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Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

Nuveen ESG Small-Cap ETF logo
$40.86 -1.22 (-2.90%)
Closing price 08/8/2025 03:59 PM Eastern
Extended Trading
$40.87 +0.01 (+0.02%)
As of 08/8/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
144
Total
Institutional Inflows
(last 12 months)
$90.32M
Number of
Institutional Sellers
(last 12 months)
115
Total
Institutional Outflows
(last 12 months)
$45.38M
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NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/8/2025Rockefeller Capital Management L.P.49,945$2.04M0.0%-0.9%0.179%
8/8/2025Cetera Investment Advisers85,630$3.49M0.0%+28.9%0.307%
8/8/2025Creative Planning229,861$9.37M0.0%+5.5%0.824%
8/8/2025WealthShield Partners LLC30,177$1.23M0.1%-13.3%0.108%
8/7/2025 Allworth Financial LP127,398$5.19M0.0%+2.6%0.457%
8/7/2025 Midwest Trust Co27,685$1.13M0.0%N/A0.099%
8/7/2025 Brio Consultants LLC23,633$963K0.1%-45.3%0.085%
8/6/2025 RWA Wealth Partners LLC65,357$2.66M0.0%+8.2%0.234%
8/6/2025 Bensler LLC12,249$499K0.1%+12.7%0.044%
8/6/2025 Capasso Planning Partners LLC11,208$457K0.3%+5.4%0.040%
8/6/2025 Vestmark Advisory Solutions Inc.42,524$1.73M0.0%+102.3%0.152%
8/6/2025 Walkner Condon Financial Advisors LLC20,299$827K0.2%+8.0%0.073%
8/6/2025 Sage Advisory Services Ltd.Co.13,094$533K0.3%+6.6%0.047%
8/6/2025 Savant Capital LLC14,176$578K0.0%-27.4%0.051%
8/6/2025 Columbia River Financial Group LLC5,925$243K0.2%+9.9%0.021%
8/5/2025 Clarity Wealth Development LLC71,876$2.93M2.9%+0.9%0.258%
8/5/2025 Bank of New York Mellon Corp355,056$14.47M0.0%-2.4%1.273%
8/5/2025 Mission Wealth Management LP801,414$32.65M0.7%+0.9%2.872%
8/5/2025 TIAA Trust National Association1,467,595$59.79M0.2%-4.6%5.260%
8/4/2025 Assetmark Inc.10,569$431K0.0%+6.0%0.038%
8/1/2025 Equita Financial Network Inc.21,301$868K0.3%-21.8%0.076%
8/1/2025 Rossby Financial LCC77,730$3.17M1.2%-2.5%0.279%
8/1/2025 Bessemer Group Inc.12,561$512K0.0%+361.3%0.045%
8/1/2025 Envestnet Asset Management Inc.529,710$21.58M0.0%+5.3%1.899%
7/31/2025 Oppenheimer Asset Management Inc.20,923$852K0.0%+2.7%0.075%
7/31/2025 Schneider Downs Wealth Management Advisors LP9,735$397K0.1%-32.1%0.035%
7/31/2025 Silver Oak Advisory Group Inc.19,159$780K0.4%+18.5%0.069%
7/30/2025 Freedom Investment Management Inc.18,879$769K0.1%-9.6%0.068%
7/30/2025 White Lighthouse Investment Management Inc.15,179$618K0.1%+6.1%0.054%
7/30/2025 D.A. Davidson & CO.11,457$467K0.0%+14.1%0.041%
7/30/2025 Pacific Sun Financial Corp10,586$431K0.2%-5.4%0.038%
7/29/2025 Chicago Partners Investment Group LLC9,173$389K0.0%-2.6%0.033%
7/29/2025 Kelman Lazarov Inc.4,995$203K0.0%N/A0.018%
7/29/2025 Stratos Wealth Partners LTD.15,233$621K0.0%+5.3%0.055%
7/29/2025 Private Trust Co. NA3,886$158K0.0%-16.0%0.014%
7/29/2025 SilverOak Wealth Management LLC53,107$2.16M0.4%+9.0%0.190%
7/29/2025 Harbor Asset Planning Inc.6,593$269K0.3%N/A0.024%
7/28/2025 Mutual Advisors LLC16,624$703K0.0%-4.3%0.060%
7/28/2025 Harbour Investments Inc.32,021$1.31M0.0%+2.3%0.115%
7/28/2025 Arlington Financial Advisors LLC59,224$2.41M0.4%+9.9%0.212%
Trump set to Boost Social Security Checks by 400%? (Ad)

If you're collecting or planning to collect social security... You should see this presentation about President Trump's Executive Order #14196. Legendary investor Louis Navellier believes it could soon not only save Social Security from collapse... But BOOST benefits for millions of retirees by up to 400%. No wonder the financial times called this new initiative...

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7/28/2025 CGC Financial Services LLC53,073$2.16M0.7%+1.3%0.190%
7/28/2025 Revolve Wealth Partners LLC30,786$1.25M0.2%+1.2%0.110%
7/25/2025 Envestnet Portfolio Solutions Inc.41,191$1.68M0.0%-0.9%0.148%
7/25/2025 McNamara Financial Services Inc.11,383$464K0.1%+17.5%0.041%
7/25/2025 CWM LLC1,552$63K0.0%-58.2%0.006%
7/25/2025 Apollon Wealth Management LLC7,859$320K0.0%+39.8%0.028%
7/25/2025 Natural Investments LLC8,545$348K0.1%+7.4%0.031%
7/23/2025 Values Added Financial LLC7,609$310K0.2%+41.7%0.027%
7/23/2025 Sax Wealth Advisors LLC5,580$227K0.0%-32.1%0.020%
7/23/2025 SGL Investment Advisors Inc.19,025$794K0.4%+3.6%0.068%
7/23/2025 RMG Wealth Management LLC1,959$82K0.0%N/A0.007%
7/22/2025 Relyea Zuckerberg Hanson LLC10,820$441K0.1%-45.6%0.039%
7/22/2025 Petros Family Wealth LLC5,332$217K0.2%N/A0.019%
7/22/2025 Financial Insights Inc.6,594$269K0.1%-36.9%0.024%
7/21/2025 Corundum Group Inc.58,680$2.39M1.1%-3.0%0.210%
7/21/2025 Ameritas Advisory Services LLC107,678$4.39M0.2%-4.0%0.386%
7/18/2025 Vicus Capital40,288$1.64M0.1%+1.6%0.144%
7/18/2025 BSW Wealth Partners86,830$3.54M0.5%-11.0%0.311%
7/18/2025 First Pacific Financial248,875$10.14M1.5%+2.4%0.892%
7/18/2025 PFG Investments LLC7,251$295K0.0%-13.8%0.026%
7/18/2025 First United Bank & Trust785$32K0.0%-74.8%0.003%
7/17/2025 LexAurum Advisors LLC9,459$385K0.1%+8.2%0.034%
7/17/2025 XY Planning Network Inc.46,146$1.88M0.6%+21.2%0.165%
7/16/2025 Diversified Enterprises LLC19,867$809K0.1%+30.5%0.071%
7/16/2025 ST Germain D J Co. Inc.55,742$2.27M0.1%-7.8%0.200%
7/16/2025 New Insight Wealth Advisors9,678$394K0.2%-6.1%0.035%
7/16/2025 Falcon Wealth Planning8,952$365K0.0%+15.5%0.032%
7/16/2025 Evergreen Private Wealth LLC13,154$536K0.2%-13.9%0.047%
7/16/2025 Perigon Wealth Management LLC9,792$399K0.0%+54.3%0.035%
7/15/2025 McAdam LLC6,095$248K0.0%+6.5%0.022%
7/15/2025 RVW Wealth LLC18,548$756K0.1%-2.0%0.066%
7/15/2025 RTD Financial Advisors Inc.18,158$740K0.1%+5.2%0.065%
7/14/2025 Painted Porch Advisors LLC18,700$762K0.3%+3.0%0.067%
7/14/2025 Abacus Wealth Partners LLC1,291,976$52.64M8.0%+1.8%4.631%
7/14/2025 Park Avenue Securities LLC6,576$268K0.0%-11.0%0.024%
7/11/2025 Farther Finance Advisors LLC5,288$215K0.0%+87.9%0.019%
7/11/2025 CX Institutional10,909$444K0.0%-5.1%0.039%
7/11/2025 UMB Bank n.a.20,640$841K0.0%+7.4%0.074%
7/11/2025 Pioneer Wealth Management Group32,322$1.32M0.5%+9.0%0.115%
7/10/2025 CWC Advisors LLC.5,155$210K0.1%N/A0.018%
7/10/2025 IMPACTfolio LLC38,264$1.56M0.7%-7.8%0.136%
7/10/2025 Klaas Financial Asset Advisors LLC33,441$1.36M0.2%+7.4%0.119%
7/10/2025 SK Wealth Management LLC40,297$1.69M0.7%-13.7%0.143%
7/9/2025 Dynamic Advisor Solutions LLC54,927$2.24M0.1%-17.3%0.195%
7/9/2025 Sandbox Financial Partners LLC6,681$272K0.1%-3.9%0.024%
7/8/2025 First National Corp MA ADV8,042$328K0.1%+6.1%0.029%
7/7/2025 Shotwell Rutter Baer Inc13,130$552K0.4%+2.3%0.047%
7/1/2025 Stonehearth Capital Management LLC42,106$1.72M0.7%-24.1%0.150%
6/27/2025Goldman Sachs Group Inc.14,764$566K0.0%N/A0.053%
5/21/2025 McAdam LLC5,723$219K0.0%+18.5%0.020%
Trump set to Boost Social Security Checks by 400%? (Ad)

If you're collecting or planning to collect social security... You should see this presentation about President Trump's Executive Order #14196. Legendary investor Louis Navellier believes it could soon not only save Social Security from collapse... But BOOST benefits for millions of retirees by up to 400%. No wonder the financial times called this new initiative...

Click here to see the details because the stakes couldn't be any higher.
5/19/2025SageView Advisory Group LLC42,626$1.63M0.1%-36.8%0.151%
5/16/2025Goldman Sachs Group Inc.14,764$566K0.0%N/A0.052%
5/16/2025Jones Financial Companies Lllp56,795$2.39M0.0%+0.5%0.201%
5/16/2025NewEdge Advisors LLC60,327$2.31M0.0%-4.4%0.214%
5/16/2025Integrated Wealth Concepts LLC5,659$217K0.0%N/A0.020%
5/15/2025Royal Bank of Canada990,926$37.99M0.0%+2.0%3.508%
5/15/2025Betterment LLC13,690$525K0.0%-7.1%0.048%
5/15/2025Baird Financial Group Inc.11,809$453K0.0%-2.4%0.042%
5/14/2025Per Stirling Capital Management LLC.7,082$272K0.0%-17.8%0.025%
5/14/2025WCG Wealth Advisors LLC169,995$6.52M0.5%-3.3%0.602%
(Data available from 1/1/2016 forward)

NUSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUSC shares?

During the previous two years, 244 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($289.73M), TIAA Trust National Association ($59.79M), Abacus Wealth Partners LLC ($52.64M), Royal Bank of Canada ($37.99M), Mission Wealth Management LP ($32.65M), LPL Financial LLC ($24.43M), and Mercer Global Advisors Inc. ADV ($24.17M).Learn more on Nuveen ESG Small-Cap ETF's institutional investors.

Which institutional investors have been buying Nuveen ESG Small-Cap ETF's stock?

Of the 199 institutional investors that purchased Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: TIAA Trust National Association ($1.91M), Abacus Wealth Partners LLC ($194.36K), Raymond James Financial Inc. ($181.88K), Bank of New York Mellon Corp ($143.74K), Allodium Investment Consultants LLC ($142.62K), IMPACTfolio LLC ($128.66K), and Mercer Global Advisors Inc. ADV ($126.07K).

How much institutional buying is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have bought a total of 2,208,059 shares in the last 24 months. This purchase volume represents approximately $90.32M in transactions.

Which of Nuveen ESG Small-Cap ETF's major shareholders have been selling company stock?

Of the 115 institutional investors that sold Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Corient Private Wealth LLC ($122.69K), TIAA Trust National Association ($122.51K), Ameritas Advisory Services LLC ($86.96K), IMPACTfolio LLC ($70.53K), Dynamic Advisor Solutions LLC ($49.29K), LPL Financial LLC ($44.70K), and PFG Investments LLC ($41.18K).

How much institutional selling is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have sold a total of 1,111,002 shares in the last 24 months. This volume of shares sold represents approximately $45.38M in transactions.



This page (BATS:NUSC) was last updated on 8/9/2025 by MarketBeat.com Staff
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