Go Pro
→ Here’s the stock symbol I’ve promised (From Stansberry Research) (Ad)tc pixel Free UCON Stock Alerts

First Trust TCW Unconstrained Plus Bond ETF (UCON) Institutional Ownership

First Trust TCW Unconstrained Plus Bond ETF logo
$24.68 -0.04 (-0.16%)
As of 03:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust TCW Unconstrained Plus Bond ETF (NYSEARCA:UCON)

Number of
Institutional Buyers
(last 12 months)
204
Total
Institutional Inflows
(last 12 months)
$592.98M
Number of
Institutional Sellers
(last 12 months)
127
Total
Institutional Outflows
(last 12 months)
$244.58M
Get UCON Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust TCW Unconstrained Plus Bond ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

UCON Institutional Buying and Selling by Quarter

First Trust TCW Unconstrained Plus Bond ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/12/2026 Compass Financial Management LLC29,065$723K0.1%N/A0.022%
7/10/2026 Abound Wealth Management1,235$31K0.0%N/A0.001%
7/9/2026 Focus Financial Network Inc.435,847$10.84M0.3%N/A0.329%
7/9/2026 Tactive Advisors LLC125,615$3.13M0.8%-39.2%0.095%
7/9/2026 Valeo Financial Advisors LLC10,253$255K0.0%N/A0.008%
7/8/2026 First Heartland Consultants Inc.577,736$14.37M0.9%+1.2%0.436%
7/8/2026 TrueWealth Advisors LLC263,690$6.56M1.5%+0.7%0.199%
7/8/2026 Puff Wealth Management LLC54,457$1.36M1.4%N/A0.041%
7/7/2026 Balefire LLC26,759$666K0.1%-20.3%0.020%
7/7/2026 Dynamic Advisor Solutions LLC816,396$20.31M0.6%+6.0%0.617%
7/7/2026 Inspirion Wealth Advisors LLC8,738$217K0.0%-8.8%0.007%
7/7/2026 GK Wealth Management LLC8,343$208K0.1%N/A0.006%
7/7/2026 Avior Wealth Management LLC74,337$1.85M0.0%-26.8%0.056%
7/7/2026 CoreCap Advisors LLC271,933$6.77M0.2%-23.8%0.205%
7/6/2026 Trilogy Capital Inc.1,572,195$39.12M1.5%+6.2%1.187%
7/1/2026 Adelphi Trust Co11,710$291K0.2%N/A0.009%
6/8/2026 Pine Valley Investments Ltd Liability Co89,420$2.22M0.1%+1.0%0.069%
6/3/2026 NewEdge Advisors LLC209,895$5.20M0.0%+9.5%0.162%
6/1/2026Keel Point LLC217,171$5.38M0.4%-7.4%0.167%
5/19/2026Western Wealth Management LLC497,721$12.33M0.5%+14.5%0.383%
5/19/2026 NewEdge Advisors LLC209,095$5.18M0.1%+9.1%0.161%
5/19/2026Bank of America Corp DE3,833,580$94.96M0.0%-3.1%2.950%
5/19/2026Centaurus Financial Inc.37,647$933K0.0%+119.9%0.029%
5/19/2026 Arkadios Wealth Advisors1,062,860$26.33M0.4%+3,132.6%0.818%
5/18/2026Royal Bank of Canada4,003,535$99.17M0.0%+5.4%3.081%
5/15/2026 Gateway Wealth Partners LLC690,142$17.10M0.7%+121.8%0.531%
5/15/2026Waverly Advisors LLC13,786$341K0.0%+21.1%0.011%
5/14/2026Renaissance Technologies LLC18,200$451K0.0%-35.9%0.014%
5/14/2026 CLG LLC31,702$785K0.2%-6.6%0.024%
5/14/2026 Lido Advisors LLC35,710$885K0.0%-38.4%0.027%
5/13/2026 Cetera Investment Advisers1,436,630$35.59M0.0%+6.6%1.106%
5/13/2026GSG Advisors LLC251,136$6.22M1.6%+0.2%0.193%
5/7/2026Legacy Wealth Managment LLC ID27,575$683K0.3%-61.9%0.021%
5/7/2026Earned Wealth Advisors LLC637,190$15.78M1.1%+11.3%0.490%
5/7/2026 Commonwealth Financial Services LLC765,621$18.96M3.0%+7.9%0.589%
5/7/2026 Balefire LLC33,578$832K0.2%+2.4%0.026%
5/7/2026 Spartan Wealth Advisory Services LLC626,701$15.52M1.4%N/A0.482%
5/6/2026 Annis Gardner Whiting Capital Advisors LLC6,356$157K0.0%+14.0%0.005%
5/6/2026 Morling Financial Advisors LLC12,082$299K0.1%-4.1%0.009%
5/6/2026 Assetmark Inc.11,367$282K0.0%-8.9%0.009%
Ray Dalio: Buy Gold. Get Paid. (Ad)

Ray Dalio, founder of Bridgewater Associates, is urging investors to hold 15% of their portfolio in gold and crypto as U.S. debt continues to climb and fiat currencies lose purchasing power. A little-known $15 fund is already converting gold's momentum into monthly income - as much as $1,152 per month. No gold bars, no mining stocks, just consistent payouts.tc pixel

See how to follow Dalio's gold strategy and collect monthly income
5/6/2026 SteelPeak Wealth LLC12,449$308K0.0%+8.6%0.010%
5/6/2026 Independent Financial Group LLC46,669$1.16M0.0%N/A0.036%
5/6/2026 Gaddis Premier Wealth Advisors LLC243,498$6.03M4.4%+3.7%0.187%
5/5/2026 D.A. Davidson & CO.118,774$2.94M0.0%+20.5%0.091%
5/5/2026 Beaumont Financial Advisors LLC110,419$2.74M0.2%-60.0%0.085%
5/5/2026 Blackhawk Capital Partners LLC85,698$2.12M0.8%+19.1%0.066%
5/5/2026 Gentry Private Wealth LLC15,135$375K0.2%-3.6%0.012%
5/5/2026 Collaborative Wealth Managment Inc.567,904$14.07M6.5%+150.3%0.437%
5/5/2026 Geneos Wealth Management Inc.635,772$15.75M0.4%+44.3%0.489%
5/5/2026 SouthState Bank Corp44,566$1.10M0.1%-18.9%0.034%
5/5/2026Sanctuary Advisors LLC24,087$597K0.0%-11.7%0.019%
5/5/2026 Sigma Planning Corp52,079$1.29M0.0%-3.8%0.040%
5/5/2026 Flynn Zito Capital Management LLC9,465$234K0.1%-63.4%0.007%
5/4/2026 Retirement Planning Group LLC9,262$229K0.0%-5.5%0.007%
5/4/2026 Bleakley Financial Group LLC413,641$10.25M0.2%-0.3%0.318%
5/4/2026 HBW Advisory Services LLC409,888$10.15M1.1%+3.4%0.315%
5/4/2026 Chicago Partners Investment Group LLC510,491$12.74M0.3%+4.2%0.393%
5/2/2026 Diversify Wealth Management LLC51,928$1.29M0.0%N/A0.040%
5/1/2026 Fifth Third Bancorp62,275$1.54M0.0%N/A0.048%
5/1/2026 Darwin Wealth Management LLC416,747$10.32M3.2%+15.9%0.321%
4/30/2026 Beacon Financial Group113,083$2.80M0.3%-35.1%0.087%
4/30/2026 Kestra Advisory Services LLC506,120$12.54M0.0%-10.0%0.389%
4/30/2026 Greenwood Capital Associates LLC20,063$497K0.1%+34.8%0.015%
4/29/2026 Navalign LLC598,694$14.83M3.7%+3.2%0.461%
4/28/2026 Ascentis Independent Advisors2,230$55K0.0%N/A0.002%
4/28/2026 Walkner Condon Financial Advisors LLC740,026$18.33M2.4%+10.7%0.569%
4/28/2026 Evolution Wealth Management Inc.7,063$175K0.1%+25.3%0.005%
4/27/2026 Appalachian Capital Management Ltd359,962$8.92M7.1%+1.9%0.277%
4/27/2026 Private Advisor Group LLC526,308$13.04M0.1%+0.8%0.405%
4/27/2026 Sound Income Strategies LLC1,569$39K0.0%N/A0.001%
4/27/2026 Prasad Wealth Partners LLC398,932$9.88M2.7%+4.8%0.307%
4/25/2026 Axis Wealth Partners LLC15,022$372K0.2%+15.0%0.012%
4/24/2026 Root Financial Partners LLC2,409$60K0.0%-43.3%0.002%
4/24/2026 Wagner Wealth Management LLC1,033,196$25.59M5.2%-7.3%0.795%
4/24/2026 First Pacific Financial2,275$56K0.0%-29.3%0.002%
4/23/2026 Flagstar Advisors Inc.11,333$281K0.1%-37.1%0.009%
4/23/2026 Etesian Wealth Advisors Inc.567,078$14.05M4.5%+0.6%0.437%
4/23/2026Asset Allocation Strategies LLC9,486$235K0.0%-7.4%0.007%
4/23/2026 Pinnacle Bancorp Inc.6,125$152K0.0%+26.0%0.005%
4/23/2026 Apollon Wealth Management LLC234,628$5.81M0.1%-29.1%0.181%
4/22/2026 Financial Futures Ltd Liability Co.12,787$317K0.1%-23.6%0.010%
4/22/2026 Janney Montgomery Scott LLC500,134$12.39M0.0%-24.0%0.385%
4/22/2026 Trilogy Capital Inc.1,480,371$36.67M1.6%+8.2%1.140%
4/22/2026 MBE Wealth Management LLC25,684$636K0.3%-38.0%0.020%
4/21/2026Sequent Planning LLC102,503$2.54M0.6%-3.4%0.079%
4/21/2026 Fairvoy Private Wealth LLC13,040$323K0.1%-26.1%0.010%
4/20/2026 Kestra Private Wealth Services LLC802,977$19.89M0.2%+12.3%0.618%
4/18/2026 EdgeRock Capital LLC790,536$19.58M5.3%+15.9%0.609%
4/17/2026 Certified Advisory Corp312,915$7.75M0.7%-0.7%0.241%
4/17/2026 Total Clarity Wealth Management Inc.184,617$4.57M1.1%+1.3%0.142%
Barricks gold output fell from 2 million ounces to 719000 (Ad)

Barrick's gold production has plunged from 2 million ounces to just 719,000, leaving the world's second-largest miner running on fumes. Newmont's $15 billion purchase of Newcrest, the largest mining deal in history, still couldn't keep output growing, proof that majors must keep buying to survive. With record cash flows and shrinking mines, gold majors are positioned to launch a wave of acquisitions targeting the best junior assets.tc pixel

See the top three gold buyout targets to watch now
4/17/2026 Defined Wealth Management LLC106,438$2.64M1.5%+1.9%0.082%
4/17/2026 XML Financial LLC352,834$8.74M0.7%+12.6%0.272%
4/16/2026 Tactive Advisors LLC206,438$5.11M1.4%+21.7%0.159%
4/16/2026 Park National Corp OH9,535$236K0.0%-97.2%0.007%
3/17/2026Rockefeller Capital Management L.P.69,625$1.75M0.0%+29.6%0.055%
3/4/2026Rehmann Capital Advisory Group416,420$10.48M0.5%-2.8%0.326%
3/4/2026 SHP Wealth Management19,639$494K0.0%N/A0.015%
2/26/2026 TD Capital Management LLC1,899$48K0.0%N/A0.001%
2/19/2026Claris Financial LLC8,946$225K0.1%N/A0.007%
2/19/2026 Axxcess Wealth Management LLC352,225$8.87M0.1%N/A0.276%


UCON Institutional Ownership - Frequently Asked Questions

During the previous two years, 366 institutional investors and hedge funds held shares of First Trust TCW Unconstrained Plus Bond ETF. The most heavily invested institutionals were LPL Financial LLC ($306.07M), Morgan Stanley ($209.83M), Wells Fargo & Company MN ($156.82M), Ameriprise Financial Inc. ($100.69M), Royal Bank of Canada ($99.17M), Bank of America Corp DE ($94.96M), and Harbour Investments Inc. ($89.65M).Learn more on First Trust TCW Unconstrained Plus Bond ETF's institutional investors.

Of the 331 institutional investors that purchased First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($5.81M), Raymond James Financial Inc. ($4.09M), Ameriprise Financial Inc. ($1.95M), Harbour Investments Inc. ($1.74M), Aptus Capital Advisors LLC ($1.67M), Christopher J. Hasenberg Inc ($1.58M), and Trilogy Capital Inc. ($1.57M).

Institutional investors have bought a total of 23,640,304 shares in the last 24 months. This purchase volume represents approximately $592.98M in transactions.

Of the 125 institutional investors that sold First Trust TCW Unconstrained Plus Bond ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Park National Corp OH ($734.04K), Integrated Wealth Concepts LLC ($676.11K), Bank of America Corp DE ($573.98K), JPMorgan Chase & Co. ($525.73K), Spectrum Wealth Advisory Group LLC ($513.79K), First Heartland Consultants Inc. ($388.44K), and Renaissance Technologies LLC ($377K).

Institutional investors have sold a total of 9,741,582 shares in the last 24 months. This volume of shares sold represents approximately $244.58M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:UCON is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/12/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel
The $15 Gold Fund That Pays Up to $1,152/Month
Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying...
Investors Alley | Sponsoredtc pixel
Trump’s New Currency Reset
Trump is launching a new $250 bill - but that may be a distraction. Behind the scenes, Executive Order 14241 i...
Porter & Company | Sponsoredtc pixel
They didn't warn anyone in 1971. This time someone is warning you.
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
Buffett's Final Warning: "The Dollar Is Going to Hell"
The US just hit $39 trillion in debt. Interest alone is now over $1 trillion a year, more than the entire defe...
Decentralized Masters | Sponsoredtc pixel
Your book is inside
The "Sucker's Bet" Most New Options Traders Fall For Most people who try options lose money the same way. ...
Profits Run | Sponsoredtc pixel
Wall Street is staring at the wrong AI trade
Anthropic just signed a 9.1 billion dollar, 20 year data center agreement covering 191 megawatts of capacity, ...
The Oxford Club | Sponsoredtc pixel
After KDA, PRE, and OCEAN—this is the one
17,556% on KDA. Here's what I'm buying now. It's a coin under $1.00 that most investors have never heard of...
Crypto 101 Media | Sponsoredtc pixel