Free Trial
→ Ready to give options a try? Your first trade (Ticker included) -INSIDE (From Base Camp Trading) (Ad)tc pixel Free UCON Stock Alerts

First Trust TCW Unconstrained Plus Bond ETF (UCON) Institutional Ownership

First Trust TCW Unconstrained Plus Bond ETF logo
$23.82 -0.02 (-0.08%)
As of 10/14/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust TCW Unconstrained Plus Bond ETF (NYSEARCA:UCON)

Number of
Institutional Buyers
(last 12 months)
206
Total
Institutional Inflows
(last 12 months)
$629.39M
Number of
Institutional Sellers
(last 12 months)
121
Total
Institutional Outflows
(last 12 months)
$239.85M
Get UCON Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust TCW Unconstrained Plus Bond ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

UCON Institutional Buying and Selling by Quarter

First Trust TCW Unconstrained Plus Bond ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/15/2026Mather Group LLC.319,882$7.60M0.1%N/A0.243%
10/14/2026Triumph Capital Management282,822$6.72M1.2%+17.0%0.215%
10/14/2026Focus Financial Network Inc.441,552$10.49M0.3%+1.3%0.335%
10/14/2026Boyce & Associates Wealth Consulting Inc.223,938$5.32M3.2%-37.4%0.170%
10/13/2026Avior Wealth Management LLC69,732$1.66M0.0%N/A0.053%
10/9/2026GK Wealth Management LLC6,193$147K0.1%-25.8%0.005%
10/9/2026Balefire LLC24,172$574K0.1%-9.7%0.018%
10/9/2026Inspirion Wealth Advisors LLC8,593$204K0.0%N/A0.006%
10/9/2026First Heartland Consultants Inc.646,312$15.35M1.0%N/A0.484%
10/8/2026Farther Finance Advisors LLC157,864$3.75M0.0%+280.4%0.118%
10/8/2026CoreCap Advisors LLC338,535$8.04M0.2%+24.5%0.253%
10/8/2026Tactive Advisors LLC216,209$5.13M1.2%+72.1%0.162%
10/8/2026Puff Wealth Management LLC41,555$987K0.9%-23.7%0.031%
10/5/2026Park National Corp OH11,461$272K0.0%N/A0.009%
10/5/2026Adelphi Trust Co17,624$418K0.3%+50.5%0.013%
9/23/2026Envestnet Portfolio Solutions Inc.29,473$733K0.0%+2.0%0.022%
9/23/2026Envestnet Asset Management Inc.2,623,316$65.27M0.0%+6.8%1.974%
9/9/2026Capital Analysts LLC18,359$457K0.0%-2.3%0.014%
9/9/2026Integrated Wealth Concepts LLC982,703$24.45M0.1%+9.4%0.739%
9/9/2026NewEdge Advisors LLC252,649$6.29M0.0%+20.4%0.190%
9/9/2026IFP Advisors Inc1,129,539$28.10M0.5%+26.5%0.850%
9/9/2026Baird Financial Group Inc.301,493$7.50M0.0%+5.1%0.227%
9/8/2026Waverly Advisors LLC782,901$19.48M0.1%+5,579.0%0.589%
9/2/2026Citadel Advisors LLC71,904$1.79M0.0%-82.4%0.054%
8/26/2026HORAN Wealth LLC24,493$609K0.1%+20.3%0.018%
8/23/2026Ameritas Advisory Services LLC297,348$7.40M0.1%+441.4%0.224%
8/23/2026Kintra Wealth LLC37,420$925K0.0%-14.3%0.028%
8/23/2026Chokshi & Queen Wealth Advisors Inc18,494$460K0.2%-5.2%0.014%
8/22/2026Compass Financial Management LLC29,065$723K0.1%N/A0.022%
8/22/2026NI Acquisitions Company LLC3,159$79K0.0%N/A0.002%
8/22/2026Legacy Wealth Managment LLC ID44,880$1.12M0.5%+62.8%0.034%
8/22/2026Concurrent Investment Advisors LLC19,370$482K0.0%-2.5%0.015%
8/21/2026Fairway Financial LLC153,163$3.81M2.6%+1.9%0.115%
8/21/2026XML Financial LLC354,461$8.82M0.6%+0.5%0.267%
8/21/2026Acorn Wealth Advisors LLC117,379$2.92M0.7%+10.6%0.088%
8/21/2026Triumph Capital Management241,682$6.01M1.1%+25.4%0.182%
8/20/2026Rehmann Capital Advisory Group445,374$11.08M0.5%-3.0%0.335%
7/10/2026Abound Wealth Management1,235$31K0.0%N/A0.001%
7/9/2026Focus Financial Network Inc.435,847$10.84M0.3%N/A0.329%
7/9/2026Tactive Advisors LLC125,615$3.13M0.8%-39.2%0.095%
The $15 Gold Fund That Pays Up to $1,152/Month (Ad)

Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying out up to $1,152 a month to regular investors - no mining stocks, no options, no physical metal required. Chief Income Strategist Tim Plaehn calls it a breakthrough strategy that transforms gold's rally into reliable monthly payouts. The next distribution is just days away.tc pixel

Discover the gold income fund before the next payout date
7/9/2026Valeo Financial Advisors LLC10,253$255K0.0%N/A0.008%
7/8/2026First Heartland Consultants Inc.577,736$14.37M0.9%+1.2%0.436%
7/8/2026TrueWealth Advisors LLC263,690$6.56M1.5%+0.7%0.199%
7/8/2026Puff Wealth Management LLC54,457$1.36M1.4%N/A0.041%
7/7/2026Balefire LLC26,759$666K0.1%-20.3%0.020%
7/7/2026Dynamic Advisor Solutions LLC816,396$20.31M0.6%+6.0%0.617%
7/7/2026Inspirion Wealth Advisors LLC8,738$217K0.0%-8.8%0.007%
7/7/2026GK Wealth Management LLC8,343$208K0.1%N/A0.006%
7/7/2026Avior Wealth Management LLC74,337$1.85M0.0%-26.8%0.056%
7/7/2026CoreCap Advisors LLC271,933$6.77M0.2%-23.8%0.205%
7/6/2026Trilogy Capital Inc.1,572,195$39.12M1.5%+6.2%1.187%
7/1/2026Adelphi Trust Co11,710$291K0.2%N/A0.009%
6/8/2026Pine Valley Investments Ltd Liability Co89,420$2.22M0.1%+1.0%0.069%
6/3/2026NewEdge Advisors LLC209,895$5.20M0.0%+9.5%0.162%
6/1/2026Keel Point LLC217,171$5.38M0.4%-7.4%0.167%
5/19/2026Western Wealth Management LLC497,721$12.33M0.5%+14.5%0.383%
5/19/2026NewEdge Advisors LLC209,095$5.18M0.1%+9.1%0.161%
5/19/2026Bank of America Corp DE3,833,580$94.96M0.0%-3.1%2.950%
5/19/2026Centaurus Financial Inc.37,647$933K0.0%+119.9%0.029%
5/19/2026Arkadios Wealth Advisors1,062,860$26.33M0.4%+3,132.6%0.818%
5/18/2026Royal Bank of Canada4,003,535$99.17M0.0%+5.4%3.081%
5/15/2026Gateway Wealth Partners LLC690,142$17.10M0.7%+121.8%0.531%
5/15/2026Waverly Advisors LLC13,786$341K0.0%+21.1%0.011%
5/14/2026Renaissance Technologies LLC18,200$451K0.0%-35.9%0.014%
5/14/2026CLG LLC31,702$785K0.2%-6.6%0.024%
5/14/2026Lido Advisors LLC35,710$885K0.0%-38.4%0.027%
5/13/2026Cetera Investment Advisers1,436,630$35.59M0.0%+6.6%1.106%
5/13/2026GSG Advisors LLC251,136$6.22M1.6%+0.2%0.193%
5/7/2026Legacy Wealth Managment LLC ID27,575$683K0.3%-61.9%0.021%
5/7/2026Earned Wealth Advisors LLC637,190$15.78M1.1%+11.3%0.490%
5/7/2026Commonwealth Financial Services LLC765,621$18.96M3.0%+7.9%0.589%
5/7/2026Balefire LLC33,578$832K0.2%+2.4%0.026%
5/7/2026Spartan Wealth Advisory Services LLC626,701$15.52M1.4%N/A0.482%
5/6/2026Annis Gardner Whiting Capital Advisors LLC6,356$157K0.0%+14.0%0.005%
5/6/2026Morling Financial Advisors LLC12,082$299K0.1%-4.1%0.009%
5/6/2026Assetmark Inc.11,367$282K0.0%-8.9%0.009%
5/6/2026SteelPeak Wealth LLC12,449$308K0.0%+8.6%0.010%
5/6/2026Independent Financial Group LLC46,669$1.16M0.0%N/A0.036%
5/6/2026Gaddis Premier Wealth Advisors LLC243,498$6.03M4.4%+3.7%0.187%
5/5/2026D.A. Davidson & CO.118,774$2.94M0.0%+20.5%0.091%
5/5/2026Beaumont Financial Advisors LLC110,419$2.74M0.2%-60.0%0.085%
5/5/2026Blackhawk Capital Partners LLC85,698$2.12M0.8%+19.1%0.066%
5/5/2026Gentry Private Wealth LLC15,135$375K0.2%-3.6%0.012%
5/5/2026Collaborative Wealth Managment Inc.567,904$14.07M6.5%+150.3%0.437%
5/5/2026Geneos Wealth Management Inc.635,772$15.75M0.4%+44.3%0.489%
5/5/2026SouthState Bank Corp44,566$1.10M0.1%-18.9%0.034%
5/5/2026Sanctuary Advisors LLC24,087$597K0.0%-11.7%0.019%
5/5/2026Sigma Planning Corp52,079$1.29M0.0%-3.8%0.040%
5/5/2026Flynn Zito Capital Management LLC9,465$234K0.1%-63.4%0.007%
5/4/2026Retirement Planning Group LLC9,262$229K0.0%-5.5%0.007%
My top 3 AI picks for the next decade (Ad)

Alexander Green bought Apple in 1996, recommended Nvidia at a split-adjusted 66 cents in 2004, and picked up Amazon and Netflix under $3 per share in 2005. Now the chief investment strategist at The Oxford Club has identified three AI stocks he believes could be the most profitable investments of the next decade.tc pixel

Click here to get all three AI stock names from Alexander Green
5/4/2026Bleakley Financial Group LLC413,641$10.25M0.2%-0.3%0.318%
5/4/2026HBW Advisory Services LLC409,888$10.15M1.1%+3.4%0.315%
5/4/2026Chicago Partners Investment Group LLC510,491$12.74M0.3%+4.2%0.393%
5/2/2026Diversify Wealth Management LLC51,928$1.29M0.0%N/A0.040%
5/1/2026Fifth Third Bancorp62,275$1.54M0.0%N/A0.048%
5/1/2026Darwin Wealth Management LLC416,747$10.32M3.2%+15.9%0.321%
4/30/2026Beacon Financial Group113,083$2.80M0.3%-35.1%0.087%
4/30/2026Kestra Advisory Services LLC506,120$12.54M0.0%-10.0%0.389%
4/30/2026Greenwood Capital Associates LLC20,063$497K0.1%+34.8%0.015%
4/29/2026Navalign LLC598,694$14.83M3.7%+3.2%0.461%


UCON Institutional Ownership - Frequently Asked Questions

During the previous two years, 366 institutional investors and hedge funds held shares of First Trust TCW Unconstrained Plus Bond ETF. The most heavily invested institutionals were LPL Financial LLC ($306.07M), Morgan Stanley ($209.83M), Wells Fargo & Company MN ($156.82M), Ameriprise Financial Inc. ($100.69M), Royal Bank of Canada ($99.17M), Bank of America Corp DE ($94.96M), and Harbour Investments Inc. ($89.65M).Learn more on First Trust TCW Unconstrained Plus Bond ETF's institutional investors.

Of the 331 institutional investors that purchased First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($5.81M), Raymond James Financial Inc. ($4.09M), Ameriprise Financial Inc. ($1.95M), Harbour Investments Inc. ($1.74M), Aptus Capital Advisors LLC ($1.67M), First Heartland Consultants Inc. ($1.60M), and Trilogy Capital Inc. ($1.57M).

Institutional investors have bought a total of 24,934,225 shares in the last 24 months. This purchase volume represents approximately $623.92M in transactions.

Of the 121 institutional investors that sold First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Park National Corp OH ($702.65K), Integrated Wealth Concepts LLC ($676.11K), JPMorgan Chase & Co. ($525.73K), Spectrum Wealth Advisory Group LLC ($513.79K), First Heartland Consultants Inc. ($388.44K), Renaissance Technologies LLC ($377K), and Citadel Advisors LLC ($335.71K).

Institutional investors have sold a total of 9,560,802 shares in the last 24 months. This volume of shares sold represents approximately $239.85M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:UCON is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/15/2026. New 13F filings are added each quarter as they're published.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Trump's New Dollar
Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. doll...
Porter & Company | Sponsoredtc pixel
Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid
A small Colorado company has secured rights to technology that could prevent the U.S. public power grid from c...
Altimetry | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
The end may be near for these iconic stocks
Marc Chaikin, founder of Chaikin Analytics, says two forces - AI disruption and fracturing global trade - are ...
Chaikin Analytics | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel
Bank of America: 'Digital Dollar Inevitable'
Bank of America just revealed your expiration date. In their Bloomberg interview, they didn't just predict the...
Decentralized Masters | Sponsoredtc pixel