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First Trust TCW Unconstrained Plus Bond ETF (UCON) Institutional Ownership

First Trust TCW Unconstrained Plus Bond ETF logo
$24.52 +0.02 (+0.08%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust TCW Unconstrained Plus Bond ETF (NYSEARCA:UCON)

Number of
Institutional Buyers
(last 12 months)
203
Total
Institutional Inflows
(last 12 months)
$570.73M
Number of
Institutional Sellers
(last 12 months)
125
Total
Institutional Outflows
(last 12 months)
$241.10M
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UCON Institutional Buying and Selling by Quarter

First Trust TCW Unconstrained Plus Bond ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC71,904$1.79M0.0%-82.4%0.054%
8/26/2026 HORAN Wealth LLC24,493$609K0.1%+20.3%0.018%
8/23/2026 Ameritas Advisory Services LLC297,348$7.40M0.1%+441.4%0.224%
8/23/2026 Kintra Wealth LLC37,420$925K0.0%-14.3%0.028%
8/23/2026 Chokshi & Queen Wealth Advisors Inc18,494$460K0.2%-5.2%0.014%
8/22/2026 Compass Financial Management LLC29,065$723K0.1%N/A0.022%
8/22/2026 NI Acquisitions Company LLC3,159$79K0.0%N/A0.002%
8/22/2026 Legacy Wealth Managment LLC ID44,880$1.12M0.5%+62.8%0.034%
8/22/2026 Concurrent Investment Advisors LLC19,370$482K0.0%-2.5%0.015%
8/21/2026 Fairway Financial LLC153,163$3.81M2.6%+1.9%0.115%
8/21/2026 XML Financial LLC354,461$8.82M0.6%+0.5%0.267%
8/21/2026 Acorn Wealth Advisors LLC117,379$2.92M0.7%+10.6%0.088%
8/21/2026 Triumph Capital Management241,682$6.01M1.1%+25.4%0.182%
8/20/2026 Rehmann Capital Advisory Group445,374$11.08M0.5%-3.0%0.335%
7/10/2026 Abound Wealth Management1,235$31K0.0%N/A0.001%
7/9/2026 Focus Financial Network Inc.435,847$10.84M0.3%N/A0.329%
7/9/2026 Tactive Advisors LLC125,615$3.13M0.8%-39.2%0.095%
7/9/2026 Valeo Financial Advisors LLC10,253$255K0.0%N/A0.008%
7/8/2026 First Heartland Consultants Inc.577,736$14.37M0.9%+1.2%0.436%
7/8/2026 TrueWealth Advisors LLC263,690$6.56M1.5%+0.7%0.199%
7/8/2026 Puff Wealth Management LLC54,457$1.36M1.4%N/A0.041%
7/7/2026 Balefire LLC26,759$666K0.1%-20.3%0.020%
7/7/2026 Dynamic Advisor Solutions LLC816,396$20.31M0.6%+6.0%0.617%
7/7/2026 Inspirion Wealth Advisors LLC8,738$217K0.0%-8.8%0.007%
7/7/2026 GK Wealth Management LLC8,343$208K0.1%N/A0.006%
7/7/2026 Avior Wealth Management LLC74,337$1.85M0.0%-26.8%0.056%
7/7/2026 CoreCap Advisors LLC271,933$6.77M0.2%-23.8%0.205%
7/6/2026 Trilogy Capital Inc.1,572,195$39.12M1.5%+6.2%1.187%
7/1/2026 Adelphi Trust Co11,710$291K0.2%N/A0.009%
6/8/2026 Pine Valley Investments Ltd Liability Co89,420$2.22M0.1%+1.0%0.069%
6/3/2026 NewEdge Advisors LLC209,895$5.20M0.0%+9.5%0.162%
6/1/2026 Keel Point LLC217,171$5.38M0.4%-7.4%0.167%
5/19/2026 Western Wealth Management LLC497,721$12.33M0.5%+14.5%0.383%
5/19/2026 NewEdge Advisors LLC209,095$5.18M0.1%+9.1%0.161%
5/19/2026 Bank of America Corp DE3,833,580$94.96M0.0%-3.1%2.950%
5/19/2026 Centaurus Financial Inc.37,647$933K0.0%+119.9%0.029%
5/19/2026 Arkadios Wealth Advisors1,062,860$26.33M0.4%+3,132.6%0.818%
5/18/2026 Royal Bank of Canada4,003,535$99.17M0.0%+5.4%3.081%
5/15/2026 Gateway Wealth Partners LLC690,142$17.10M0.7%+121.8%0.531%
5/15/2026 Waverly Advisors LLC13,786$341K0.0%+21.1%0.011%
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5/14/2026 Renaissance Technologies LLC18,200$451K0.0%-35.9%0.014%
5/14/2026 CLG LLC31,702$785K0.2%-6.6%0.024%
5/14/2026 Lido Advisors LLC35,710$885K0.0%-38.4%0.027%
5/13/2026 Cetera Investment Advisers1,436,630$35.59M0.0%+6.6%1.106%
5/13/2026 GSG Advisors LLC251,136$6.22M1.6%+0.2%0.193%
5/7/2026 Legacy Wealth Managment LLC ID27,575$683K0.3%-61.9%0.021%
5/7/2026 Earned Wealth Advisors LLC637,190$15.78M1.1%+11.3%0.490%
5/7/2026 Commonwealth Financial Services LLC765,621$18.96M3.0%+7.9%0.589%
5/7/2026 Balefire LLC33,578$832K0.2%+2.4%0.026%
5/7/2026 Spartan Wealth Advisory Services LLC626,701$15.52M1.4%N/A0.482%
5/6/2026 Annis Gardner Whiting Capital Advisors LLC6,356$157K0.0%+14.0%0.005%
5/6/2026 Morling Financial Advisors LLC12,082$299K0.1%-4.1%0.009%
5/6/2026 Assetmark Inc.11,367$282K0.0%-8.9%0.009%
5/6/2026 SteelPeak Wealth LLC12,449$308K0.0%+8.6%0.010%
5/6/2026 Independent Financial Group LLC46,669$1.16M0.0%N/A0.036%
5/6/2026 Gaddis Premier Wealth Advisors LLC243,498$6.03M4.4%+3.7%0.187%
5/5/2026 D.A. Davidson & CO.118,774$2.94M0.0%+20.5%0.091%
5/5/2026 Beaumont Financial Advisors LLC110,419$2.74M0.2%-60.0%0.085%
5/5/2026 Blackhawk Capital Partners LLC85,698$2.12M0.8%+19.1%0.066%
5/5/2026 Gentry Private Wealth LLC15,135$375K0.2%-3.6%0.012%
5/5/2026 Collaborative Wealth Managment Inc.567,904$14.07M6.5%+150.3%0.437%
5/5/2026 Geneos Wealth Management Inc.635,772$15.75M0.4%+44.3%0.489%
5/5/2026 SouthState Bank Corp44,566$1.10M0.1%-18.9%0.034%
5/5/2026 Sanctuary Advisors LLC24,087$597K0.0%-11.7%0.019%
5/5/2026 Sigma Planning Corp52,079$1.29M0.0%-3.8%0.040%
5/5/2026 Flynn Zito Capital Management LLC9,465$234K0.1%-63.4%0.007%
5/4/2026 Retirement Planning Group LLC9,262$229K0.0%-5.5%0.007%
5/4/2026 Bleakley Financial Group LLC413,641$10.25M0.2%-0.3%0.318%
5/4/2026 HBW Advisory Services LLC409,888$10.15M1.1%+3.4%0.315%
5/4/2026 Chicago Partners Investment Group LLC510,491$12.74M0.3%+4.2%0.393%
5/2/2026 Diversify Wealth Management LLC51,928$1.29M0.0%N/A0.040%
5/1/2026 Fifth Third Bancorp62,275$1.54M0.0%N/A0.048%
5/1/2026 Darwin Wealth Management LLC416,747$10.32M3.2%+15.9%0.321%
4/30/2026 Beacon Financial Group113,083$2.80M0.3%-35.1%0.087%
4/30/2026 Kestra Advisory Services LLC506,120$12.54M0.0%-10.0%0.389%
4/30/2026 Greenwood Capital Associates LLC20,063$497K0.1%+34.8%0.015%
4/29/2026 Navalign LLC598,694$14.83M3.7%+3.2%0.461%
4/28/2026 Ascentis Independent Advisors2,230$55K0.0%N/A0.002%
4/28/2026 Walkner Condon Financial Advisors LLC740,026$18.33M2.4%+10.7%0.569%
4/28/2026 Evolution Wealth Management Inc.7,063$175K0.1%+25.3%0.005%
4/27/2026 Appalachian Capital Management Ltd359,962$8.92M7.1%+1.9%0.277%
4/27/2026 Private Advisor Group LLC526,308$13.04M0.1%+0.8%0.405%
4/27/2026 Sound Income Strategies LLC1,569$39K0.0%N/A0.001%
4/27/2026 Prasad Wealth Partners LLC398,932$9.88M2.7%+4.8%0.307%
4/25/2026 Axis Wealth Partners LLC15,022$372K0.2%+15.0%0.012%
4/24/2026 Root Financial Partners LLC2,409$60K0.0%-43.3%0.002%
4/24/2026 Wagner Wealth Management LLC1,033,196$25.59M5.2%-7.3%0.795%
4/24/2026 First Pacific Financial2,275$56K0.0%-29.3%0.002%
4/23/2026 Flagstar Advisors Inc.11,333$281K0.1%-37.1%0.009%
4/23/2026 Etesian Wealth Advisors Inc.567,078$14.05M4.5%+0.6%0.437%
ALERT: Drop these 5 stocks before the market opens tomorrow! (Ad)

The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings research points to the first half of 2026 as a particularly rough stretch for certain holdings. Some of America's most popular stocks could take serious damage as a radical market shift plays out. Analysts at Weiss Ratings have identified five names you may want to remove from your portfolio before this unfolds. If any of these are in your portfolio, now is the time to review your positions.tc pixel

See the 5 stocks to avoid
4/23/2026 Asset Allocation Strategies LLC9,486$235K0.0%-7.4%0.007%
4/23/2026 Pinnacle Bancorp Inc.6,125$152K0.0%+26.0%0.005%
4/23/2026 Apollon Wealth Management LLC234,628$5.81M0.1%-29.1%0.181%
4/22/2026 Financial Futures Ltd Liability Co.12,787$317K0.1%-23.6%0.010%
4/22/2026 Janney Montgomery Scott LLC500,134$12.39M0.0%-24.0%0.385%
4/22/2026 Trilogy Capital Inc.1,480,371$36.67M1.6%+8.2%1.140%
4/22/2026 MBE Wealth Management LLC25,684$636K0.3%-38.0%0.020%
4/21/2026 Sequent Planning LLC102,503$2.54M0.6%-3.4%0.079%
4/21/2026 Fairvoy Private Wealth LLC13,040$323K0.1%-26.1%0.010%
4/20/2026 Kestra Private Wealth Services LLC802,977$19.89M0.2%+12.3%0.618%


UCON Institutional Ownership - Frequently Asked Questions

During the previous two years, 367 institutional investors and hedge funds held shares of First Trust TCW Unconstrained Plus Bond ETF. The most heavily invested institutionals were LPL Financial LLC ($306.07M), Morgan Stanley ($209.83M), Wells Fargo & Company MN ($156.82M), Ameriprise Financial Inc. ($100.69M), Royal Bank of Canada ($99.17M), Bank of America Corp DE ($94.96M), and Harbour Investments Inc. ($89.65M).Learn more on First Trust TCW Unconstrained Plus Bond ETF's institutional investors.

Of the 331 institutional investors that purchased First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($5.81M), Raymond James Financial Inc. ($4.09M), Ameriprise Financial Inc. ($1.95M), Harbour Investments Inc. ($1.74M), Aptus Capital Advisors LLC ($1.67M), Christopher J. Hasenberg Inc ($1.58M), and Trilogy Capital Inc. ($1.57M).

Institutional investors have bought a total of 22,746,307 shares in the last 24 months. This purchase volume represents approximately $570.73M in transactions.

Of the 124 institutional investors that sold First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Park National Corp OH ($734.04K), Integrated Wealth Concepts LLC ($676.11K), JPMorgan Chase & Co. ($525.73K), Spectrum Wealth Advisory Group LLC ($513.79K), First Heartland Consultants Inc. ($388.44K), Renaissance Technologies LLC ($377K), and Citadel Advisors LLC ($335.71K).

Institutional investors have sold a total of 9,601,957 shares in the last 24 months. This volume of shares sold represents approximately $241.10M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:UCON is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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