Broadridge Financial Solutions is a global fintech company that provides technology-driven solutions and outsourcing services to the financial services industry. The firm’s core offerings center on investor communications, securities processing and post-trade services, and technology platforms that support capital markets and wealth management operations. Broadridge positions itself as a provider of mission-critical infrastructure that helps financial institutions manage regulatory requirements, investor engagement and operational complexity.
Products and services include proxy and shareholder communications, investor disclosure and digital communications, proxy voting and tabulation, clearing and settlement support, trade processing and reconciliation, and a range of software-as-a-service platforms for wealth and asset managers. The company also supplies data, analytics and workflow automation tools designed to streamline middle- and back-office functions, support trading and risk management, and enable digital transformation for banks, broker-dealers, mutual funds and corporate issuers.
Broadridge traces its modern corporate form to a 2007 spin-off from Automatic Data Processing (ADP) and is headquartered in Lake Success, New York. It operates internationally, serving clients across North America, Europe and the Asia-Pacific region through a network of offices and partner relationships. The company is frequently engaged by large financial institutions and corporate issuers for regulatory filing, proxy services and enterprise technology implementations.
Management emphasizes continual investment in cloud-based platforms, automation and regulatory-compliance capabilities to support clients’ needs for efficiency and transparency. Broadridge’s role in investor communications and post-trade processing positions it as a central service provider in capital markets infrastructure and corporate governance workflows.
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