K0.0%-18.7%0.017%
2/13/2026 Kestra Advisory Services LLC80,592$1.54M0.0%-68.3%0.106%
2/13/2026 UMB Bank n.a.26,764$510K0.0%-7.5%0.035%
2/13/2026 Stifel Financial Corp84,662$1.62M0.0%-2.0%0.111%
2/13/2026 Smartleaf Asset Management LLC47,286$901K0.0%-20.0%0.062%
2/13/2026 Morgan Stanley6,865,997$130.94M0.0%+4.1%9.010%
2/13/2026 Focused Alpha LLC138,592$2.64M0.8%N/A0.182%
2/13/2026 Wells Fargo & Company MN3,952,097$75.37M0.0%+10.0%5.186%
2/12/2026 Jane Street Group LLC39,402$751K0.0%N/A0.052%
2/12/2026 Bank of Jackson Hole Trust11,861$226K0.1%+22.3%0.016%
2/12/2026 Insigneo Advisory Services LLC134,031$2.56M0.2%+30.3%0.176%
2/12/2026 Commonwealth Equity Services LLC268,683$5.12M0.0%-6.6%0.353%
2/12/2026 Steward Partners Investment Advisory LLC3,035$58K0.0%+126.5%0.004%
2/12/2026 IFC Advisors LLC2,682,109$51.15M7.5%+2.3%3.520%
2/12/2026 Principal Securities Inc.927,395$17.69M0.3%+37.8%1.217%
2/12/2026 Resurgent Financial Advisors LLC24,319$464K0.2%+11.2%0.032%
2/11/2026 Cornerstone Advisors Asset Management LLC615,452$11.74M1.9%+9.3%0.808%
2/11/2026 Everett Harris & Co. CA13,000$248K0.0%-44.7%0.017%
2/11/2026 Cerity Partners LLC65,238$1.24M0.0%-3.0%0.086%
2/11/2026 LPL Financial LLC3,030,604$57.79M0.0%+11.3%3.977%
2/11/2026 Dearborn Partners LLC87,611$1.67M0.1%-2.7%0.115%
2/11/2026 J.W. Cole Advisors Inc.117,090$2.23M0.0%-14.0%0.154%
2/10/2026 AXS Investments LLC123,103$2.35M1.1%-36.1%0.162%
2/10/2026 Rothschild Investment LLC1,539$29K0.0%N/A0.002%
2/9/2026 Prospera Financial Services Inc33,060$630K0.0%N/A0.043%
2/6/2026 FourThought Financial Partners LLC67,288$1.28M0.1%+5.3%0.088%
2/5/2026 Stephens Inc. AR19,536$373K0.0%-5.6%0.026%
2/5/2026 Grey Ledge Advisors LLC208,749$3.98M0.9%-13.3%0.274%
2/4/2026 Bensler LLC707,404$13.49M1.4%+10.1%0.928%
2/2/2026 Truist Financial Corp65,242$1.24M0.0%-1.4%0.086%
2/2/2026 Benjamin Edwards Inc.691,936$13.20M0.1%-2.4%0.908%
1/30/2026 Rogco LP387,187$7.38M2.4%+0.9%0.508%
1/29/2026Comerica Bank108,546$2.07M0.0%+13.9%0.142%
1/29/2026 UBS Group AG7,181,546$136.95M0.0%+1.4%9.425%
1/29/2026 Sanctuary Advisors LLC109,376$2.09M0.0%+46.7%0.144%
1/28/2026 Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+1.9%0.183%
1/27/2026 Berger Financial Group Inc455,416$8.69M0.5%+5.8%0.598%
1/26/2026 Heritage Wealth Management Inc.31,710$605K0.2%+22.5%0.042%
Why I went to Mount Rushmore (Ad)

A small miner just hit on gold in the hills surrounding Mount Rushmore, thanks to a breakthrough new technology. This could be one of the biggest gold finds since the 1870s, yet the stock still trades around 6 dollars. BlackRock and Vanguard have been quietly loading up on shares while most investors have missed the story. The same technology is unlocking hidden resource wealth across America, driving stocks up 227 percent, 378 percent, and even 773 percent.tc pixel

Watch the free video and get the stock name now
1/26/2026 Private Trust Co. NA5,830$111K0.0%-46.4%0.008%
1/26/2026 Mirae Asset Global Investments Co. Ltd.44,742$853K0.0%+2.1%0.059%
1/26/2026 Cordatus Wealth Management LLC23,260$444K0.1%N/A0.031%
1/23/2026 Tyche Wealth Partners LLC384,025$7.32M1.2%-4.4%0.507%
1/23/2026 Legacy Bridge LLC125,605$2.40M1.0%-2.9%0.166%
1/23/2026 Gilliland Jeter Wealth Management LLC78,202$1.49M0.5%-0.8%0.103%
1/23/2026U.S. Capital Wealth Advisors LLC38,733$739K0.0%+26.5%0.051%
1/22/2026 Willis Johnson & Associates Inc.99,339$1.89M0.1%-2.1%0.131%
1/22/2026 Pinnacle Bancorp Inc.7,940$151K0.0%+29.4%0.010%
1/22/2026 Fiduciary Alliance LLC134,118$2.56M0.2%+13.4%0.177%


PREF Institutional Ownership - Frequently Asked Questions

During the previous two years, 146 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($220.88M), UBS Group AG ($136.95M), Morgan Stanley ($130.94M), Wells Fargo & Company MN ($75.37M), Royal Bank of Canada ($58.41M), LPL Financial LLC ($57.79M), and IFC Advisors LLC ($51.39M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Of the 130 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.78M), Bank of America Corp DE ($2.91M), Royal Bank of Canada ($1.56M), Permanens Capital L.P. ($1.38M), Ameriprise Financial Inc. ($1.08M), LPL Financial LLC ($760.64K), and Benjamin Edwards Inc. ($719.60K).

Institutional investors have bought a total of 7,415,181 shares in the last 24 months. This purchase volume represents approximately $141.36M in transactions.

Of the 48 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($299.58K), Royal Bank of Canada ($209.39K), IFC Advisors LLC ($196.18K), Kestra Advisory Services LLC ($174.04K), AXS Investments LLC ($154.60K), Flynn Zito Capital Management LLC ($100.25K), and Mirae Asset Global Investments Co. Ltd. ($59K).

Institutional investors have sold a total of 1,716,507 shares in the last 24 months. This volume of shares sold represents approximately $32.60M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:PREF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
From Our Partners
How to get a stake in Anthropic — before the IPO
Anthropic, the maker of Claude AI, has reportedly filed for an IPO that could arrive as early as October. Its ...
Weiss Ratings | Sponsoredtc pixel
Shocking new footage just released
Gerardo Del Real is calling it the Third Convergence Event, a new catalyst hitting the uranium market that he ...
Digest Publishing | Sponsoredtc pixel
Major Buy Alert Issued for September 30th
Keith Kaplan has invested $17 million into his own AI research tools, building a platform now used by 180,000 ...
TradeSmith | Sponsoredtc pixel
If you keep cash in a U.S. bank account… read this NOW
Since 2020, U.S. banks have been required to keep zero percent of deposits on hand, lending out nearly every d...
Banyan Hill Publishing | Sponsoredtc pixel
This free guide explains options the way they should be taught
Most options educators jump straight into Greeks, spreads, and implied volatility - losing beginners before th...
Base Camp Trading | Sponsoredtc pixel
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel
Trump's New Dollar
Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. doll...
Porter & Company | Sponsoredtc pixel
On October 7th, your “safest” assets are at risk
Jeff Brown called Nvidia's rise of over 27,000 percent and warned in early 2024 that inflation would outlast W...
Brownstone Research | Sponsoredtc pixel