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Nuveen ESG Mid-Cap Growth ETF (NUMG) Institutional Ownership

Nuveen ESG Mid-Cap Growth ETF logo
$45.43 +0.47 (+1.05%)
As of 05/5/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Nuveen ESG Mid-Cap Growth ETF (BATS:NUMG)

Number of
Institutional Buyers
(last 12 months)
72
Total
Institutional Inflows
(last 12 months)
$37.10M
Number of
Institutional Sellers
(last 12 months)
58
Total
Institutional Outflows
(last 12 months)
$41.46M
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Skip Chart & View Institutional Buying and Selling Data

NUMG Institutional Buying and Selling by Quarter

Nuveen ESG Mid-Cap Growth ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026Bank of New York Mellon Corp486,403$19.98M0.0%+5.0%5.791%
5/4/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management8,533$351K0.0%+6.0%0.102%
5/4/2026 Abound Financial LLC3,074$126K0.1%-7.3%0.037%
5/1/2026 Fifth Third Bancorp3,871$159K0.0%+40.3%0.046%
5/1/2026 WealthShield Partners LLC18,510$760K0.1%+10.2%0.220%
4/30/2026 IAG Wealth Partners LLC16,672$685K0.1%-3.1%0.198%
4/28/2026 Whittier Trust Co. of Nevada Inc.55,162$2.30M0.0%-1.0%0.657%
4/28/2026 Whittier Trust Co.31,437$1.31M0.0%-49.8%0.374%
4/27/2026 PFG Investments LLC33,466$1.38M0.1%N/A0.398%
4/27/2026 Private Advisor Group LLC10,043$413K0.0%+8.3%0.120%
4/25/2026 SOL Capital Management CO13,820$602K0.3%N/A0.165%
4/25/2026 rebel Financial LLC26,028$1.07M0.5%+20.3%0.310%
4/23/2026 Vicus Capital21,922$901K0.1%+2.9%0.261%
4/21/2026 Falcon Wealth Planning5,688$234K0.0%+7.4%0.068%
4/18/2026 CENTRAL TRUST Co12,277$504K0.0%-3.7%0.146%
4/17/2026 AdvisorNet Financial Inc688$28K0.0%+64.2%0.008%
4/16/2026 McClarren Financial Advisors Inc.7,315$300K0.2%+295.0%0.087%
3/17/2026Rockefeller Capital Management L.P.3,524$168K0.0%+25.4%0.042%
3/9/2026Corient Private Wealth LLC8,848$422K0.0%+7.1%0.105%
2/19/2026Compound Planning Inc.5,282$252K0.0%+5.4%0.063%
2/19/2026Corient Private Wealth LLC8,848$422K0.0%+7.1%0.105%
2/18/2026Mercer Global Advisors Inc. ADV9,587$458K0.0%+11.2%0.114%
2/18/2026Beacon Pointe Advisors LLC42,248$2.02M0.0%+2.8%0.503%
2/18/2026IHT Wealth Management LLC7,911$378K0.0%-10.1%0.094%
2/17/2026Cetera Investment Advisers81,992$3.92M0.0%+3.4%0.976%
2/17/2026Osaic Holdings Inc.12,260$585K0.0%-8.6%0.146%
2/17/2026Tower Research Capital LLC TRC 40,487$1.93M0.0%N/A0.482%
2/17/2026&PARTNERS13,147$628K0.0%+63.3%0.157%
2/17/2026Royal Bank of Canada511,601$24.43M0.0%+3.5%6.090%
2/17/2026 Abound Financial LLC3,315$158K0.0%N/A0.039%
2/16/2026Arkos Global Advisors4,298$205K0.0%-6.9%0.051%
2/13/2026AlTi Global Inc.81,746$3.90M0.1%-46.7%0.973%
2/13/2026Commerce Bank19,091$911K0.0%-3.4%0.227%
2/13/2026Morgan Stanley1,165,326$55.64M0.0%+3.8%13.873%
2/13/2026Wells Fargo & Company MN775,543$37.03M0.0%-0.9%9.233%
2/12/2026 Commonwealth Equity Services LLC125,680$6M0.0%+1.3%1.496%
2/12/2026 WealthSpring Partners LLC6,868$328K0.3%N/A0.082%
2/11/2026Cerity Partners LLC14,893$706K0.0%-7.8%0.177%
2/11/2026TIAA Trust National Association449,637$21.47M0.1%-3.4%5.353%
2/11/2026LPL Financial LLC458,819$21.91M0.0%-19.4%5.462%
2/11/2026Napier Financial LLC13,697$654K0.2%N/A0.163%
2/11/2026 Continuum Advisory LLC11,083$529K0.1%+15.4%0.132%
2/10/2026Lido Advisors LLC17,858$869K0.0%+2.4%0.213%
2/10/2026WCG Wealth Advisors LLC43,346$2.07M0.1%N/A0.516%
2/10/2026Bank of New York Mellon Corp463,180$22.11M0.0%+15.1%5.514%
2/10/2026Goldman Sachs Group Inc.19,953$953K0.0%-56.5%0.238%
2/10/2026Northwestern Mutual Wealth Management Co.27,036$1.29M0.0%+4.1%0.322%
2/10/2026MidAtlantic Capital Management Inc.1,060$51K0.0%N/A0.013%
2/6/2026Larson Financial Group LLC7,923$378K0.0%+7.7%0.094%
2/6/2026HighTower Advisors LLC8,194$391K0.0%-3.9%0.098%
2/5/2026High Note Wealth LLC16,297$778K0.2%-1.9%0.194%
2/4/2026Ameritas Advisory Services LLC70,186$3.35M0.1%N/A0.836%
2/3/2026 WealthShield Partners LLC16,795$802K0.1%+5.0%0.200%
2/2/2026 CENTRAL TRUST Co12,755$609K0.0%+16.0%0.152%
1/30/2026Canandaigua National Bank & Trust Co.10,524$502K0.0%+3.6%0.125%
1/30/2026SK Wealth Management LLC12,990$594K0.2%-17.8%0.155%
1/29/2026Comerica Bank1,099$52K0.0%-62.4%0.013%
1/29/2026UBS Group AG192,331$9.18M0.0%-6.1%2.290%
1/29/2026Dunhill Financial LLC1,157$55K0.0%-56.6%0.014%
1/27/2026 RTD Financial Advisors Inc.14,314$683K0.1%-9.2%0.170%
1/27/2026PFG Advisors5,386$257K0.0%+6.0%0.064%
1/27/2026Institute for Wealth Management LLC.6,756$323K0.0%-37.4%0.080%
1/26/2026 Whittier Trust Co. of Nevada Inc.55,718$2.75M0.1%-7.4%0.663%
1/26/2026 Mirae Asset Global Investments Co. Ltd.7,700$368K0.0%-52.8%0.092%
1/23/2026 Farther Finance Advisors LLC3,030$145K0.0%+33.5%0.036%
1/22/2026 Vicus Capital21,309$1.02M0.1%-7.7%0.254%
1/20/2026 Revolve Wealth Partners LLC26,176$1.25M0.1%+6.6%0.312%
1/16/2026 Values Added Financial LLC4,221$202K0.1%N/A0.050%
1/16/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management8,051$384K0.0%+25.1%0.096%
1/14/2026 Petros Family Wealth LLC6,577$314K0.2%-13.5%0.078%
1/13/2026 McClarren Financial Advisors Inc.1,852$88K0.1%-67.5%0.022%
1/9/2026 Dynamic Advisor Solutions LLC7,584$362K0.0%-65.0%0.090%
1/1/2026JPMorgan Chase & Co.16,178$788K0.0%-52.3%0.193%
11/17/2025NewEdge Advisors LLC14,644$713K0.0%-6.5%0.174%
11/17/2025Susquehanna International Group LLP15,349$747K0.0%N/A0.183%
11/17/2025Northwestern Mutual Wealth Management Co.25,968$1.26M0.0%+2.4%0.309%
11/17/2025Mercer Global Advisors Inc. ADV8,619$420K0.0%-22.3%0.103%
11/17/2025Lido Advisors LLC17,432$849K0.0%-4.6%0.208%
11/17/2025Citadel Advisors LLC5,560$271K0.0%N/A0.066%
11/17/2025Bank of America Corp DE298,876$14.55M0.0%-14.0%3.558%
11/17/2025Ameriprise Financial Inc.277,743$13.50M0.0%+3.6%3.306%
11/14/2025Raymond James Financial Inc.103,961$5.06M0.0%-0.9%1.238%
11/14/2025Olde Wealth Management LLC6,554$314K0.1%N/A0.078%
11/13/2025UBS Group AG204,744$9.97M0.0%-8.7%2.437%
11/13/2025 Private Advisor Group LLC11,573$563K0.0%+4.9%0.138%
11/13/2025PFG Advisors5,081$247K0.0%+5.9%0.060%
11/12/2025Dunhill Financial LLC2,665$130K0.0%-11.0%0.032%
11/12/2025TIAA Trust National Association465,259$22.65M0.1%-6.7%5.539%
11/10/2025Compound Planning Inc.5,010$244K0.0%+10.8%0.060%
11/10/2025Ameritas Investment Partners Inc.1,158$56K0.0%-28.9%0.014%
11/10/2025 Empirical Financial Services LLC d.b.a. Empirical Wealth Management6,436$313K0.0%+4.9%0.077%
11/7/2025JPMorgan Chase & Co.16,178$788K0.0%-52.3%0.193%
11/7/2025PNC Financial Services Group Inc.39,288$1.91M0.0%-1.3%0.468%
11/6/2025 CENTRAL TRUST Co10,999$535K0.0%+7.8%0.131%
11/6/2025AlTi Global Inc.153,430$7.47M0.2%-2.4%1.827%
11/5/2025 Envestnet Asset Management Inc.54,286$2.64M0.0%-5.5%0.646%
11/4/2025 Simmons Bank7,985$389K0.0%-4.1%0.095%
11/4/2025Jones Financial Companies Lllp63,738$3.11M0.0%+15.9%0.759%
11/3/2025 Mirae Asset Global Investments Co. Ltd.16,300$793K0.0%+33.6%0.194%
11/3/2025 Truist Financial Corp9,184$447K0.0%-3.1%0.109%


NUMG Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUMG shares?

During the previous two years, 134 institutional investors and hedge funds held shares of Nuveen ESG Mid-Cap Growth ETF. The most heavily invested institutionals were Morgan Stanley ($55.64M), Wells Fargo & Company MN ($37.03M), Royal Bank of Canada ($24.43M), LPL Financial LLC ($21.91M), TIAA Trust National Association ($21.47M), Bank of New York Mellon Corp ($19.98M), and Bank of America Corp DE ($14.55M).Learn more on Nuveen ESG Mid-Cap Growth ETF's institutional investors.

Which institutional investors have been buying Nuveen ESG Mid-Cap Growth ETF's stock?

Of the 107 institutional investors that purchased Nuveen ESG Mid-Cap Growth ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank of New York Mellon Corp ($230.75K), Raymond James Financial Inc. ($226.53K), Cetera Investment Advisers ($77.77K), Ameritas Advisory Services LLC ($76.78K), Ameriprise Financial Inc. ($72.74K), Wells Fargo & Company MN ($55.77K), and Money Design Co. Ltd. ($55.25K).

How much institutional buying is happening at Nuveen ESG Mid-Cap Growth ETF?

Institutional investors have bought a total of 794,618 shares in the last 24 months. This purchase volume represents approximately $37.10M in transactions.

Which of Nuveen ESG Mid-Cap Growth ETF's major shareholders have been selling company stock?

Of the 58 institutional investors that sold Nuveen ESG Mid-Cap Growth ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: TIAA Trust National Association ($187.60K), AlTi Global Inc. ($183.22K), LPL Financial LLC ($110.29K), Bank of America Corp DE ($48.84K), JPMorgan Chase & Co. ($42.95K), UBS Group AG ($32.03K), and Whittier Trust Co. ($31.19K).

How much institutional selling is happening at Nuveen ESG Mid-Cap Growth ETF?

Institutional investors have sold a total of 873,947 shares in the last 24 months. This volume of shares sold represents approximately $41.46M in transactions.


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This page (BATS:NUMG) was last updated on 5/6/2026 by MarketBeat.com Staff.
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