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Hartford AAA CLO ETF (TRPA) Institutional Ownership

$38.89 -0.04 (-0.10%)
Closing price 10/2/2026 04:10 PM Eastern
Extended Trading
$38.90 +0.01 (+0.03%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Hartford AAA CLO ETF (BATS:TRPA)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$63.75M
Number of
Institutional Sellers
(last 12 months)
11
Total
Institutional Outflows
(last 12 months)
$8.54M
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TRPA Institutional Buying and Selling by Quarter

Hartford AAA CLO ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026Citadel Advisors LLC35,277$1.37M0.0%N/A1.307%
5/18/2026Royal Bank of Canada115,911$4.49M0.0%+12.2%4.293%
5/13/2026Cetera Investment Advisers5,275$204K0.0%-8.2%0.195%
4/30/2026Kestra Advisory Services LLC120,109$4.65M0.0%+3.7%4.448%
4/27/2026Private Advisor Group LLC31,154$1.21M0.0%-5.2%1.154%
2/18/2026OLD Mission Capital LLC16,624$647K0.0%N/A0.594%
2/17/2026Cetera Investment Advisers5,749$224K0.0%-11.3%0.205%
2/17/2026Regal Investment Advisors LLC25,264$983K0.1%-68.0%0.902%
2/17/2026Osaic Holdings Inc.71,960$2.80M0.0%+1.3%2.570%
2/17/2026Royal Bank of Canada103,340$4.02M0.0%+98.6%3.691%
2/16/2026Mariner LLC79,382$3.09M0.0%+4.8%2.835%
2/16/2026Aptus Capital Advisors LLC31,705$1.23M0.0%N/A1.132%
2/13/2026Kestra Advisory Services LLC115,775$4.51M0.0%+5.2%4.135%
2/13/2026Stifel Financial Corp7,904$308K0.0%+4.3%0.282%
2/12/2026Jane Street Group LLC34,821$1.36M0.0%-5.4%1.244%
2/12/2026Commonwealth Equity Services LLC103,075$4.01M0.0%+7.4%3.681%
2/11/2026LPL Financial LLC238,086$9.26M0.0%-33.5%8.503%
2/11/2026Convergence Financial LLC52,176$2.03M0.3%+27.8%1.863%
2/10/2026Goldman Sachs Group Inc.157,578$6.13M0.0%-0.7%5.628%
2/9/2026Kingsview Wealth Management LLC5,578$217K0.0%-27.5%0.199%
2/9/2026Harbour Investments Inc.2,363$92K0.0%-26.9%0.084%
2/2/2026Truist Financial Corp15,743$613K0.0%+12.7%0.562%
1/27/2026Evergreen Capital Management LLC90,010$3.52M0.1%-10.5%3.215%
1/22/2026Fiduciary Planning LLC626,613$24.38M7.4%N/A22.379%
1/21/2026Flagship Harbor Advisors LLC71,344$2.78M0.1%+67.9%2.548%
1/20/2026Stratos Wealth Partners LTD.26,826$1.04M0.0%+30.0%0.958%
1/16/2026Oregon Pacific Wealth Management LLC6,559$255K0.3%-7.5%0.234%
1/13/2026ForthRight Wealth Management LLC116,251$4.52M1.3%-17.7%4.227%
11/17/2025Mariner LLC75,722$2.95M0.0%N/A2.754%
11/17/2025Citadel Advisors LLC41,752$1.62M0.0%N/A1.518%
11/14/2025Raymond James Financial Inc.184,080$7.16M0.0%N/A6.694%
11/14/2025Regal Investment Advisors LLC79,063$3.08M0.2%N/A2.875%
11/13/2025Private Advisor Group LLC37,244$1.45M0.0%N/A1.354%
11/12/2025Kingsview Wealth Management LLC7,692$299K0.0%N/A0.280%
11/10/2025Convergence Financial LLC40,814$1.59M0.2%N/A1.484%
11/7/2025Axxcess Wealth Management LLC6,392$249K0.0%N/A0.232%
11/7/2025ForthRight Wealth Management LLC141,192$5.49M1.6%N/A5.134%
11/6/2025Stratos Wealth Partners LTD.20,642$803K0.0%N/A0.751%
11/5/2025Flagship Harbor Advisors LLC42,481$1.65M0.1%N/A1.465%
11/4/2025Westside Investment Management Inc.1,200$47K0.0%N/A0.041%
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11/3/2025Truist Financial Corp13,968$543K0.0%N/A0.482%
10/28/2025Evergreen Capital Management LLC100,580$3.93M0.1%N/A3.468%


TRPA Institutional Ownership - Frequently Asked Questions

During the previous two years, 28 institutional investors and hedge funds held shares of Hartford AAA CLO ETF. The most heavily invested institutionals were Fiduciary Planning LLC ($24.38M), LPL Financial LLC ($9.26M), Raymond James Financial Inc. ($7.16M), Goldman Sachs Group Inc. ($6.13M), Kestra Advisory Services LLC ($4.65M), ForthRight Wealth Management LLC ($4.52M), and Royal Bank of Canada ($4.49M).Learn more on Hartford AAA CLO ETF's institutional investors.

Of the 22 institutional investors that purchased Hartford AAA CLO ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Fiduciary Planning LLC ($626.61K), Raymond James Financial Inc. ($184.08K), ForthRight Wealth Management LLC ($141.19K), Evergreen Capital Management LLC ($100.58K), Mariner LLC ($79.38K), Regal Investment Advisors LLC ($79.06K), and Citadel Advisors LLC ($77.03K).

Institutional investors have bought a total of 1,637,086 shares in the last 24 months. This purchase volume represents approximately $63.75M in transactions.

Of the 11 institutional investors that sold Hartford AAA CLO ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($120.07K), Regal Investment Advisors LLC ($53.80K), ForthRight Wealth Management LLC ($24.94K), Evergreen Capital Management LLC ($10.57K), Kingsview Wealth Management LLC ($2.11K), Jane Street Group LLC ($1.99K), and Private Advisor Group LLC ($1.71K).

Institutional investors have sold a total of 218,962 shares in the last 24 months. This volume of shares sold represents approximately $8.54M in transactions.


Related Companies

Institutional ownership data for BATS:TRPA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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