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AllianzIM U.S. Large Cap Buffer10 Sep ETF (SEPT) Institutional Ownership

$34.36 +0.11 (+0.32%)
As of 09/19/2025 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for AllianzIM U.S. Large Cap Buffer10 Sep ETF (NYSEARCA:SEPT)

Number of
Institutional Buyers
(last 12 months)
18
Total
Institutional Inflows
(last 12 months)
$19.49M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$5.74M
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SEPT Institutional Buying and Selling by Quarter

AllianzIM U.S. Large Cap Buffer10 Sep ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.51,610$1.66M0.0%-24.2%9.925%
8/8/2025 Cetera Investment Advisers19,702$634K0.0%-2.5%3.582%
8/6/2025 AE Wealth Management LLC3,494$113K0.0%-20.6%0.635%
8/1/2025 Envestnet Asset Management Inc.22,863$736K0.0%+4.7%4.157%
7/28/2025 Nvest Financial LLC27,999$902K0.5%+2.1%5.091%
7/28/2025 Harbour Investments Inc.6,131$197K0.0%-7.0%1.115%
7/10/2025 Focus Financial Network Inc.6,466$208K0.0%N/A1.176%
5/15/2025OLD Mission Capital LLC27,774$829K0.0%+118.5%4.629%
5/9/2025Atria Wealth Solutions Inc.45,406$1.36M0.0%-27.5%7.568%
5/8/2025Harbour Investments Inc.6,589$197K0.0%-58.6%1.098%
5/6/2025Cetera Investment Advisers20,202$603K0.0%-2.4%3.367%
5/6/2025AE Wealth Management LLC4,398$131K0.0%-65.2%0.733%
4/29/2025Envestnet Asset Management Inc.21,835$652K0.0%-5.4%3.639%
2/17/2025Cetera Investment Advisers20,702$633K0.0%-6.0%4.600%
2/17/2025Citadel Advisors LLC8,122$248K0.0%-59.0%1.805%
2/14/2025Jane Street Group LLC18,677$571K0.0%-39.3%4.150%
2/13/2025Raymond James Financial Inc.11,927$365K0.0%N/A2.650%
2/13/2025Envestnet Asset Management Inc.23,081$706K0.0%-48.0%5.129%
2/12/2025OLD Mission Capital LLC12,711$389K0.0%N/A2.825%
2/11/2025LPL Financial LLC13,594$416K0.0%N/A3.021%
2/10/2025Harbour Investments Inc.15,908$487K0.0%+8.0%3.535%
2/10/2025Commonwealth Equity Services LLC56,243$1.72M0.0%+8.6%12.498%
2/10/2025Avantax Advisory Services Inc.8,975$275K0.0%N/A1.994%
2/10/2025Farther Finance Advisors LLC4,828$148K0.0%N/A1.073%
2/6/2025Raymond James Financial Inc.11,927$365K0.0%N/A2.650%
1/31/2025Atria Wealth Solutions Inc.62,638$1.92M0.0%+13.1%13.920%
1/24/2025Spire Wealth Management3,650$112K0.0%N/A0.811%
1/16/2025Access Financial Services Inc.31,269$957K0.4%-73.4%6.949%
12/26/2024JPMorgan Chase & Co.3,033$91K0.0%+16,750.0%0.674%
12/16/2024SMART Wealth LLC80,316$2.42M0.9%N/A17.848%
11/15/2024Jane Street Group LLC30,748$925K0.0%N/A6.833%
11/12/2024Jim Saulnier & Associates LLC10,427$314K0.3%N/A2.317%
11/5/2024WealthPlan Investment Management LLC252,155$7.58M0.8%N/A56.034%
11/5/2024WealthPLAN Partners LLC129,321$3.89M0.5%N/A28.738%
11/5/2024Harbour Investments Inc.14,734$443K0.0%+176.5%3.274%
10/9/2024Nvest Financial LLC27,419$824K0.5%N/A6.093%
7/31/2024Commonwealth Equity Services LLC28,017$814K0.0%+4.8%6.226%
5/24/2024Cetera Advisors LLC10,660$299K0.0%-11.6%2.369%
4/30/2024Commonwealth Equity Services LLC26,724$751K0.0%-70.1%5.939%
2/6/2024Allianz Investment Management U.S. LLC184,223$4.83M0.3%-7.5%0.000%
2/2/2024Atria Wealth Solutions Inc.17,374$456K0.0%+7.3%0.000%
11/16/2023Harbour Investments Inc.32,029$774K0.0%N/A0.000%
11/8/2023Atria Wealth Solutions Inc.16,189$391K0.0%N/A0.000%
11/8/2023Avantax Advisory Services Inc.10,257$248K0.0%N/A0.000%
(Data available from 1/1/2016 forward)

SEPT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SEPT shares?

During the previous two years, 25 institutional investors and hedge funds held shares of AllianzIM U.S. Large Cap Buffer10 Sep ETF. The most heavily invested institutionals were WealthPlan Investment Management LLC ($7.58M), Allianz Investment Management U.S. LLC ($4.83M), WealthPLAN Partners LLC ($3.89M), SMART Wealth LLC ($2.42M), Commonwealth Equity Services LLC ($1.72M), Osaic Holdings Inc. ($1.66M), and Atria Wealth Solutions Inc. ($1.36M).Learn more on AllianzIM U.S. Large Cap Buffer10 Sep ETF's institutional investors.

Which institutional investors have been buying AllianzIM U.S. Large Cap Buffer10 Sep ETF's stock?

Of the 18 institutional investors that purchased AllianzIM U.S. Large Cap Buffer10 Sep ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: WealthPlan Investment Management LLC ($252.16K), WealthPLAN Partners LLC ($129.32K), SMART Wealth LLC ($80.32K), Harbour Investments Inc. ($42.61K), Jane Street Group LLC ($30.75K), Nvest Financial LLC ($28.00K), and OLD Mission Capital LLC ($27.77K).

How much institutional buying is happening at AllianzIM U.S. Large Cap Buffer10 Sep ETF?

Institutional investors have bought a total of 646,433 shares in the last 24 months. This purchase volume represents approximately $19.49M in transactions.

Which of AllianzIM U.S. Large Cap Buffer10 Sep ETF's major shareholders have been selling company stock?

Of the 9 institutional investors that sold AllianzIM U.S. Large Cap Buffer10 Sep ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Access Financial Services Inc. ($86.19K), Envestnet Asset Management Inc. ($22.56K), Atria Wealth Solutions Inc. ($17.23K), Osaic Holdings Inc. ($16.52K), Jane Street Group LLC ($12.07K), Citadel Advisors LLC ($11.67K), and Harbour Investments Inc. ($9.78K).

How much institutional selling is happening at AllianzIM U.S. Large Cap Buffer10 Sep ETF?

Institutional investors have sold a total of 187,463 shares in the last 24 months. This volume of shares sold represents approximately $5.74M in transactions.



This page (NYSEARCA:SEPT) was last updated on 9/20/2025 by MarketBeat.com Staff
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