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AllianzIM U.S. Equity Buffer20 Aug ETF (AUGW) Institutional Ownership

$34.80 -0.17 (-0.49%)
As of 10/16/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for AllianzIM U.S. Equity Buffer20 Aug ETF (BATS:AUGW)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$43.10M
Number of
Institutional Sellers
(last 12 months)
21
Total
Institutional Outflows
(last 12 months)
$22.60M
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AUGW Institutional Buying and Selling by Quarter

AllianzIM U.S. Equity Buffer20 Aug ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Farther Finance Advisors LLC10,551$367K0.0%+51.9%0.269%
8/25/2026Advus Financial Partners LLC19,862$676K0.2%-3.8%0.507%
8/22/2026Compass Financial Management LLC906$31K0.0%N/A0.023%
8/20/2026American Asset Management Inc.99,779$3.40M2.8%-0.8%2.545%
8/20/2026Susquehanna International Group LLP31,547$1.07M0.0%+39.4%0.805%
7/9/2026Focus Financial Network Inc.26,404$899K0.0%+2.3%0.674%
5/27/2026Westshore Wealth LLC33,794$1.09M0.4%-30.3%0.808%
5/19/2026GTS Financial LLC58,196$1.87M1.4%N/A1.392%
5/13/2026Cetera Investment Advisers110,645$3.56M0.0%-1.0%2.647%
5/7/2026American Asset Management Inc.100,564$3.23M2.8%-1.1%2.406%
5/6/2026Independent Financial Group LLC8,754$281K0.0%N/A0.209%
4/30/2026Elevated Capital Advisors LLC2,652$85K0.0%-97.8%0.063%
4/30/2026Kestra Advisory Services LLC96,436$3.10M0.0%+20.0%2.307%
3/17/2026Forty three Eighteen Advisors LLC9,000$293K0.2%N/A0.199%
3/13/2026World Investment Advisors50,189$1.63M0.0%N/A1.108%
2/25/2026Westshore Wealth LLC48,479$1.58M0.5%+47.9%1.070%
2/18/2026OLD Mission Capital LLC25,738$837K0.0%+85.7%0.568%
2/17/2026Cetera Investment Advisers111,815$3.64M0.0%-6.9%2.468%
2/17/2026Osaic Holdings Inc.324,879$10.57M0.0%-4.6%7.172%
2/16/2026MML Investors Services LLC18,580$604K0.0%+48.7%0.410%
2/13/2026Kestra Advisory Services LLC80,370$2.62M0.0%+15.6%1.774%
2/13/2026Allianz SE5,000$163K0.0%N/A0.110%
2/12/2026Commonwealth Equity Services LLC424,653$13.82M0.0%-1.6%9.374%
2/11/2026LPL Financial LLC121,712$3.96M0.0%-1.9%2.687%
2/11/2026Allianz Investment Management LLC115,287$3.75M2.3%N/A2.545%
2/9/2026Harbour Investments Inc.35,168$1.14M0.0%-18.4%0.776%
2/6/2026Lloyd Advisory Services LLC.4,711$153K0.1%N/A0.104%
2/6/2026Advisory Alpha LLC108,101$3.52M0.1%-1.9%2.386%
2/5/2026Aegis Wealth Management Inc.12,407$404K0.3%N/A0.274%
2/5/2026Castle Rock Wealth Management LLC40,759$1.33M0.3%-5.5%0.900%
2/4/2026World Investment Advisors50,189$1.63M0.0%N/A1.108%
2/2/2026Grantvest Financial Group LLC6,768$220K0.1%-13.2%0.149%
1/30/2026Strategic Blueprint LLC80,266$2.61M0.2%-2.6%1.772%
1/28/2026Joseph P. Lucia & Associates LLC16,343$532K0.2%-7.6%0.358%
1/27/2026PFG Advisors38,476$1.25M0.1%-2.8%0.842%
1/27/2026Elevated Capital Advisors LLC121,589$3.96M0.9%-5.0%2.661%
1/26/2026Merit Financial Group LLC19,158$623K0.0%+4.4%0.419%
1/21/2026Access Financial Services Inc.174,351$5.67M2.1%-72.6%3.815%
1/14/2026Spire Wealth Management73,220$2.38M0.1%+2.7%1.602%
1/12/2026Focus Financial Network Inc.26,715$869K0.0%-31.1%0.585%
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1/9/2026First Heartland Consultants Inc.17,065$555K0.0%-3.3%0.373%
1/7/2026American Asset Management Inc.101,692$3.31M2.8%-0.3%2.225%
11/17/2025Westshore Wealth LLC32,768$1.05M0.4%N/A0.697%
11/17/2025Susquehanna International Group LLP44,372$1.42M0.0%+200.9%0.944%
11/17/2025Citadel Advisors LLC17,726$567K0.0%N/A0.377%
11/14/2025Raymond James Financial Inc.830,518$26.54M0.0%+0.9%17.671%
11/14/2025Diligent Investors LLC8,454$270K0.1%N/A0.180%
11/13/2025PFG Advisors39,576$1.27M0.1%+86.0%0.842%
11/10/2025First Heartland Consultants Inc.17,645$564K0.0%+11.6%0.375%
11/5/2025American Asset Management Inc.102,007$3.26M2.9%-15.9%2.170%
11/5/2025Moloney Securities Asset Management LLC11,651$372K0.0%N/A0.248%
11/5/2025Envestnet Asset Management Inc.48,227$1.54M0.0%+20.1%1.026%
11/4/2025Grantvest Financial Group LLC7,799$249K0.2%-8.4%0.166%
11/3/2025AE Wealth Management LLC14,265$456K0.0%-18.6%0.304%
10/23/2025Spire Wealth Management71,267$2.28M0.1%+783.8%1.516%
10/23/2025Strategic Blueprint LLC82,442$2.64M0.1%-2.1%1.754%
10/23/2025Park Avenue Securities LLC68,334$2.18M0.0%+806.5%1.454%
10/22/2025Crown Wealth Group LLC18,289$585K0.2%-8.0%0.389%
10/22/2025Commonwealth Equity Services LLC431,648$13.80M0.0%+13.8%9.184%
10/20/2025Merit Financial Group LLC18,358$587K0.0%-4.8%0.391%
10/20/2025Access Financial Services Inc.635,248$20.30M7.4%N/A13.516%
10/20/2025Joseph P. Lucia & Associates LLC17,688$565K0.2%+21.5%0.376%
10/16/2025Castle Rock Wealth Management LLC43,132$1.38M0.3%+37.1%0.918%
10/15/2025Cypress Wealth Services LLC6,372$204K0.0%N/A0.136%
10/14/2025Farther Finance Advisors LLC7,615$243K0.0%+112.7%0.162%
10/10/2025Focus Financial Network Inc.38,770$1.24M0.0%-0.8%0.825%
9/4/2025Osaic Holdings Inc.243,073$7.46M0.0%-4.8%6.314%
8/14/2025Ausdal Financial Partners Inc.6,742$207K0.0%N/A0.175%
8/14/2025Raymond James Financial Inc.822,828$25.25M0.0%+2.9%21.372%
8/12/2025American Asset Management Inc.121,265$3.72M3.4%-1.1%3.150%
8/12/2025JPMorgan Chase & Co.9,895$304K0.0%-14.7%0.257%
8/7/2025PFG Advisors21,283$653K0.0%+2.6%0.560%
8/6/2025AE Wealth Management LLC17,514$537K0.0%+2.8%0.461%
8/4/2025Spire Wealth Management8,064$247K0.0%-40.1%0.212%
8/1/2025Advisory Alpha LLC110,470$3.39M0.1%-0.4%2.907%
8/1/2025Envestnet Asset Management Inc.40,156$1.23M0.0%+13.7%1.057%
7/30/2025Strategic Blueprint LLC84,241$2.59M0.1%-5.4%2.217%
7/30/2025Red Crane Wealth Management LLC7,451$229K0.2%-76.3%0.196%
7/30/2025Mid American Wealth Advisory Group Inc.1,125$35K0.0%N/A0.030%
7/29/2025Joseph P. Lucia & Associates LLC14,563$447K0.2%N/A0.383%
7/28/2025Harbour Investments Inc.21,382$656K0.0%-51.5%0.563%
7/25/2025Atria Wealth Solutions Inc.48,142$1.48M0.0%-10.8%1.267%
7/16/2025Crown Wealth Group LLC19,886$610K0.2%N/A0.523%
7/14/2025Park Avenue Securities LLC7,538$231K0.0%N/A0.198%
7/10/2025Focus Financial Network Inc.39,102$1.20M0.0%-34.1%1.029%
5/19/2025Advisory Alpha LLC110,916$3.20M0.1%-1.1%2.773%
5/15/2025OLD Mission Capital LLC13,391$386K0.0%N/A0.335%
5/14/2025Kestra Advisory Services LLC46,345$1.34M0.0%-25.5%1.159%
5/13/2025Raymond James Financial Inc.799,348$23.04M0.0%-1.0%19.984%
5/9/2025Atria Wealth Solutions Inc.53,944$1.56M0.0%-1.7%0.955%
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5/8/2025Harbour Investments Inc.44,123$1.27M0.0%-35.6%0.781%
5/8/2025Grantvest Financial Group LLC9,389$271K0.2%-21.6%0.166%
5/7/2025LPL Financial LLC51,124$1.47M0.0%-1.8%0.905%
5/7/2025American Asset Management Inc.122,585$3.53M3.5%-2.8%2.170%
5/6/2025Cetera Investment Advisers84,587$2.44M0.0%-4.6%1.497%
5/6/2025Avantax Advisory Services Inc.9,470$273K0.0%-14.0%0.168%
5/6/2025AE Wealth Management LLC17,036$491K0.0%-46.4%0.302%
5/6/2025PFG Advisors20,753$598K0.0%-2.4%0.367%
5/5/2025Csenge Advisory Group11,236$315K0.0%N/A0.199%
4/29/2025Envestnet Asset Management Inc.35,309$1.02M0.0%-2.0%0.625%


AUGW Institutional Ownership - Frequently Asked Questions

During the previous two years, 62 institutional investors and hedge funds held shares of AllianzIM U.S. Equity Buffer20 Aug ETF. The most heavily invested institutionals were Raymond James Financial Inc. ($26.54M), Raymond James & Associates ($20.89M), Commonwealth Equity Services LLC ($13.82M), Osaic Holdings Inc. ($10.57M), Outlook Wealth Advisors LLC ($10.26M), Access Financial Services Inc. ($5.67M), and LPL Financial LLC ($3.96M).Learn more on AllianzIM U.S. Equity Buffer20 Aug ETF's institutional investors.

Of the 54 institutional investors that purchased AllianzIM U.S. Equity Buffer20 Aug ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.65M), Raymond James & Associates ($724.17K), Access Financial Services Inc. ($635.25K), Outlook Wealth Advisors LLC ($355.72K), Elevated Capital Advisors LLC ($148.90K), Allianz Investment Management LLC ($115.29K), and Great Lakes Retirement Inc. ($115.08K).

Institutional investors have bought a total of 1,341,836 shares in the last 24 months. This purchase volume represents approximately $43.10M in transactions.

Of the 21 institutional investors that sold AllianzIM U.S. Equity Buffer20 Aug ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Access Financial Services Inc. ($460.90K), Elevated Capital Advisors LLC ($125.28K), American Asset Management Inc. ($21.49K), Osaic Holdings Inc. ($15.69K), Westshore Wealth LLC ($14.69K), Focus Financial Network Inc. ($12.06K), and Cetera Investment Advisers ($9.44K).

Institutional investors have sold a total of 696,674 shares in the last 24 months. This volume of shares sold represents approximately $22.60M in transactions.


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Institutional ownership data for BATS:AUGW is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/8/2026. New 13F filings are added each quarter as they're published.
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