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iShares Large Cap Max Buffer Sep ETF (SMAX) Institutional Ownership

$28.19 -0.01 (-0.04%)
As of 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for iShares Large Cap Max Buffer Sep ETF (BATS:SMAX)

Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$25.92M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$23.78M
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SMAX Institutional Buying and Selling by Quarter

iShares Large Cap Max Buffer Sep ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/2/2026 Diversify Wealth Management LLC7,294$200K0.0%N/A0.210%
4/30/2026 Kestra Advisory Services LLC21,493$576K0.0%+35.3%0.618%
4/27/2026 BIP Wealth LLC56,701$1.52M0.1%-65.6%1.629%
4/27/2026 Client First Capital LLC145,320$3.90M1.7%-22.5%4.176%
4/22/2026 J. L. Bainbridge & Co. Inc.1,398,260$37.50M3.3%-23.7%40.180%
4/21/2026 Crown Wealth Group LLC16,751$449K0.1%-44.3%0.481%
2/17/2026 Kovack Advisors Inc.14,783$398K0.0%N/A0.425%
2/13/2026 Kestra Advisory Services LLC15,881$428K0.0%N/A0.456%
2/13/2026Ausdal Financial Partners Inc.11,600$313K0.0%+49.3%0.333%
2/12/2026 Commonwealth Equity Services LLC27,778$749K0.0%+7.9%0.798%
2/12/2026 Kovack Advisors Inc.14,782$398K0.0%N/A0.425%
2/11/2026 Lifestyle Asset Management Inc.16,978$458K0.1%N/A0.488%
2/10/2026Goldman Sachs Group Inc.52,436$1.41M0.0%+49.5%1.507%
2/9/2026 Kestra Investment Management LLC14,445$389K0.0%N/A0.415%
2/2/2026 Grantvest Financial Group LLC81,291$2.19M1.4%+47.1%2.336%
1/23/2026 Blue Sky Capital Consultants Group Inc.23,307$628K0.3%N/A0.670%
1/21/2026 BIP Wealth LLC164,670$4.44M0.2%N/A4.732%
1/16/2026 Crewe Advisors LLC38,118$1.03M0.1%+10.8%1.095%
1/14/2026 Spire Wealth Management7,196$194K0.0%N/A0.207%
1/14/2026 J. L. Bainbridge & Co. Inc.1,833,229$49.42M4.0%+34.8%52.679%
1/13/2026 FC Advisory LLC80,775$2.18M0.6%+210.8%2.321%
11/18/2025 Advisory Services Network LLC1,350$36K0.0%N/A0.039%
11/17/2025Citadel Advisors LLC34,722$930K0.0%N/A0.998%
11/17/2025Ausdal Financial Partners Inc.7,768$208K0.0%N/A0.223%
11/5/2025 Envestnet Asset Management Inc.24,837$665K0.0%-2.6%0.714%
11/4/2025 Grantvest Financial Group LLC55,252$1.48M1.0%-15.4%1.588%
11/3/2025 AE Wealth Management LLC6,724$180K0.0%N/A0.193%
10/23/2025 Strategic Blueprint LLC95,847$2.57M0.1%-71.9%2.754%
10/22/2025 Crown Wealth Group LLC29,803$798K0.2%+67.9%0.856%
10/21/2025 Amplius Wealth Advisors LLC48,101$1.29M0.1%-4.0%1.382%
10/17/2025 J. L. Bainbridge & Co. Inc.1,359,458$36.41M3.0%-1.5%39.065%
10/10/2025 FC Advisory LLC25,988$696K0.2%N/A0.747%
10/10/2025 Signal Advisors Wealth LLC9,853$264K0.0%-22.4%0.283%
8/26/2025Thrivent Financial for Lutherans7,810$203K0.0%N/A0.224%
8/15/2025 Snowden Capital Advisors LLC15,539$405K0.0%-30.9%0.447%
8/12/2025 J. L. Bainbridge & Co. Inc.1,380,226$35.94M3.3%+4.0%39.662%
8/4/2025 Jim Saulnier & Associates LLC36,492$950K0.6%-1.9%1.049%
8/4/2025 Amplius Wealth Advisors LLC50,101$1.31M0.1%N/A1.440%
8/1/2025 Envestnet Asset Management Inc.25,510$664K0.0%+139.9%0.733%
7/30/2025 Strategic Blueprint LLC341,543$8.89M0.4%-8.6%9.814%
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7/16/2025 Crown Wealth Group LLC17,753$462K0.2%-21.8%0.510%
7/15/2025 Fifth Third Bancorp1,306$34K0.0%N/A0.038%
7/10/2025 Signal Advisors Wealth LLC12,693$331K0.0%N/A0.365%
7/9/2025 Tounjian Advisory Partners LLC15,128$379K0.1%-4.8%0.435%
6/27/2025Goldman Sachs Group Inc.16,980$425K0.0%N/A0.472%
5/16/2025Goldman Sachs Group Inc.16,980$425K0.0%N/A0.477%
5/15/2025OLD Mission Capital LLC20,579$515K0.0%+91.2%0.572%
5/14/2025CreativeOne Wealth LLC44,381$1.11M0.0%-2.8%1.233%
5/8/2025Grantvest Financial Group LLC69,176$1.73M1.4%-8.3%1.922%
5/8/2025FSA Advisors Inc.12,096$303K0.2%-33.1%0.336%
5/6/2025AE Wealth Management LLC588,211$14.73M0.1%-58.7%16.339%
5/2/2025Lord & Richards Wealth Management LLC1,309$33K0.0%-93.9%0.036%
4/30/2025POM Investment Strategies LLC38,390$961K1.1%-26.4%1.066%
4/30/2025Client First Capital LLC186,937$4.68M2.4%N/A5.193%
4/29/2025Strategic Blueprint LLC373,715$9.36M0.5%+34.1%10.381%
4/29/2025OneDigital Investment Advisors LLC11,514$288K0.0%+43.7%0.320%
4/28/2025FSR Wealth Management Ltd.39,994$1.00M1.3%-49.8%1.111%
4/25/2025Crown Wealth Group LLC22,692$568K0.3%-73.3%0.630%
4/24/2025J. L. Bainbridge & Co. Inc.1,327,265$33.24M3.3%+794.5%36.868%
4/23/2025Crewe Advisors LLC34,392$861K0.1%N/A0.682%
4/17/2025Blackston Financial Advisory Group LLC8,571$215K0.1%N/A0.170%
4/17/2025Authentikos Wealth Advisory LLC104,779$2.62M2.2%+351.9%2.079%
4/14/2025Tounjian Advisory Partners LLC15,898$398K0.1%N/A0.315%
4/14/2025Outlook Wealth Advisors LLC26,475$663K0.2%-34.9%0.525%
2/26/2025LifeWealth Investments LLC11,213$283K0.2%N/A0.000%
2/17/2025Snowden Capital Advisors LLC26,441$668K0.0%N/A0.000%
2/14/2025Jane Street Group LLC14,348$362K0.0%N/A0.000%
2/14/2025Susquehanna International Group LLP87,210$2.20M0.0%N/A0.000%
2/14/2025OneDigital Investment Advisors LLC8,014$202K0.0%N/A0.000%
2/14/2025Tradition Wealth Management LLC22,003$554K0.0%N/A0.000%
2/14/2025GeoWealth Management LLC55,011$1.39M0.0%N/A0.000%
2/13/2025CreativeOne Wealth LLC45,638$1.15M0.0%N/A0.000%
2/13/2025Maxwell Wealth Strategies Inc.13,994$353K0.1%N/A0.000%
2/13/2025Envestnet Asset Management Inc.9,695$244K0.0%N/A0.000%
2/12/2025Allie Family Office LLC9,964$252K0.1%N/A0.000%
2/12/2025OLD Mission Capital LLC10,764$271K0.0%N/A0.000%
2/12/2025JPMorgan Chase & Co.2,480$62K0.0%N/A0.000%
2/11/2025Grantvest Financial Group LLC75,474$1.90M2.1%N/A0.000%
2/10/2025J. L. Bainbridge & Co. Inc.148,374$3.74M0.3%N/A0.000%
2/10/2025Commonwealth Equity Services LLC25,741$649K0.0%N/A0.000%
2/5/2025Crown Wealth Group LLC84,988$2.14M0.9%N/A0.000%
2/3/2025Lloyd Advisory Services LLC.107,991$2.72M1.3%N/A0.000%
1/30/2025Csenge Advisory Group68,520$1.73M0.1%N/A0.000%
1/30/2025Lord & Richards Wealth Management LLC21,497$542K1.1%N/A0.000%
1/30/2025Investment Partners Asset Management Inc.8,122$205K0.2%N/A0.000%
1/29/2025Howard Bailey Securities LLC26,472$667K0.2%N/A0.000%
1/29/2025Great Lakes Retirement Inc.66,259$1.67M0.2%N/A0.000%
1/29/2025Authentikos Wealth Advisory LLC23,185$584K0.6%N/A0.000%
1/29/2025POM Investment Strategies LLC52,163$1.31M1.0%N/A0.000%
1/29/2025FSR Wealth Management Ltd.79,701$2.01M2.5%N/A0.000%
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1/28/2025SMART Wealth LLC33,735$850K0.3%N/A0.000%
1/24/2025Spire Wealth Management2,368$60K0.0%N/A0.000%
1/23/2025FSA Advisors Inc.18,083$456K0.6%N/A0.000%
1/23/2025Strategic Blueprint LLC278,665$7.02M0.4%N/A0.000%
1/22/2025Jim Saulnier & Associates LLC37,113$935K0.8%N/A0.000%
1/21/2025B.O.S.S. Retirement Advisors LLC41,128$1.04M0.3%N/A0.000%
1/16/2025ARS Investment Partners LLC19,900$501K0.0%N/A0.000%


SMAX Institutional Ownership - Frequently Asked Questions

During the previous two years, 55 institutional investors and hedge funds held shares of iShares Large Cap Max Buffer Sep ETF. The most heavily invested institutionals were J. L. Bainbridge & Co. Inc. ($37.50M), Client First Capital LLC ($3.90M), Lloyd Advisory Services LLC. ($2.72M), Authentikos Wealth Advisory LLC ($2.62M), Strategic Blueprint LLC ($2.57M), Susquehanna International Group LLP ($2.20M), and Grantvest Financial Group LLC ($2.19M).Learn more on iShares Large Cap Max Buffer Sep ETF's institutional investors.

Of the 54 institutional investors that purchased iShares Large Cap Max Buffer Sep ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: J. L. Bainbridge & Co. Inc. ($1.85M), Strategic Blueprint LLC ($373.72K), Client First Capital LLC ($186.94K), BIP Wealth LLC ($164.67K), Lloyd Advisory Services LLC. ($107.99K), Authentikos Wealth Advisory LLC ($104.78K), and Grantvest Financial Group LLC ($101.51K).

Institutional investors have bought a total of 962,912 shares in the last 24 months. This purchase volume represents approximately $25.92M in transactions.

Of the 10 institutional investors that sold iShares Large Cap Max Buffer Sep ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: J. L. Bainbridge & Co. Inc. ($455.74K), Strategic Blueprint LLC ($245.70K), BIP Wealth LLC ($107.97K), Client First Capital LLC ($42.15K), Crown Wealth Group LLC ($13.34K), Grantvest Financial Group LLC ($10.06K), and Snowden Capital Advisors LLC ($6.93K).

Institutional investors have sold a total of 887,393 shares in the last 24 months. This volume of shares sold represents approximately $23.78M in transactions.


Related Companies

Institutional ownership data for BATS:SMAX is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 5/2/2026. New 13F filings are added each quarter as they're published.
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