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AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) Institutional Ownership

$38.58 +0.16 (+0.42%)
As of 10/2/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for AllianzIM U.S. Equity Buffer10 Sep ETF (BATS:SEPT)

Number of
Institutional Buyers
(last 12 months)
23
Total
Institutional Inflows
(last 12 months)
$74.42M
Number of
Institutional Sellers
(last 12 months)
15
Total
Institutional Outflows
(last 12 months)
$3.15M
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SEPT Institutional Buying and Selling by Quarter

AllianzIM U.S. Equity Buffer10 Sep ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/23/2026Nvest Financial LLC28,709$1.08M0.3%+1.4%3.262%
8/22/2026Jim Saulnier & Associates LLC8,559$321K0.1%-17.9%0.973%
5/13/2026Cetera Investment Advisers37,793$1.30M0.0%+0.7%1.312%
5/6/2026FSA Advisors Inc.25,659$881K0.6%+7.1%0.891%
5/6/2026Independent Financial Group LLC15,460$531K0.0%N/A0.537%
5/5/2026Sanctuary Advisors LLC7,500$258K0.0%-10.2%0.260%
4/30/2026Elevated Capital Advisors LLC2,690$92K0.0%-11.5%0.093%
4/30/2026Kestra Advisory Services LLC17,605$605K0.0%+212.4%0.611%
4/28/2026Nvest Financial LLC28,299$972K0.4%-4.5%0.983%
4/24/2026SMART Wealth LLC91,077$3.13M0.9%-11.4%3.162%
4/22/2026FWG Investments LLC.85,454$2.94M1.9%-0.6%2.967%
4/21/2026LifeWealth Investments LLC7,373$253K0.1%-45.9%0.256%
2/17/2026Cetera Investment Advisers37,519$1.32M0.0%-1.3%1.303%
2/17/2026Osaic Holdings Inc.58,794$2.07M0.0%-5.3%2.041%
2/13/2026Kestra Advisory Services LLC5,635$198K0.0%-29.9%0.196%
2/13/2026Allianz SE5,000$176K0.0%N/A0.174%
2/12/2026Commonwealth Equity Services LLC394,672$13.88M0.0%-7.8%13.704%
2/10/2026Nvest Financial LLC29,623$1.04M0.4%+28.1%1.029%
2/9/2026Blue Bell Private Wealth Management LLC1,603$56K0.0%+300.8%0.056%
2/9/2026Harbour Investments Inc.12,349$434K0.0%-26.2%0.429%
2/6/2026Lloyd Advisory Services LLC.26,711$939K0.4%N/A0.927%
2/6/2026Kingdom Financial Group LLC.2,344$82K0.0%N/A0.081%
2/6/2026Csenge Advisory Group21,288$749K0.0%+4.3%0.739%
1/28/2026FWG Investments LLC.85,940$3.02M1.9%+3.0%2.963%
1/27/2026Elevated Capital Advisors LLC3,041$107K0.0%N/A0.105%
1/26/2026SMART Wealth LLC102,800$3.62M1.1%N/A3.545%
1/26/2026AE Wealth Management LLC1,297,625$45.63M0.3%-0.7%44.746%
1/22/2026Networth Advisors LLC1,857$65K0.0%N/A0.064%
11/17/2025Susquehanna International Group LLP15,547$536K0.0%-36.9%0.536%
11/17/2025Moors & Cabot Inc.6,600$228K0.0%N/A0.228%
11/14/2025Raymond James Financial Inc.33,509$1.16M0.0%+185.0%1.155%
11/12/2025FSA Advisors Inc.24,975$861K0.7%N/A0.861%
11/5/2025B.O.S.S. Retirement Advisors LLC6,098$210K0.1%N/A0.210%
11/5/2025Envestnet Asset Management Inc.17,251$595K0.0%-24.5%0.595%
11/3/2025AE Wealth Management LLC1,306,575$45.04M0.3%+37,294.8%45.054%
10/29/2025FWG Investments LLC.83,461$2.88M2.0%N/A2.898%
10/29/2025FSR Wealth Management Ltd.94,717$3.27M3.9%N/A3.289%
10/28/2025Csenge Advisory Group20,402$703K0.0%N/A0.708%
10/22/2025Commonwealth Equity Services LLC427,910$14.75M0.0%+673.9%14.858%
10/20/2025Quest 10 Wealth Builders Inc.24,921$859K0.8%N/A0.865%
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10/20/2025LifeWealth Investments LLC13,719$473K0.1%N/A0.476%
10/9/2025AdvisorNet Financial Inc1,000$34K0.0%N/A0.035%
9/4/2025Osaic Holdings Inc.51,610$1.66M0.0%-24.2%9.925%
8/8/2025Cetera Investment Advisers19,702$634K0.0%-2.5%3.582%
8/6/2025AE Wealth Management LLC3,494$113K0.0%-20.6%0.635%
8/1/2025Envestnet Asset Management Inc.22,863$736K0.0%+4.7%4.157%
7/28/2025Nvest Financial LLC27,999$902K0.5%+2.1%5.091%
7/28/2025Harbour Investments Inc.6,131$197K0.0%-7.0%1.115%
7/10/2025Focus Financial Network Inc.6,466$208K0.0%N/A1.176%
5/15/2025OLD Mission Capital LLC27,774$829K0.0%+118.5%4.629%
5/9/2025Atria Wealth Solutions Inc.45,406$1.36M0.0%-27.5%7.568%
5/8/2025Harbour Investments Inc.6,589$197K0.0%-58.6%1.098%
5/6/2025Cetera Investment Advisers20,202$603K0.0%-2.4%3.367%
5/6/2025AE Wealth Management LLC4,398$131K0.0%-65.2%0.733%
4/29/2025Envestnet Asset Management Inc.21,835$652K0.0%-5.4%3.639%
2/17/2025Cetera Investment Advisers20,702$633K0.0%-6.0%4.600%
2/17/2025Citadel Advisors LLC8,122$248K0.0%-59.0%1.805%
2/14/2025Jane Street Group LLC18,677$571K0.0%-39.3%4.150%
2/13/2025Raymond James Financial Inc.11,927$365K0.0%N/A2.650%
2/13/2025Envestnet Asset Management Inc.23,081$706K0.0%-48.0%5.129%
2/12/2025OLD Mission Capital LLC12,711$389K0.0%N/A2.825%
2/11/2025LPL Financial LLC13,594$416K0.0%N/A3.021%
2/10/2025Harbour Investments Inc.15,908$487K0.0%+8.0%3.535%
2/10/2025Commonwealth Equity Services LLC56,243$1.72M0.0%+8.6%12.498%
2/10/2025Avantax Advisory Services Inc.8,975$275K0.0%N/A1.994%
2/10/2025Farther Finance Advisors LLC4,828$148K0.0%N/A1.073%
2/6/2025Raymond James Financial Inc.11,927$365K0.0%N/A2.650%
1/31/2025Atria Wealth Solutions Inc.62,638$1.92M0.0%+13.1%13.920%
1/24/2025Spire Wealth Management3,650$112K0.0%N/A0.811%
1/16/2025Access Financial Services Inc.31,269$957K0.4%-73.4%6.949%
12/26/2024JPMorgan Chase & Co.3,033$91K0.0%+16,750.0%0.674%
12/16/2024SMART Wealth LLC80,316$2.42M0.9%N/A17.848%
11/15/2024Jane Street Group LLC30,748$925K0.0%N/A6.833%
11/12/2024Jim Saulnier & Associates LLC10,427$314K0.3%N/A2.317%
11/5/2024WealthPlan Investment Management LLC252,155$7.58M0.8%N/A56.034%
11/5/2024WealthPLAN Partners LLC129,321$3.89M0.5%N/A28.738%
11/5/2024Harbour Investments Inc.14,734$443K0.0%+176.5%3.274%
10/9/2024Nvest Financial LLC27,419$824K0.5%N/A6.093%
7/31/2024Commonwealth Equity Services LLC28,017$814K0.0%+4.8%6.226%
5/24/2024Cetera Advisors LLC10,660$299K0.0%-11.6%2.369%
4/30/2024Commonwealth Equity Services LLC26,724$751K0.0%-70.1%5.939%
2/6/2024Allianz Investment Management U.S. LLC184,223$4.83M0.3%-7.5%0.000%
2/2/2024Atria Wealth Solutions Inc.17,374$456K0.0%+7.3%0.000%
11/16/2023Harbour Investments Inc.32,029$774K0.0%N/A0.000%
11/8/2023Atria Wealth Solutions Inc.16,189$391K0.0%N/A0.000%
11/8/2023Avantax Advisory Services Inc.10,257$248K0.0%N/A0.000%


SEPT Institutional Ownership - Frequently Asked Questions

During the previous two years, 42 institutional investors and hedge funds held shares of AllianzIM U.S. Equity Buffer10 Sep ETF. The most heavily invested institutionals were AE Wealth Management LLC ($45.63M), Commonwealth Equity Services LLC ($13.88M), WealthPlan Investment Management LLC ($7.58M), WealthPLAN Partners LLC ($3.89M), FSR Wealth Management Ltd. ($3.27M), SMART Wealth LLC ($3.13M), and FWG Investments LLC. ($2.94M).Learn more on AllianzIM U.S. Equity Buffer10 Sep ETF's institutional investors.

Of the 37 institutional investors that purchased AllianzIM U.S. Equity Buffer10 Sep ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: AE Wealth Management LLC ($1.30M), Commonwealth Equity Services LLC ($377.06K), WealthPlan Investment Management LLC ($252.16K), SMART Wealth LLC ($183.12K), WealthPLAN Partners LLC ($129.32K), FSR Wealth Management Ltd. ($94.72K), and FWG Investments LLC. ($85.94K).

Institutional investors have bought a total of 2,155,970 shares in the last 24 months. This purchase volume represents approximately $74.42M in transactions.

Of the 15 institutional investors that sold AllianzIM U.S. Equity Buffer10 Sep ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Commonwealth Equity Services LLC ($33.24K), SMART Wealth LLC ($11.72K), Susquehanna International Group LLP ($9.11K), AE Wealth Management LLC ($8.95K), LifeWealth Investments LLC ($6.25K), Envestnet Asset Management Inc. ($5.61K), and Harbour Investments Inc. ($4.39K).

Institutional investors have sold a total of 90,341 shares in the last 24 months. This volume of shares sold represents approximately $3.15M in transactions.


Related Companies

Institutional ownership data for BATS:SEPT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/23/2026. New 13F filings are added each quarter as they're published.
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