Focused Alpha, LLC Top Holdings and 13F Report (2026) About Focused Alpha, LLCInvestment ActivityFocused Alpha, LLC has $402.00 million in total holdings as of September 30, 2026.Focused Alpha, LLC owns shares of 249 different stocks, but just 83 companies or ETFs make up 80% of its holdings.Approximately 14.95% of the portfolio was purchased this quarter.About 13.25% of the portfolio was sold this quarter.This quarter, Focused Alpha, LLC has purchased 264 new stocks and bought additional shares in 142 stocks.Focused Alpha, LLC sold shares of 72 stocks and completely divested from 41 stocks this quarter.Largest Holdings iShares Core S&P 500 ETF $23,579,477Vanguard Total Stock Market ETF $18,726,940Microsoft $18,154,479ZACKS TRUST $11,855,568Alphabet $11,298,339 Largest New Holdings this Quarter 31423L883 - FEDERATED HERMES ETF TRUST $7,718,820 Holding47804J685 - JOHN HANCOCK EXCHANGE TRADED $7,355,442 Holding19761L862 - COLUMBIA ETF TR I $4,424,788 Holding69608A108 - PALANTIR TECHNOLOGIES INC $785,984 Holding883556102 - Thermo Fisher Scientific $784,476 Holding Largest Purchases this Quarter FEDERATED HERMES ETF TRUST 148,292 shares (about $7.72M)JOHN HANCOCK EXCHANGE TRADED 308,663 shares (about $7.36M)COLUMBIA ETF TR I 111,561 shares (about $4.42M)iShares Core S&P 500 ETF 3,356 shares (about $2.57M)PGIM Ultra Short Bond ETF 50,608 shares (about $2.50M) Largest Sales this Quarter FEDERATED HERMES ETF TRUST 276,906 shares (about $6.63M)Federated Hermes U.S. Strategic Dividend ETF 173,748 shares (about $5.46M)GOLDMAN SACHS ETF TR 96,860 shares (about $5.41M)Meta Platforms 1,892 shares (about $1.37M)The Goldman Sachs Group 1,481 shares (about $1.33M) Sector Allocation Over TimeMap of 500 Largest Holdings ofFocused Alpha, LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorIVViShares Core S&P 500 ETF$23,579,477$2,570,162 ▲12.2%30,7895.9%ETFVTIVanguard Total Stock Market ETF$18,726,940$1,128,332 ▲6.4%50,0404.7%ETFMSFTMicrosoft$18,154,479$448,271 ▲2.5%35,3964.5%TechnologyZACKS TRUST$11,855,568$1,772,096 ▲17.6%350,4632.9%FOCUS GROWTH ETFGOOGLAlphabet$11,298,339$993,370 ▼-8.1%32,8362.8%Communication ServicesAAPLApple$10,912,341$113,226 ▼-1.0%32,7682.7%TechnologyPULSPGIM Ultra Short Bond ETF$10,810,455$2,503,068 ▲30.1%218,5702.7%ETFAB ACTIVE ETFS INC$10,175,014$23,717 ▲0.2%291,2972.5%SHOR DU YIEL ETFAMZNAmazon.com$9,556,529$278,546 ▼-2.8%38,3572.4%Consumer DiscretionaryVTVVanguard Value ETF$8,725,609$610,864 ▲7.5%40,3812.2%ETFSCM TRUST$8,642,256$1,330,172 ▲18.2%300,8092.1%SHELTON EQT PREFEDERATED HERMES ETF TRUST$7,718,820$7,718,820 ▲New Holding148,2921.9%ENHANCED INCOMEJOHN HANCOCK EXCHANGE TRADED$7,355,442$7,355,442 ▲New Holding308,6631.8%CORE PLUS BONDSPYSPDR S&P 500 ETF Trust$6,931,895$314,982 ▲4.8%9,0891.7%ETFRBB FUND TRUST$6,674,517$596,759 ▲9.8%132,9851.7%FIRST EAGLE GBLUCONFirst Trust TCW Unconstrained Plus Bond ETF$6,121,021$1,136,010 ▲22.8%257,7811.5%ETFBRK.BBerkshire Hathaway$6,117,923$31,869 ▲0.5%12,2861.5%FinanceNVDANVIDIA$5,961,105$446,021 ▼-7.0%26,1021.5%TechnologySMOTVanEck Morningstar SMID Moat ETF$5,720,866$559,761 ▲10.8%152,6591.4%ETFJPMJPMorgan Chase & Co.$5,688,950$1,542,660 ▲37.2%17,1961.4%FinancePREFPrincipal Spectrum Preferred Securities Active ETF$5,469,054$23,983 ▲0.4%298,0411.4%ETFSCHDSchwab US Dividend Equity ETF$5,234,947$382,487 ▲7.9%160,9271.3%ETFMAMastercard$4,871,805$798,548 ▲19.6%8,8341.2%FinanceSCHGSchwab U.S. Large-Cap Growth ETF$4,645,015$220,538 ▲5.0%129,2801.2%ETFDGROiShares Core Dividend Growth ETF$4,448,987$110,823 ▲2.6%59,0131.1%ETFCOLUMBIA ETF TR I$4,424,788$4,424,788 ▲New Holding111,5611.1%INTL EQ INCO ETFGOOGAlphabet$4,078,806$3,067 ▼-0.1%11,9701.0%Communication ServicesVVisa$3,942,227$125,766 ▲3.3%10,9711.0%FinanceVYMVanguard High Dividend Yield ETF$3,357,727$58,510 ▲1.8%21,6350.8%ETFVIGVanguard Dividend Appreciation ETF$3,088,331$44,329 ▲1.5%13,2370.8%ETFCSCOCisco Systems$2,723,627$627,064 ▲29.9%25,3050.7%TechnologyCOSTCostco Wholesale$2,539,659$100,130 ▼-3.8%2,7900.6%Consumer StaplesJSMDSmall/Mid Cap Growth Alpha ETF$2,396,155$1,513,972 ▲171.6%26,8330.6%ETFEMLPFirst Trust North American Energy Infrastructure Fund$2,370,430$95,630 ▲4.2%57,8290.6%ETFURTHiShares MSCI World ETF$2,354,3220.0%11,4160.6%ETFIVEiShares S&P 500 Value ETF$2,307,954$39,950 ▼-1.7%10,1100.6%ETFBRK.ABerkshire Hathaway$2,241,0150.0%30.6%FinanceEFAiShares MSCI EAFE ETF$2,234,3710.0%21,5070.6%ETFIVWiShares S&P 500 Growth ETF$2,183,227$301,159 ▼-12.1%15,3470.5%ETFZACKS TRUST$2,162,021$43,386 ▼-2.0%52,8220.5%SMALL/MID CAPRSPInvesco S&P 500 Equal Weight ETF$2,136,691$101,509 ▲5.0%10,2720.5%ETFVUGVanguard Growth ETF$2,103,352$14,057 ▲0.7%23,3420.5%ETFTSMTaiwan Semiconductor Manufacturing$2,020,419$99,903 ▲5.2%4,4290.5%TechnologyIWMiShares Russell 2000 ETF$2,011,466$10,560 ▲0.5%7,2380.5%ETFXYLDGlobal X S&P 500 Covered Call ETF$1,799,893$877,401 ▲95.1%43,3500.4%ETFIEFAiShares Core MSCI EAFE ETF$1,690,581$180,587 ▲12.0%17,4500.4%ETFAMGNAmgen$1,623,229$122,237 ▲8.1%3,8510.4%HealthcareBIOBio-Rad Laboratories$1,588,2710.0%4,2050.4%HealthcareGEGE Aerospace$1,576,005$379,715 ▲31.7%5,0470.4%IndustrialsQQQInvesco QQQ$1,525,800$94,669 ▼-5.8%2,0630.4%ETFTQQQProShares UltraPro QQQ$1,443,449$117,199 ▼-7.5%18,4990.4%ETFGILDGilead Sciences$1,406,505$59,921 ▲4.4%9,4360.3%HealthcareAVGOBroadcom$1,319,406$454,786 ▼-25.6%3,7570.3%TechnologyMGVVanguard Mega Cap Value ETF$1,278,514$258,055 ▲25.3%7,9370.3%ETFSPMOInvesco S&P 500 Momentum ETF$1,221,236$3,031 ▼-0.2%8,0570.3%ETFABBVAbbVie$1,218,250$635,415 ▲109.0%4,6570.3%HealthcareIBHHiShares iBonds 2028 Term High Yield and Income ETF$1,203,272$118,958 ▲11.0%52,0220.3%ETFQDPLPacer Metaurus US Large Cap Dividend Multiplier 400 ETF$1,193,343$31,005 ▼-2.5%26,0570.3%ETFIBHGiShares iBonds 2027 Term High Yield and Income ETF$1,158,809$117,395 ▲11.3%53,2050.3%ETFLLYEli Lilly and Company$1,137,115$667,462 ▲142.1%9830.3%HealthcareCLOAiShares AAA CLO Active ETF$1,127,433$121,195 ▲12.0%21,7310.3%ETFVLOValero Energy$1,118,234$29,458 ▼-2.6%2,8850.3%EnergyVOOVanguard S&P 500 ETF$1,105,735$75,678 ▲7.3%1,5780.3%ETFIWYiShares Russell Top 200 Growth ETF$1,092,619$95,844 ▲9.6%3,7050.3%ETFCVXChevron$1,089,791$635,252 ▼-36.8%5,3370.3%EnergyTHORNBURG ETF TR$1,085,486$179,120 ▲19.8%31,2640.3%INTL EQUITY ETFSTXSeagate Technology$1,082,169$340,427 ▲45.9%1,1730.3%TechnologyJAAAJanus Henderson AAA CLO ETF$1,076,856$122,841 ▲12.9%21,3370.3%ETFTXNTexas Instruments$1,032,435$544,787 ▼-34.5%3,6860.3%TechnologyBXBlackstone$1,030,981$17,598 ▼-1.7%9,1980.3%FinanceRTXRTX$1,030,899$385,404 ▲59.7%5,5530.3%IndustrialsSPHQInvesco S&P 500 Quality ETF$1,029,974$241,813 ▼-19.0%12,2500.3%ETFIBHIiShares iBonds 2029 Term High Yield and Income ETF$1,022,819$126,819 ▲14.2%44,8020.3%ETFQQQMInvesco NASDAQ 100 ETF$1,007,219$111,812 ▲12.5%3,3060.3%ETFNADNuveen Quality Municipal Income Fund$997,045$165,128 ▲19.8%98,5220.2%FinanceCCitigroup$966,201$758,640 ▼-44.0%7,4620.2%FinanceMETAMeta Platforms$965,448$1,372,372 ▼-58.7%1,3310.2%Communication ServicesIYHiShares U.S. Healthcare ETF$942,159$2,147 ▼-0.2%13,1660.2%ETFIBHFiShares iBonds 2026 Term High Yield and Income ETF$936,240$76,377 ▼-7.5%41,5550.2%ETFIWRiShares Russell Mid-Cap ETF$929,263$55,598 ▲6.4%8,7080.2%ETFMSMorgan Stanley$911,420$108,896 ▼-10.7%4,8460.2%FinanceVOVanguard Mid-Cap ETF$899,711$41,014 ▲4.8%11,4730.2%ETFIEMGiShares Core MSCI Emerging Markets ETF$890,009$260,851 ▲41.5%10,9660.2%ETFNTAPNetApp$886,830$42,650 ▼-4.6%4,2210.2%TechnologyKOCoca-Cola$886,664$632,717 ▲249.2%10,3000.2%Consumer StaplesIBMInternational Business Machines$883,460$16,055 ▼-1.8%4,0170.2%TechnologyUMCUnited Microelectronics$882,472$8,082 ▼-0.9%36,0340.2%TechnologySTTState Street$869,606$24,791 ▲2.9%4,9810.2%FinanceNTRANatera$866,298$147,965 ▲20.6%2,0960.2%HealthcareJNJJohnson & Johnson$865,847$14,559 ▼-1.7%3,2710.2%HealthcareVXUSVanguard Total International Stock ETF$859,808$352,504 ▲69.5%10,1200.2%ETFDGRWWisdomTree U.S. Quality Dividend Growth Fund$854,176$2,237 ▲0.3%8,7840.2%ETFMRKMerck & Co., Inc.$853,457$19,763 ▼-2.3%5,8730.2%HealthcareIBDTiShares iBonds Dec 2028 Term Corporate ETF$842,166$27,755 ▲3.4%33,7410.2%ETFRYLDGlobal X Russell 2000 Covered Call ETF$836,992$230,349 ▲38.0%54,1040.2%ETFMUMicron Technology$835,774$614,321 ▼-42.4%7850.2%TechnologyETXEaton Vance Municipal Income 2028 Term Trust$822,308$3,615 ▲0.4%46,8550.2%FinanceAVTAvnet$817,206$16,192 ▼-1.9%8,1760.2%TechnologyPALANTIR TECHNOLOGIES INC$785,984$785,984 ▲New Holding4,2020.2%CL ATMOThermo Fisher Scientific$784,476$784,476 ▲New Holding1,1620.2%HealthcareShowing largest 100 holdings. 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