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Ellsworth Growth and Income Fund (ECF) Institutional Ownership

Ellsworth Growth and Income Fund logo
$11.52 -0.02 (-0.20%)
As of 11:05 AM Eastern
This is a fair market value price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Ellsworth Growth and Income Fund (NYSEAMERICAN:ECF)

Current
Institutional Ownership
Percentage
35.88%
Number of
Institutional Buyers
(last 12 months)
25
Total
Institutional Inflows
(last 12 months)
$13.08M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$4.89M
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ECF Institutional Buying and Selling by Quarter

Ellsworth Growth and Income Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/11/2026 Advisors Asset Management Inc.322,310$3.78M0.0%N/A2.386%
11/11/2026 Private Advisor Group LLC28,493$334K0.0%+5.4%0.211%
11/11/2026 Atlas Wealth LLC17,895$210K0.0%N/A0.132%
11/3/2026 Uhlmann Price Securities LLC76,389$895K0.0%+3.4%0.558%
10/30/2026 Blue Bell Private Wealth Management LLC285,041$3.34M0.4%+19.2%2.084%
10/29/2026 Aviance Capital Partners LLC28,846$338K0.0%-6.7%0.211%
10/14/2026 Shaker Financial Services LLC41,527$487K0.2%-9.1%0.304%
9/9/2026NewEdge Advisors LLC49,984$660K0.0%-22.7%0.365%
9/9/2026Baird Financial Group Inc.133,444$1.76M0.0%-1.3%0.975%
9/8/2026Waverly Advisors LLC38,919$514K0.0%-8.4%0.284%
8/23/2026Readystate Asset Management LP11,650$154K0.0%N/A0.085%
8/18/2026Ruggaard & Associates LLC18,772$248K0.1%N/A0.137%
8/17/2026Capstone Investment Advisors LLC81,490$1.08M0.0%N/A0.596%
8/12/2026Evolve Private Wealth LLC66,203$875K0.1%N/A0.484%
8/11/2026 Beckerman Institutional LLC12,794$169K0.1%N/A0.094%
8/8/2026K2 Principal Fund L.P.24,619$325K0.0%N/A0.180%
8/6/2026 Global Retirement Partners LLC2,116$28K0.0%N/A0.015%
6/3/2026NewEdge Advisors LLC64,650$721K0.0%-6.3%0.473%
5/19/2026NewEdge Advisors LLC64,650$721K0.0%-6.3%0.473%
5/18/2026Royal Bank of Canada55,309$617K0.0%+16.8%0.404%
5/16/2026Saba Capital Management L.P.1,604,273$17.89M0.5%-4.5%11.727%
5/15/2026Waverly Advisors LLC42,499$474K0.0%+3.2%0.311%
5/8/2026Bulldog Investors LLP228,613$2.55M0.6%-14.6%1.671%
4/27/2026 Private Advisor Group LLC27,015$301K0.0%+7.6%0.197%
4/16/2026Evolve Private Wealth LLC68,777$767K0.0%-1.4%0.503%
4/16/2026 Uhlmann Price Securities LLC68,718$766K0.1%+1.5%0.502%
2/25/2026Sit Investment Associates Inc.932,552$10.85M0.2%+4.9%6.815%
2/19/2026Invesco Ltd.232,215$2.70M0.0%+17.2%1.697%
2/18/2026NewEdge Advisors LLC68,987$802K0.0%-7.9%0.504%
2/18/2026Saba Capital Management L.P.1,680,620$19.55M0.6%+2.8%12.283%
2/18/2026Evolve Private Wealth LLC69,771$811K0.0%N/A0.510%
2/17/2026Guggenheim Capital LLC164,329$1.91M0.0%+16.0%1.201%
2/17/2026Cetera Investment Advisers11,012$128K0.0%-14.0%0.080%
2/17/2026Osaic Holdings Inc.16,319$190K0.0%-5.9%0.119%
2/17/2026Royal Bank of Canada47,354$550K0.0%+10.7%0.346%
2/16/2026K2 Principal Fund L.P.24,619$286K0.0%+3.5%0.180%
2/13/2026Bulldog Investors LLP267,836$3.12M0.7%-14.3%1.957%
2/13/2026Wells Fargo & Company MN946,404$11.01M0.0%+3.3%6.917%
2/12/2026 Advisors Asset Management Inc.393,918$4.58M0.1%+72.9%2.879%
2/12/2026 Commonwealth Equity Services LLC32,592$379K0.0%+68.1%0.238%
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2/11/2026 Gilpin Wealth Management LLC4,000$47K0.0%N/A0.029%
2/11/2026 LPL Financial LLC23,308$271K0.0%+27.7%0.170%
2/9/2026 Blue Bell Private Wealth Management LLC199,783$2.32M0.3%+7.5%1.460%
1/27/2026 Institute for Wealth Management LLC.53,857$626K0.1%-3.6%0.394%
1/26/2026 Shaker Financial Services LLC29,647$345K0.1%-70.1%0.217%
1/8/2026 Wealth Enhancement Advisory Services LLC62,147$740K0.0%-20.4%0.454%
12/22/2025 PMG Family Office LLC18,286$212K0.2%N/A0.134%
11/17/2025Ameriprise Financial Inc.141,388$1.64M0.0%-42.5%1.033%
11/14/2025AQR Arbitrage LLC24,981$290K0.0%-51.8%0.183%
11/14/2025Raymond James Financial Inc.80,538$934K0.0%+1.3%0.589%
11/13/2025Pathstone Holdings LLC390,077$4.53M0.0%+42.0%2.851%
11/7/2025 Uhlmann Price Securities LLC67,837$787K0.5%+1.7%0.496%
11/6/2025 Advisors Asset Management Inc.227,875$2.64M0.0%+33.8%1.665%
10/29/2025 Wealth Enhancement Advisory Services LLC78,042$932K0.0%-41.5%0.570%
10/28/2025 Wolverine Asset Management LLC112,334$1.30M0.0%-17.7%0.821%
10/22/2025 Shaker Financial Services LLC99,201$1.15M0.4%-8.2%0.725%
10/22/2025 Blue Bell Private Wealth Management LLC185,809$2.16M0.3%+15.4%1.358%
9/4/2025Osaic Holdings Inc.15,356$157K0.0%+11.1%0.112%
8/15/2025Ameriprise Financial Inc.245,858$2.52M0.0%-14.4%1.797%
8/15/2025AQR Arbitrage LLC51,831$531K0.0%-27.6%0.379%
8/14/2025NewEdge Advisors LLC75,407$773K0.0%+44.8%0.551%
8/13/2025Baird Financial Group Inc.145,155$1.49M0.0%+1.0%1.061%
8/13/2025Guggenheim Capital LLC148,511$1.52M0.0%+5.0%1.085%
8/13/2025Invesco Ltd.161,109$1.65M0.0%+31.2%1.177%
8/12/2025 Advisors Asset Management Inc.170,355$1.75M0.0%-34.9%1.245%
8/5/2025 Shaker Financial Services LLC108,007$1.11M0.4%-23.8%0.789%
8/4/2025 Wolverine Asset Management LLC136,527$1.40M0.0%+190.0%0.998%
8/4/2025WNY Asset Management LLC69,822$716K0.1%-16.2%0.510%
7/29/2025 Uhlmann Price Securities LLC66,680$683K0.5%+10.3%0.487%
7/16/2025 Old Port Advisors15,596$160K0.0%-18.2%0.114%
7/14/2025 AdvisorNet Financial Inc3,007$31K0.0%N/A0.022%
7/10/2025 Wealth Enhancement Advisory Services LLC133,506$1.37M0.0%-38.5%0.976%
5/16/2025K2 Principal Fund L.P.23,785$216K0.0%+56.6%0.174%
5/16/2025AQR Arbitrage LLC71,637$650K0.0%-25.4%0.524%
5/16/2025Advisors Asset Management Inc.261,766$2.38M0.0%-29.0%1.913%
5/13/2025Elequin Capital LP2,991$27K0.0%N/A0.022%
5/13/2025Sit Investment Associates Inc.475,568$4.32M0.1%+49.4%3.476%
5/13/2025HighTower Advisors LLC11,057$100K0.0%-21.4%0.081%
5/12/2025Invesco Ltd.122,838$1.12M0.0%+25.5%0.898%
5/12/2025Wolverine Asset Management LLC47,071$427K0.0%N/A0.344%
5/9/2025Shaker Financial Services LLC141,706$1.29M0.5%+33.1%1.036%
5/5/2025Blue Bell Private Wealth Management LLC150,961$1.37M0.3%+9.1%1.103%
5/5/2025WNY Asset Management LLC83,322$757K0.1%-36.0%0.609%
4/22/2025Cambridge Investment Research Advisors Inc.20,012$182K0.0%-6.4%0.146%
4/21/2025Institute for Wealth Management LLC.56,370$512K0.1%-4.6%0.412%
4/16/2025Wealth Enhancement Advisory Services LLC217,121$1.97M0.0%-10.1%1.587%
3/17/2025Wealth Enhancement Advisory Services LLC241,524$2.34M0.0%-8.6%1.757%
2/21/2025WNY Asset Management LLC130,171$1.26M0.2%-16.6%0.947%
2/17/2025Waverly Advisors LLC44,338$430K0.0%N/A0.322%
2/17/2025K2 Principal Fund L.P.15,193$147K0.0%N/A0.110%
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2/17/2025Bulldog Investors LLP314,426$3.05M0.8%+238.2%2.287%
2/17/2025Capstone Investment Advisors LLC79,774$773K0.0%+179.8%0.580%
2/17/2025Ameriprise Financial Inc.303,119$2.94M0.0%-14.1%2.205%
2/14/2025AQR Arbitrage LLC96,082$931K0.0%-27.8%0.699%
2/14/2025Shaker Financial Services LLC106,451$1.03M0.4%-4.3%0.774%
2/13/2025NewEdge Advisors LLC52,000$504K0.0%-8.3%0.378%
2/13/2025Guggenheim Capital LLC159,410$1.55M0.0%+5.5%1.159%
2/13/2025Raymond James Financial Inc.90,891$881K0.0%N/A0.661%
2/13/2025Invesco Ltd.97,844$948K0.0%-5.8%0.712%
2/13/2025Sit Investment Associates Inc.318,285$3.08M0.1%+161.5%2.315%


ECF Institutional Ownership - Frequently Asked Questions

During the previous two years, 46 institutional investors and hedge funds held shares of Ellsworth Growth and Income Fund. The most heavily invested institutionals were Saba Capital Management L.P. ($17.89M), Wells Fargo & Company MN ($11.01M), Sit Investment Associates Inc. ($10.85M), Pathstone Holdings LLC ($4.53M), Advisors Asset Management Inc. ($3.78M), Blue Bell Private Wealth Management LLC ($3.34M), and Invesco Ltd. ($2.70M).Learn more on Ellsworth Growth and Income Fund's institutional investors.

35.88% of Ellsworth Growth and Income Fund's stock is owned by institutional investors. Learn more on ECF's institutional investor holdings.

Of the 35 institutional investors that purchased Ellsworth Growth and Income Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Advisors Asset Management Inc. ($686.27K), Sit Investment Associates Inc. ($397.69K), Bulldog Investors LLP ($221.45K), Raymond James Financial Inc. ($182.78K), Capstone Investment Advisors LLC ($161.26K), Wolverine Asset Management LLC ($136.53K), and Evolve Private Wealth LLC ($135.97K).

Institutional investors have bought a total of 1,092,596 shares in the last 24 months. This purchase volume represents approximately $13.08M in transactions.

Of the 14 institutional investors that sold Ellsworth Growth and Income Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Ameriprise Financial Inc. ($104.47K), Bulldog Investors LLP ($83.85K), Saba Capital Management L.P. ($76.35K), Shaker Financial Services LLC ($73.73K), NewEdge Advisors LLC ($29.26K), AQR Arbitrage LLC ($26.85K), and Wealth Enhancement Advisory Services LLC ($15.90K).

Institutional investors have sold a total of 423,588 shares in the last 24 months. This volume of shares sold represents approximately $4.89M in transactions.


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Institutional ownership data for NYSEAMERICAN:ECF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/11/2026. New 13F filings are added each quarter as they're published.
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