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AB Short Duration High Yield ETF (SYFI) Institutional Ownership

$35.54 +0.04 (+0.11%)
As of 09/3/2026 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for AB Short Duration High Yield ETF (NYSEARCA:SYFI)

Number of
Institutional Buyers
(last 12 months)
53
Total
Institutional Inflows
(last 12 months)
$176.04M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$18.67M
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SYFI Institutional Buying and Selling by Quarter

AB Short Duration High Yield ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC93,166$3.33M0.0%+43.0%0.358%
7/9/2026 Next Level Private LLC254,563$9.09M1.8%+6.6%0.979%
7/8/2026 First Heartland Consultants Inc.10,061$359K0.0%+12.8%0.039%
6/3/2026 NewEdge Advisors LLC936,009$33.25M0.1%+26.1%3.790%
5/20/2026 RMR Capital Management LLC113,177$4.02M2.9%-5.7%0.458%
5/19/2026 Western Wealth Management LLC699$25K0.0%N/A0.003%
5/19/2026 Bank of America Corp DE1,479,552$52.55M0.0%+35.2%5.990%
5/19/2026 Arkadios Wealth Advisors1,299,942$46.17M0.8%+1,700.2%5.263%
5/18/2026 EverSource Wealth Advisors LLC43,960$1.56M0.0%-4.1%0.178%
5/18/2026 Royal Bank of Canada1,496,093$53.14M0.0%+2.4%6.057%
5/13/2026 Cetera Investment Advisers76,663$2.72M0.0%+0.6%0.310%
5/8/2026 PNC Financial Services Group Inc.7,515$267K0.0%-79.1%0.030%
5/1/2026 Fifth Third Bancorp44,946$1.60M0.0%N/A0.182%
4/27/2026 Private Advisor Group LLC72,390$2.57M0.0%-63.9%0.293%
4/25/2026 KPP Advisory Services LLC91,078$3.24M0.5%-8.6%0.369%
4/24/2026 Wagner Wealth Management LLC1,238,146$43.98M8.9%+9.9%5.013%
4/23/2026 Next Level Private LLC238,836$8.48M1.9%+415.3%0.967%
4/18/2026 PMG Wealth Management Inc.15,500$548K0.4%-9.4%0.063%
4/17/2026 Stonebridge Financial Group LLC MO100,341$3.56M3.0%-4.9%0.406%
3/17/2026 Rockefeller Capital Management L.P.51,184$1.84M0.0%-31.2%0.211%
3/13/2026 World Investment Advisors5,651$203K0.0%N/A0.023%
2/18/2026 NewEdge Advisors LLC742,319$26.67M0.1%+6.0%3.055%
2/17/2026 Cetera Investment Advisers76,192$2.74M0.0%+2.6%0.314%
2/17/2026 Osaic Holdings Inc.608,866$21.88M0.0%-0.1%2.506%
2/17/2026 Private Advisor Group LLC200,416$7.20M0.0%-2.8%0.825%
2/17/2026 Captrust Financial Advisors6,003$216K0.0%N/A0.025%
2/17/2026 Royal Bank of Canada1,461,513$52.51M0.0%+39.0%6.014%
2/16/2026 MML Investors Services LLC19,089$686K0.0%+63.5%0.079%
2/13/2026 Kestra Advisory Services LLC33,898$1.22M0.0%+55.0%0.139%
2/13/2026 Stifel Financial Corp104,297$3.75M0.0%+4.2%0.429%
2/13/2026 Magnolia Capital Advisors LLC46,017$1.65M0.3%+73.3%0.189%
2/13/2026 Focused Alpha LLC158,612$5.70M1.7%N/A0.653%
2/13/2026 Arkadios Wealth Advisors72,209$2.59M0.1%+3.0%0.297%
2/13/2026 Wells Fargo & Company MN21,913$787K0.0%+133.2%0.090%
2/12/2026 Jane Street Group LLC203,406$7.31M0.0%N/A0.837%
2/12/2026 Commonwealth Equity Services LLC202,990$7.29M0.0%-0.7%0.835%
2/12/2026 RMR Capital Management LLC120,062$4.31M3.1%-7.2%0.494%
2/12/2026 Wedbush Securities Inc.31,234$1.12M0.0%N/A0.129%
2/12/2026 Colonial Trust Advisors3,100$111K0.0%+103.3%0.013%
2/12/2026 Great Valley Advisor Group Inc.302,052$10.85M0.2%+16.1%1.243%
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2/11/2026 LPL Financial LLC1,166,323$41.91M0.0%+1.8%4.800%
2/10/2026 Hazlett Burt & Watson Inc.889$31K0.0%+628.7%0.004%
2/10/2026 Northwestern Mutual Wealth Management Co.35,582$1.28M0.0%+7,236.5%0.146%
2/6/2026 EverSource Wealth Advisors LLC45,854$1.65M0.1%+2.1%0.189%
2/6/2026 Kennedy Investment Group12,192$438K0.2%N/A0.050%
2/6/2026 PNC Financial Services Group Inc.36,016$1.29M0.0%-22.4%0.148%
2/5/2026 Panoramic Investment Advisors LLC14,304$514K0.3%N/A0.059%
2/5/2026 SkyOak Wealth LLC6,400$230K0.0%N/A0.026%
2/4/2026 Stonebridge Financial Group LLC MO105,472$3.79M3.3%N/A0.436%
2/3/2026 Centerpoint Advisory Group6,370$229K0.2%+11.8%0.026%
2/3/2026 MGO One Seven LLC144,542$5.19M0.1%+7.8%0.597%
2/2/2026 Truist Financial Corp144,080$5.18M0.0%+6.0%0.595%
2/2/2026 KPP Advisory Services LLC99,614$3.58M0.5%+7.9%0.412%
2/2/2026 Oppenheimer Asset Management Inc.290,374$10.43M0.1%-1.7%1.200%
1/30/2026 Wagner Wealth Management LLC1,126,955$40.49M8.6%+32.7%4.657%
1/30/2026 SOL Capital Management CO279,746$10.05M0.9%-0.5%1.156%
1/29/2026Comerica Bank45,797$1.65M0.0%-14.1%0.189%
1/29/2026 Huntleigh Advisors Inc.354,050$12.72M2.1%+31.2%1.463%
1/29/2026 UBS Group AG2,196,535$78.92M0.0%+1.5%9.077%
1/28/2026 N.E.W. Advisory Services LLC7,590$273K0.0%N/A0.031%
1/27/2026 TME Financial Inc.22,549$810K0.6%-15.8%0.093%
1/26/2026CWM LLC6,718$241K0.0%-90.8%0.028%
1/23/2026 Farther Finance Advisors LLC35,967$1.29M0.0%N/A0.149%
1/23/2026 Alterna Wealth Management Inc.14,149$508K0.4%-7.0%0.058%
1/21/2026 Capital Investment Advisory Services LLC51,230$1.84M0.1%-1.7%0.212%
1/21/2026 Flagship Harbor Advisors LLC31,192$1.12M0.1%+76.4%0.129%
1/20/2026 Stratos Wealth Partners LTD.47,368$1.70M0.0%+15.3%0.196%
1/13/2026 CoreCap Advisors LLC1,474$53K0.0%-17.2%0.006%
1/9/2026 First Heartland Consultants Inc.8,913$320K0.0%+11.9%0.037%
1/8/2026 Wealth Enhancement Advisory Services LLC304,203$10.94M0.0%+0.8%1.268%
1/7/2026 Next Level Private LLC46,352$1.67M0.4%+61.2%0.193%
11/17/2025 NewEdge Advisors LLC700,621$25.31M0.1%+1.9%3.059%
11/17/2025 Citadel Advisors LLC81,393$2.94M0.0%+208.4%0.355%
11/17/2025 Bank of America Corp DE1,658,210$59.91M0.0%+7.9%7.241%
11/17/2025 Alliancebernstein L.P.4,487,808$162.15M0.1%-1.2%19.597%
11/17/2025 Ameriprise Financial Inc.122,701$4.44M0.0%-2.6%0.536%
11/14/2025 Raymond James Financial Inc.755,666$27.30M0.0%+2.5%3.300%
11/14/2025Comerica Bank53,329$1.93M0.0%-4.4%0.233%
11/14/2025 Solano Wealth Investment Advisors LLC378,760$13.69M6.6%+2.2%1.654%
11/13/2025 Magnolia Capital Advisors LLC26,558$960K0.3%+267.1%0.116%
11/13/2025 UBS Group AG2,163,697$78.17M0.0%+3.4%9.448%
11/13/2025 Private Advisor Group LLC206,167$7.45M0.0%+3.6%0.900%
11/10/2025 First Heartland Consultants Inc.7,962$288K0.0%N/A0.035%
11/10/2025 EverSource Wealth Advisors LLC44,920$1.62M0.1%+24.1%0.196%
11/10/2025 Strategic Family Wealth Counselors L.L.C.5,554$201K0.1%N/A0.024%
11/7/2025 PNC Financial Services Group Inc.46,396$1.68M0.0%+3.7%0.203%
11/6/2025 Ameritas Advisory Services LLC9,039$327K0.0%N/A0.039%
11/6/2025 Stratos Wealth Partners LTD.41,083$1.48M0.0%+47.4%0.179%
11/6/2025 Oppenheimer Asset Management Inc.295,268$10.67M0.1%-0.4%1.289%
11/5/2025 Capital Investment Advisory Services LLC52,099$1.88M0.1%-11.0%0.228%
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11/5/2025 Flagship Harbor Advisors LLC17,680$639K0.0%N/A0.077%
11/5/2025 Envestnet Asset Management Inc.103,123$3.73M0.0%-5.1%0.450%
11/4/2025 Centerpoint Advisory Group5,700$206K0.2%N/A0.025%
11/3/2025 RMR Capital Management LLC129,323$4.67M3.3%+26.4%0.565%
11/3/2025 Truist Financial Corp135,950$4.91M0.0%+1.0%0.594%
11/3/2025 KPP Advisory Services LLC92,322$3.34M0.5%N/A0.403%
10/31/2025 PMG Wealth Management Inc.17,100$615K0.5%N/A0.075%
10/30/2025 Huntleigh Advisors Inc.269,919$9.75M1.7%+4.1%1.179%
10/29/2025 Arkadios Wealth Advisors70,092$2.53M0.1%-7.5%0.306%
10/29/2025 Wealth Enhancement Advisory Services LLC301,794$10.84M0.0%-0.4%1.318%


SYFI Institutional Ownership - Frequently Asked Questions

During the previous two years, 86 institutional investors and hedge funds held shares of AB Short Duration High Yield ETF. The most heavily invested institutionals were Alliancebernstein L.P. ($162.15M), UBS Group AG ($78.92M), Royal Bank of Canada ($53.14M), Bank of America Corp DE ($52.55M), Arkadios Wealth Advisors ($46.17M), Wagner Wealth Management LLC ($43.98M), and LPL Financial LLC ($41.91M).Learn more on AB Short Duration High Yield ETF's institutional investors.

Of the 77 institutional investors that purchased AB Short Duration High Yield ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank of America Corp DE ($2.50M), Raymond James Financial Inc. ($1.88M), Arkadios Wealth Advisors ($1.32M), Wagner Wealth Management LLC ($1.26M), Goldman Sachs Group Inc. ($955.29K), Royal Bank of Canada ($818.19K), and Alliancebernstein L.P. ($379.23K).

Institutional investors have bought a total of 4,919,221 shares in the last 24 months. This purchase volume represents approximately $176.04M in transactions.

Of the 24 institutional investors that sold AB Short Duration High Yield ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Private Advisor Group LLC ($133.78K), Commonwealth Equity Services LLC ($101.03K), CWM LLC ($66.45K), Alliancebernstein L.P. ($56.27K), PNC Financial Services Group Inc. ($38.88K), Rockefeller Capital Management L.P. ($23.24K), and RMR Capital Management LLC ($16.15K).

Institutional investors have sold a total of 520,611 shares in the last 24 months. This volume of shares sold represents approximately $18.67M in transactions.



Institutional ownership data for NYSEARCA:SYFI is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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