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Simplify US Equity PLUS Downside Convexity ETF (SPD) Institutional Ownership

$42.71 +0.52 (+1.23%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Simplify US Equity PLUS Downside Convexity ETF (NYSEARCA:SPD)

Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$24.49M
Number of
Institutional Sellers
(last 12 months)
15
Total
Institutional Outflows
(last 12 months)
$3.46M
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SPD Institutional Buying and Selling by Quarter

Simplify US Equity PLUS Downside Convexity ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/22/2026 Montgomery Financial Services LLC2,435$101K0.1%N/A0.095%
5/22/2026 Independent Wealth Advisors LLC148,884$5.42M5.3%+3.9%5.474%
4/30/2026 Elevated Capital Advisors LLC23,631$859K0.2%+54.4%0.869%
4/28/2026 B.O.S.S. Retirement Advisors LLC22,244$809K0.2%-8.6%0.818%
4/28/2026 Evolution Wealth Management Inc.130,790$4.76M3.5%+13.9%4.808%
4/21/2026 LifeWealth Investments LLC8,904$324K0.1%-18.9%0.327%
4/20/2026 Park Edge Advisors LLC29,794$1.08M0.2%+2.6%1.095%
2/19/2026 Compound Planning Inc.34,559$1.36M0.0%-19.0%1.164%
2/17/2026 Osaic Holdings Inc.5,868$230K0.0%-20.2%0.198%
2/12/2026 Commonwealth Equity Services LLC255,478$10.03M0.0%+4.0%8.602%
2/12/2026 Ironsides Asset Advisors LLC104,611$4.11M1.0%+21.9%3.522%
2/11/2026 Howard Bailey Securities LLC17,919$704K0.3%+16.6%0.603%
2/11/2026 LPL Financial LLC384,800$15.11M0.0%+856.0%12.956%
2/10/2026 Evolution Wealth Management Inc.114,806$4.51M3.7%+14.7%3.866%
2/6/2026 Lloyd Advisory Services LLC.47,645$1.87M0.7%+6.6%1.604%
2/6/2026 Kingdom Financial Group LLC.2,120$83K0.0%N/A0.071%
2/6/2026 Authentikos Wealth Advisory LLC190,625$7.48M5.0%-1.9%6.418%
2/6/2026 HighTower Advisors LLC5,119$201K0.0%-9.7%0.172%
2/2/2026 B.O.S.S. Retirement Advisors LLC24,339$956K0.3%-37.6%0.819%
1/27/2026 Elevated Capital Advisors LLC15,304$601K0.1%-4.2%0.515%
1/26/2026 LifeWealth Investments LLC10,977$431K0.1%-7.1%0.370%
1/26/2026 AE Wealth Management LLC182,280$7.16M0.0%-1.4%6.137%
1/26/2026CWM LLC43,586$1.71M0.0%+43.0%1.468%
1/26/2026 Austin Wealth Management LLC47,934$1.90M0.3%-11.2%1.614%
1/22/2026 Networth Advisors LLC695$27K0.0%N/A0.023%
1/22/2026 Fiduciary Alliance LLC19,252$756K0.0%+1.4%0.648%
1/22/2026 Centennial Advisors LLC8,263$324K0.4%N/A0.278%
1/16/2026 Park Edge Advisors LLC29,031$1.14M0.3%-2.3%0.958%
1/9/2026 Dynamic Advisor Solutions LLC8,166$321K0.0%-4.7%0.268%
1/8/2026 Wealth Enhancement Advisory Services LLC21,727$868K0.0%-22.9%0.712%
11/17/2025 Susquehanna International Group LLP11,531$456K0.0%N/A0.432%
11/17/2025 Citadel Advisors LLC11,740$464K0.0%N/A0.440%
11/12/2025 Ironsides Asset Advisors LLC85,839$3.39M0.9%+3.0%3.215%
11/12/2025 Great Lakes Retirement Inc.5,235$207K0.0%N/A0.196%
11/10/2025 Compound Planning Inc.42,691$1.69M0.1%-30.4%1.599%
11/5/2025 B.O.S.S. Retirement Advisors LLC38,994$1.54M0.4%-8.5%1.460%
11/5/2025 Authentikos Wealth Advisory LLC194,241$7.67M5.1%+2.2%7.275%
11/5/2025 Austin Wealth Management LLC54,006$2.12M0.3%-1.4%2.023%
11/4/2025 Sollinda Capital Management LLC14,197$561K0.2%-36.2%0.532%
11/4/2025 Howard Bailey Securities LLC15,369$607K0.2%-5.1%0.576%
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11/3/2025 AE Wealth Management LLC184,940$7.31M0.0%-0.2%6.927%
10/30/2025 Lloyd Advisory Services LLC.44,692$1.77M0.8%-2.4%1.809%
10/29/2025 Wealth Enhancement Advisory Services LLC28,197$1.12M0.0%-8.4%1.142%
10/23/2025 Evolution Wealth Management Inc.100,057$3.95M4.1%+5.6%4.051%
10/22/2025 Commonwealth Equity Services LLC245,555$9.70M0.0%+70.5%9.941%
10/20/2025 LifeWealth Investments LLC11,747$464K0.1%+7.3%0.476%
10/15/2025CWM LLC30,483$1.20M0.0%+3,528.9%1.244%
10/9/2025 Park Edge Advisors LLC29,721$1.17M0.3%-5.7%1.213%
9/4/2025 Osaic Holdings Inc.7,218$265K0.0%+21.8%0.301%
8/29/2025 Evolution Wealth Management Inc.94,750$3.60M4.4%N/A3.948%
8/14/2025 Transce3nd LLC782$30K0.0%N/A0.033%
8/8/2025 Austin Wealth Management LLC54,756$2.06M0.4%-44.6%2.330%
8/6/2025 AE Wealth Management LLC185,279$7.04M0.1%+6,701.7%7.884%
7/30/2025 LifeWealth Investments LLC10,952$416K0.1%N/A0.466%
7/18/2025 B.O.S.S. Retirement Advisors LLC42,618$1.62M0.4%N/A1.814%
7/16/2025 Lloyd Advisory Services LLC.45,784$1.74M0.8%N/A1.969%
7/10/2025 Wealth Enhancement Advisory Services LLC30,797$1.20M0.0%-85.4%1.325%
7/9/2025 Fiduciary Alliance LLC18,987$722K0.1%-13.0%0.817%
7/7/2025 Park Edge Advisors LLC31,522$1.20M0.3%-36.5%1.356%
5/19/2025Jane Street Group LLC20,967$649K0.0%+182.4%0.845%
5/14/2025Compound Planning Inc.61,599$1.91M0.1%+35.9%2.484%
5/13/2025Ethos Financial Group LLC218,903$6.94M0.7%+3.1%8.827%
5/13/2025HighTower Advisors LLC468,920$14.50M0.0%-11.2%18.908%
5/8/2025US Bancorp DE1,707$53K0.0%+178.0%0.083%
5/7/2025Ironsides Asset Advisors LLC82,733$2.56M0.8%+4.5%4.036%
5/6/2025AE Wealth Management LLC2,724$84K0.0%-98.2%0.133%
5/1/2025Austin Wealth Management LLC98,902$3.40M0.7%-6.3%4.824%
4/30/2025Alpha Cubed Investments LLC8,843$274K0.0%N/A0.431%
4/25/2025Sollinda Capital Management LLC22,263$689K0.2%-96.3%1.086%
4/24/2025Elevated Capital Advisors LLC18,341$567K0.2%+3.5%0.895%
4/17/2025Authentikos Wealth Advisory LLC218,804$6.77M5.6%+2,749.4%10.673%
4/17/2025Dynamic Advisor Solutions LLC8,786$272K0.0%N/A0.429%
4/16/2025Wealth Enhancement Advisory Services LLC211,420$6.54M0.0%-14.6%7.551%
4/10/2025Park Edge Advisors LLC49,618$1.54M0.4%N/A1.772%
4/9/2025Fiduciary Alliance LLC21,829$675K0.1%-3.0%0.780%
2/14/2025Jane Street Group LLC7,424$248K0.0%N/A0.230%
2/14/2025Bison Wealth LLC10,456$349K0.0%-71.4%0.510%
2/13/2025Insigneo Advisory Services LLC16,273$543K0.1%+64.3%0.504%
2/12/2025OLD Mission Capital LLC18,194$607K0.0%+7.2%0.563%
2/11/2025LPL Financial LLC18,249$609K0.0%+43.8%0.565%
2/10/2025Axxcess Wealth Management LLC284,816$9.51M0.2%N/A8.818%
2/10/2025Ironsides Asset Advisors LLC79,133$2.64M0.8%+29.5%2.450%
2/10/2025Commonwealth Equity Services LLC113,758$3.80M0.0%+82.8%3.522%
2/10/2025Austin Wealth Management LLC105,591$3.61M0.7%-6.4%3.269%
2/10/2025Farther Finance Advisors LLC2,184$73K0.0%N/A0.068%
2/7/2025HighTower Advisors LLC528,211$17.63M0.0%+10.3%16.353%
2/7/2025Sollinda Capital Management LLC599,044$19.99M5.5%N/A18.546%
2/6/2025Ethos Financial Group LLC212,366$7.09M0.9%+240.9%6.575%
2/3/2025Lloyd Advisory Services LLC.48,636$1.62M0.8%-5.2%1.506%
1/29/2025Howard Bailey Securities LLC12,530$418K0.2%-11.6%0.388%
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1/29/2025Great Lakes Retirement Inc.10,059$336K0.0%-5.8%0.311%
1/28/2025Almanack Investment Partners LLC.142,651$4.76M0.7%+4.8%4.416%
1/23/2025Ridgepath Capital Management LLC284,816$9.51M4.4%N/A8.818%
1/21/2025B.O.S.S. Retirement Advisors LLC25,687$857K0.2%N/A0.795%
1/17/2025Atomi Financial Group Inc.45,323$1.51M0.1%N/A1.403%
1/13/2025Elevated Capital Advisors LLC17,721$591K0.2%+26.7%0.549%
1/13/2025Fiduciary Alliance LLC22,504$751K0.1%N/A0.697%
11/15/2024HighTower Advisors LLC479,052$16.03M0.0%+80.5%14.831%
10/31/2024Ironsides Asset Advisors LLC61,083$2.04M0.6%+41.1%1.891%
10/31/2024Financial Enhancement Group LLC26,368$883K0.2%+36.2%0.816%


SPD Institutional Ownership - Frequently Asked Questions

During the previous two years, 43 institutional investors and hedge funds held shares of Simplify US Equity PLUS Downside Convexity ETF. The most heavily invested institutionals were LPL Financial LLC ($15.11M), Commonwealth Equity Services LLC ($10.03M), Axxcess Wealth Management LLC ($9.51M), Ridgepath Capital Management LLC ($9.51M), Authentikos Wealth Advisory LLC ($7.48M), AE Wealth Management LLC ($7.16M), and Ethos Financial Group LLC ($6.94M).Learn more on Simplify US Equity PLUS Downside Convexity ETF's institutional investors.

Of the 40 institutional investors that purchased Simplify US Equity PLUS Downside Convexity ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sollinda Capital Management LLC ($599.04K), LPL Financial LLC ($350.10K), Axxcess Wealth Management LLC ($284.82K), Ridgepath Capital Management LLC ($284.82K), HighTower Advisors LLC ($262.86K), Authentikos Wealth Advisory LLC ($215.22K), and AE Wealth Management LLC ($182.56K).

Institutional investors have bought a total of 624,787 shares in the last 24 months. This purchase volume represents approximately $24.49M in transactions.

Of the 15 institutional investors that sold Simplify US Equity PLUS Downside Convexity ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Compound Planning Inc. ($26.80K), B.O.S.S. Retirement Advisors LLC ($20.37K), Wealth Enhancement Advisory Services LLC ($9.07K), Sollinda Capital Management LLC ($8.07K), Austin Wealth Management LLC ($6.82K), Authentikos Wealth Advisory LLC ($3.62K), and AE Wealth Management LLC ($3.00K).

Institutional investors have sold a total of 88,173 shares in the last 24 months. This volume of shares sold represents approximately $3.46M in transactions.


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Institutional ownership data for NYSEARCA:SPD is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/22/2026. New 13F filings are added each quarter as they're published.
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