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Principal U.S. Small-Cap Multi-Factor ETF (PSC) Institutional Ownership

Principal U.S. Small-Cap Multi-Factor ETF logo
$70.70 +0.20 (+0.28%)
As of 10:54 AM Eastern
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Institutional Ownership Changes (13F Filings) for Principal U.S. Small-Cap Multi-Factor ETF (NASDAQ:PSC)

Number of
Institutional Buyers
(last 12 months)
64
Total
Institutional Inflows
(last 12 months)
$623.89M
Number of
Institutional Sellers
(last 12 months)
11
Total
Institutional Outflows
(last 12 months)
$22.56M
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PSC Institutional Buying and Selling by Quarter

Principal U.S. Small-Cap Multi-Factor ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/8/2026 First Heartland Consultants Inc.150,760$10.57M0.7%N/A0.448%
6/3/2026 NewEdge Advisors LLC35,184$2.02M0.0%-5.6%0.112%
5/28/2026Cozad Asset Management Inc.11,751$674K0.1%+85.7%0.037%
5/20/2026 Arete Wealth Advisors LLC65,093$3.73M0.2%+4.3%0.207%
5/19/2026GTS Financial LLC31,511$1.81M1.3%N/A0.100%
5/19/2026 Arete Wealth Advisors LLC65,093$3.73M0.3%+4.3%0.207%
5/18/2026Royal Bank of Canada406,744$23.32M0.0%+6.4%1.294%
5/8/2026 PNC Financial Services Group Inc.1,940$111K0.0%-18.4%0.006%
5/7/2026 Spartan Wealth Advisory Services LLC20,585$1.18M0.1%N/A0.065%
5/5/2026 RFG Bristol Wealth Advisors LLC139,728$8.01M2.2%+9.0%0.444%
5/5/2026 truNorth Financial Services Inc.5,434$312K0.3%+33.0%0.017%
5/5/2026 Sigma Planning Corp22,519$1.29M0.0%+5.6%0.072%
5/5/2026 Flynn Zito Capital Management LLC48,333$2.77M0.9%N/A0.154%
5/4/2026 Principal Financial Group Inc.12,549,404$719.09M0.4%+6.9%39.915%
5/1/2026 Fifth Third Bancorp3,123$179K0.0%N/A0.010%
4/30/2026 Kestra Advisory Services LLC67,575$3.87M0.0%+478.9%0.215%
4/29/2026 Northwest Wealth Advisors LLC37,661$2.16M1.5%+13.6%0.120%
4/27/2026 Private Advisor Group LLC36,705$2.10M0.0%+15.6%0.116%
4/25/2026 KPP Advisory Services LLC11,234$644K0.1%+117.3%0.036%
4/23/2026 Walleye Partners LLC20,367$1.17M1.4%N/A0.065%
4/22/2026 Janney Montgomery Scott LLC16,697$957K0.0%N/A0.053%
4/16/2026 Sheets Smith Wealth Management12,819$735K0.1%+7.9%0.041%
3/17/2026Rockefeller Capital Management L.P.117,276$6.77M0.0%+3.4%0.413%
2/18/2026 NewEdge Advisors LLC37,277$2.15M0.0%-50.6%0.131%
2/18/2026 truNorth Financial Services Inc.4,087$236K0.3%N/A0.014%
2/17/2026Osaic Holdings Inc.125,427$7.24M0.0%+16.8%0.442%
2/17/2026 Advisory Services Network LLC7,334$423K0.0%+33.6%0.026%
2/17/2026&PARTNERS199,854$11.54M0.1%-1.5%0.704%
2/17/2026Royal Bank of Canada382,276$22.07M0.0%+7.8%1.346%
2/16/2026 MML Investors Services LLC19,636$1.13M0.0%+26.7%0.069%
2/16/2026 Integrity Financial Corp WA32,626$1.88M1.0%+2.3%0.115%
2/13/2026 Arete Wealth Advisors LLC62,400$3.60M0.2%+4.2%0.220%
2/13/2026 Kestra Advisory Services LLC11,673$674K0.0%+2.1%0.041%
2/13/2026 360 Financial Inc.54,467$3.14M0.8%N/A0.192%
2/13/2026 Stifel Financial Corp169,096$9.76M0.0%+3.4%0.595%
2/13/2026 Smartleaf Asset Management LLC18,768$1.09M0.0%+24.7%0.066%
2/13/2026Morgan Stanley1,251,857$72.27M0.0%-13.1%4.408%
2/13/2026Wells Fargo & Company MN1,030,728$59.50M0.0%+39.0%3.629%
2/12/2026Jane Street Group LLC35,130$2.03M0.0%+156.5%0.124%
2/12/2026HRT Financial LP90,809$5.24M0.0%N/A0.320%
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2/12/2026 Commonwealth Equity Services LLC37,113$2.14M0.0%+17.4%0.131%
2/12/2026Steward Partners Investment Advisory LLC25,424$1.47M0.0%+13.6%0.090%
2/12/2026 Principal Securities Inc.2,319,425$133.90M2.1%+4.5%8.167%
2/12/2026 Great Valley Advisor Group Inc.73,049$4.22M0.1%+1.5%0.257%
2/11/2026 LPL Financial LLC810,402$46.79M0.0%+58.0%2.854%
2/10/2026Goldman Sachs Group Inc.4,002$231K0.0%N/A0.014%
2/10/2026 Greenwich Wealth Management LLC43,169$2.49M0.1%+66.0%0.152%
2/10/2026 Redwood Financial Network Corp3,775$218K0.1%N/A0.013%
2/10/2026 Northwestern Mutual Wealth Management Co.237,011$13.68M0.0%+50.6%0.835%
2/9/2026 PSI Advisors LLC134,848$7.79M2.0%-5.9%0.475%
2/9/2026Wealth Advisors of Tampa Bay LLC75,577$4.36M1.5%+2.7%0.266%
2/6/2026 Northwest Wealth Advisors LLC33,147$1.91M1.5%N/A0.117%
2/6/2026 Global Retirement Partners LLC21,299$1.23M0.0%+2,129,800.0%0.075%
2/6/2026 Creative Financial Designs Inc. ADV40,990$2.37M0.1%+1.4%0.144%
2/5/2026 Northwestern Mutual Wealth Management Co.52,734$3.04M0.0%-66.5%0.186%
2/5/2026Thrivent Financial for Lutherans63,432$3.66M0.0%N/A0.224%
2/4/2026 Stonebridge Financial Group LLC MO10,482$605K0.5%N/A0.037%
2/2/2026 Principal Financial Group Inc.11,734,663$676.56M0.3%+100.6%41.465%
2/2/2026 Truist Financial Corp333,045$19.23M0.0%+3.0%1.180%
2/2/2026 KPP Advisory Services LLC5,170$298K0.0%N/A0.018%
1/30/2026 Sigma Planning Corp21,317$1.26M0.0%-2.0%0.076%
1/30/2026 Turning Point Benefit Group Inc.32,173$1.86M1.0%+28.2%0.114%
1/29/2026 Veracity Capital LLC264,512$15.27M4.5%N/A0.941%
1/27/2026 Round Rock Advisors LLC4,739$274K0.0%N/A0.017%
1/23/2026 Farther Finance Advisors LLC5,979$345K0.0%+48.3%0.021%
1/23/2026 RFG Bristol Wealth Advisors LLC128,134$7.40M2.1%+8.4%0.457%
1/22/2026 Brookwood Investment Group LLC17,182$992K0.1%N/A0.061%
1/21/2026 Capital Investment Advisory Services LLC23,353$1.35M0.1%+19.2%0.083%
1/21/2026 Hudson Capital Management LLC182,891$10.56M2.6%+2.1%0.652%
1/20/2026 Sheets Smith Wealth Management11,877$686K0.1%+4.6%0.043%
1/14/2026 Kraft Davis & Associates LLC36,007$2.17M0.5%-0.7%0.133%
1/12/2026 SeaCrest Wealth Management LLC6,997$417K0.0%+14.3%0.026%
1/8/2026 Wealth Enhancement Advisory Services LLC796,011$47.53M0.1%+1.0%2.993%
1/6/2026 WealthCare Investment Partners LLC16,994$986K0.3%+61.1%0.064%
11/18/2025 Advisory Services Network LLC5,488$313K0.0%N/A0.022%
11/17/2025 NewEdge Advisors LLC75,482$4.30M0.0%+96.7%0.307%
11/17/2025 Turning Point Benefit Group Inc.25,091$1.42M0.9%N/A0.102%
11/17/2025Susquehanna International Group LLP48,337$2.75M0.0%+183.0%0.196%
11/17/2025 Northwestern Mutual Wealth Management Co.157,394$8.97M0.0%+670.9%0.640%
11/17/2025Ameriprise Financial Inc.1,323,665$75.39M0.0%N/A5.381%
11/14/2025Raymond James Financial Inc.560,508$31.93M0.0%+18.5%2.278%
11/14/2025Comerica Bank7,251$413K0.0%+75.7%0.029%
11/14/2025Wealth Advisors of Tampa Bay LLC73,555$4.19M1.4%N/A0.299%
11/13/2025 SeaCrest Wealth Management LLC6,120$355K0.0%+21.2%0.025%
11/13/2025 Private Advisor Group LLC23,919$1.36M0.0%+19.3%0.097%
11/12/2025 Arete Wealth Advisors LLC59,876$3.41M0.2%+1.5%0.243%
11/12/2025 Creative Financial Designs Inc. ADV40,405$2.30M0.2%N/A0.164%
11/10/2025Cozad Asset Management Inc.4,911$280K0.0%N/A0.020%
11/7/2025 WealthCare Investment Partners LLC10,547$598K0.2%N/A0.043%
11/6/2025 Integrity Financial Corp WA31,904$1.82M0.9%+17.8%0.130%
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11/5/2025 Smartleaf Asset Management LLC15,050$859K0.1%-19.0%0.061%
11/5/2025 Kraft Davis & Associates LLC36,279$2.06M0.5%+64.3%0.148%
11/5/2025 Capital Investment Advisory Services LLC19,594$1.12M0.1%-18.3%0.080%
11/5/2025 Envestnet Asset Management Inc.2,188,441$124.68M0.0%-1.7%8.918%
11/4/2025 Principal Financial Group Inc.5,849,572$332.81M0.2%+1.1%23.837%
11/4/2025 Cornerstone Wealth Management LLC16,156$920K0.1%+200.8%0.066%
11/3/2025 Truist Financial Corp323,463$18.43M0.0%+19.3%1.318%
10/29/2025 Wealth Enhancement Advisory Services LLC788,356$44.32M0.1%+1.6%3.226%
10/28/2025 Gilliland Jeter Wealth Management LLC9,242$527K0.2%+13.2%0.038%
10/22/2025 RFG Bristol Wealth Advisors LLC118,246$6.74M2.0%N/A0.553%


PSC Institutional Ownership - Frequently Asked Questions

During the previous two years, 80 institutional investors and hedge funds held shares of Principal U.S. Small-Cap Multi-Factor ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($719.09M), Principal Securities Inc. ($133.90M), Envestnet Asset Management Inc. ($124.68M), Ameriprise Financial Inc. ($75.39M), Morgan Stanley ($72.27M), Wells Fargo & Company MN ($59.50M), and Wealth Enhancement Advisory Services LLC ($47.53M).Learn more on Principal U.S. Small-Cap Multi-Factor ETF's institutional investors.

Of the 75 institutional investors that purchased Principal U.S. Small-Cap Multi-Factor ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Principal Financial Group Inc. ($6.80M), Ameriprise Financial Inc. ($1.32M), Envestnet Asset Management Inc. ($979.37K), Wealth Enhancement Advisory Services LLC ($738.20K), Raymond James Financial Inc. ($617.37K), Principal Securities Inc. ($536.49K), and LPL Financial LLC ($355.65K).

Institutional investors have bought a total of 10,818,323 shares in the last 24 months. This purchase volume represents approximately $623.89M in transactions.

Of the 11 institutional investors that sold Principal U.S. Small-Cap Multi-Factor ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Morgan Stanley ($188.81K), Northwestern Mutual Wealth Management Co. ($104.66K), NewEdge Advisors LLC ($40.30K), Envestnet Asset Management Inc. ($37.02K), PSI Advisors LLC ($8.45K), Capital Investment Advisory Services LLC ($4.40K), and Smartleaf Asset Management LLC ($3.54K).

Institutional investors have sold a total of 391,323 shares in the last 24 months. This volume of shares sold represents approximately $22.56M in transactions.


Related Companies

Institutional ownership data for NASDAQ:PSC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/8/2026. New 13F filings are added each quarter as they're published.
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