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Flaherty & Crumrine Preferred and Income Fund (PFO) Institutional Ownership

Flaherty & Crumrine Preferred and Income Fund logo
$9.12 -0.01 (-0.14%)
As of 03:56 PM Eastern
This is a fair market value price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Flaherty & Crumrine Preferred and Income Fund (NYSE:PFO)

Current
Institutional Ownership
Percentage
12.90%
Number of
Institutional Buyers
(last 12 months)
23
Total
Institutional Inflows
(last 12 months)
$20.04M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$1.79M
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PFO Institutional Buying and Selling by Quarter

Flaherty & Crumrine Preferred and Income Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/1/2026 Noble Wealth Management PBC100,360$927K0.4%+3.0%0.767%
5/18/2026Rivernorth Capital Management LLC21,043$190K0.0%-81.2%0.161%
5/7/2026Basepoint Wealth LLC9,937$90K0.1%-22.7%0.076%
4/27/2026 Private Advisor Group LLC186,341$1.69M0.0%-2.0%1.425%
4/20/2026 TrueMark Investments LLC21,043$190K0.0%-70.2%0.161%
2/25/2026Sit Investment Associates Inc.1,328,546$12.56M0.2%+5.9%10.157%
2/18/2026NewEdge Advisors LLC26,272$248K0.0%-4.0%0.201%
2/18/2026Rivernorth Capital Management LLC111,745$1.06M0.1%+62.6%0.854%
2/18/2026Mustico Financial Group Inc.81,339$770K0.6%+6.3%0.622%
2/18/20261607 Capital Partners LLC263,244$2.49M0.2%+32.5%2.013%
2/17/2026Guggenheim Capital LLC24,542$232K0.0%N/A0.188%
2/17/2026Cetera Investment Advisers11,704$111K0.0%-38.2%0.089%
2/16/2026Arax Advisory Partners48,873$462K0.0%-3.9%0.374%
2/13/2026Wells Fargo & Company MN47,000$444K0.0%+6.0%0.359%
2/12/2026Advisors Asset Management Inc.309,687$2.93M0.0%+228.6%2.368%
2/12/2026Sit Investment Associates Inc.1,328,546$12.56M0.3%+5.9%10.159%
2/11/2026 LPL Financial LLC40,739$385K0.0%-6.2%0.311%
2/11/2026 Fiera Capital Corp129,862$1.23M0.0%+115.9%0.993%
2/11/2026 Closed End Fund Advisors Inc.96,222$909K0.5%N/A0.736%
2/10/2026Basepoint Wealth LLC12,850$121K0.1%-27.1%0.098%
2/5/2026 AlphaCore Capital LLC13,400$127K0.0%N/A0.102%
1/29/2026 D.A. Davidson & CO.85,496$808K0.0%-2.9%0.654%
1/23/2026 Webster Bank N. A.3,000$28K0.0%N/A0.023%
1/14/2026 TrueMark Investments LLC70,697$668K0.1%+2.9%0.540%
1/5/2026 Noble Wealth Management PBC95,345$901K0.5%-4.7%0.729%
11/21/2025CIBC Bancorp USA Inc.588,511$5.74M0.0%N/A4.499%
11/17/2025NewEdge Advisors LLC27,372$267K0.0%-11.9%0.209%
11/17/2025Bank of America Corp DE19,464$190K0.0%-9.3%0.149%
11/17/20251607 Capital Partners LLC198,610$1.94M0.1%N/A1.518%
11/13/2025Pathstone Holdings LLC315,166$3.07M0.0%N/A2.410%
11/13/2025Basepoint Wealth LLC17,624$172K0.1%-13.4%0.135%
11/13/2025 Private Advisor Group LLC191,153$1.86M0.0%+0.9%1.461%
11/12/2025Clifford Swan Investment Counsel LLC29,500$288K0.0%+96.7%0.226%
11/7/2025 Fiera Capital Corp60,145$586K0.0%N/A0.460%
11/6/2025Advisors Asset Management Inc.94,246$919K0.0%N/A0.721%
11/5/2025 Envestnet Asset Management Inc.146,589$1.43M0.0%+5.9%1.121%
10/30/2025 TrueMark Investments LLC68,712$670K0.1%N/A0.525%
10/22/2025 D.A. Davidson & CO.88,015$858K0.0%+14.0%0.673%
9/4/2025Osaic Holdings Inc.11,988$111K0.0%-55.4%0.092%
8/14/2025Raymond James Financial Inc.5,308$49K0.0%N/A0.041%
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8/14/2025NewEdge Advisors LLC31,081$287K0.0%+9.5%0.238%
8/13/2025Baird Financial Group Inc.42,878$397K0.0%+37.4%0.328%
8/13/2025Invesco Ltd.43,592$403K0.0%+17.1%0.333%
8/7/2025Summit X LLC57,112$528K0.1%-8.5%0.437%
8/4/2025Wolverine Asset Management LLC39,431$365K0.0%N/A0.302%
8/1/2025 Envestnet Asset Management Inc.138,408$1.28M0.0%+4.6%1.058%
7/30/2025Clifford Swan Investment Counsel LLC15,000$139K0.0%-49.2%0.115%
7/30/2025 D.A. Davidson & CO.77,228$714K0.0%+21.6%0.590%
7/21/2025Ameritas Advisory Services LLC3,500$32K0.0%N/A0.027%
7/18/2025 Consolidated Portfolio Review Corp10,607$98K0.0%-79.3%0.081%
5/16/2025AQR Arbitrage LLC25,750$237K0.0%-37.7%0.197%
5/15/2025Baird Financial Group Inc.31,196$288K0.0%N/A0.239%
5/14/2025Thomas J. Herzfeld Advisors Inc.2,865$26K0.0%-92.8%0.022%
5/14/2025Napa Wealth Management55,586$513K0.3%-11.0%0.425%
5/13/2025Sit Investment Associates Inc.608,217$5.61M0.1%+12.1%4.651%
5/13/2025HighTower Advisors LLC15,778$145K0.0%-17.7%0.121%
5/12/2025Invesco Ltd.37,220$343K0.0%+195.7%0.285%
5/5/2025Private Advisor Group LLC188,163$1.74M0.0%-2.5%1.439%
5/2/2025Summit X LLC62,432$576K0.1%-11.1%0.477%
4/29/2025Envestnet Asset Management Inc.132,350$1.22M0.0%+14.1%1.012%
4/28/2025D.A. Davidson & CO.63,527$586K0.0%-3.1%0.486%
4/28/2025Rossby Financial LCC3,129$28K0.0%N/A0.024%
4/23/2025Consolidated Portfolio Review Corp51,272$473K0.1%-13.2%0.000%
4/22/2025Cambridge Investment Research Advisors Inc.69,389$640K0.0%-9.8%0.000%
4/15/2025Noble Wealth Management PBC101,698$938K0.6%+21.4%0.000%
4/11/2025Vanguard Capital Wealth Advisors14,000$129K0.2%N/A0.000%
2/17/2025Napa Wealth Management62,424$562K0.2%-35.7%0.000%
2/17/2025Ewing Morris & Co. Investment Partners Ltd.75,690$682K0.3%N/A0.000%
2/17/2025Citadel Advisors LLC10,715$97K0.0%N/A0.000%
2/17/2025Bank of America Corp DE21,790$196K0.0%+7.4%0.000%
2/14/2025AQR Arbitrage LLC41,344$373K0.0%-43.7%0.000%
2/13/2025NewEdge Advisors LLC28,372$256K0.0%-5.3%0.000%
2/13/2025Invesco Ltd.12,587$113K0.0%N/A0.000%
2/13/2025Envestnet Asset Management Inc.116,029$1.05M0.0%+205.5%0.000%
2/13/2025Sit Investment Associates Inc.542,802$4.89M0.1%+85.4%0.000%
2/13/2025Wells Fargo & Company MN33,668$303K0.0%+47.8%0.000%
2/12/2025Thomas J. Herzfeld Advisors Inc.39,919$360K0.1%+77.1%0.000%
2/11/2025LPL Financial LLC49,630$447K0.0%+29.9%0.000%
2/7/2025Summit X LLC70,257$633K0.1%-16.4%0.000%
2/7/2025HighTower Advisors LLC19,176$173K0.0%-8.9%0.000%
2/7/2025Independent Advisor Alliance45,150$407K0.0%N/A0.000%
2/5/2025Noble Wealth Management PBC83,760$755K0.5%N/A0.000%
2/3/2025Private Advisor Group LLC192,929$1.74M0.0%-4.3%0.000%
1/31/2025D.A. Davidson & CO.65,549$591K0.0%-2.8%0.000%
1/27/2025Consolidated Portfolio Review Corp59,058$532K0.1%-32.9%0.000%
11/13/2024D.A. Davidson & CO.67,434$635K0.0%-59.3%0.516%
11/9/2024Landscape Capital Management L.L.C.23,729$223K0.0%-37.7%0.181%
11/7/2024Napa Wealth Management97,047$913K0.4%+21.6%0.742%
11/4/2024Jag Capital Management LLC12,700$120K0.0%N/A0.097%
10/25/2024S.A. Mason LLC3,500$33K0.0%-50.0%0.027%
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10/24/2024Consolidated Portfolio Review Corp88,070$829K0.2%-14.3%0.673%
10/22/2024Private Advisor Group LLC201,582$1.90M0.0%-3.6%1.542%
10/16/2024SPC Financial Inc.13,400$126K0.0%-25.1%0.102%
8/16/2024Northwestern Mutual Wealth Management Co.5,500$47K0.0%N/A0.042%
8/5/2024Private Advisor Group LLC209,185$1.77M0.0%+0.6%1.600%
8/2/2024Wolverine Asset Management LLC93,874$795K0.0%-41.2%0.718%
8/1/2024Consolidated Portfolio Review Corp102,726$870K0.2%-4.1%0.785%
7/30/2024Matisse Capital177,623$1.50M0.7%+26.3%1.358%
7/24/2024Catalina Capital Group LLC17,885$151K0.1%N/A0.137%
7/10/2024Apella Capital LLC15,066$127K0.0%N/A0.115%


PFO Institutional Ownership - Frequently Asked Questions

During the previous two years, 48 institutional investors and hedge funds held shares of Flaherty & Crumrine Preferred and Income Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($12.56M), CIBC Bancorp USA Inc. ($5.74M), Pathstone Holdings LLC ($3.07M), Advisors Asset Management Inc. ($2.93M), 1607 Capital Partners LLC ($2.49M), Private Advisor Group LLC ($1.69M), and Envestnet Asset Management Inc. ($1.43M).Learn more on Flaherty & Crumrine Preferred and Income Fund's institutional investors.

12.90% of Flaherty & Crumrine Preferred and Income Fund's stock is owned by institutional investors. Learn more on PFO's institutional investor holdings.

Of the 36 institutional investors that purchased Flaherty & Crumrine Preferred and Income Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: CIBC Bancorp USA Inc. ($588.51K), Sit Investment Associates Inc. ($462.85K), Pathstone Holdings LLC ($315.17K), Advisors Asset Management Inc. ($309.69K), 1607 Capital Partners LLC ($263.24K), Fiera Capital Corp ($129.86K), and Envestnet Asset Management Inc. ($108.60K).

Institutional investors have bought a total of 2,076,423 shares in the last 24 months. This purchase volume represents approximately $20.04M in transactions.

Of the 12 institutional investors that sold Flaherty & Crumrine Preferred and Income Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Rivernorth Capital Management LLC ($90.70K), TrueMark Investments LLC ($49.65K), Osaic Holdings Inc. ($14.88K), Basepoint Wealth LLC ($10.42K), Cetera Investment Advisers ($7.24K), NewEdge Advisors LLC ($4.81K), and Noble Wealth Management PBC ($4.69K).

Institutional investors have sold a total of 195,398 shares in the last 24 months. This volume of shares sold represents approximately $1.79M in transactions.


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Institutional ownership data for NYSE:PFO is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/1/2026. New 13F filings are added each quarter as they're published.
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