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First Trust TCW Unconstrained Plus Bond ETF (UCON) Institutional Ownership

First Trust TCW Unconstrained Plus Bond ETF logo
$24.89 0.00 (0.00%)
As of 07/2/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust TCW Unconstrained Plus Bond ETF (NYSEARCA:UCON)

Number of
Institutional Buyers
(last 12 months)
220
Total
Institutional Inflows
(last 12 months)
$648.76M
Number of
Institutional Sellers
(last 12 months)
160
Total
Institutional Outflows
(last 12 months)
$520.74M
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UCON Institutional Buying and Selling by Quarter

First Trust TCW Unconstrained Plus Bond ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/1/2026 Adelphi Trust Co11,710$291K0.2%N/A0.009%
6/8/2026Pine Valley Investments Ltd Liability Co89,420$2.22M0.1%+1.0%0.069%
6/3/2026NewEdge Advisors LLC209,895$5.20M0.0%+9.5%0.162%
6/1/2026Keel Point LLC217,171$5.38M0.4%-7.4%0.167%
5/19/2026Western Wealth Management LLC497,721$12.33M0.5%+14.5%0.383%
5/19/2026NewEdge Advisors LLC209,095$5.18M0.1%+9.1%0.161%
5/19/2026Bank of America Corp DE3,833,580$94.96M0.0%-3.1%2.950%
5/19/2026Centaurus Financial Inc.37,647$933K0.0%+119.9%0.029%
5/19/2026Arkadios Wealth Advisors1,062,860$26.33M0.4%+3,132.6%0.818%
5/18/2026Royal Bank of Canada4,003,535$99.17M0.0%+5.4%3.081%
5/15/2026Gateway Wealth Partners LLC690,142$17.10M0.7%+121.8%0.531%
5/15/2026Waverly Advisors LLC13,786$341K0.0%+21.1%0.011%
5/14/2026Renaissance Technologies LLC18,200$451K0.0%-35.9%0.014%
5/14/2026CLG LLC31,702$785K0.2%-6.6%0.024%
5/14/2026Lido Advisors LLC35,710$885K0.0%-38.4%0.027%
5/13/2026Cetera Investment Advisers1,436,630$35.59M0.0%+6.6%1.106%
5/13/2026GSG Advisors LLC251,136$6.22M1.6%+0.2%0.193%
5/7/2026Legacy Wealth Managment LLC ID27,575$683K0.3%-61.9%0.021%
5/7/2026Earned Wealth Advisors LLC637,190$15.78M1.1%+11.3%0.490%
5/7/2026Commonwealth Financial Services LLC765,621$18.96M3.0%+7.9%0.589%
5/7/2026Balefire LLC33,578$832K0.2%+2.4%0.026%
5/7/2026Spartan Wealth Advisory Services LLC626,701$15.52M1.4%N/A0.482%
5/6/2026Annis Gardner Whiting Capital Advisors LLC6,356$157K0.0%+14.0%0.005%
5/6/2026Morling Financial Advisors LLC12,082$299K0.1%-4.1%0.009%
5/6/2026Assetmark Inc.11,367$282K0.0%-8.9%0.009%
5/6/2026SteelPeak Wealth LLC12,449$308K0.0%+8.6%0.010%
5/6/2026Independent Financial Group LLC46,669$1.16M0.0%N/A0.036%
5/6/2026Gaddis Premier Wealth Advisors LLC243,498$6.03M4.4%+3.7%0.187%
5/5/2026D.A. Davidson & CO.118,774$2.94M0.0%+20.5%0.091%
5/5/2026Beaumont Financial Advisors LLC110,419$2.74M0.2%-60.0%0.085%
5/5/2026Blackhawk Capital Partners LLC85,698$2.12M0.8%+19.1%0.066%
5/5/2026Gentry Private Wealth LLC15,135$375K0.2%-3.6%0.012%
5/5/2026Collaborative Wealth Managment Inc.567,904$14.07M6.5%+150.3%0.437%
5/5/2026Geneos Wealth Management Inc.635,772$15.75M0.4%+44.3%0.489%
5/5/2026SouthState Bank Corp44,566$1.10M0.1%-18.9%0.034%
5/5/2026Sanctuary Advisors LLC24,087$597K0.0%-11.7%0.019%
5/5/2026Sigma Planning Corp52,079$1.29M0.0%-3.8%0.040%
5/5/2026Flynn Zito Capital Management LLC9,465$234K0.1%-63.4%0.007%
5/4/2026Retirement Planning Group LLC9,262$229K0.0%-5.5%0.007%
5/4/2026Bleakley Financial Group LLC413,641$10.25M0.2%-0.3%0.318%
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5/4/2026HBW Advisory Services LLC409,888$10.15M1.1%+3.4%0.315%
5/4/2026Chicago Partners Investment Group LLC510,491$12.74M0.3%+4.2%0.393%
5/2/2026Diversify Wealth Management LLC51,928$1.29M0.0%N/A0.040%
5/1/2026Fifth Third Bancorp62,275$1.54M0.0%N/A0.048%
5/1/2026Darwin Wealth Management LLC416,747$10.32M3.2%+15.9%0.321%
4/30/2026Beacon Financial Group113,083$2.80M0.3%-35.1%0.087%
4/30/2026Kestra Advisory Services LLC506,120$12.54M0.0%-10.0%0.389%
4/30/2026Greenwood Capital Associates LLC20,063$497K0.1%+34.8%0.015%
4/29/2026Navalign LLC598,694$14.83M3.7%+3.2%0.461%
4/28/2026Ascentis Independent Advisors2,230$55K0.0%N/A0.002%
4/28/2026Walkner Condon Financial Advisors LLC740,026$18.33M2.4%+10.7%0.569%
4/28/2026Evolution Wealth Management Inc.7,063$175K0.1%+25.3%0.005%
4/27/2026Appalachian Capital Management Ltd359,962$8.92M7.1%+1.9%0.277%
4/27/2026Private Advisor Group LLC526,308$13.04M0.1%+0.8%0.405%
4/27/2026Sound Income Strategies LLC1,569$39K0.0%N/A0.001%
4/27/2026Prasad Wealth Partners LLC398,932$9.88M2.7%+4.8%0.307%
4/25/2026Axis Wealth Partners LLC15,022$372K0.2%+15.0%0.012%
4/24/2026Root Financial Partners LLC2,409$60K0.0%-43.3%0.002%
4/24/2026Wagner Wealth Management LLC1,033,196$25.59M5.2%-7.3%0.795%
4/24/2026First Pacific Financial2,275$56K0.0%-29.3%0.002%
4/23/2026Flagstar Advisors Inc.11,333$281K0.1%-37.1%0.009%
4/23/2026Etesian Wealth Advisors Inc.567,078$14.05M4.5%+0.6%0.437%
4/23/2026Asset Allocation Strategies LLC9,486$235K0.0%-7.4%0.007%
4/23/2026Pinnacle Bancorp Inc.6,125$152K0.0%+26.0%0.005%
4/23/2026Apollon Wealth Management LLC234,628$5.81M0.1%-29.1%0.181%
4/22/2026Financial Futures Ltd Liability Co.12,787$317K0.1%-23.6%0.010%
4/22/2026Janney Montgomery Scott LLC500,134$12.39M0.0%-24.0%0.385%
4/22/2026Trilogy Capital Inc.1,480,371$36.67M1.6%+8.2%1.140%
4/22/2026MBE Wealth Management LLC25,684$636K0.3%-38.0%0.020%
4/21/2026Sequent Planning LLC102,503$2.54M0.6%-3.4%0.079%
4/21/2026Fairvoy Private Wealth LLC13,040$323K0.1%-26.1%0.010%
4/20/2026Kestra Private Wealth Services LLC802,977$19.89M0.2%+12.3%0.618%
4/18/2026EdgeRock Capital LLC790,536$19.58M5.3%+15.9%0.609%
4/17/2026Certified Advisory Corp312,915$7.75M0.7%-0.7%0.241%
4/17/2026Total Clarity Wealth Management Inc.184,617$4.57M1.1%+1.3%0.142%
4/17/2026Defined Wealth Management LLC106,438$2.64M1.5%+1.9%0.082%
4/17/2026XML Financial LLC352,834$8.74M0.7%+12.6%0.272%
4/16/2026Tactive Advisors LLC206,438$5.11M1.4%+21.7%0.159%
4/16/2026Park National Corp OH9,535$236K0.0%-97.2%0.007%
3/17/2026Rockefeller Capital Management L.P.69,625$1.75M0.0%+29.6%0.055%
3/4/2026Rehmann Capital Advisory Group416,420$10.48M0.5%-2.8%0.326%
3/4/2026SHP Wealth Management19,639$494K0.0%N/A0.015%
2/26/2026TD Capital Management LLC1,899$48K0.0%N/A0.001%
2/19/2026Claris Financial LLC8,946$225K0.1%N/A0.007%
2/19/2026Axxcess Wealth Management LLC352,225$8.87M0.1%N/A0.276%
2/18/2026Skyview Financial Group LLC27,883$702K0.7%N/A0.022%
2/18/2026NewEdge Advisors LLC191,618$4.82M0.0%-11.7%0.150%
2/18/2026VestGen Advisors LLC17,764$447K0.0%-71.7%0.014%
2/18/2026Maia Wealth LLC17,364$439K0.1%-5.7%0.014%
2/18/2026Asset One Wealth Management LLC36,526$918K0.1%N/A0.029%
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2/17/2026Appalachian Capital Management Ltd353,364$8.89M7.1%N/A0.277%
2/17/2026Cetera Investment Advisers1,348,108$33.93M0.0%+0.3%1.056%
2/17/2026Equitable Holdings Inc.490,698$12.35M0.1%+10.1%0.384%
2/17/2026Kovack Advisors Inc.19,554$492K0.0%N/A0.015%
2/17/2026Regal Investment Advisors LLC10,036$253K0.0%N/A0.008%
2/17/2026Osaic Holdings Inc.2,030,044$51.10M0.1%+4.0%1.590%
2/17/2026Advisory Services Network LLC114,050$2.87M0.0%-5.0%0.089%
2/17/2026Private Advisor Group LLC522,056$13.14M0.1%+15.9%0.409%
2/17/2026Captrust Financial Advisors373,976$9.41M0.0%-11.5%0.293%
2/17/2026&PARTNERS389,364$9.80M0.1%-0.5%0.305%


UCON Institutional Ownership - Frequently Asked Questions

During the previous two years, 369 institutional investors and hedge funds held shares of First Trust TCW Unconstrained Plus Bond ETF. The most heavily invested institutionals were LPL Financial LLC ($306.07M), Morgan Stanley ($209.83M), Wells Fargo & Company MN ($156.82M), Ameriprise Financial Inc. ($100.69M), Royal Bank of Canada ($99.17M), Bank of America Corp DE ($94.96M), and Harbour Investments Inc. ($89.65M).Learn more on First Trust TCW Unconstrained Plus Bond ETF's institutional investors.

Of the 340 institutional investors that purchased First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($6.91M), Raymond James Financial Inc. ($4.09M), Ameriprise Financial Inc. ($1.95M), Harbour Investments Inc. ($1.92M), Aptus Capital Advisors LLC ($1.69M), Christopher J. Hasenberg Inc ($1.58M), and Trilogy Capital Inc. ($1.48M).

Institutional investors have bought a total of 25,880,780 shares in the last 24 months. This purchase volume represents approximately $648.76M in transactions.

Of the 160 institutional investors that sold First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wagner Wealth Management LLC ($1.49M), Christopher J. Hasenberg Inc ($1.27M), Morling Financial Advisors LLC ($1.26M), JPMorgan Chase & Co. ($913.54K), Envestnet Asset Management Inc. ($865.45K), Park National Corp OH ($734.04K), and McCarthy & Cox ($695.73K).

Institutional investors have sold a total of 20,836,557 shares in the last 24 months. This volume of shares sold represents approximately $520.74M in transactions.


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This page (NYSEARCA:UCON) was last updated on 7/5/2026 by MarketBeat.com Staff.
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