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ARK Fintech Innovation ETF (ARKF) Institutional Ownership

ARK Fintech Innovation ETF logo
$46.56 +0.65 (+1.41%)
As of 01:03 PM Eastern
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Institutional Ownership Changes (13F Filings) for ARK Fintech Innovation ETF (BATS:ARKF)

Number of
Institutional Buyers
(last 12 months)
89
Total
Institutional Inflows
(last 12 months)
$93.82M
Number of
Institutional Sellers
(last 12 months)
63
Total
Institutional Outflows
(last 12 months)
$30.25M
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ARKF Institutional Buying and Selling by Quarter

ARK Fintech Innovation ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Avior Wealth Management LLC9,524$434K0.0%N/A0.040%
10/13/2026Paller Financial Services Inc72,989$3.32M2.6%+2.1%0.304%
10/9/2026GK Wealth Management LLC850$39K0.0%N/A0.004%
10/9/2026Midwest Financial Partners Investments Inc.188,920$8.60M3.3%-0.3%0.787%
10/8/2026Farther Finance Advisors LLC2,072$94K0.0%-12.4%0.009%
10/8/2026Titleist Asset Management LLC100,682$4.58M0.3%-1.6%0.420%
10/2/2026 GoalVest Advisory LLC20,948$954K0.0%+14.8%0.087%
9/23/2026Envestnet Asset Management Inc.64,741$2.56M0.0%+84.9%0.270%
9/9/2026Integrated Wealth Concepts LLC6,485$256K0.0%-13.8%0.027%
9/9/2026NewEdge Advisors LLC8,178$323K0.0%-6.0%0.034%
9/9/2026Baird Financial Group Inc.7,016$277K0.0%-19.1%0.029%
9/8/2026Allworth Financial LP2,676$106K0.0%-28.2%0.011%
8/27/2026Corient Private Wealth LP7,863$311K0.0%N/A0.033%
8/22/2026Turner Financial Group Inc.10,772$425K0.4%N/A0.045%
8/21/2026Continuum Advisory LLC941$37K0.0%N/A0.004%
8/21/2026Legacy Financial Advisors Inc.6,069$239K0.0%N/A0.025%
8/20/2026Nwam LLC48,242$1.90M0.1%-0.5%0.201%
8/20/2026M Holdings Securities Inc.32,458$1.28M0.2%+4.8%0.135%
7/10/2026Bay Colony Advisory Group Inc d b a Bay Colony Advisors7,514$297K0.0%-12.9%0.031%
7/9/2026 GoalVest Advisory LLC18,246$720K0.1%N/A0.076%
7/8/2026Evanson Financial LLC8,000$316K0.0%N/A0.033%
7/7/2026Paller Financial Services Inc71,486$2.82M2.1%+2.0%0.298%
7/7/2026Dynamic Advisor Solutions LLC7,857$310K0.0%-64.4%0.033%
7/7/2026Pacific Excel Wealth Advisors Inc.5,530$218K0.1%N/A0.023%
6/3/2026NewEdge Advisors LLC8,699$331K0.0%-60.9%0.036%
5/19/2026Western Wealth Management LLC1,675$64K0.0%N/A0.007%
5/18/2026Royal Bank of Canada41,356$1.57M0.0%+26.5%0.172%
5/16/2026Jessup Wealth Management Inc13,276$505K0.2%+25.1%0.055%
5/15/2026Wealth Watch Advisors INC5,377$204K0.1%+93.4%0.022%
5/14/2026Renaissance Technologies LLC25,300$962K0.0%+30.4%0.105%
5/14/2026Hilltop Holdings Inc.6,056$230K0.0%-5.9%0.025%
5/14/2026Compound Planning Inc.21,227$807K0.0%+18.7%0.088%
5/13/2026Cetera Investment Advisers169,750$6.45M0.0%-13.6%0.707%
5/13/2026Clearwater Capital Advisors LLC245,638$9.34M0.8%+8.5%1.023%
5/5/2026Wealthfront Advisers LLC57,154$2.17M0.0%+2.1%0.238%
5/5/2026Sanctuary Advisors LLC27,588$1.05M0.0%+206.6%0.115%
5/5/2026Nwam LLC48,473$1.84M0.1%-1.7%0.202%
5/2/2026Carnegie Investment Counsel7,963$303K0.0%N/A0.033%
4/30/2026Kestra Advisory Services LLC13,380$509K0.0%+12.6%0.056%
4/28/2026Paller Financial Services Inc70,109$2.67M2.2%-0.4%0.292%
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4/23/2026Midwest Financial Partners Investments Inc.186,264$7.08M3.8%+0.7%0.776%
4/18/2026EdgeRock Capital LLC10,304$392K0.1%-4.6%0.043%
4/17/2026Brookstone Capital Management45,408$1.73M0.0%-5.2%0.189%
3/17/2026Rockefeller Capital Management L.P.12,170$580K0.0%+87.8%0.051%
3/11/2026Larry Mathis Financial Planning LLC20,371$970K0.9%N/A0.091%
2/19/2026Compound Planning Inc.17,883$852K0.0%-7.4%0.080%
2/18/2026Mercer Global Advisors Inc. ADV13,179$628K0.0%-32.5%0.059%
2/18/2026NewEdge Advisors LLC22,240$1.06M0.0%+8.9%0.099%
2/17/2026Cetera Investment Advisers196,379$9.35M0.0%+70.5%0.877%
2/17/2026Wealth Watch Advisors INC2,780$132K0.0%+226.3%0.012%
2/17/2026Kovack Advisors Inc.5,702$272K0.0%N/A0.025%
2/17/2026Osaic Holdings Inc.118,084$5.63M0.0%+28.2%0.527%
2/17/2026Royal Bank of Canada32,696$1.56M0.0%-6.4%0.146%
2/16/2026MML Investors Services LLC21,081$1.00M0.0%+103.5%0.094%
2/16/2026Mariner LLC28,790$1.37M0.0%-13.4%0.129%
2/16/2026Arax Advisory Partners1,070$51K0.0%N/A0.005%
2/13/2026Kestra Advisory Services LLC11,887$566K0.0%-7.7%0.053%
2/13/2026Stifel Financial Corp28,361$1.35M0.0%+23.7%0.127%
2/13/2026Smartleaf Asset Management LLC3,032$147K0.0%N/A0.014%
2/13/2026Ieq Capital LLC78,098$3.72M0.0%-23.4%0.349%
2/13/2026Wells Fargo & Company MN225,945$10.76M0.0%+31.3%1.009%
2/13/2026Quadrant Capital Group LLC1,000$48K0.0%N/A0.004%
2/12/2026Federation des caisses Desjardins du Quebec1,517$72K0.0%-48.0%0.007%
2/12/2026Commonwealth Equity Services LLC47,896$2.28M0.0%-1.4%0.214%
2/12/2026StoneX Group Inc.6,595$315K0.0%-12.5%0.029%
2/12/2026Renaissance Technologies LLC19,400$924K0.0%-16.0%0.087%
2/12/2026Titleist Asset Management LLC104,267$4.97M0.4%-0.7%0.465%
2/11/2026M Holdings Securities Inc.18,188$866K0.1%N/A0.081%
2/11/2026Jessup Wealth Management Inc10,611$505K0.2%N/A0.047%
2/11/2026Janney Montgomery Scott LLC4,412$210K0.0%-23.2%0.020%
2/11/2026VVR Holdings LLC5,820$277K0.1%N/A0.026%
2/11/2026Cerity Partners LLC5,562$265K0.0%+8.5%0.025%
2/11/2026LPL Financial LLC720,796$34.33M0.0%-32.3%3.218%
2/11/2026Prudential PLC125,210$5.96M0.0%-5.8%0.559%
2/11/2026Crescent Grove Advisors LLC5,590$266K0.0%-4.8%0.025%
2/10/2026Goldman Sachs Group Inc.14,370$684K0.0%N/A0.064%
2/10/2026Bridges Investment Management Inc.10,468$499K0.0%-2.5%0.047%
2/10/2026Northwestern Mutual Wealth Management Co.40,799$1.94M0.0%+215.4%0.182%
2/9/2026Kingsview Wealth Management LLC115,775$5.51M0.1%+1,453.0%0.517%
2/9/2026Clearwater Capital Advisors LLC226,495$10.79M0.9%+0.3%1.011%
2/6/2026Midwest Financial Partners Investments Inc.184,931$8.81M4.9%N/A0.826%
2/6/2026IFP Advisors Inc2,393$114K0.0%-35.1%0.011%
2/6/2026HighTower Advisors LLC19,821$944K0.0%-9.3%0.088%
2/5/2026Stephens Inc. AR9,433$449K0.0%-37.2%0.042%
2/5/2026AlphaCore Capital LLC900$43K0.0%N/A0.004%
2/5/2026Northwestern Mutual Wealth Management Co.178,033$8.48M0.0%+1,276.3%0.795%
2/4/2026Byrne Financial Freedom LLC127,736$6.08M2.8%-5.4%0.570%
2/4/2026Nwam LLC49,305$2.35M0.1%-6.1%0.220%
1/30/2026Wealthfront Advisers LLC55,993$2.67M0.0%+8.3%0.250%
1/29/2026Comerica Bank4,140$197K0.0%+245.9%0.018%
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1/29/2026UBS Group AG335,261$15.97M0.0%+4.6%1.470%
1/29/2026Sanctuary Advisors LLC8,998$429K0.0%-55.4%0.039%
1/29/2026Financial Life Planners56,084$2.67M1.9%+13.0%0.246%
1/27/2026TD Waterhouse Canada Inc.7,932$378K0.0%-3.7%0.035%
1/27/2026Elevated Capital Advisors LLC623$30K0.0%N/A0.003%
1/26/2026Mirae Asset Global Investments Co. Ltd.17,969$856K0.0%+26.2%0.079%
1/26/2026CWM LLC57,490$2.74M0.0%+1.2%0.252%
1/23/2026Farther Finance Advisors LLC3,378$161K0.0%+14.7%0.015%
1/23/2026Optima Capital LLC2,255$107K0.0%N/A0.010%
1/23/2026Clear Creek Financial Management LLC14,288$681K0.1%-9.0%0.062%


ARKF Institutional Ownership - Frequently Asked Questions

During the previous two years, 194 institutional investors and hedge funds held shares of ARK Fintech Innovation ETF. The most heavily invested institutionals were LPL Financial LLC ($34.33M), Two Sigma Investments LP ($17.95M), UBS Group AG ($15.97M), Kingstone Capital Partners Texas LLC ($11.77M), Wells Fargo & Company MN ($10.76M), GTS Securities LLC ($9.70M), and Clearwater Capital Advisors LLC ($9.34M).Learn more on ARK Fintech Innovation ETF's institutional investors.

Of the 163 institutional investors that purchased ARK Fintech Innovation ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Two Sigma Investments LP ($316K), Flow Traders U.S. LLC ($248.69K), Raymond James Financial Inc. ($246.89K), Kingstone Capital Partners Texas LLC ($234.29K), GTS Securities LLC ($226.97K), Northwestern Mutual Wealth Management Co. ($197.70K), and Midwest Financial Partners Investments Inc. ($186.26K).

Institutional investors have bought a total of 1,831,277 shares in the last 24 months. This purchase volume represents approximately $93.82M in transactions.

Of the 62 institutional investors that sold ARK Fintech Innovation ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($343.32K), Cetera Investment Advisers ($26.63K), Prudential PLC ($25.60K), Ieq Capital LLC ($23.80K), UBS Group AG ($20.70K), Bank of America Corp DE ($14.69K), and Dynamic Advisor Solutions LLC ($14.23K).

Institutional investors have sold a total of 619,779 shares in the last 24 months. This volume of shares sold represents approximately $30.25M in transactions.


Related Companies

Institutional ownership data for BATS:ARKF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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