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The Herzfeld Caribbean Basin Fund (CUBA) Institutional Ownership

The Herzfeld Caribbean Basin Fund logo
$2.45 -0.24 (-8.92%)
Closing price 05/23/2025 03:58 PM Eastern
Extended Trading
$2.44 -0.02 (-0.61%)
As of 05/23/2025 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for The Herzfeld Caribbean Basin Fund (NASDAQ:CUBA)

Current
Institutional Ownership
Percentage
15.74%
Number of
Institutional Buyers
(last 12 months)
17
Total
Institutional Inflows
(last 12 months)
$17.57M
Number of
Institutional Sellers
(last 12 months)
11
Total
Institutional Outflows
(last 12 months)
$976.00K
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CUBA Institutional Buying and Selling by Quarter

The Herzfeld Caribbean Basin Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025 Jane Street Group LLC11,043$29K0.0%N/A0.154%
5/14/2025 Thomas J. Herzfeld Advisors Inc.6,043,689$16.14M5.5%+142.0%84.515%
5/8/2025 XTX Topco Ltd15,982$42K0.0%N/A0.223%
5/6/2025 Avantax Advisory Services Inc.25,109$67K0.0%-56.4%0.351%
5/6/2025 Choreo LLC579,176$1.54M0.0%+1,596.6%8.099%
4/29/2025 Envestnet Asset Management Inc.1,350,097$3.61M0.0%N/A18.880%
4/22/2025 Cambridge Investment Research Advisors Inc.67,001$179K0.0%+11.0%0.937%
2/18/2025 CSS LLC IL652,965$1.53M0.1%-6.0%9.132%
2/17/2025 Logan Stone Capital LLC124,191$290K0.1%-27.3%1.737%
2/17/2025 Bulldog Investors LLP277,149$649K0.2%+1,199.9%3.876%
2/14/2025 Quarry LP117,345$274K0.0%-7.1%1.641%
2/13/2025 Twin Focus Capital Partners LLC59,527$139K0.0%-7.1%0.833%
2/13/2025 Yakira Capital Management Inc.41,949$98K0.0%-60.1%0.587%
2/12/2025 Landscape Capital Management L.L.C.20,290$47K0.0%-69.2%0.284%
2/12/2025 Arete Wealth Advisors LLC23,094$54K0.0%N/A0.323%
2/12/2025 Thomas J. Herzfeld Advisors Inc.2,497,386$5.83M1.9%-1.4%34.928%
2/10/2025 Avantax Advisory Services Inc.57,631$135K0.0%N/A0.806%
2/7/2025 Blue Bell Private Wealth Management LLC234,909$549K0.1%-18.7%3.285%
1/24/2025 Matisse Capital987,174$2.31M1.2%-4.0%13.805%
1/24/2025 Absolute Investment Advisers LLC546,984$1.28M0.2%N/A7.650%
1/8/2025 International Assets Investment Management LLC13,996$33K0.0%-56.9%0.196%
11/15/2024 Quarry LP126,287$285K0.1%+21.0%1.766%
11/9/2024 Landscape Capital Management L.L.C.65,959$149K0.0%-24.8%0.922%
10/22/2024 International Assets Investment Management LLC32,474$730K0.0%+166.9%0.454%
8/15/2024 Logan Stone Capital LLC161,429$379K0.1%+5.6%2.257%
8/7/2024Cowen AND Company LLC97,976$230K0.0%+5.0%1.370%
8/7/2024 Choreo LLC35,227$83K0.0%N/A0.493%
8/5/2024 Blue Bell Private Wealth Management LLC239,046$562K0.1%+72.6%3.343%
7/30/2024 Matisse Capital986,548$2.32M1.1%+18.5%13.798%
7/30/2024 International Assets Investment Management LLC12,166$29K0.0%N/A0.170%
7/27/2024Emfo LLC21,735$51K0.0%N/A0.304%
5/1/2024 Matisse Capital832,794$2.15M1.0%-7.4%11.647%
4/24/2024 Blue Bell Private Wealth Management LLC138,465$359K0.1%-84.4%1.937%
3/5/2024 Twin Focus Capital Partners LLC65,697$183K0.0%+395.6%0.919%
2/20/2024 Cable Car Capital LLC226,460$630K0.7%N/A3.167%
2/8/2024 Matisse Capital899,494$2.50M1.3%+374.0%12.580%
2/6/2024 Levin Capital Strategies L.P.50,000$139K0.0%N/A0.699%
1/25/2024 Blue Bell Private Wealth Management LLC885,428$2.46M0.6%+763.0%12.384%
1/24/2024 International Assets Investment Management LLC18,770$52K0.0%N/A0.263%
11/14/2023 Alpine Global Management LLC75,000$251K0.1%N/A1.049%
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11/14/2023 Thomas J. Herzfeld Advisors Inc.484,488$1.62M0.6%+2.6%6.776%
11/13/2023 Wolverine Asset Management LLC106,884$357K0.0%+269.8%1.495%
11/8/2023 Landscape Capital Management L.L.C.17,733$59K0.0%N/A0.248%
11/6/2023 Lincoln National Corp44,115$147K0.0%+15.2%0.617%
10/30/2023 Blue Bell Private Wealth Management LLC102,595$343K0.1%+701.7%1.435%
10/13/2023 Matisse Capital189,747$634K0.4%+2.9%2.653%
8/16/2023 Thomas J. Herzfeld Advisors Inc.472,057$1.87M0.7%-2.6%7.207%
8/14/2023 CSS LLC IL156,022$616K0.0%+7.2%2.382%
8/8/2023 Blue Bell Private Wealth Management LLC12,797$51K0.0%-37.2%0.195%
8/7/2023 Wolverine Asset Management LLC28,903$114K0.0%+13,469.5%0.441%
8/2/2023 Matisse Capital184,403$728K0.5%+2.4%2.815%
5/15/2023 Thomas J. Herzfeld Advisors Inc.484,796$1.81M0.7%-3.8%7.398%
4/27/2023 Matisse Capital180,000$672K0.4%+223.4%2.748%
2/15/2023Freedom Wealth Alliance LLC8,424$31K0.0%N/A0.129%
2/14/2023 Susquehanna International Group LLP10,706$40K0.0%-30.6%0.163%
2/8/2023 Lincoln National Corp36,806$135K0.0%-12.2%0.562%
2/3/2023 Blue Bell Private Wealth Management LLC21,241$78K0.0%+25.9%0.324%
2/1/2023 Wolverine Asset Management LLC65,957$243K0.0%+64.7%1.007%
1/24/2023 Matisse Capital55,656$205K0.2%N/A0.849%
1/20/2023 Matisse Capital55,656$205K0.2%N/A0.849%
11/14/2022 Thomas J. Herzfeld Advisors Inc.626,151$2.27M1.0%+8.6%9.555%
11/10/2022 Wolverine Asset Management LLC40,045$145K0.0%N/A0.611%
11/4/2022 Lincoln National Corp41,943$152K0.0%+24.3%0.640%
10/17/2022 Cambridge Investment Research Advisors Inc.21,201$77K0.0%+26.5%0.324%
8/16/2022 CSS LLC IL114,951$461K0.0%+23.0%1.875%
8/10/2022 Thomas J. Herzfeld Advisors Inc.576,462$2.31M1.0%+14.1%9.398%
8/2/2022 Blue Bell Private Wealth Management LLC16,718$67K0.0%-11.8%0.273%
8/2/2022 Lincoln National Corp33,739$135K0.0%+17.8%0.550%
5/9/2022 Lincoln National Corp28,641$152K0.0%-8.8%0.467%
2/24/2022 Logan Stone Capital LLC11,927$66K0.1%N/A0.194%
2/14/2022 CSS LLC IL91,725$508K0.0%+24.4%1.495%
2/14/2022 Clough Capital Partners L P20,213$112K0.0%-63.1%0.330%
2/7/2022 Shaker Financial Services LLC30,299$168K0.1%-36.6%0.494%
2/4/2022 Matisse Capital69,449$384K0.3%N/A1.132%
1/26/2022 Blue Bell Private Wealth Management LLC19,815$110K0.0%+183.3%0.323%
1/26/2022 Lincoln National Corp31,397$174K0.0%+7.4%0.512%
11/16/2021 Twin Focus Capital Partners LLC34,300$196K0.0%-9.3%0.559%
11/16/2021 Clough Capital Partners L P54,774$313K0.0%-20.7%0.893%
11/15/2021 CSS LLC IL73,758$421K0.0%+2.5%1.202%
11/12/2021 Wolverine Asset Management LLC26,120$149K0.0%N/A0.426%
11/10/2021 Blue Bell Private Wealth Management LLC6,994$40K0.0%-37.4%0.114%
11/5/2021 Lincoln National Corp29,231$167K0.0%+17.6%0.477%
11/2/2021 Shaker Financial Services LLC47,809$273K0.1%-52.3%0.779%
11/2/2021 Cambridge Investment Research Advisors Inc.13,850$79K0.0%N/A0.226%
8/11/2021 Matisse Capital102,275$641K0.2%-3.5%1.667%
8/5/2021 Blue Bell Private Wealth Management LLC11,176$70K0.0%N/A0.182%
5/21/2021 Citadel Advisors LLC16,236$95K0.0%N/A0.265%
5/18/2021 Citadel Advisors LLC16,236$95K0.0%N/A0.265%
5/14/2021 Thomas J. Herzfeld Advisors Inc.429,608$2.53M1.1%-9.5%7.004%
5/12/2021 Twin Focus Capital Partners LLC37,800$222K0.1%-14.3%0.616%
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5/12/2021 Connecticut Wealth Management LLC18,842$1.43M0.1%N/A0.307%
5/12/2021 UBS Group AG10,651$63K0.0%+1,003.7%0.174%
5/10/2021 Lincoln National Corp25,951$153K0.0%-12.0%0.423%
(Data available from 1/1/2016 forward)

CUBA Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CUBA shares?

During the previous two years, 26 institutional investors and hedge funds held shares of The Herzfeld Caribbean Basin Fund. The most heavily invested institutionals were Thomas J. Herzfeld Advisors Inc. ($16.14M), Envestnet Asset Management Inc. ($3.61M), Matisse Capital ($2.31M), Choreo LLC ($1.54M), CSS LLC IL ($1.53M), Absolute Investment Advisers LLC ($1.28M), and Bulldog Investors LLP ($649K).Learn more on CUBA's institutional investors.

What percentage of The Herzfeld Caribbean Basin Fund stock is owned by institutional investors?

15.74% of The Herzfeld Caribbean Basin Fund stock is owned by institutional investors. Learn more on CUBA's institutional investor holdings.

Which institutional investors have been buying The Herzfeld Caribbean Basin Fund stock?

Of the 25 institutional investors that purchased The Herzfeld Caribbean Basin Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Thomas J. Herzfeld Advisors Inc. ($3.56M), Envestnet Asset Management Inc. ($1.35M), Blue Bell Private Wealth Management LLC ($973.21K), Matisse Capital ($873.25K), Choreo LLC ($580.27K), Absolute Investment Advisers LLC ($546.98K), and Bulldog Investors LLP ($255.83K).

How much institutional buying is happening at The Herzfeld Caribbean Basin Fund?

Institutional investors have bought a total of 8,905,590 shares in the last 24 months. This purchase volume represents approximately $23.81M in transactions.

Which The Herzfeld Caribbean Basin Fund major shareholders have been selling company stock?

Of the 11 institutional investors that sold The Herzfeld Caribbean Basin Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Blue Bell Private Wealth Management LLC ($808.74K), Matisse Capital ($107.77K), Landscape Capital Management L.L.C. ($67.40K), Yakira Capital Management Inc. ($63.17K), Thomas J. Herzfeld Advisors Inc. ($47.47K), Logan Stone Capital LLC ($46.60K), and CSS LLC IL ($41.60K).

How much institutional selling is happening at The Herzfeld Caribbean Basin Fund?

Institutional investors have sold a total of 1,247,237 shares in the last 24 months. This volume of shares sold represents approximately $3.16M in transactions.


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This page (NASDAQ:CUBA) was last updated on 5/24/2025 by MarketBeat.com Staff
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