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Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

Nuveen ESG Small-Cap ETF logo
$44.25 +2.17 (+5.16%)
Closing price 10/9/2025 03:59 PM Eastern
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$44.21 -0.04 (-0.10%)
As of 04:00 AM Eastern
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Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
156
Total
Institutional Inflows
(last 12 months)
$112.56M
Number of
Institutional Sellers
(last 12 months)
120
Total
Institutional Outflows
(last 12 months)
$56.16M
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NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2025Allodium Investment Consultants LLC138,695$6.12M3.5%+2.9%0.497%
10/9/2025Dynamic Advisor Solutions LLC52,256$2.30M0.1%-4.9%0.187%
10/7/2025 ST Germain D J Co. Inc.58,815$2.59M0.1%+5.5%0.211%
10/3/2025 IMPACTfolio LLC42,971$1.90M0.8%+12.3%0.154%
9/26/2025Corient Private Wealth LLC229,233$9.34M0.0%+3.0%0.822%
9/4/2025Osaic Holdings Inc.20,464$831K0.0%+8.9%0.073%
8/27/2025Orion Porfolio Solutions LLC12,471$508K0.0%-12.2%0.045%
8/26/2025Thrivent Financial for Lutherans13,293$542K0.0%-77.4%0.048%
8/15/2025Tower Research Capital LLC TRC 3,845$157K0.0%-84.7%0.014%
8/15/2025Corient Private Wealth LLC229,233$9.34M0.0%+3.0%0.822%
8/15/2025Captrust Financial Advisors19,904$811K0.0%-34.3%0.071%
8/15/2025Orion Porfolio Solutions LLC305,213$12.43M0.1%+2,049.1%1.094%
8/15/2025MML Investors Services LLC15,502$632K0.0%-4.1%0.056%
8/15/2025Modern Wealth Management LLC47,120$1.92M0.0%N/A0.169%
8/15/2025Balanced Rock Investment Advisors LLC9,572$390K0.3%-29.8%0.034%
8/15/2025Bank of America Corp DE6,258,642$254.98M0.0%-3.0%22.432%
8/15/2025Ameriprise Financial Inc.161,867$6.60M0.0%-2.2%0.580%
8/14/2025Raymond James Financial Inc.176,783$7.20M0.0%+107.5%0.634%
8/14/2025Betterment LLC16,037$653K0.0%+17.1%0.057%
8/14/2025NewEdge Advisors LLC70,674$2.88M0.0%+17.2%0.253%
8/14/2025Qube Research & Technologies Ltd5,988$244K0.0%N/A0.021%
8/13/2025Per Stirling Capital Management LLC.7,334$299K0.0%+3.6%0.026%
8/13/2025SageView Advisory Group LLC40,988$1.73M0.1%-3.8%0.147%
8/13/2025North Berkeley Wealth Management LLC290,314$11.83M10.8%+10.1%1.041%
8/13/2025Milestone Investment Advisors LLC1,431$58K0.0%-56.3%0.005%
8/13/2025GeoWealth Management LLC45,828$1.87M0.1%-17.1%0.164%
8/13/2025Baird Financial Group Inc.12,596$513K0.0%+6.7%0.045%
8/13/2025Argyle Capital Partners LLC5,140$209K0.2%N/A0.018%
8/13/2025WCG Wealth Advisors LLC184,566$7.52M0.5%+8.6%0.662%
8/13/2025Beacon Pointe Advisors LLC82,946$3.38M0.0%+6.7%0.297%
8/13/2025VestGen Advisors LLC8,526$351K0.0%-4.1%0.031%
8/13/2025Northwestern Mutual Wealth Management Co.16,799$684K0.0%+5.9%0.060%
8/12/2025Coldstream Capital Management Inc.107,335$4.37M0.1%N/A0.385%
8/12/2025JPMorgan Chase & Co.73,896$3.01M0.0%-7.9%0.265%
8/11/2025Wescott Financial Advisory Group LLC43,919$1.79M0.2%+3.7%0.157%
8/8/2025Rockefeller Capital Management L.P.49,945$2.04M0.0%-0.9%0.179%
8/8/2025Cetera Investment Advisers85,630$3.49M0.0%+28.9%0.307%
8/8/2025Creative Planning229,861$9.37M0.0%+5.5%0.824%
8/8/2025WealthShield Partners LLC30,177$1.23M0.1%-13.3%0.108%
8/7/2025Allworth Financial LP127,398$5.19M0.0%+2.6%0.457%
8/7/2025Midwest Trust Co27,685$1.13M0.0%N/A0.099%
8/7/2025Brio Consultants LLC23,633$963K0.1%-45.3%0.085%
8/6/2025RWA Wealth Partners LLC65,357$2.66M0.0%+8.2%0.234%
8/6/2025Bensler LLC12,249$499K0.1%+12.7%0.044%
8/6/2025Capasso Planning Partners LLC11,208$457K0.3%+5.4%0.040%
8/6/2025Vestmark Advisory Solutions Inc.42,524$1.73M0.0%+102.3%0.152%
8/6/2025Walkner Condon Financial Advisors LLC20,299$827K0.2%+8.0%0.073%
8/6/2025Sage Advisory Services Ltd.Co.13,094$533K0.3%+6.6%0.047%
8/6/2025Savant Capital LLC14,176$578K0.0%-27.4%0.051%
8/6/2025Columbia River Financial Group LLC5,925$243K0.2%+9.9%0.021%
8/5/2025Clarity Wealth Development LLC71,876$2.93M2.9%+0.9%0.258%
8/5/2025Bank of New York Mellon Corp355,056$14.47M0.0%-2.4%1.273%
8/5/2025Mission Wealth Management LP801,414$32.65M0.7%+0.9%2.872%
8/5/2025TIAA Trust National Association1,467,595$59.79M0.2%-4.6%5.260%
8/4/2025Assetmark Inc.10,569$431K0.0%+6.0%0.038%
8/1/2025Equita Financial Network Inc.21,301$868K0.3%-21.8%0.076%
8/1/2025Rossby Financial LCC77,730$3.17M1.2%-2.5%0.279%
8/1/2025Bessemer Group Inc.12,561$512K0.0%+361.3%0.045%
8/1/2025Envestnet Asset Management Inc.529,710$21.58M0.0%+5.3%1.899%
7/31/2025Oppenheimer Asset Management Inc.20,923$852K0.0%+2.7%0.075%
7/31/2025Schneider Downs Wealth Management Advisors LP9,735$397K0.1%-32.1%0.035%
7/31/2025Silver Oak Advisory Group Inc.19,159$780K0.4%+18.5%0.069%
7/30/2025Freedom Investment Management Inc.18,879$769K0.1%-9.6%0.068%
7/30/2025White Lighthouse Investment Management Inc.15,179$618K0.1%+6.1%0.054%
7/30/2025D.A. Davidson & CO.11,457$467K0.0%+14.1%0.041%
7/30/2025Pacific Sun Financial Corp10,586$431K0.2%-5.4%0.038%
7/29/2025Chicago Partners Investment Group LLC9,173$389K0.0%-2.6%0.033%
7/29/2025Kelman Lazarov Inc.4,995$203K0.0%N/A0.018%
7/29/2025Stratos Wealth Partners LTD.15,233$621K0.0%+5.3%0.055%
7/29/2025Private Trust Co. NA3,886$158K0.0%-16.0%0.014%
7/29/2025SilverOak Wealth Management LLC53,107$2.16M0.4%+9.0%0.190%
7/29/2025Harbor Asset Planning Inc.6,593$269K0.3%N/A0.024%
7/28/2025Mutual Advisors LLC16,624$703K0.0%-4.3%0.060%
7/28/2025Harbour Investments Inc.32,021$1.31M0.0%+2.3%0.115%
7/28/2025Arlington Financial Advisors LLC59,224$2.41M0.4%+9.9%0.212%
7/28/2025CGC Financial Services LLC53,073$2.16M0.7%+1.3%0.190%
7/28/2025Revolve Wealth Partners LLC30,786$1.25M0.2%+1.2%0.110%
7/25/2025Envestnet Portfolio Solutions Inc.41,191$1.68M0.0%-0.9%0.148%
7/25/2025McNamara Financial Services Inc.11,383$464K0.1%+17.5%0.041%
7/25/2025CWM LLC1,552$63K0.0%-58.2%0.006%
7/25/2025Apollon Wealth Management LLC7,859$320K0.0%+39.8%0.028%
7/25/2025Natural Investments LLC8,545$348K0.1%+7.4%0.031%
7/23/2025Values Added Financial LLC7,609$310K0.2%+41.7%0.027%
7/23/2025Sax Wealth Advisors LLC5,580$227K0.0%-32.1%0.020%
7/23/2025SGL Investment Advisors Inc.19,025$794K0.4%+3.6%0.068%
7/23/2025RMG Wealth Management LLC1,959$82K0.0%N/A0.007%
7/22/2025Relyea Zuckerberg Hanson LLC10,820$441K0.1%-45.6%0.039%
7/22/2025Petros Family Wealth LLC5,332$217K0.2%N/A0.019%
7/22/2025Financial Insights Inc.6,594$269K0.1%-36.9%0.024%
7/21/2025Corundum Group Inc.58,680$2.39M1.1%-3.0%0.210%
7/21/2025Ameritas Advisory Services LLC107,678$4.39M0.2%-4.0%0.386%
7/18/2025Vicus Capital40,288$1.64M0.1%+1.6%0.144%
7/18/2025BSW Wealth Partners86,830$3.54M0.5%-11.0%0.311%
7/18/2025First Pacific Financial248,875$10.14M1.5%+2.4%0.892%
7/18/2025PFG Investments LLC7,251$295K0.0%-13.8%0.026%
7/18/2025First United Bank & Trust785$32K0.0%-74.8%0.003%
7/17/2025LexAurum Advisors LLC9,459$385K0.1%+8.2%0.034%
7/17/2025XY Planning Network Inc.46,146$1.88M0.6%+21.2%0.165%
7/16/2025Diversified Enterprises LLC19,867$809K0.1%+30.5%0.071%
7/16/2025 ST Germain D J Co. Inc.55,742$2.27M0.1%-7.8%0.200%
(Data available from 1/1/2016 forward)

NUSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUSC shares?

During the previous two years, 251 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($254.98M), TIAA Trust National Association ($59.79M), Abacus Wealth Partners LLC ($52.64M), Royal Bank of Canada ($37.99M), Mission Wealth Management LP ($32.65M), LPL Financial LLC ($24.43M), and Mercer Global Advisors Inc. ADV ($24.17M).Learn more on Nuveen ESG Small-Cap ETF's institutional investors.

Which institutional investors have been buying Nuveen ESG Small-Cap ETF's stock?

Of the 206 institutional investors that purchased Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: TIAA Trust National Association ($1.91M), Orion Porfolio Solutions LLC ($291.01K), Raymond James Financial Inc. ($273.48K), Abacus Wealth Partners LLC ($194.36K), Allodium Investment Consultants LLC ($146.57K), Bank of New York Mellon Corp ($143.74K), and IMPACTfolio LLC ($133.37K).

How much institutional buying is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have bought a total of 2,750,020 shares in the last 24 months. This purchase volume represents approximately $112.56M in transactions.

Which of Nuveen ESG Small-Cap ETF's major shareholders have been selling company stock?

Of the 120 institutional investors that sold Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($196.34K), Corient Private Wealth LLC ($122.69K), TIAA Trust National Association ($122.51K), Ameritas Advisory Services LLC ($86.96K), IMPACTfolio LLC ($69.72K), Dynamic Advisor Solutions LLC ($49.27K), and Thrivent Financial for Lutherans ($45.57K).

How much institutional selling is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have sold a total of 1,376,515 shares in the last 24 months. This volume of shares sold represents approximately $56.16M in transactions.



This page (BATS:NUSC) was last updated on 10/10/2025 by MarketBeat.com Staff
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