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Nuveen ESG Mid-Cap Growth ETF (NUMG) Institutional Ownership

Nuveen ESG Mid-Cap Growth ETF logo
$46.42 +0.44 (+0.96%)
Closing price 10/2/2026 04:10 PM Eastern
Extended Trading
$46.42 -0.01 (-0.01%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Nuveen ESG Mid-Cap Growth ETF (BATS:NUMG)

Number of
Institutional Buyers
(last 12 months)
52
Total
Institutional Inflows
(last 12 months)
$28.10M
Number of
Institutional Sellers
(last 12 months)
45
Total
Institutional Outflows
(last 12 months)
$25.35M
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NUMG Institutional Buying and Selling by Quarter

Nuveen ESG Mid-Cap Growth ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026Envestnet Asset Management Inc.61,864$2.91M0.0%-1.1%0.736%
9/9/2026NewEdge Advisors LLC16,543$777K0.0%+16.9%0.197%
9/2/2026Citadel Advisors LLC25,770$1.21M0.0%+169.3%0.307%
8/23/2026Ameritas Advisory Services LLC140,216$6.59M0.1%+93.1%1.669%
8/21/2026Continuum Advisory LLC12,569$590K0.0%+12.4%0.150%
7/9/2026Revolve Wealth Partners LLC25,072$1.18M0.1%+1.8%0.298%
7/7/2026Canandaigua National Bank & Trust Co.10,888$511K0.0%N/A0.130%
7/2/2026 CX Institutional7,516$353K0.0%+6.3%0.089%
6/3/2026NewEdge Advisors LLC14,154$581K0.0%-2.9%0.169%
5/29/2026Ipsen Advisor Group LLC5,037$207K0.1%+11.0%0.060%
5/19/2026Western Wealth Management LLC1,378$57K0.0%N/A0.016%
5/19/2026NewEdge Advisors LLC9,243$380K0.0%-36.6%0.110%
5/19/2026Bank of America Corp DE299,949$12.32M0.0%+2.1%3.571%
5/18/2026Royal Bank of Canada531,731$21.84M0.0%+3.9%6.330%
5/14/2026Compound Planning Inc.6,070$249K0.0%+14.9%0.072%
5/14/2026Lido Advisors LLC19,336$794K0.0%+8.3%0.230%
5/13/2026Cetera Investment Advisers79,864$3.28M0.0%-2.6%0.951%
5/8/2026PNC Financial Services Group Inc.42,671$1.75M0.0%+8.6%0.508%
5/7/2026AlTi Global Inc.64,044$2.63M0.1%-21.7%0.762%
5/6/2026SK Wealth Management LLC10,092$421K0.1%-22.3%0.120%
5/5/2026Bank of New York Mellon Corp486,403$19.98M0.0%+5.0%5.791%
5/4/2026Empirical Financial Services LLC d.b.a. Empirical Wealth Management8,533$351K0.0%+6.0%0.102%
5/4/2026Abound Financial LLC3,074$126K0.1%-7.3%0.037%
5/1/2026Fifth Third Bancorp3,871$159K0.0%+40.3%0.046%
5/1/2026WealthShield Partners LLC18,510$760K0.1%+10.2%0.220%
4/30/2026IAG Wealth Partners LLC16,672$685K0.1%-3.1%0.198%
4/28/2026Whittier Trust Co. of Nevada Inc.55,162$2.30M0.0%-1.0%0.657%
4/28/2026Whittier Trust Co.31,437$1.31M0.0%-49.8%0.374%
4/27/2026PFG Investments LLC33,466$1.38M0.1%N/A0.398%
4/27/2026Private Advisor Group LLC10,043$413K0.0%+8.3%0.120%
4/25/2026SOL Capital Management CO13,820$602K0.3%N/A0.165%
4/25/2026rebel Financial LLC26,028$1.07M0.5%+20.3%0.310%
4/23/2026Vicus Capital21,922$901K0.1%+2.9%0.261%
4/21/2026Falcon Wealth Planning5,688$234K0.0%+7.4%0.068%
4/18/2026CENTRAL TRUST Co12,277$504K0.0%-3.7%0.146%
4/17/2026AdvisorNet Financial Inc688$28K0.0%+64.2%0.008%
4/16/2026McClarren Financial Advisors Inc.7,315$300K0.2%+295.0%0.087%
3/17/2026Rockefeller Capital Management L.P.3,524$168K0.0%+25.4%0.042%
3/9/2026Corient Private Wealth LLC8,848$422K0.0%+7.1%0.105%
2/19/2026Compound Planning Inc.5,282$252K0.0%+5.4%0.063%
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2/19/2026Corient Private Wealth LLC8,848$422K0.0%+7.1%0.105%
2/18/2026Mercer Global Advisors Inc. ADV9,587$458K0.0%+11.2%0.114%
2/18/2026Beacon Pointe Advisors LLC42,248$2.02M0.0%+2.8%0.503%
2/18/2026IHT Wealth Management LLC7,911$378K0.0%-10.1%0.094%
2/17/2026Cetera Investment Advisers81,992$3.92M0.0%+3.4%0.976%
2/17/2026Osaic Holdings Inc.12,260$585K0.0%-8.6%0.146%
2/17/2026Tower Research Capital LLC TRC 40,487$1.93M0.0%N/A0.482%
2/17/2026&PARTNERS13,147$628K0.0%+63.3%0.157%
2/17/2026Royal Bank of Canada511,601$24.43M0.0%+3.5%6.090%
2/17/2026Abound Financial LLC3,315$158K0.0%N/A0.039%
2/16/2026Arkos Global Advisors4,298$205K0.0%-6.9%0.051%
2/13/2026AlTi Global Inc.81,746$3.90M0.1%-46.7%0.973%
2/13/2026Commerce Bank19,091$911K0.0%-3.4%0.227%
2/13/2026Morgan Stanley1,165,326$55.64M0.0%+3.8%13.873%
2/13/2026Wells Fargo & Company MN775,543$37.03M0.0%-0.9%9.233%
2/12/2026Commonwealth Equity Services LLC125,680$6M0.0%+1.3%1.496%
2/12/2026WealthSpring Partners LLC6,868$328K0.3%N/A0.082%
2/11/2026Cerity Partners LLC14,893$706K0.0%-7.8%0.177%
2/11/2026TIAA Trust National Association449,637$21.47M0.1%-3.4%5.353%
2/11/2026LPL Financial LLC458,819$21.91M0.0%-19.4%5.462%
2/11/2026Napier Financial LLC13,697$654K0.2%N/A0.163%
2/11/2026Continuum Advisory LLC11,083$529K0.1%+15.4%0.132%
2/10/2026Lido Advisors LLC17,858$869K0.0%+2.4%0.213%
2/10/2026WCG Wealth Advisors LLC43,346$2.07M0.1%N/A0.516%
2/10/2026Bank of New York Mellon Corp463,180$22.11M0.0%+15.1%5.514%
2/10/2026Goldman Sachs Group Inc.19,953$953K0.0%-56.5%0.238%
2/10/2026Northwestern Mutual Wealth Management Co.27,036$1.29M0.0%+4.1%0.322%
2/10/2026MidAtlantic Capital Management Inc.1,060$51K0.0%N/A0.013%
2/6/2026Larson Financial Group LLC7,923$378K0.0%+7.7%0.094%
2/6/2026HighTower Advisors LLC8,194$391K0.0%-3.9%0.098%
2/5/2026High Note Wealth LLC16,297$778K0.2%-1.9%0.194%
2/4/2026Ameritas Advisory Services LLC70,186$3.35M0.1%N/A0.836%
2/3/2026WealthShield Partners LLC16,795$802K0.1%+5.0%0.200%
2/2/2026CENTRAL TRUST Co12,755$609K0.0%+16.0%0.152%
1/30/2026Canandaigua National Bank & Trust Co.10,524$502K0.0%+3.6%0.125%
1/30/2026SK Wealth Management LLC12,990$594K0.2%-17.8%0.155%
1/29/2026Comerica Bank1,099$52K0.0%-62.4%0.013%
1/29/2026UBS Group AG192,331$9.18M0.0%-6.1%2.290%
1/29/2026Dunhill Financial LLC1,157$55K0.0%-56.6%0.014%
1/27/2026RTD Financial Advisors Inc.14,314$683K0.1%-9.2%0.170%
1/27/2026PFG Advisors5,386$257K0.0%+6.0%0.064%
1/27/2026Institute for Wealth Management LLC.6,756$323K0.0%-37.4%0.080%
1/26/2026Whittier Trust Co. of Nevada Inc.55,718$2.75M0.1%-7.4%0.663%
1/26/2026Mirae Asset Global Investments Co. Ltd.7,700$368K0.0%-52.8%0.092%
1/23/2026Farther Finance Advisors LLC3,030$145K0.0%+33.5%0.036%
1/22/2026Vicus Capital21,309$1.02M0.1%-7.7%0.254%
1/20/2026Revolve Wealth Partners LLC26,176$1.25M0.1%+6.6%0.312%
1/16/2026Values Added Financial LLC4,221$202K0.1%N/A0.050%
1/16/2026Empirical Financial Services LLC d.b.a. Empirical Wealth Management8,051$384K0.0%+25.1%0.096%
1/14/2026Petros Family Wealth LLC6,577$314K0.2%-13.5%0.078%
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1/13/2026McClarren Financial Advisors Inc.1,852$88K0.1%-67.5%0.022%
1/9/2026Dynamic Advisor Solutions LLC7,584$362K0.0%-65.0%0.090%
1/1/2026JPMorgan Chase & Co.16,178$788K0.0%-52.3%0.193%
11/17/2025NewEdge Advisors LLC14,644$713K0.0%-6.5%0.174%
11/17/2025Susquehanna International Group LLP15,349$747K0.0%N/A0.183%
11/17/2025Northwestern Mutual Wealth Management Co.25,968$1.26M0.0%+2.4%0.309%
11/17/2025Mercer Global Advisors Inc. ADV8,619$420K0.0%-22.3%0.103%
11/17/2025Lido Advisors LLC17,432$849K0.0%-4.6%0.208%
11/17/2025Citadel Advisors LLC5,560$271K0.0%N/A0.066%
11/17/2025Bank of America Corp DE298,876$14.55M0.0%-14.0%3.558%


NUMG Institutional Ownership - Frequently Asked Questions

During the previous two years, 129 institutional investors and hedge funds held shares of Nuveen ESG Mid-Cap Growth ETF. The most heavily invested institutionals were Morgan Stanley ($55.64M), Wells Fargo & Company MN ($37.03M), LPL Financial LLC ($21.91M), Royal Bank of Canada ($21.84M), TIAA Trust National Association ($21.47M), Bank of New York Mellon Corp ($19.98M), and Ameriprise Financial Inc. ($13.50M).Learn more on Nuveen ESG Mid-Cap Growth ETF's institutional investors.

Of the 104 institutional investors that purchased Nuveen ESG Mid-Cap Growth ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($226.53K), Bank of New York Mellon Corp ($209.23K), Ameritas Advisory Services LLC ($141.32K), Ameriprise Financial Inc. ($72.74K), Royal Bank of Canada ($61.80K), Wells Fargo & Company MN ($55.77K), and Money Design Co. Ltd. ($55.25K).

Institutional investors have bought a total of 605,463 shares in the last 24 months. This purchase volume represents approximately $28.10M in transactions.

Of the 45 institutional investors that sold Nuveen ESG Mid-Cap Growth ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($110.29K), AlTi Global Inc. ($93.16K), TIAA Trust National Association ($48.96K), Bank of America Corp DE ($48.84K), JPMorgan Chase & Co. ($35.52K), UBS Group AG ($32.03K), and Whittier Trust Co. ($31.19K).

Institutional investors have sold a total of 535,836 shares in the last 24 months. This volume of shares sold represents approximately $25.35M in transactions.


Related Companies

Institutional ownership data for BATS:NUMG is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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