NASDAQ:CMFN - CM Finance Institutional Ownership

$7.07
-0.18 (-2.48 %)
(As of 08/25/2019 04:00 PM ET)
Today's Range
$7.06
Now: $7.07
$7.25
50-Day Range
$7.06
MA: $7.33
$7.62
52-Week Range
$5.58
Now: $7.07
$9.60
Volume18,217 shs
Average Volume18,622 shs
Market Capitalization$96.29 million
P/E Ratio5.09
Dividend Yield13.79%
Beta1.29

Institutional Ownership

Institutional Ownership Changes (13F Filings) for CM Finance (NASDAQ:CMFN)

Institutional Ownership Percentage: 49.70%

CM Finance (NASDAQ CMFN) Institutional Buying and Selling

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in Company
8/14/2019Morgan Stanley78,384$0.60M0.0%+7.1%0.576%Find SEC Filing in Google
8/13/2019Virtus ETF Advisers LLC255,416$1.94M0.4%N/A1.875%Find SEC Filing in Google
8/13/2019Callodine Capital Management LP40,000$0.30M0.1%N/A0.294%Find SEC Filing in Google
8/10/2019Oppenheimer & Co. Inc.43,715$0.33M0.0%-8.4%0.321%Find SEC Filing in Google
8/8/2019Acadian Asset Management LLC30,135$0.23M0.0%-14.2%0.221%Find SEC Filing in Google
8/7/2019JPMorgan Chase & Co.186,786$1.42M0.0%+6.5%1.371%Find SEC Filing in Google
8/1/2019Stephens Inc. AR27,709$0.21M0.0%-8.9%0.203%Find SEC Filing in Google
5/9/2019Acadian Asset Management LLC35,141$0.26M0.0%+40.1%0.258%Find SEC Filing in Google
4/24/2019Oppenheimer & Co. Inc.47,703$0.35M0.0%+71.8%0.350%Find SEC Filing in Google
4/22/2019Eagle Global Advisors LLC14,300$0.11M0.0%+24.3%0.105%Find SEC Filing in Google
4/16/2019Confluence Investment Management LLC246,171$1.82M0.0%+54.4%1.809%Find SEC Filing in Google
4/1/2019Deutsche Bank AG7,493$46K0.0%+56.3%0.055%Find SEC Filing in Google
2/14/2019Nuveen Fund Advisors LLC12,461$78K0.7%-47.1%0.092%Find SEC Filing in Google
2/14/2019Two Sigma Securities LLC11,147$70K0.0%N/A0.082%Find SEC Filing in Google
2/11/2019Raymond James Financial Services Advisors Inc.52,695$0.33M0.0%-30.0%0.387%Find SEC Filing in Google
2/11/2019Stephens Inc. AR29,700$0.19M0.0%+8.5%0.218%Find SEC Filing in Google
2/7/2019Acadian Asset Management LLC25,080$0.16M0.0%-12.8%0.184%Find SEC Filing in Google
1/31/2019Advisors Asset Management Inc.356,724$2.23M0.0%-12.6%2.615%Find SEC Filing in Google
1/30/2019Eagle Global Advisors LLC11,500$72K0.0%+14.4%0.084%Find SEC Filing in Google
1/29/2019Oppenheimer & Co. Inc.27,759$0.17M0.0%+40.5%0.204%Find SEC Filing in Google
1/4/2019Confluence Investment Management LLC159,386$1M0.0%-30.2%1.169%Find SEC Filing in Google
11/15/2018Advisors Asset Management Inc.408,327$3.51M0.1%-12.2%2.994%Find SEC Filing in Google
11/13/2018Tower Research Capital LLC TRC15,222$0.13M0.0%+123.5%0.112%Find SEC Filing in Google
11/13/2018Bridgeway Capital Management Inc.200,900$1.73M0.0%-26.4%1.473%Find SEC Filing in Google
10/30/2018Acadian Asset Management LLC28,776$0.25M0.0%+42.9%0.211%Find SEC Filing in Google
8/22/2018Advisors Asset Management Inc.465,269$4.14M0.1%-2.1%3.399%Find SEC Filing in Google
8/15/2018Advisors Asset Management Inc.11,202$4.14M0.1%-97.6%0.082%Find SEC Filing in Google
8/14/2018Raymond James & Associates197,886$1.76M0.0%-13.5%1.445%Find SEC Filing in Google
8/11/2018Stephens Inc. AR26,692$0.24M0.0%-25.7%0.195%Find SEC Filing in Google
7/24/2018Acadian Asset Management LLC20,132$0.18M0.0%N/A0.147%Find SEC Filing in Google
5/16/2018Caxton Corp809,772$6.64M7.5%+1,050.2%5.915%Find SEC Filing in Google
5/15/2018UBS Group AG145,133$1.19M0.0%-14.9%1.060%Find SEC Filing in Google
2/15/2018Macquarie Group Ltd.36,895$0.30M0.0%-24.9%0.270%Find SEC Filing in Google
2/14/2018Raymond James & Associates291,687$2.38M0.0%-11.4%2.131%Find SEC Filing in Google
2/14/2018Caxton Corp70,402$0.57M0.7%+14.6%0.514%Find SEC Filing in Google
2/13/2018Kennedy Capital Management Inc.88,202$0.72M0.0%N/A0.644%Find SEC Filing in Google
2/9/2018Raymond James Financial Services Advisors Inc.89,511$0.73M0.0%-10.4%0.654%Find SEC Filing in Google
2/5/2018Stephens Inc. AR38,961$0.32M0.0%-17.1%0.285%Find SEC Filing in Google
1/8/2018Confluence Investment Management LLC199,633$1.63M0.0%-9.7%1.458%Find SEC Filing in Google
11/14/2017Caxton Corp61,429$0.57M0.6%+11.5%0.449%Find SEC Filing in Google
11/9/2017JPMorgan Chase & Co.141,620$1.31M0.0%+1,788.3%1.034%Find SEC Filing in Google
11/8/2017Macquarie Group Ltd.49,132$0.46M0.0%N/A0.359%Find SEC Filing in Google
11/7/2017Advisors Asset Management Inc.514,314$4.81M0.1%-14.5%3.757%Find SEC Filing in Google
8/15/2017Cyrus Capital Partners L.P.3,818,186$38.18M4.7%No Change0.000%Find SEC Filing in Google
8/15/2017Raymond James Financial Services Advisors Inc.98,931$0.99M0.0%-6.0%0.000%Find SEC Filing in Google
8/14/2017Ares Management LLC105,696$1.06M0.0%+55.2%0.000%Find SEC Filing in Google
8/14/2017Caxton Corp55,102$0.55M0.9%+3.6%0.000%Find SEC Filing in Google
8/14/2017Stifel Financial Corp13,411$0.13M0.0%-63.3%0.000%Find SEC Filing in Google
8/11/2017California Public Employees Retirement System36,600$0.37M0.0%No Change0.000%Find SEC Filing in Google
8/10/2017Stephens Inc. AR49,165$0.49M0.0%+2.0%0.000%Find SEC Filing in Google
8/9/2017Oppenheimer & Co. Inc.32,058$0.32M0.0%-8.6%0.000%Find SEC Filing in Google
8/2/2017Advisors Asset Management Inc.601,786$6.02M0.1%-7.3%0.000%Find SEC Filing in Google
7/27/2017Eagle Global Advisors LLC27,217$0.27M0.0%+19.8%0.000%Find SEC Filing in Google
7/11/2017Confluence Investment Management LLC230,259$2.30M0.0%-2.9%0.000%Find SEC Filing in Google
5/15/2017Oppenheimer & Co. Inc.35,058$0.36M0.0%-2.8%0.000%Find SEC Filing in Google
5/12/2017KCG Holdings Inc.13,093$0.13M0.0%N/A0.096%Find SEC Filing in Google
5/12/2017UBS Group AG184,656$1.87M0.0%+23.3%1.349%Find SEC Filing in Google
5/12/2017Ares Management LLC68,100$0.69M0.0%+27.1%0.498%Find SEC Filing in Google
5/11/2017Stephens Inc. AR48,218$0.49M0.0%+2.8%0.352%Find SEC Filing in Google
5/11/2017California Public Employees Retirement System36,600$0.37M0.0%No Change0.267%Find SEC Filing in Google
5/10/2017Stifel Financial Corp36,556$0.37M0.0%+0.7%0.267%Find SEC Filing in Google
5/9/2017Raymond James Financial Services Advisors Inc.105,232$1.07M0.0%+5.0%0.769%Find SEC Filing in Google
5/9/2017Eagle Global Advisors LLC22,717$0.23M0.0%+30.0%0.166%Find SEC Filing in Google
5/2/2017Advisors Asset Management Inc.649,038$6.59M0.1%-22.9%0.000%Find SEC Filing in Google
4/6/2017Confluence Investment Management LLC237,087$2.41M0.1%-1.0%0.000%Find SEC Filing in Google
2/9/2017Raymond James Financial Services Advisors Inc.100,218$0.93M0.0%+4.7%0.000%Find SEC Filing in Google
12/2/2016Cyrus Capital Partners L.P.3,818,186$34.75M2.9%No Change0.000%Find SEC Filing in Google
11/14/2016Moors & Cabot Inc.22,657$0.21M0.0%N/A0.000%Find SEC Filing in Google
11/14/2016Nuveen Fund Advisors LLC24,008$0.22M0.0%+72.3%0.000%Find SEC Filing in Google
11/14/2016Ares Management LLC138,614$1.26M0.1%+221.1%0.000%Find SEC Filing in Google
11/10/2016Stephens Inc. AR47,246$0.43M0.0%-3.2%0.000%Find SEC Filing in Google
11/4/2016Confluence Investment Management LLC215,557$1.96M0.1%+9.1%0.000%Find SEC Filing in Google
10/31/2016Advisors Asset Management Inc.924,042$8.41M0.1%+7.1%0.000%Find SEC Filing in Google
8/8/2016Advisors Asset Management Inc.862,738$7.66M0.1%+2.3%0.000%Find SEC Filing in Google
8/8/2016Oppenheimer & Co. Inc.37,056$0.33M0.0%+5.7%0.000%Find SEC Filing in Google
8/5/2016Stephens Inc. AR48,823$0.43M0.0%+3.2%0.000%Find SEC Filing in Google
7/26/2016Confluence Investment Management LLC197,616$1.76M0.0%+0.9%0.000%Find SEC Filing in Google
5/12/2016UBS Group AG138,534$1.16M0.0%+5.0%0.000%Find SEC Filing in Google
2/16/2016Cyrus Capital Partners L.P.3,818,186$38.26M4.1%No Change0.000%Find SEC Filing in Google
2/10/2016Advisors Asset Management Inc.823,758$8.25M0.1%+13.7%0.000%Find SEC Filing in Google
2/3/2016Confluence Investment Management LLC175,899$1.76M0.1%+0.4%0.000%Find SEC Filing in Google
(Data available from 1/1/2016 forward)
This page was last updated on 8/25/2019 by MarketBeat.com Staff

Enter your email address below to receive a concise daily summary of analysts' upgrades, downgrades and new coverage with MarketBeat.com's FREE daily email newsletter.

Yahoo Gemini Pixel