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First Trust TCW Unconstrained Plus Bond ETF (UCON) Institutional Ownership

First Trust TCW Unconstrained Plus Bond ETF logo
$25.25 -0.02 (-0.08%)
Closing price 10/3/2025 04:10 PM Eastern
Extended Trading
$25.26 +0.00 (+0.02%)
As of 10/3/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust TCW Unconstrained Plus Bond ETF (NYSEARCA:UCON)

Number of
Institutional Buyers
(last 12 months)
266
Total
Institutional Inflows
(last 12 months)
$1.03B
Number of
Institutional Sellers
(last 12 months)
175
Total
Institutional Outflows
(last 12 months)
$526.16M
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Skip Chart & View Institutional Buying and Selling Data

UCON Institutional Buying and Selling by Quarter

First Trust TCW Unconstrained Plus Bond ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/3/2025 HCR Wealth Advisors54,218$1.37M0.1%+81.8%0.046%
10/1/2025 Park National Corp OH712,183$17.94M0.6%-4.2%0.598%
9/25/2025National Wealth Management Group LLC9,592$239K0.1%-7.4%0.008%
9/4/2025Osaic Holdings Inc.1,614,739$40.19M0.1%+2.6%1.355%
9/3/2025Q3 Asset Management17,486$435K0.2%-19.4%0.015%
8/29/2025Evolution Wealth Management Inc.2,472$62K0.1%N/A0.002%
8/29/2025Centaurus Financial Inc.15,210$379K0.0%+5.6%0.013%
8/26/2025Thrivent Financial for Lutherans152,345$3.79M0.0%+9.8%0.128%
8/19/2025B. Riley Wealth Advisors Inc.32,261$803K0.0%N/A0.027%
8/19/2025Advisory Services Network LLC117,571$2.92M0.0%+38.8%0.099%
8/18/2025Tactive Advisors LLC87,881$2.19M0.7%N/A0.074%
8/18/2025Geneos Wealth Management Inc.663,387$16.51M0.4%+153.1%0.557%
8/15/2025First Heartland Consultants Inc.1,041,178$25.92M2.3%+11.8%0.874%
8/15/2025Asset Allocation Strategies LLC15,260$380K0.1%-18.6%0.013%
8/15/2025Puff Wealth Management LLC78,557$1.96M0.7%-5.1%0.066%
8/15/2025Equitable Holdings Inc.386,294$9.62M0.1%-4.5%0.324%
8/15/2025Captrust Financial Advisors447,389$11.14M0.0%+95.5%0.375%
8/15/2025Keel Point LLC202,658$5.04M0.3%-0.2%0.170%
8/15/2025Visionary Wealth Advisors638,582$15.89M0.8%+10.2%0.536%
8/15/2025Two Sigma Securities LLC15,996$398K0.0%-44.8%0.013%
8/15/2025Tolleson Wealth Management Inc.328,915$8.19M1.4%+15.7%0.276%
8/15/2025Snowden Capital Advisors LLC61,926$1.54M0.0%-2.0%0.052%
8/15/2025MML Investors Services LLC362,234$9.02M0.0%+1.6%0.304%
8/15/2025Bank of America Corp DE3,739,437$93.08M0.0%-10.8%3.138%
8/15/2025Ameriprise Financial Inc.2,757,884$68.62M0.0%+8.5%2.315%
8/14/2025CLG LLC35,276$878K0.3%-45.6%0.030%
8/14/2025Jane Street Group LLC571,257$14.22M0.0%-4.2%0.479%
8/14/2025Raymond James Financial Inc.1,943,922$48.38M0.0%-1.0%1.631%
8/14/2025Darwin Wealth Management LLC353,683$8.80M3.0%N/A0.297%
8/14/2025Betterment LLC18,529$461K0.0%+88.3%0.016%
8/14/2025NewEdge Advisors LLC432,079$10.75M0.1%+7.2%0.363%
8/14/2025Stonehaven Wealth & Tax Solutions LLC245,652$6.11M6.0%+3.2%0.206%
8/14/2025Acorn Wealth Advisors LLC44,162$1.10M0.4%+26.2%0.037%
8/14/2025BlackDiamond Wealth Management LLC161,576$4.02M2.3%-2.0%0.136%
8/14/2025Cerity Partners LLC462,516$11.51M0.0%-3.7%0.388%
8/13/2025StoneX Group Inc.160,468$3.99M0.2%-5.7%0.135%
8/13/2025Cresset Asset Management LLC9,018$224K0.0%+9.2%0.008%
8/13/2025Baird Financial Group Inc.275,756$6.86M0.0%-2.6%0.231%
8/13/2025Twin Peaks Wealth Advisors LLC221,001$5.51M1.8%+0.6%0.185%
8/13/2025WCG Wealth Advisors LLC225,734$5.62M0.4%+9.1%0.189%
8/13/2025Holos Integrated Wealth LLC529,816$13.20M8.0%-1.2%0.445%
8/13/2025VestGen Advisors LLC55,264$1.38M0.1%-11.5%0.046%
8/13/2025Millington Financial Advisors LLC8,482$210K0.1%-8.5%0.007%
8/13/2025Lido Advisors LLC66,051$1.64M0.0%-6.9%0.055%
8/13/2025Legacy Capital Wealth Partners LLC48,029$1.20M0.3%-5.9%0.040%
8/13/2025Northwestern Mutual Wealth Management Co.4,588$114K0.0%+2,289.6%0.004%
8/12/2025J.W. Cole Advisors Inc.66,177$1.65M0.0%+25.7%0.056%
8/12/2025SlateStone Wealth LLC384,965$9.58M0.9%-7.5%0.323%
8/12/2025Spectrum Wealth Advisory Group LLC683,331$17.01M7.9%+79.4%0.574%
8/12/2025Steward Partners Investment Advisory LLC275,478$6.86M0.1%-1.4%0.231%
8/12/2025Global Retirement Partners LLC25,987$647K0.0%N/A0.022%
8/12/2025Titleist Asset Management LLC8,195$204K0.0%N/A0.007%
8/12/2025Entruity Wealth LLC225,970$5.62M4.8%+6.5%0.190%
8/12/2025JPMorgan Chase & Co.1,610,565$40.09M0.0%-19.4%1.352%
8/12/2025PKS Advisory Services LLC72,278$1.80M0.4%+45.8%0.061%
8/11/2025Morling Financial Advisors LLC16,869$420K0.1%-98.7%0.014%
8/11/2025Perennial Investment Advisors LLC189,612$4.72M0.5%-64.2%0.159%
8/11/2025United Advisor Group LLC33,589$836K0.1%-3.7%0.028%
8/11/2025Chiron Capital Management LLC13,162$328K0.3%-23.3%0.011%
8/11/2025Western Wealth Management LLC387,317$9.64M0.6%+1.4%0.325%
8/8/2025Rockefeller Capital Management L.P.53,635$1.34M0.0%+4.1%0.045%
8/8/2025Kingsview Wealth Management LLC432,123$10.76M0.2%-0.9%0.363%
8/8/2025Collaborative Wealth Managment Inc.74,379$1.85M0.8%+158.0%0.062%
8/8/2025Avantax Advisory Services Inc.239,994$5.97M0.0%+2.9%0.201%
8/8/2025Cetera Investment Advisers1,215,267$30.25M0.1%-3.8%1.020%
8/8/2025Good Life Advisors LLC364,676$9.08M0.6%+10.7%0.306%
8/7/2025PFG Advisors288,901$7.19M0.2%+6.6%0.242%
8/6/2025Prospera Financial Services Inc149,890$3.73M0.1%-70.2%0.126%
8/6/2025Bensler LLC957,606$23.84M2.7%+12.7%0.804%
8/6/2025AE Wealth Management LLC4,058$101K0.0%-31.5%0.003%
8/6/2025Legacy Wealth Managment LLC ID276,854$6.89M3.6%+116.8%0.232%
8/6/2025Walkner Condon Financial Advisors LLC467,120$11.63M2.1%-4.6%0.392%
8/6/2025Savant Capital LLC44,122$1.10M0.0%-15.2%0.037%
8/6/2025Golden State Wealth Management LLC136,313$3.39M0.4%+12.1%0.114%
8/6/2025Fairway Financial LLC123,185$3.07M2.6%-1.6%0.103%
8/6/2025SouthState Corp70,319$1.75M0.1%-4.9%0.059%
8/6/2025Horan Securities Inc.20,416$508K0.2%+3.3%0.017%
8/6/2025Csenge Advisory Group1,246,483$30.80M1.6%+5.2%1.046%
8/6/2025Stonebridge Financial Planning Group LLC60,645$1.51M0.6%+37.3%0.051%
8/5/2025Beckerman Institutional LLC15,007$374K0.2%-63.6%0.013%
8/5/2025GPS Wealth Strategies Group LLC132,105$3.29M0.4%-23.2%0.111%
8/5/2025Holistic Financial Partners351,966$8.76M3.8%+60.3%0.295%
8/5/2025Bank of Montreal Can1,673$42K0.0%N/A0.001%
8/5/2025Sigma Planning Corp120,619$3.00M0.1%-52.0%0.101%
8/5/2025Navalign LLC546,058$13.59M3.7%-4.9%0.458%
8/4/2025Integrity Alliance LLC.10,273$256K0.0%-54.9%0.009%
8/4/2025Creative Financial Designs Inc. ADV20,654$514K0.0%+8.7%0.017%
8/4/2025Creekmur Asset Management LLC3,987$99K0.0%+365.8%0.003%
8/4/2025Earned Wealth Advisors LLC323,256$8.05M1.6%+36.6%0.271%
8/4/2025Tradewinds LLC.14,969$373K0.3%N/A0.013%
8/4/2025Impact Partnership Wealth LLC33,184$826K0.2%+16.7%0.028%
8/4/2025Atria Investments Inc21,808$543K0.0%-93.3%0.018%
8/4/2025Savvy Advisors Inc.15,103$376K0.0%-24.7%0.013%
8/4/2025Assetmark Inc.13,029$324K0.0%-9.3%0.011%
8/4/2025Spire Wealth Management5,606$140K0.0%+10.6%0.005%
8/4/2025Arkadios Wealth Advisors34,530$859K0.0%+202.5%0.029%
8/4/2025Flagship Harbor Advisors LLC161,679$4.02M0.2%+55.5%0.136%
8/4/2025Econ Financial Services Corp110,817$2.76M1.4%-4.6%0.093%
8/4/2025Mayflower Financial Advisors LLC8,705$217K0.0%-35.3%0.007%
8/1/2025Transcend Capital Advisors LLC48,031$1.20M0.1%N/A0.040%
(Data available from 1/1/2016 forward)

UCON Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of UCON shares?

During the previous two years, 347 institutional investors and hedge funds held shares of First Trust TCW Unconstrained Plus Bond ETF. The most heavily invested institutionals were LPL Financial LLC ($307.30M), UBS Group AG ($109.66M), Wells Fargo & Company MN ($103.81M), Royal Bank of Canada ($94.53M), Bank of America Corp DE ($93.08M), Ameriprise Financial Inc. ($68.62M), and Harbour Investments Inc. ($66.33M).Learn more on First Trust TCW Unconstrained Plus Bond ETF's institutional investors.

Which institutional investors have been buying First Trust TCW Unconstrained Plus Bond ETF's stock?

Of the 321 institutional investors that purchased First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($5.76M), Raymond James Financial Inc. ($3.80M), UBS Group AG ($2.77M), Harbour Investments Inc. ($1.68M), Christopher J. Hasenberg Inc ($1.58M), Commonwealth Equity Services LLC ($1.40M), and Aptus Capital Advisors LLC ($1.37M).

How much institutional buying is happening at First Trust TCW Unconstrained Plus Bond ETF?

Institutional investors have bought a total of 41,339,857 shares in the last 24 months. This purchase volume represents approximately $1.03B in transactions.

Which of First Trust TCW Unconstrained Plus Bond ETF's major shareholders have been selling company stock?

Of the 174 institutional investors that sold First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Aptus Capital Advisors LLC ($1.55M), Christopher J. Hasenberg Inc ($1.55M), Wagner Wealth Management LLC ($1.41M), Harbour Investments Inc. ($1.31M), Morling Financial Advisors LLC ($1.25M), Apollon Wealth Management LLC ($1.03M), and Brookwood Investment Group LLC ($687.92K).

How much institutional selling is happening at First Trust TCW Unconstrained Plus Bond ETF?

Institutional investors have sold a total of 21,179,728 shares in the last 24 months. This volume of shares sold represents approximately $526.16M in transactions.


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This page (NYSEARCA:UCON) was last updated on 10/4/2025 by MarketBeat.com Staff
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