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First Trust Active Factor Emerging Markets ETF (AFEM) Institutional Ownership

First Trust Active Factor Emerging Markets ETF logo
$96.88 -0.46 (-0.47%)
As of 03:59 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust Active Factor Emerging Markets ETF (NASDAQ:AFEM)

Number of
Institutional Buyers
(last 12 months)
19
Total
Institutional Inflows
(last 12 months)
$25.78M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$2.14M
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AFEM Institutional Buying and Selling by Quarter

First Trust Active Factor Emerging Markets ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026GAMMA Investing LLC3,160$310K0.0%+67.2%1.975%
10/8/2026Farther Finance Advisors LLC9,648$945K0.0%+56.8%6.030%
9/23/2026Envestnet Asset Management Inc.60,193$5.65M0.0%-0.3%37.621%
9/9/2026Baird Financial Group Inc.40,840$3.84M0.0%-10.2%4.805%
9/2/2026Citadel Advisors LLC3,090$290K0.0%-20.9%0.364%
7/9/2026Ferguson Shapiro LLC213,603$20.06M5.9%-1.9%25.130%
5/13/2026Cetera Investment Advisers28,554$2.35M0.0%+6.1%3.359%
5/2/2026International Assets Investment Management LLC853$70K0.0%+27.3%0.100%
4/27/2026World Investment Advisors11,160$917K0.0%-6.9%1.313%
4/24/2026Ferguson Shapiro LLC217,818$17.90M5.5%+126.6%25.626%
4/16/2026Triad Wealth Partners LLC4,882$401K0.0%-18.1%0.574%
3/13/2026World Investment Advisors11,982$949K0.0%+4.7%1.712%
2/18/2026Maia Wealth LLC14,334$1.26M0.2%+10.6%2.048%
2/17/2026Cetera Investment Advisers26,909$2.13M0.0%+8.2%3.844%
2/17/2026Osaic Holdings Inc.14,133$1.12M0.0%+1,255.0%2.019%
2/16/2026MML Investors Services LLC16,401$1.30M0.0%+27.1%2.343%
2/13/2026Wells Fargo & Company MN8,559$678K0.0%+3,296.4%1.223%
2/12/2026Wagner Wealth Management Corp5,724$453K0.4%N/A0.818%
2/11/2026Janney Montgomery Scott LLC72,344$5.73M0.0%+4.3%10.335%
2/11/2026LPL Financial LLC77,302$6.12M0.0%+46.7%11.043%
2/11/2026J.W. Cole Advisors Inc.26,392$2.09M0.0%+2.5%3.770%
2/9/2026Prospera Financial Services Inc37,417$2.96M0.0%+4.7%5.345%
2/4/2026World Investment Advisors11,982$949K0.0%+4.7%1.712%
2/3/2026International Assets Investment Management LLC670$53K0.0%N/A0.096%
2/3/2026MGO One Seven LLC4,170$330K0.0%N/A0.596%
2/2/2026Truist Financial Corp27,064$2.14M0.0%-3.4%3.866%
1/27/2026Elevated Capital Advisors LLC597$47K0.0%N/A0.085%
1/26/2026Ferguson Shapiro LLC96,110$7.61M2.3%N/A13.730%
1/22/2026Triad Wealth Partners LLC5,961$472K0.0%N/A0.852%
11/14/2025Raymond James Financial Inc.4,019$305K0.0%-75.1%0.670%
11/14/2025Maia Wealth LLC12,959$1.02M0.2%+55.7%2.160%
11/6/2025Prospera Financial Services Inc35,733$2.71M0.0%+6.0%5.956%
11/5/2025J.W. Cole Advisors Inc.25,741$1.95M0.0%-1.8%4.290%
11/5/2025Envestnet Asset Management Inc.57,120$4.33M0.0%+1.7%9.520%
11/3/2025Truist Financial Corp28,011$2.12M0.0%-1.1%4.669%
10/15/2025World Investment Advisors11,448$868K0.0%+10.3%1.908%
10/14/2025Farther Finance Advisors LLC17,201$1.31M0.0%+163.6%2.867%
8/20/2025Coppell Advisory Solutions LLC15,115$1.08M0.1%+85.7%3.023%
8/14/2025Raymond James Financial Inc.16,173$1.16M0.0%+125.5%3.235%
8/13/2025Baird Financial Group Inc.47,655$3.40M0.0%+3.3%9.531%
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8/13/2025Maia Wealth LLC8,323$595K0.1%+37.8%1.665%
8/12/2025J.W. Cole Advisors Inc.26,211$1.87M0.0%-5.3%5.242%
8/12/2025RiverFront Investment Group LLC37,499$2.68M0.1%-3.1%7.500%
8/8/2025Cetera Investment Advisers22,033$1.57M0.0%+153.7%4.407%
8/6/2025Prospera Financial Services Inc33,698$2.41M0.0%+2.6%6.740%
8/4/2025World Investment Advisors10,378$741K0.0%+6.2%2.076%
8/1/2025Envestnet Asset Management Inc.56,187$4.01M0.0%+23.6%11.237%
7/30/2025Freedom Investment Management Inc.3,921$280K0.0%-7.3%0.784%
7/18/2025Truist Financial Corp28,327$2.02M0.0%-1.2%5.665%
7/17/2025Janney Montgomery Scott LLC68,378$4.88M0.0%N/A13.676%
7/11/2025Farther Finance Advisors LLC6,525$466K0.0%N/A1.305%
5/19/2025Jane Street Group LLC6,882$448K0.0%-64.3%1.529%
5/16/2025Coppell Advisory Solutions LLC8,141$531K0.0%+72.8%1.809%
5/15/2025Baird Financial Group Inc.46,144$3.00M0.0%+4.7%10.254%
5/15/2025OLD Mission Capital LLC42,763$2.78M0.0%+396.4%9.503%
5/14/2025Freedom Investment Management Inc.4,232$275K0.0%+12.8%0.940%
5/14/2025Flow Traders U.S. LLC21,997$1.43M0.1%-25.5%4.888%
5/12/2025Maia Wealth LLC6,039$378K0.1%+33.6%1.342%
5/7/2025LPL Financial LLC41,122$2.68M0.0%+31.3%9.138%
5/6/2025Cetera Investment Advisers8,683$565K0.0%N/A1.930%
5/5/2025J.W. Cole Advisors Inc.27,666$1.80M0.1%+4.8%6.148%
4/29/2025Envestnet Asset Management Inc.45,456$2.96M0.0%+9.0%10.101%
4/29/2025World Investment Advisors9,772$636K0.0%+10.4%2.172%
4/24/2025Capasso Planning Partners LLC6,036$393K0.2%-22.6%1.341%
4/9/2025NBC Securities Inc.1,100$71K0.0%+109,900.0%0.244%
4/7/2025GAMMA Investing LLC123,015$8.01M0.0%+6,267.2%27.337%
2/27/2025REAP Financial Group LLC1,483$94K0.0%-56.0%0.330%
2/17/2025Baird Financial Group Inc.44,063$2.79M0.0%+3.3%9.792%
2/14/2025Jane Street Group LLC19,273$1.22M0.0%+311.2%4.283%
2/14/2025Coppell Advisory Solutions LLC4,712$299K0.0%+32.8%1.047%
2/14/2025Freedom Investment Management Inc.3,751$237K0.0%-7.0%0.834%
2/13/2025Crux Wealth Advisors4,637$293K0.2%N/A1.030%
2/13/2025Raymond James Financial Inc.7,568$479K0.0%N/A1.682%
2/13/2025Envestnet Asset Management Inc.41,700$2.64M0.0%+9.7%9.267%
2/12/2025World Investment Advisors8,848$560K0.0%+9.2%1.966%
2/12/2025OLD Mission Capital LLC8,614$545K0.0%+109.3%1.914%
2/12/2025RiverFront Investment Group LLC79,980$5.06M0.1%-4.3%17.773%
2/11/2025LPL Financial LLC31,314$1.98M0.0%-5.2%6.959%
2/10/2025Capasso Planning Partners LLC7,802$494K0.2%+12.9%1.734%
2/6/2025Raymond James Financial Inc.7,568$479K0.0%N/A1.682%
2/5/2025Maia Wealth LLC4,519$284K0.1%+36.3%1.004%
1/31/2025Truist Financial Corp29,305$1.86M0.0%-0.7%6.512%
1/31/2025J.W. Cole Advisors Inc.26,387$1.67M0.1%+1.3%5.864%
1/3/2025GAMMA Investing LLC1,932$122K0.0%+26.2%0.429%
12/2/2024Capasso Planning Partners LLC6,908$471K0.1%N/A1.535%
11/25/2024World Investment Advisors LLC8,101$552K0.0%N/A1.800%
11/15/2024Jane Street Group LLC4,687$319K0.0%-77.9%1.042%
11/15/2024Hilltop Holdings Inc.10,022$683K0.0%+2.2%2.227%
11/14/2024Flow Traders U.S. LLC29,331$2.00M0.1%-46.0%6.518%
10/30/2024Maia Wealth LLC3,316$218K0.1%N/A0.737%
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10/24/2024J.W. Cole Advisors Inc.26,060$1.78M0.1%+7.6%5.791%
10/7/2024GAMMA Investing LLC1,531$104K0.0%+61.8%0.340%
8/28/2024RiverFront Investment Group LLC84,612$5.53M0.1%-5.1%18.803%
8/21/2024Truist Financial Corp30,638$2.00M0.0%-2.5%6.808%
8/8/2024Envestnet Asset Management Inc.38,676$2.53M0.0%-2.1%8.595%
8/1/2024Elevated Capital Advisors LLC7,415$485K0.1%-3.1%1.648%
7/2/2024GAMMA Investing LLC946$62K0.0%N/A0.189%
5/14/2024OLD Mission Capital LLC97,521$5.97M0.1%+11.1%19.504%
5/2/2024RiverFront Investment Group LLC89,159$5.46M0.2%-1.3%14.860%
4/30/2024J.W. Cole Advisors Inc.24,356$1.49M0.1%-3.2%4.059%


AFEM Institutional Ownership - Frequently Asked Questions

During the previous two years, 35 institutional investors and hedge funds held shares of First Trust Active Factor Emerging Markets ETF. The most heavily invested institutionals were Ferguson Shapiro LLC ($20.06M), LPL Financial LLC ($6.12M), Janney Montgomery Scott LLC ($5.73M), Envestnet Asset Management Inc. ($5.65M), Baird Financial Group Inc. ($3.84M), Prospera Financial Services Inc ($2.96M), and OLD Mission Capital LLC ($2.78M).Learn more on First Trust Active Factor Emerging Markets ETF's institutional investors.

Of the 30 institutional investors that purchased First Trust Active Factor Emerging Markets ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Ferguson Shapiro LLC ($217.82K), GAMMA Investing LLC ($122.75K), Janney Montgomery Scott LLC ($71.35K), OLD Mission Capital LLC ($38.65K), LPL Financial LLC ($34.43K), Cetera Investment Advisers ($25.71K), and Raymond James Financial Inc. ($24.14K).

Institutional investors have bought a total of 320,186 shares in the last 24 months. This purchase volume represents approximately $25.78M in transactions.

Of the 9 institutional investors that sold First Trust Active Factor Emerging Markets ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($12.15K), Baird Financial Group Inc. ($4.66K), Ferguson Shapiro LLC ($4.22K), Truist Financial Corp ($1.26K), Triad Wealth Partners LLC ($1.08K), World Investment Advisors ($822.00), and Citadel Advisors LLC ($817.00).

Institutional investors have sold a total of 25,686 shares in the last 24 months. This volume of shares sold represents approximately $2.14M in transactions.



Institutional ownership data for NASDAQ:AFEM is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
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