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ARK Fintech Innovation ETF (ARKF) Institutional Ownership

ARK Fintech Innovation ETF logo
$47.10 -0.53 (-1.11%)
As of 09/4/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for ARK Fintech Innovation ETF (BATS:ARKF)

Number of
Institutional Buyers
(last 12 months)
89
Total
Institutional Inflows
(last 12 months)
$95.09M
Number of
Institutional Sellers
(last 12 months)
58
Total
Institutional Outflows
(last 12 months)
$30.46M
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ARKF Institutional Buying and Selling by Quarter

ARK Fintech Innovation ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/27/2026 Corient Private Wealth LP7,863$311K0.0%N/A0.033%
8/22/2026 Turner Financial Group Inc.10,772$425K0.4%N/A0.045%
8/21/2026 Continuum Advisory LLC941$37K0.0%N/A0.004%
8/21/2026 Legacy Financial Advisors Inc.6,069$239K0.0%N/A0.025%
8/20/2026 Nwam LLC48,242$1.90M0.1%-0.5%0.201%
8/20/2026 M Holdings Securities Inc.32,458$1.28M0.2%+4.8%0.135%
7/10/2026 Bay Colony Advisory Group Inc d b a Bay Colony Advisors7,514$297K0.0%-12.9%0.031%
7/9/2026 GoalVest Advisory LLC18,246$720K0.1%N/A0.076%
7/8/2026 Evanson Financial LLC8,000$316K0.0%N/A0.033%
7/7/2026 Paller Financial Services Inc71,486$2.82M2.1%+2.0%0.298%
7/7/2026 Dynamic Advisor Solutions LLC7,857$310K0.0%-64.4%0.033%
7/7/2026 Pacific Excel Wealth Advisors Inc.5,530$218K0.1%N/A0.023%
6/3/2026 NewEdge Advisors LLC8,699$331K0.0%-60.9%0.036%
5/19/2026 Western Wealth Management LLC1,675$64K0.0%N/A0.007%
5/18/2026 Royal Bank of Canada41,356$1.57M0.0%+26.5%0.172%
5/16/2026 Jessup Wealth Management Inc13,276$505K0.2%+25.1%0.055%
5/15/2026 Wealth Watch Advisors INC5,377$204K0.1%+93.4%0.022%
5/14/2026 Renaissance Technologies LLC25,300$962K0.0%+30.4%0.105%
5/14/2026 Hilltop Holdings Inc.6,056$230K0.0%-5.9%0.025%
5/14/2026 Compound Planning Inc.21,227$807K0.0%+18.7%0.088%
5/13/2026 Cetera Investment Advisers169,750$6.45M0.0%-13.6%0.707%
5/13/2026 Clearwater Capital Advisors LLC245,638$9.34M0.8%+8.5%1.023%
5/5/2026 Wealthfront Advisers LLC57,154$2.17M0.0%+2.1%0.238%
5/5/2026 Sanctuary Advisors LLC27,588$1.05M0.0%+206.6%0.115%
5/5/2026 Nwam LLC48,473$1.84M0.1%-1.7%0.202%
5/2/2026 Carnegie Investment Counsel7,963$303K0.0%N/A0.033%
4/30/2026 Kestra Advisory Services LLC13,380$509K0.0%+12.6%0.056%
4/28/2026 Paller Financial Services Inc70,109$2.67M2.2%-0.4%0.292%
4/23/2026 Midwest Financial Partners Investments Inc.186,264$7.08M3.8%+0.7%0.776%
4/18/2026 EdgeRock Capital LLC10,304$392K0.1%-4.6%0.043%
4/17/2026 Brookstone Capital Management45,408$1.73M0.0%-5.2%0.189%
3/17/2026 Rockefeller Capital Management L.P.12,170$580K0.0%+87.8%0.051%
3/11/2026 Larry Mathis Financial Planning LLC20,371$970K0.9%N/A0.091%
2/19/2026 Compound Planning Inc.17,883$852K0.0%-7.4%0.080%
2/18/2026 Mercer Global Advisors Inc. ADV13,179$628K0.0%-32.5%0.059%
2/18/2026 NewEdge Advisors LLC22,240$1.06M0.0%+8.9%0.099%
2/17/2026 Cetera Investment Advisers196,379$9.35M0.0%+70.5%0.877%
2/17/2026 Wealth Watch Advisors INC2,780$132K0.0%+226.3%0.012%
2/17/2026 Kovack Advisors Inc.5,702$272K0.0%N/A0.025%
2/17/2026 Osaic Holdings Inc.118,084$5.63M0.0%+28.2%0.527%
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2/17/2026 Royal Bank of Canada32,696$1.56M0.0%-6.4%0.146%
2/16/2026 MML Investors Services LLC21,081$1.00M0.0%+103.5%0.094%
2/16/2026 Mariner LLC28,790$1.37M0.0%-13.4%0.129%
2/16/2026 Arax Advisory Partners1,070$51K0.0%N/A0.005%
2/13/2026 Kestra Advisory Services LLC11,887$566K0.0%-7.7%0.053%
2/13/2026 Stifel Financial Corp28,361$1.35M0.0%+23.7%0.127%
2/13/2026 Smartleaf Asset Management LLC3,032$147K0.0%N/A0.014%
2/13/2026 Ieq Capital LLC78,098$3.72M0.0%-23.4%0.349%
2/13/2026 Wells Fargo & Company MN225,945$10.76M0.0%+31.3%1.009%
2/13/2026 Quadrant Capital Group LLC1,000$48K0.0%N/A0.004%
2/12/2026 Federation des caisses Desjardins du Quebec1,517$72K0.0%-48.0%0.007%
2/12/2026 Commonwealth Equity Services LLC47,896$2.28M0.0%-1.4%0.214%
2/12/2026 StoneX Group Inc.6,595$315K0.0%-12.5%0.029%
2/12/2026 Renaissance Technologies LLC19,400$924K0.0%-16.0%0.087%
2/12/2026 Titleist Asset Management LLC104,267$4.97M0.4%-0.7%0.465%
2/11/2026 M Holdings Securities Inc.18,188$866K0.1%N/A0.081%
2/11/2026 Jessup Wealth Management Inc10,611$505K0.2%N/A0.047%
2/11/2026 Janney Montgomery Scott LLC4,412$210K0.0%-23.2%0.020%
2/11/2026 VVR Holdings LLC5,820$277K0.1%N/A0.026%
2/11/2026 Cerity Partners LLC5,562$265K0.0%+8.5%0.025%
2/11/2026 LPL Financial LLC720,796$34.33M0.0%-32.3%3.218%
2/11/2026 Prudential PLC125,210$5.96M0.0%-5.8%0.559%
2/11/2026 Crescent Grove Advisors LLC5,590$266K0.0%-4.8%0.025%
2/10/2026 Goldman Sachs Group Inc.14,370$684K0.0%N/A0.064%
2/10/2026 Bridges Investment Management Inc.10,468$499K0.0%-2.5%0.047%
2/10/2026 Northwestern Mutual Wealth Management Co.40,799$1.94M0.0%+215.4%0.182%
2/9/2026 Kingsview Wealth Management LLC115,775$5.51M0.1%+1,453.0%0.517%
2/9/2026 Clearwater Capital Advisors LLC226,495$10.79M0.9%+0.3%1.011%
2/6/2026 Midwest Financial Partners Investments Inc.184,931$8.81M4.9%N/A0.826%
2/6/2026 IFP Advisors Inc2,393$114K0.0%-35.1%0.011%
2/6/2026 HighTower Advisors LLC19,821$944K0.0%-9.3%0.088%
2/5/2026 Stephens Inc. AR9,433$449K0.0%-37.2%0.042%
2/5/2026 AlphaCore Capital LLC900$43K0.0%N/A0.004%
2/5/2026 Northwestern Mutual Wealth Management Co.178,033$8.48M0.0%+1,276.3%0.795%
2/4/2026 Byrne Financial Freedom LLC127,736$6.08M2.8%-5.4%0.570%
2/4/2026 Nwam LLC49,305$2.35M0.1%-6.1%0.220%
1/30/2026 Wealthfront Advisers LLC55,993$2.67M0.0%+8.3%0.250%
1/29/2026Comerica Bank4,140$197K0.0%+245.9%0.018%
1/29/2026 UBS Group AG335,261$15.97M0.0%+4.6%1.470%
1/29/2026 Sanctuary Advisors LLC8,998$429K0.0%-55.4%0.039%
1/29/2026 Financial Life Planners56,084$2.67M1.9%+13.0%0.246%
1/27/2026 TD Waterhouse Canada Inc.7,932$378K0.0%-3.7%0.035%
1/27/2026 Elevated Capital Advisors LLC623$30K0.0%N/A0.003%
1/26/2026 Mirae Asset Global Investments Co. Ltd.17,969$856K0.0%+26.2%0.079%
1/26/2026CWM LLC57,490$2.74M0.0%+1.2%0.252%
1/23/2026 Farther Finance Advisors LLC3,378$161K0.0%+14.7%0.015%
1/23/2026 Optima Capital LLC2,255$107K0.0%N/A0.010%
1/23/2026 Clear Creek Financial Management LLC14,288$681K0.1%-9.0%0.062%
1/22/2026 Curran Financial Partners LLC15,156$722K0.1%+34.3%0.066%
1/21/2026 Kraematon Investment Advisors Inc.4,974$237K0.2%-5.0%0.022%
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1/21/2026 MBA Advisors LLC7,860$374K0.2%+3.0%0.034%
1/15/2026 Paller Financial Services Inc70,378$3.35M2.7%N/A0.307%
1/15/2026 Brookstone Capital Management47,911$2.28M0.0%-2.4%0.209%
1/14/2026 Wealthcare Advisory Partners LLC4,694$224K0.0%-9.7%0.020%
1/14/2026 EdgeRock Capital LLC10,797$514K0.1%+44.1%0.047%
1/12/2026 Archer Investment Management LLC24,672$1.18M0.6%-33.7%0.108%
1/9/2026 First Heartland Consultants Inc.15,028$716K0.1%-9.7%0.065%
1/9/2026 Dynamic Advisor Solutions LLC22,182$1.06M0.0%+178.3%0.096%
1/8/2026 Wealth Enhancement Advisory Services LLC10,103$504K0.0%+5.4%0.044%
1/1/2026 JPMorgan Chase & Co.36,952$2.10M0.0%-2.0%0.163%


ARKF Institutional Ownership - Frequently Asked Questions

During the previous two years, 192 institutional investors and hedge funds held shares of ARK Fintech Innovation ETF. The most heavily invested institutionals were LPL Financial LLC ($34.33M), Two Sigma Investments LP ($17.95M), UBS Group AG ($15.97M), Kingstone Capital Partners Texas LLC ($11.77M), Wells Fargo & Company MN ($10.76M), GTS Securities LLC ($9.70M), and Clearwater Capital Advisors LLC ($9.34M).Learn more on ARK Fintech Innovation ETF's institutional investors.

Of the 160 institutional investors that purchased ARK Fintech Innovation ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Two Sigma Investments LP ($316K), Flow Traders U.S. LLC ($248.69K), Raymond James Financial Inc. ($246.89K), Kingstone Capital Partners Texas LLC ($234.29K), GTS Securities LLC ($226.97K), Northwestern Mutual Wealth Management Co. ($197.70K), and Midwest Financial Partners Investments Inc. ($186.26K).

Institutional investors have bought a total of 1,841,849 shares in the last 24 months. This purchase volume represents approximately $95.09M in transactions.

Of the 58 institutional investors that sold ARK Fintech Innovation ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($343.32K), Cetera Investment Advisers ($26.63K), Prudential PLC ($25.60K), Ieq Capital LLC ($23.80K), UBS Group AG ($20.70K), Bank of America Corp DE ($14.69K), and Dynamic Advisor Solutions LLC ($14.23K).

Institutional investors have sold a total of 621,462 shares in the last 24 months. This volume of shares sold represents approximately $30.46M in transactions.


Related Companies

Institutional ownership data for BATS:ARKF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/27/2026. New 13F filings are added each quarter as they're published.
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