Nuveen ESG Mid-Cap Value ETF (NUMV) Institutional Ownership

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Closing price 09/4/2026 04:10 PM Eastern

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Number of Institutional Buyers (last 12 months): 58
Total Institutional Inflows (last 12 months): $31.37M

Number of Institutional Sellers (last 12 months): 34
Total Institutional Outflows (last 12 months): $9.83M

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NUMV Institutional Buying and Selling by Quarter

Nuveen ESG Mid-Cap Value ETF Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
9/4/2026	Parkside Financial Bank & Trust	17,659	$768K	0.1%	-7.9%	0.170%
8/28/2026	Cornerstone Financial Management LLC	9,724	$423K	0.3%	+3.6%	0.094%
8/21/2026	Natural Investments LLC	4,946	$215K	0.0%	N/A	0.048%
7/7/2026	Canandaigua National Bank & Trust Co.	43,887	$1.91M	0.2%	N/A	0.422%
6/3/2026	Parallel Advisors LLC	14,636	$567K	0.0%	+3.5%	0.141%
6/3/2026	NewEdge Advisors LLC	18,843	$731K	0.0%	-2.8%	0.181%
5/29/2026	Ipsen Advisor Group LLC	6,652	$258K	0.2%	+6.1%	0.064%
5/19/2026	Western Wealth Management LLC	2,114	$82K	0.0%	N/A	0.020%
5/19/2026	NewEdge Advisors LLC	16,250	$630K	0.0%	-16.2%	0.156%
5/19/2026	Bank of America Corp DE	285,944	$11.09M	0.0%	-1.9%	2.749%
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5/18/2026	Royal Bank of Canada	561,111	$21.75M	0.0%	+4.4%	5.395%
5/14/2026	Lido Advisors LLC	13,205	$512K	0.0%	+15.6%	0.127%
5/13/2026	Cetera Investment Advisers	43,874	$1.70M	0.0%	+7.6%	0.422%
5/8/2026	PNC Financial Services Group Inc.	43,164	$1.67M	0.0%	+41.0%	0.415%
5/7/2026	Carson Advisory Inc.	18,070	$701K	0.4%	-4.7%	0.174%
5/7/2026	Parallel Advisors LLC	14,636	$567K	0.0%	+3.5%	0.141%
5/6/2026	Assetmark Inc.	7,938	$308K	0.0%	+6.9%	0.076%
5/5/2026	Bank of New York Mellon Corp	588,034	$22.80M	0.0%	+2.5%	5.654%
5/4/2026	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	267,291	$10.36M	0.2%	-1.7%	2.570%
5/4/2026	Abound Financial LLC	5,418	$210K	0.1%	-23.3%	0.052%
5/1/2026	Fifth Third Bancorp	1,251	$48K	0.0%	N/A	0.012%
5/1/2026	WealthShield Partners LLC	23,484	$910K	0.1%	+8.8%	0.226%
4/28/2026	Whittier Trust Co.	2,306	$91K	0.0%	-76.5%	0.022%
4/27/2026	PFG Investments LLC	11,632	$451K	0.0%	N/A	0.112%
4/27/2026	Private Advisor Group LLC	12,723	$493K	0.0%	+10.6%	0.122%
4/25/2026	rebel Financial LLC	29,769	$1.15M	0.5%	+4.8%	0.286%
4/23/2026	Vicus Capital	17,083	$662K	0.0%	-3.7%	0.164%
4/20/2026	Joel Adams & Associates Inc.	5,427	$210K	0.2%	-26.2%	0.052%
4/18/2026	CENTRAL TRUST Co	20,436	$792K	0.0%	+20.9%	0.197%
4/17/2026	AdvisorNet Financial Inc	634	$25K	0.0%	+86.5%	0.006%
3/17/2026	Rockefeller Capital Management L.P.	99,946	$3.91M	0.0%	+339.6%	0.961%
2/18/2026	Beacon Pointe Advisors LLC	157,154	$6.15M	0.0%	+4.4%	1.511%
2/18/2026	NewEdge Advisors LLC	19,395	$758K	0.0%	-3.2%	0.186%
2/18/2026	Stage Harbor Financial LLC	5,755	$225K	0.2%	-11.1%	0.055%
2/18/2026	First Manhattan CO. LLC.	7,900	$309K	0.0%	N/A	0.076%
2/17/2026	Cetera Investment Advisers	40,793	$1.60M	0.0%	-25.4%	0.392%
2/17/2026	Osaic Holdings Inc.	20,527	$803K	0.0%	-16.0%	0.197%
2/17/2026	&PARTNERS	60,120	$2.35M	0.0%	+246.4%	0.578%
2/17/2026	Royal Bank of Canada	537,508	$21.02M	0.0%	+3.2%	5.168%
2/17/2026	Abound Financial LLC	7,064	$276K	0.1%	-10.2%	0.068%
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2/16/2026	MML Investors Services LLC	20,390	$797K	0.0%	+178.6%	0.196%
2/16/2026	Mariner LLC	37,939	$1.48M	0.0%	+45.2%	0.365%
2/16/2026	Cornerstone Financial Management LLC	10,278	$402K	0.4%	N/A	0.099%
2/13/2026	Commerce Bank	12,937	$506K	0.0%	-10.6%	0.124%
2/13/2026	Morgan Stanley	1,468,247	$57.41M	0.0%	+1.0%	14.118%
2/13/2026	Heritage Wealth Advisors	25,919	$1.01M	0.0%	+1.0%	0.249%
2/13/2026	Wells Fargo & Company MN	160,646	$6.28M	0.0%	+15.6%	1.545%
2/12/2026	Commonwealth Equity Services LLC	165,771	$6.48M	0.0%	+13.5%	1.594%
2/11/2026	TIAA Trust National Association	938,467	$36.69M	0.1%	-2.0%	9.024%
2/11/2026	LPL Financial LLC	589,741	$23.06M	0.0%	+1.9%	5.671%
2/11/2026	Verus Capital Partners LLC	5,275	$206K	0.0%	N/A	0.051%
2/10/2026	Lido Advisors LLC	11,420	$442K	0.0%	+5.1%	0.110%
2/10/2026	WCG Wealth Advisors LLC	56,111	$2.19M	0.1%	+406.3%	0.540%
2/10/2026	Bank of New York Mellon Corp	573,559	$22.43M	0.0%	+24.1%	5.515%
2/10/2026	Natixis Advisors LLC	18,017	$704K	0.0%	+13.3%	0.173%
2/10/2026	Blueline Advisors LLC	1,857	$73K	0.1%	N/A	0.018%
2/10/2026	Northwestern Mutual Wealth Management Co.	29,883	$1.17M	0.0%	-1.0%	0.287%
2/6/2026	Addison Advisors LLC	19,359	$757K	0.2%	+1.8%	0.186%
2/6/2026	PNC Financial Services Group Inc.	30,623	$1.20M	0.0%	+3.7%	0.294%
2/5/2026	Abacus Wealth Partners LLC	988,370	$38.65M	3.8%	+4.9%	9.504%
2/5/2026	Fingerlakes Wealth Management Inc.	18,967	$742K	0.5%	+2.0%	0.182%
2/3/2026	WealthShield Partners LLC	21,582	$844K	0.1%	-1.3%	0.208%
2/2/2026	CENTRAL TRUST Co	16,903	$661K	0.0%	+22.2%	0.163%
1/30/2026	Canandaigua National Bank & Trust Co.	47,083	$1.84M	0.2%	+1.0%	0.453%
1/29/2026	Comerica Bank	1,357	$53K	0.0%	-23.0%	0.013%
1/29/2026	UBS Group AG	262,616	$10.27M	0.0%	-0.4%	2.525%
1/27/2026	RTD Financial Advisors Inc.	21,889	$856K	0.1%	-9.2%	0.210%
1/27/2026	Joel Adams & Associates Inc.	7,357	$288K	0.2%	-24.0%	0.071%
1/27/2026	Institute for Wealth Management LLC.	5,803	$227K	0.0%	+8.4%	0.056%
1/23/2026	Farther Finance Advisors LLC	5,576	$218K	0.0%	+20.0%	0.054%
1/23/2026	Assetmark Inc.	7,426	$290K	0.0%	+4.3%	0.071%
1/23/2026	Invera Wealth Advisors LLC	59,513	$2.33M	1.5%	-3.7%	0.572%
1/23/2026	Private Wealth Management Group LLC	10,496	$410K	0.1%	+8.0%	0.101%
1/22/2026	Vicus Capital	17,743	$694K	0.1%	-14.1%	0.171%
1/20/2026	Revolve Wealth Partners LLC	28,979	$1.13M	0.1%	+4.4%	0.279%
1/16/2026	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	271,862	$10.63M	0.2%	+3.0%	2.614%
1/13/2026	Regatta Capital Group LLC	31,769	$1.24M	0.2%	-7.0%	0.305%
1/12/2026	RVW Wealth LLC	17,182	$672K	0.1%	-4.4%	0.165%
1/9/2026	Dynamic Advisor Solutions LLC	11,023	$431K	0.0%	-72.1%	0.106%
1/8/2026	Wealth Enhancement Advisory Services LLC	8,132	$328K	0.0%	+11.6%	0.078%
1/1/2026	JPMorgan Chase & Co.	14,942	$578K	0.0%	-5.6%	0.144%
11/17/2025	Northwestern Mutual Wealth Management Co.	30,182	$1.17M	0.0%	+3.0%	0.290%
11/17/2025	Lido Advisors LLC	10,867	$420K	0.0%	-7.6%	0.104%
11/17/2025	Citadel Advisors LLC	27,985	$1.08M	0.0%	+108.1%	0.269%
11/17/2025	Bank of America Corp DE	295,519	$11.43M	0.0%	-2.8%	2.842%
11/17/2025	Ameriprise Financial Inc.	13,240	$512K	0.0%	N/A	0.127%
11/14/2025	Creative Planning	100,999	$3.91M	0.0%	-6.7%	0.971%
11/14/2025	Raymond James Financial Inc.	569,185	$22.02M	0.0%	+5.6%	5.473%
11/14/2025	Equitable Holdings Inc.	7,980	$309K	0.0%	+4.2%	0.077%
11/14/2025	Fiduciary Trust Co	81,670	$3.16M	0.0%	-8.5%	0.785%
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11/14/2025	WCG Wealth Advisors LLC	11,083	$429K	0.0%	-69.0%	0.107%
11/13/2025	UBS Group AG	263,781	$10.21M	0.0%	-5.4%	2.536%
11/13/2025	Private Advisor Group LLC	11,229	$434K	0.0%	+20.4%	0.108%
11/13/2025	Parallel Advisors LLC	14,136	$547K	0.0%	+1,288.6%	0.136%
11/12/2025	Cresset Asset Management LLC	27,995	$1.08M	0.0%	+5.3%	0.269%
11/12/2025	Abacus Wealth Partners LLC	942,418	$36.46M	5.2%	+4.4%	9.062%
11/12/2025	TIAA Trust National Association	957,861	$37.06M	0.1%	-4.6%	9.210%
11/10/2025	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	263,816	$10.21M	0.2%	+3.0%	2.537%
11/7/2025	JPMorgan Chase & Co.	14,942	$578K	0.0%	-5.6%	0.144%
11/7/2025	PNC Financial Services Group Inc.	29,517	$1.14M	0.0%	+2.8%	0.284%

NUMV Institutional Ownership - Frequently Asked Questions

During the previous two years, 112 institutional investors and hedge funds held shares of Nuveen ESG Mid-Cap Value ETF. The most heavily invested institutionals were Morgan Stanley ($57.41M), Abacus Wealth Partners LLC ($38.65M), TIAA Trust National Association ($36.69M), LPL Financial LLC ($23.06M), Bank of New York Mellon Corp ($22.80M), Raymond James Financial Inc. ($22.02M), and Royal Bank of Canada ($21.75M).Learn more on Nuveen ESG Mid-Cap Value ETF's institutional investors.

Of the 90 institutional investors that purchased Nuveen ESG Mid-Cap Value ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.06M), Bank of New York Mellon Corp ($304.69K), LPL Financial LLC ($170.03K), Abacus Wealth Partners LLC ($150.74K), Thrivent Financial for Lutherans ($108.33K), Rockefeller Capital Management L.P. ($77.21K), and Royal Bank of Canada ($54.89K).

Institutional investors have bought a total of 799,366 shares in the last 24 months. This purchase volume represents approximately $31.37M in transactions.

Of the 34 institutional investors that sold Nuveen ESG Mid-Cap Value ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: TIAA Trust National Association ($65.92K), Dynamic Advisor Solutions LLC ($30.64K), WCG Wealth Advisors LLC ($24.63K), UBS Group AG ($16.13K), Bank of America Corp DE ($14.11K), Cetera Investment Advisers ($13.89K), and Whittier Trust Co. ($10.13K).

Institutional investors have sold a total of 252,835 shares in the last 24 months. This volume of shares sold represents approximately $9.83M in transactions.

Related Companies

Institutional ownership data for BATS:NUMV is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/4/2026. New 13F filings are added each quarter as they're published.

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Nuveen ESG Mid-Cap Value ETF (NUMV) Institutional Ownership

NUMV Institutional Buying and Selling by Quarter

Nuveen ESG Mid-Cap Value ETF Major Shareholders & Ownership History

NUMV Institutional Ownership - Frequently Asked Questions

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Nuveen ESG Mid-Cap Value ETF (NUMV) Institutional Ownership

Institutional Ownership Changes (13F Filings) for Nuveen ESG Mid-Cap Value ETF (BATS:NUMV)

NUMV Institutional Buying and Selling by Quarter

Nuveen ESG Mid-Cap Value ETF Major Shareholders & Ownership History

NUMV Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUMV shares?

Which institutional investors have been buying Nuveen ESG Mid-Cap Value ETF's stock?

How much institutional buying is happening at Nuveen ESG Mid-Cap Value ETF?

Which of Nuveen ESG Mid-Cap Value ETF's major shareholders have been selling company stock?

How much institutional selling is happening at Nuveen ESG Mid-Cap Value ETF?

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