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Saratoga Investment (SAR) Institutional Ownership

Saratoga Investment logo
$16.46 -0.02 (-0.12%)
Closing price 10/2/2026 03:59 PM Eastern
Extended Trading
$16.48 +0.02 (+0.09%)
As of 04:36 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Saratoga Investment (NYSE:SAR)

Current
Institutional Ownership
Percentage
19.09%
Number of
Institutional Buyers
(last 12 months)
31
Total
Institutional Inflows
(last 12 months)
$9.81M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$5.92M
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SAR Institutional Buying and Selling by Quarter

Saratoga Investment Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/21/2026Triumph Capital Management2,950$66K0.0%+66.2%0.018%
7/10/2026Wealthcare Advisory Partners LLC49,141$1.10M0.0%-2.8%0.301%
7/9/2026Focus Financial Network Inc.25,218$563K0.0%+19.1%0.155%
7/9/2026Hennion & Walsh Asset Management Inc.127,040$2.83M0.1%-7.7%0.781%
5/19/2026Western Wealth Management LLC3,195$70K0.0%N/A0.020%
5/19/2026Bank of America Corp DE25,027$547K0.0%+2,243.4%0.154%
5/18/2026Royal Bank of Canada17,950$393K0.0%+3.2%0.110%
5/13/2026Cetera Investment Advisers22,301$488K0.0%+2.2%0.137%
5/7/2026Greenwood Gearhart LLC17,800$389K0.0%N/A0.110%
5/2/2026International Assets Investment Management LLC82,407$1.76M0.0%+33.3%0.508%
4/27/2026Private Advisor Group LLC165,139$3.61M0.0%+1.1%1.018%
4/22/2026Janney Montgomery Scott LLC10,256$224K0.0%N/A0.063%
2/18/2026Virtus Investment Advisers LLC32,641$753K0.2%-10.0%0.202%
2/17/2026Cetera Investment Advisers21,825$503K0.0%+9.0%0.135%
2/17/2026Trexquant Investment LP16,827$388K0.0%-67.5%0.104%
2/17/2026Osaic Holdings Inc.18,403$425K0.0%+178.2%0.114%
2/17/2026Private Advisor Group LLC163,359$3.77M0.0%+3.2%1.010%
2/17/2026Royal Bank of Canada17,393$401K0.0%-8.3%0.107%
2/13/2026Kestra Advisory Services LLC1,987$46K0.0%N/A0.012%
2/13/2026Dynamic Technology Lab Private Ltd13,214$305K0.1%N/A0.082%
2/13/2026Wells Fargo & Company MN82,830$1.91M0.0%-1.5%0.512%
2/12/2026Advisors Asset Management Inc.101,383$2.34M0.0%-12.3%0.627%
2/12/2026Commonwealth Equity Services LLC18,637$430K0.0%-26.0%0.115%
2/12/2026Steward Partners Investment Advisory LLC5,212$120K0.0%+610.1%0.032%
2/11/2026LPL Financial LLC113,727$2.62M0.0%+4.6%0.703%
2/11/2026Closed End Fund Advisors Inc.159,499$3.68M2.2%N/A0.986%
2/11/2026BI Asset Management Fondsmaeglerselskab A S27,027$624K0.0%-46.2%0.167%
2/10/2026Lido Advisors LLC199,138$4.86M0.0%+0.6%1.231%
2/9/2026Harbour Investments Inc.5,973$138K0.0%+100.9%0.037%
2/6/2026HighTower Advisors LLC10,213$236K0.0%-6.0%0.063%
2/3/2026International Assets Investment Management LLC61,809$1.43M0.1%+17.5%0.382%
1/29/2026D.A. Davidson & CO.18,194$420K0.0%-42.2%0.112%
1/21/2026Daytona Street Capital LLC1,999$51K0.0%N/A0.012%
1/20/2026Ethos Financial Group LLC52,846$1.22M0.1%-1.8%0.327%
1/14/2026Hennion & Walsh Asset Management Inc.141,470$3.26M0.1%-21.4%0.874%
1/14/2026Wealthcare Advisory Partners LLC49,471$1.14M0.0%+10.7%0.306%
1/12/2026Focus Financial Network Inc.19,455$449K0.0%+24.3%0.120%
11/19/2025Sunbelt Securities Inc.13,382$326K0.0%+163.3%0.083%
11/18/2025Advisory Services Network LLC1,841$45K0.0%N/A0.011%
11/17/2025Lido Advisors LLC197,873$4.83M0.0%+6.2%1.229%
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11/17/2025Brevan Howard Capital Management LP17,675$431K0.0%N/A0.110%
11/17/2025Bard Associates Inc.14,256$348K0.1%-10.0%0.089%
11/17/2025Aquatic Capital Management LLC12,729$310K0.0%+4,814.7%0.079%
11/17/2025Ameriprise Financial Inc.71,549$1.75M0.0%+7.0%0.444%
11/14/2025Raymond James Financial Inc.23,072$563K0.0%-25.3%0.143%
11/14/2025Two Sigma Investments LP115,035$2.81M0.0%-34.6%0.714%
11/13/2025BNP Paribas Financial Markets1,006$25K0.0%N/A0.006%
11/13/2025Legal & General Group Plc93,529$2.28M0.0%-1.5%0.581%
11/13/2025Private Advisor Group LLC158,286$3.86M0.0%+4.6%0.983%
11/12/2025Quantbot Technologies LP1,464$36K0.0%N/A0.009%
11/7/2025Wealthcare Advisory Partners LLC44,680$1.09M0.0%+11.9%0.277%
11/6/2025Advisors Asset Management Inc.115,641$2.82M0.0%+9.8%0.718%
10/23/2025Next Level Private LLC43,527$1.06M0.3%+11.2%0.270%
10/23/2025Ethos Financial Group LLC53,833$1.31M0.1%+10.8%0.334%
10/22/2025Hennion & Walsh Asset Management Inc.180,063$4.39M0.2%-13.7%1.118%
10/10/2025Focus Financial Network Inc.15,655$382K0.0%N/A0.098%
10/9/2025Redhawk Wealth Advisors Inc.40,356$984K0.1%+18.4%0.253%
9/4/2025Osaic Holdings Inc.6,256$155K0.0%+24.0%0.039%
8/15/2025Ameriprise Financial Inc.66,899$1.66M0.0%-2.4%0.419%
8/14/2025Jane Street Group LLC14,328$355K0.0%N/A0.090%
8/14/2025Raymond James Financial Inc.30,868$766K0.0%-6.6%0.194%
8/13/2025Lido Advisors LLC186,253$4.62M0.0%+43.1%1.168%
8/13/2025Virtus Investment Advisers LLC36,300$900K0.3%-15.9%0.228%
8/12/2025Advisors Asset Management Inc.105,285$2.61M0.0%-8.1%0.660%
8/12/2025Laurel Wealth Advisors LLC5,977$148K0.0%+2,380.1%0.037%
8/12/2025Legal & General Group Plc94,950$2.35M0.0%+1.1%0.595%
8/12/2025JPMorgan Chase & Co.7,313$181K0.0%-33.0%0.046%
8/6/2025Ethos Financial Group LLC48,596$1.21M0.1%+6.8%0.310%
7/30/2025D.A. Davidson & CO.31,109$772K0.0%+3.6%0.199%
7/29/2025International Assets Investment Management LLC52,610$1.31M0.1%-4.1%0.336%
7/25/2025Concurrent Investment Advisors LLC9,768$242K0.0%N/A0.062%
7/22/2025Wealthcare Advisory Partners LLC39,926$990K0.0%+21.4%0.255%
7/17/2025Janney Montgomery Scott LLC8,077$200K0.0%-12.5%0.052%
7/10/2025Redhawk Wealth Advisors Inc.34,092$845K0.1%N/A0.222%
5/16/2025Advisors Asset Management Inc.114,511$2.90M0.1%+6.6%0.745%
5/15/2025Cubist Systematic Strategies LLC10,869$275K0.0%N/A0.071%
5/15/2025Royal Bank of Canada23,476$595K0.0%+4.5%0.153%
5/15/2025Trexquant Investment LP66,974$1.70M0.0%+4.6%0.436%
5/14/2025BI Asset Management Fondsmaeglerselskab A S50,232$1.27M0.0%-14.9%0.327%
5/13/2025Ethos Financial Group LLC45,507$1.15M0.1%N/A0.296%
5/13/2025Kovitz Investment Group Partners LLC12,094$306K0.0%-79.5%0.079%
5/12/2025Connor Clark & Lunn Investment Management Ltd.29,509$747K0.0%+147.7%0.206%
5/7/2025LPL Financial LLC88,665$2.25M0.0%+1.6%0.618%
5/6/2025Cetera Investment Advisers10,049$255K0.0%N/A0.070%
5/6/2025Wedbush Securities Inc.10,700$271K0.0%+23.0%0.075%
5/5/2025Private Advisor Group LLC125,792$3.19M0.0%+2.9%0.877%
4/24/2025Sunbelt Securities Inc.6,932$176K0.0%+36.4%0.048%
4/24/2025Bartlett & CO. Wealth Management LLC2,000$51K0.0%+300.0%0.014%
4/23/2025International Assets Investment Management LLC54,886$1.39M0.0%-31.0%0.383%
4/22/2025Cambridge Investment Research Advisors Inc.15,700$398K0.0%N/A0.109%
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4/10/2025Hennion & Walsh Asset Management Inc.193,168$4.89M0.2%+33.4%1.346%
2/17/2025Two Sigma Advisers LP145,100$3.47M0.0%-1.3%1.011%
2/17/2025Two Sigma Investments LP128,379$3.07M0.0%+6.3%0.895%
2/17/2025Millennium Management LLC105,129$2.52M0.0%-15.0%0.733%
2/17/2025Ameriprise Financial Inc.59,961$1.43M0.0%-7.4%0.418%
2/14/2025Jane Street Group LLC10,520$252K0.0%N/A0.073%
2/14/2025Lido Advisors LLC94,981$2.27M0.0%+32.1%0.662%
2/14/2025Northern Trust Corp11,315$271K0.0%N/A0.079%
2/14/2025Virtus ETF Advisers LLC33,759$808K0.3%-2.2%0.235%
2/14/2025Kovitz Investment Group Partners LLC59,050$1.41M0.0%-5.6%0.411%


SAR Institutional Ownership - Frequently Asked Questions

During the previous two years, 61 institutional investors and hedge funds held shares of Saratoga Investment. The most heavily invested institutionals were Lido Advisors LLC ($4.86M), Closed End Fund Advisors Inc. ($3.68M), Private Advisor Group LLC ($3.61M), Two Sigma Advisers LP ($3.47M), Hennion & Walsh Asset Management Inc. ($2.83M), Two Sigma Investments LP ($2.81M), and LPL Financial LLC ($2.62M).Learn more on Saratoga Investment's institutional investors.

19.09% of Saratoga Investment's stock is owned by institutional investors. Learn more on SAR's institutional investor holdings.

Of the 55 institutional investors that purchased Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Closed End Fund Advisors Inc. ($159.50K), International Assets Investment Management LLC ($137.30K), Lido Advisors LLC ($92.10K), Hennion & Walsh Asset Management Inc. ($72.36K), Raymond James Financial Inc. ($68.06K), Kovitz Investment Group Partners LLC ($62.55K), and Ethos Financial Group LLC ($53.83K).

Institutional investors have bought a total of 423,406 shares in the last 24 months. This purchase volume represents approximately $9.81M in transactions.

Of the 16 institutional investors that sold Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hennion & Walsh Asset Management Inc. ($77.77K), Two Sigma Investments LP ($60.81K), Trexquant Investment LP ($34.94K), BI Asset Management Fondsmaeglerselskab A S ($23.21K), Advisors Asset Management Inc. ($14.26K), D.A. Davidson & CO. ($13.26K), and Raymond James Financial Inc. ($7.80K).

Institutional investors have sold a total of 251,153 shares in the last 24 months. This volume of shares sold represents approximately $5.92M in transactions.


Related Companies

Institutional ownership data for NYSE:SAR is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/21/2026. New 13F filings are added each quarter as they're published.
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