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Innovator U.S. Equity Accelerated 9 Buffer ETF - April (XBAP) 10K Form and Latest SEC Filings 2026

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Latest Innovator U.S. Equity Accelerated 9 Buffer ETF - April SEC Filings & Recent Activity

Innovator U.S. Equity Accelerated 9 Buffer ETF - April (BATS:XBAP) has submitted 6,586+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 485BXT submitted on October 9, 2026.

Filing Date
0 Results
DateFilerForm TypeView
10/09/2026 2:39 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 485BXT
10/09/2026 2:39 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 485BXT
10/02/2026 10:24 AM
Brookstone Capital Management (1599584) Filed by
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Subject
Form SCHEDULE 13G/A
10/02/2026 10:25 AM
Brookstone Capital Management (1599584) Filed by
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Subject
Form SCHEDULE 13G
10/02/2026 10:11 AM
Brookstone Capital Management (1599584) Filed by
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Subject
Form SCHEDULE 13G/A
10/02/2026 10:14 AM
Brookstone Capital Management (1599584) Filed by
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Subject
Form SCHEDULE 13G
10/02/2026 10:19 AM
Brookstone Capital Management (1599584) Filed by
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Subject
Form SCHEDULE 13G/A
10/01/2026 3:30 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 485BXT
10/01/2026 2:23 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:24 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:11 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:12 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:13 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:14 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:15 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:16 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:17 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:17 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:18 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:19 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:20 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:21 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:21 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:22 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:53 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:54 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:55 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:56 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:57 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:58 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:59 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 1:59 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:00 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:01 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:02 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:03 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:05 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:06 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 2:07 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/01/2026 12:39 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:40 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
Trump's crypto bank just got approved (Ad)

Last month I told investors that a Trump-backed crypto bank could be approved any day. On August 14, it was. Federal regulators granted conditional approval to World Liberty Trust Company… a nationally chartered trust bank tied to the Trump family's crypto venture. Most investors still haven't processed what that means. This bank exists to do one thing. Issue, redeem, custody and back USD1… the stablecoin that has now crossed $4 billion in circulation. The bank isn't operating yet. There are conditions to satisfy first… capital minimums, an audit manager, a sign-off on the business plan. Which means the money hasn't moved yet.tc pixel

Get my #1 coin for the Trump bull run.
10/01/2026 12:41 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:43 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:44 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:45 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:46 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:47 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:47 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:48 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:50 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:50 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:51 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:35 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 12:36 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:53 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:54 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:55 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:56 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:57 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:40 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:41 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:42 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:43 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:44 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:45 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:46 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:47 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:49 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:50 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
10/01/2026 11:51 AM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:26 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:28 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:28 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:30 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:31 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/30/2026 8:31 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/29/2026 3:40 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form AW
09/29/2026 3:41 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form AW
09/29/2026 3:42 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form AW
09/29/2026 3:44 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form AW
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
Elon's next millionaires start October 24? (Ad)

SpaceX minted 4,400 millionaires in a single day, and Tesla has turned more than 5,000 employees into millionaires. One welder's $10,000 stock package made him a millionaire on IPO day. Former Wall Street CEO Dylan Jovine says Elon Musk's next venture could outsize everything he's built before. It runs on an obscure AI firm Musk has relied on since 2012, supplying crucial technology to Tesla, Starlink and SpaceX.tc pixel

See Elon's overlooked AI stock before the October 24 deadline
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
09/28/2026 1:29 PM
Innovator U.S. Equity Accelerated 9 Buffer ETF - April (1415726) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
(Data available from 1/1/2016 forward)

Innovator U.S. Equity Accelerated 9 Buffer ETF - April SEC Filings - Frequently Asked Questions

Innovator U.S. Equity Accelerated 9 Buffer ETF - April (XBAP) has submitted 6,586+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

The most recent filing was a Form 485BXT submitted on October 9, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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SEC filings for BATS:XBAP are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 10/9/2026. New filings are added as they're published.
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