Go Pro
→ Iran War Shock: What I Was Told In That Private Meeting (From Banyan Hill Publishing) (Ad)tc pixel Free PREF Stock Alerts

Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.99 0.00 (0.00%)
As of 07/2/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
93
Total
Institutional Inflows
(last 12 months)
$171.62M
Number of
Institutional Sellers
(last 12 months)
55
Total
Institutional Outflows
(last 12 months)
$46.92M
Get PREF Insider Trade Alerts

Want to know when executives and insiders are buying or selling Principal Spectrum Preferred Securities Active ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/2/2026 MassMutual Private Wealth & Trust FSB134,825$2.57M0.1%-3.9%0.145%
6/3/2026NewEdge Advisors LLC369,283$6.95M0.0%+5.8%0.478%
5/19/2026NewEdge Advisors LLC54,035$1.02M0.0%-84.5%0.070%
5/19/2026Bank of America Corp DE11,736,590$220.88M0.0%+4.4%15.183%
5/18/2026Royal Bank of Canada3,103,712$58.41M0.0%-6.3%4.015%
5/15/2026Boreal Capital Management LLC8,641$163K0.2%N/A0.011%
5/7/2026Cornerstone Advisors Asset Management LLC648,514$12.21M1.9%+5.4%0.839%
5/7/2026Spartan Wealth Advisory Services LLC255,406$4.81M0.4%N/A0.330%
5/6/2026AXS Investments LLC73,183$1.38M0.6%-40.6%0.095%
5/5/2026Bank of New York Mellon Corp85,937$1.62M0.0%-1.2%0.111%
5/5/2026Sanctuary Advisors LLC137,547$2.59M0.0%+25.8%0.178%
5/5/2026Flynn Zito Capital Management LLC16,707$314K0.1%-68.9%0.022%
5/4/2026Principal Financial Group Inc.313,421$5.90M0.0%+17.7%0.405%
5/4/2026IFC Advisors LLC2,730,332$51.39M7.4%+1.8%3.532%
5/1/2026Fifth Third Bancorp105,596$1.99M0.0%+20,935.1%0.137%
4/30/2026Meadow Creek Wealth Advisors LLC149,078$2.81M1.8%+7.1%0.193%
4/30/2026Kestra Advisory Services LLC100,185$1.89M0.0%+24.3%0.130%
4/28/2026Stephens Inc. AR21,629$407K0.0%+10.7%0.028%
4/28/2026Berger Financial Group Inc403,943$7.60M0.4%-11.3%0.525%
4/27/2026Private Advisor Group LLC171,145$3.22M0.0%-16.2%0.222%
4/23/2026Flagstar Advisors Inc.53,210$1.00M0.4%+1.5%0.069%
4/21/2026Grey Ledge Advisors LLC202,206$3.81M0.9%-3.1%0.264%
4/21/2026Fiduciary Alliance LLC148,289$2.82M0.2%+10.6%0.193%
4/20/2026Heritage Wealth Management Inc.28,768$541K0.3%-9.3%0.038%
3/17/2026Rockefeller Capital Management L.P.162,835$3.11M0.0%+36.8%0.214%
3/5/2026Mengis Capital Management Inc.42,415$809K0.1%N/A0.056%
2/18/2026Mercer Global Advisors Inc. ADV10,323$197K0.0%N/A0.014%
2/18/2026NewEdge Advisors LLC348,879$6.65M0.0%+16.6%0.458%
2/17/2026Cetera Investment Advisers10,449$199K0.0%-18.6%0.014%
2/17/2026BTG Pactual Asset Management US LLC31,478$597K0.1%+4.5%0.041%
2/17/2026Osaic Holdings Inc.90,359$1.72M0.0%+6.0%0.119%
2/17/2026Advisory Services Network LLC18,888$360K0.0%+20.2%0.025%
2/17/2026Private Advisor Group LLC204,334$3.90M0.0%+9.0%0.268%
2/17/2026Ibex Wealth Advisors82,440$1.57M0.2%-12.5%0.108%
2/17/2026&PARTNERS103,787$1.98M0.0%-0.8%0.136%
2/17/2026Royal Bank of Canada3,313,098$63.18M0.0%+6.6%4.348%
2/17/2026L2 Asset Management LLC315,644$6.02M0.8%+20.7%0.414%
2/16/2026South Plains Financial Inc.12,414$237K0.1%+5.3%0.016%
2/16/2026MML Investors Services LLC59,073$1.13M0.0%+15.3%0.078%
2/16/2026Mariner LLC553,600$10.56M0.0%+7.5%0.727%
Iran War Shock: What I Was Told In That Private Meeting (Ad)

You’re Being LIED To About The Iran War Forget EVERYTHING you’ve heard about the Iran war. Especially the reasons why we’re bombing the country.tc pixel

Because THIS is the real reason.
2/16/2026Focus Partners Wealth260,375$4.97M0.0%+6.5%0.342%
2/16/2026Evelyn Partners Asset Management Ltd1,500$29K0.0%N/A0.002%
2/13/2026Jacobi Capital Management LLC12,931$247K0.0%-18.7%0.017%
2/13/2026Kestra Advisory Services LLC80,592$1.54M0.0%-68.3%0.106%
2/13/2026UMB Bank n.a.26,764$510K0.0%-7.5%0.035%
2/13/2026Stifel Financial Corp84,662$1.62M0.0%-2.0%0.111%
2/13/2026Smartleaf Asset Management LLC47,286$901K0.0%-20.0%0.062%
2/13/2026Morgan Stanley6,865,997$130.94M0.0%+4.1%9.010%
2/13/2026Focused Alpha LLC138,592$2.64M0.8%N/A0.182%
2/13/2026Wells Fargo & Company MN3,952,097$75.37M0.0%+10.0%5.186%
2/12/2026Jane Street Group LLC39,402$751K0.0%N/A0.052%
2/12/2026Bank of Jackson Hole Trust11,861$226K0.1%+22.3%0.016%
2/12/2026Insigneo Advisory Services LLC134,031$2.56M0.2%+30.3%0.176%
2/12/2026Commonwealth Equity Services LLC268,683$5.12M0.0%-6.6%0.353%
2/12/2026Steward Partners Investment Advisory LLC3,035$58K0.0%+126.5%0.004%
2/12/2026IFC Advisors LLC2,682,109$51.15M7.5%+2.3%3.520%
2/12/2026Principal Securities Inc.927,395$17.69M0.3%+37.8%1.217%
2/12/2026Resurgent Financial Advisors LLC24,319$464K0.2%+11.2%0.032%
2/11/2026Cornerstone Advisors Asset Management LLC615,452$11.74M1.9%+9.3%0.808%
2/11/2026Everett Harris & Co. CA13,000$248K0.0%-44.7%0.017%
2/11/2026Cerity Partners LLC65,238$1.24M0.0%-3.0%0.086%
2/11/2026LPL Financial LLC3,030,604$57.79M0.0%+11.3%3.977%
2/11/2026Dearborn Partners LLC87,611$1.67M0.1%-2.7%0.115%
2/11/2026J.W. Cole Advisors Inc.117,090$2.23M0.0%-14.0%0.154%
2/10/2026AXS Investments LLC123,103$2.35M1.1%-36.1%0.162%
2/10/2026Rothschild Investment LLC1,539$29K0.0%N/A0.002%
2/9/2026Prospera Financial Services Inc33,060$630K0.0%N/A0.043%
2/6/2026FourThought Financial Partners LLC67,288$1.28M0.1%+5.3%0.088%
2/5/2026Stephens Inc. AR19,536$373K0.0%-5.6%0.026%
2/5/2026Grey Ledge Advisors LLC208,749$3.98M0.9%-13.3%0.274%
2/4/2026Bensler LLC707,404$13.49M1.4%+10.1%0.928%
2/2/2026Truist Financial Corp65,242$1.24M0.0%-1.4%0.086%
2/2/2026Benjamin Edwards Inc.691,936$13.20M0.1%-2.4%0.908%
1/30/2026Rogco LP387,187$7.38M2.4%+0.9%0.508%
1/29/2026Comerica Bank108,546$2.07M0.0%+13.9%0.142%
1/29/2026UBS Group AG7,181,546$136.95M0.0%+1.4%9.425%
1/29/2026Sanctuary Advisors LLC109,376$2.09M0.0%+46.7%0.144%
1/28/2026Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+1.9%0.183%
1/27/2026Berger Financial Group Inc455,416$8.69M0.5%+5.8%0.598%
1/26/2026Heritage Wealth Management Inc.31,710$605K0.2%+22.5%0.042%
1/26/2026Private Trust Co. NA5,830$111K0.0%-46.4%0.008%
1/26/2026Mirae Asset Global Investments Co. Ltd.44,742$853K0.0%+2.1%0.059%
1/26/2026Cordatus Wealth Management LLC23,260$444K0.1%N/A0.031%
1/23/2026Tyche Wealth Partners LLC384,025$7.32M1.2%-4.4%0.507%
1/23/2026Legacy Bridge LLC125,605$2.40M1.0%-2.9%0.166%
1/23/2026Gilliland Jeter Wealth Management LLC78,202$1.49M0.5%-0.8%0.103%
1/23/2026U.S. Capital Wealth Advisors LLC38,733$739K0.0%+26.5%0.051%
1/22/2026Willis Johnson & Associates Inc.99,339$1.89M0.1%-2.1%0.131%
1/22/2026Pinnacle Bancorp Inc.7,940$151K0.0%+29.4%0.010%
1/22/2026Fiduciary Alliance LLC134,118$2.56M0.2%+13.4%0.177%
Trump's New Dollar (Ad)

Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. dollar reset - and most Americans don't know it's happening. The last time America underwent a monetary shift like this, under Nixon in the 1970s, it minted an average of 1,300 new millionaires a day for over half a century. Stansberry has released a new documentary naming the assets he believes are positioned to surge as a result.tc pixel

Watch the free briefing and see the three steps to prepare today
1/22/2026Mechanics Financial Corp35,449$676K0.2%-3.9%0.047%
1/22/2026Cliftonlarsonallen Wealth Advisors LLC50,027$954K0.0%-10.0%0.066%
1/21/2026Capital Investment Advisory Services LLC66,090$1.26M0.1%+14.4%0.087%
1/21/2026Flagship Harbor Advisors LLC1,909$36K0.0%N/A0.003%
1/20/2026C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors12,626$241K0.0%N/A0.017%
1/15/2026Ocean Park Asset Management LLC192,000$3.66M0.2%-22.0%0.257%
1/13/2026Flagstar Advisors Inc.52,439$1M0.3%-20.7%0.070%
1/9/2026Diversified Trust Co.25,333$483K0.0%N/A0.034%
1/8/2026Wealth Enhancement Advisory Services LLC1,188,051$22.69M0.0%-1.8%1.602%
1/7/2026 MassMutual Private Wealth & Trust FSB134,715$2.57M0.1%+1.3%0.182%


PREF Institutional Ownership - Frequently Asked Questions

During the previous two years, 147 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($220.88M), UBS Group AG ($136.95M), Morgan Stanley ($130.94M), Wells Fargo & Company MN ($75.37M), Royal Bank of Canada ($58.41M), LPL Financial LLC ($57.79M), and IFC Advisors LLC ($51.39M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Of the 134 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.78M), Bank of America Corp DE ($2.91M), Royal Bank of Canada ($1.56M), Permanens Capital L.P. ($1.38M), Ameriprise Financial Inc. ($1.08M), LPL Financial LLC ($760.64K), and Benjamin Edwards Inc. ($719.60K).

Institutional investors have bought a total of 9,013,077 shares in the last 24 months. This purchase volume represents approximately $171.62M in transactions.

Of the 55 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($331.35K), NewEdge Advisors LLC ($294.84K), Tyche Wealth Partners LLC ($220.75K), Royal Bank of Canada ($209.39K), IFC Advisors LLC ($196.18K), Kestra Advisory Services LLC ($174.04K), and AXS Investments LLC ($154.60K).

Institutional investors have sold a total of 2,471,412 shares in the last 24 months. This volume of shares sold represents approximately $46.92M in transactions.


Related Companies

This page (NYSEARCA:PREF) was last updated on 7/5/2026 by MarketBeat.com Staff.
From Our Partners
Trump's gold order: the announcement they won't put on the front page
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
Do NOT Buy SpaceX – Do This Instead
SpaceX just went public - and Whitney Tilson, Harvard MBA and 30-year Wall Street veteran, says buying in coul...
Stansberry Research | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel
Trump just signed it
A recent policy development is drawing attention from income-focused investors. According to one analyst, c...
Investors Alley | Sponsoredtc pixel
CODE RED: AI Meltdown Imminent?
After correctly predicting the 2008 and 2020 stock market meltdowns, I believe this AI company is about to tri...
Paradigm Press | Sponsoredtc pixel
Your $29.97 book is free today
Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options ca...
Profits Run | Sponsoredtc pixel
From the man who predicted 2008 crash…
Porter Stansberry, founder of one of the largest financial research firms in the world, says he's breaking the...
Porter & Company | Sponsoredtc pixel