Go Pro
→ SPCX Warning - and Worst News for Stocks in 50 Years (From TradeSmith) (Ad)tc pixel Free SAR Stock Alerts

Saratoga Investment (SAR) Institutional Ownership

Saratoga Investment logo
$19.23 +0.18 (+0.93%)
Closing price 07/14/2026 03:59 PM Eastern
Extended Trading
$19.20 -0.03 (-0.17%)
As of 08:56 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Saratoga Investment (NYSE:SAR)

Current
Institutional Ownership
Percentage
19.09%
Number of
Institutional Buyers
(last 12 months)
35
Total
Institutional Inflows
(last 12 months)
$12.25M
Number of
Institutional Sellers
(last 12 months)
20
Total
Institutional Outflows
(last 12 months)
$6.58M
Get SAR Insider Trade Alerts

Want to know when executives and insiders are buying or selling Saratoga Investment stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

SAR Institutional Buying and Selling by Quarter

Saratoga Investment Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Wealthcare Advisory Partners LLC49,141$1.10M0.0%-2.8%0.301%
7/9/2026 Focus Financial Network Inc.25,218$563K0.0%+19.1%0.155%
7/9/2026 Hennion & Walsh Asset Management Inc.127,040$2.83M0.1%-7.7%0.781%
5/19/2026Western Wealth Management LLC3,195$70K0.0%N/A0.020%
5/19/2026Bank of America Corp DE25,027$547K0.0%+2,243.4%0.154%
5/18/2026Royal Bank of Canada17,950$393K0.0%+3.2%0.110%
5/13/2026Cetera Investment Advisers22,301$488K0.0%+2.2%0.137%
5/7/2026Greenwood Gearhart LLC17,800$389K0.0%N/A0.110%
5/2/2026International Assets Investment Management LLC82,407$1.76M0.0%+33.3%0.508%
4/27/2026Private Advisor Group LLC165,139$3.61M0.0%+1.1%1.018%
4/22/2026Janney Montgomery Scott LLC10,256$224K0.0%N/A0.063%
2/18/2026Virtus Investment Advisers LLC32,641$753K0.2%-10.0%0.202%
2/17/2026Cetera Investment Advisers21,825$503K0.0%+9.0%0.135%
2/17/2026Trexquant Investment LP16,827$388K0.0%-67.5%0.104%
2/17/2026Osaic Holdings Inc.18,403$425K0.0%+178.2%0.114%
2/17/2026Private Advisor Group LLC163,359$3.77M0.0%+3.2%1.010%
2/17/2026Royal Bank of Canada17,393$401K0.0%-8.3%0.107%
2/13/2026Kestra Advisory Services LLC1,987$46K0.0%N/A0.012%
2/13/2026Dynamic Technology Lab Private Ltd13,214$305K0.1%N/A0.082%
2/13/2026Wells Fargo & Company MN82,830$1.91M0.0%-1.5%0.512%
2/12/2026Advisors Asset Management Inc.101,383$2.34M0.0%-12.3%0.627%
2/12/2026Commonwealth Equity Services LLC18,637$430K0.0%-26.0%0.115%
2/12/2026Steward Partners Investment Advisory LLC5,212$120K0.0%+610.1%0.032%
2/11/2026LPL Financial LLC113,727$2.62M0.0%+4.6%0.703%
2/11/2026Closed End Fund Advisors Inc.159,499$3.68M2.2%N/A0.986%
2/11/2026BI Asset Management Fondsmaeglerselskab A S27,027$624K0.0%-46.2%0.167%
2/10/2026Lido Advisors LLC199,138$4.86M0.0%+0.6%1.231%
2/9/2026Harbour Investments Inc.5,973$138K0.0%+100.9%0.037%
2/6/2026HighTower Advisors LLC10,213$236K0.0%-6.0%0.063%
2/3/2026International Assets Investment Management LLC61,809$1.43M0.1%+17.5%0.382%
1/29/2026D.A. Davidson & CO.18,194$420K0.0%-42.2%0.112%
1/21/2026Daytona Street Capital LLC1,999$51K0.0%N/A0.012%
1/20/2026Ethos Financial Group LLC52,846$1.22M0.1%-1.8%0.327%
1/14/2026 Hennion & Walsh Asset Management Inc.141,470$3.26M0.1%-21.4%0.874%
1/14/2026 Wealthcare Advisory Partners LLC49,471$1.14M0.0%+10.7%0.306%
1/12/2026 Focus Financial Network Inc.19,455$449K0.0%+24.3%0.120%
11/19/2025Sunbelt Securities Inc.13,382$326K0.0%+163.3%0.083%
11/18/2025Advisory Services Network LLC1,841$45K0.0%N/A0.011%
11/17/2025Lido Advisors LLC197,873$4.83M0.0%+6.2%1.229%
11/17/2025Brevan Howard Capital Management LP17,675$431K0.0%N/A0.110%
SPCX Warning - and Worst News for Stocks in 50 Years (Ad)

Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in 50 years - and it has nothing to do with a single stock. According to multiple Wall Street banks, a coming crisis could keep your portfolio in the red for 10 years or longer. Keith Kaplan, CEO of TradeSmith, is sharing what you can do to protect your wealth before it hits.tc pixel

Learn how to prepare your portfolio for what's coming next
11/17/2025Bard Associates Inc.14,256$348K0.1%-10.0%0.089%
11/17/2025Aquatic Capital Management LLC12,729$310K0.0%+4,814.7%0.079%
11/17/2025Ameriprise Financial Inc.71,549$1.75M0.0%+7.0%0.444%
11/14/2025Raymond James Financial Inc.23,072$563K0.0%-25.3%0.143%
11/14/2025Two Sigma Investments LP115,035$2.81M0.0%-34.6%0.714%
11/13/2025BNP Paribas Financial Markets1,006$25K0.0%N/A0.006%
11/13/2025Legal & General Group Plc93,529$2.28M0.0%-1.5%0.581%
11/13/2025Private Advisor Group LLC158,286$3.86M0.0%+4.6%0.983%
11/12/2025Quantbot Technologies LP1,464$36K0.0%N/A0.009%
11/7/2025 Wealthcare Advisory Partners LLC44,680$1.09M0.0%+11.9%0.277%
11/6/2025Advisors Asset Management Inc.115,641$2.82M0.0%+9.8%0.718%
10/23/2025 Next Level Private LLC43,527$1.06M0.3%+11.2%0.270%
10/23/2025Ethos Financial Group LLC53,833$1.31M0.1%+10.8%0.334%
10/22/2025 Hennion & Walsh Asset Management Inc.180,063$4.39M0.2%-13.7%1.118%
10/10/2025 Focus Financial Network Inc.15,655$382K0.0%N/A0.098%
10/9/2025 Redhawk Wealth Advisors Inc.40,356$984K0.1%+18.4%0.253%
9/4/2025Osaic Holdings Inc.6,256$155K0.0%+24.0%0.039%
8/15/2025Ameriprise Financial Inc.66,899$1.66M0.0%-2.4%0.419%
8/14/2025Jane Street Group LLC14,328$355K0.0%N/A0.090%
8/14/2025Raymond James Financial Inc.30,868$766K0.0%-6.6%0.194%
8/13/2025Lido Advisors LLC186,253$4.62M0.0%+43.1%1.168%
8/13/2025Virtus Investment Advisers LLC36,300$900K0.3%-15.9%0.228%
8/12/2025Advisors Asset Management Inc.105,285$2.61M0.0%-8.1%0.660%
8/12/2025Laurel Wealth Advisors LLC5,977$148K0.0%+2,380.1%0.037%
8/12/2025Legal & General Group Plc94,950$2.35M0.0%+1.1%0.595%
8/12/2025JPMorgan Chase & Co.7,313$181K0.0%-33.0%0.046%
8/6/2025Ethos Financial Group LLC48,596$1.21M0.1%+6.8%0.310%
7/30/2025D.A. Davidson & CO.31,109$772K0.0%+3.6%0.199%
7/29/2025International Assets Investment Management LLC52,610$1.31M0.1%-4.1%0.336%
7/25/2025Concurrent Investment Advisors LLC9,768$242K0.0%N/A0.062%
7/22/2025 Wealthcare Advisory Partners LLC39,926$990K0.0%+21.4%0.255%
7/17/2025Janney Montgomery Scott LLC8,077$200K0.0%-12.5%0.052%
7/10/2025 Redhawk Wealth Advisors Inc.34,092$845K0.1%N/A0.222%
5/16/2025Advisors Asset Management Inc.114,511$2.90M0.1%+6.6%0.745%
5/15/2025Cubist Systematic Strategies LLC10,869$275K0.0%N/A0.071%
5/15/2025Royal Bank of Canada23,476$595K0.0%+4.5%0.153%
5/15/2025Trexquant Investment LP66,974$1.70M0.0%+4.6%0.436%
5/14/2025BI Asset Management Fondsmaeglerselskab A S50,232$1.27M0.0%-14.9%0.327%
5/13/2025Ethos Financial Group LLC45,507$1.15M0.1%N/A0.296%
5/13/2025Kovitz Investment Group Partners LLC12,094$306K0.0%-79.5%0.079%
5/12/2025Connor Clark & Lunn Investment Management Ltd.29,509$747K0.0%+147.7%0.206%
5/7/2025LPL Financial LLC88,665$2.25M0.0%+1.6%0.618%
5/6/2025Cetera Investment Advisers10,049$255K0.0%N/A0.070%
5/6/2025Wedbush Securities Inc.10,700$271K0.0%+23.0%0.075%
5/5/2025Private Advisor Group LLC125,792$3.19M0.0%+2.9%0.877%
4/24/2025Sunbelt Securities Inc.6,932$176K0.0%+36.4%0.048%
4/24/2025Bartlett & CO. Wealth Management LLC2,000$51K0.0%+300.0%0.014%
4/23/2025International Assets Investment Management LLC54,886$1.39M0.0%-31.0%0.383%
4/22/2025Cambridge Investment Research Advisors Inc.15,700$398K0.0%N/A0.109%
4/10/2025Hennion & Walsh Asset Management Inc.193,168$4.89M0.2%+33.4%1.346%
ALERT: Drop these 5 stocks before the market opens tomorrow! (Ad)

The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings research points to the first half of 2026 as a particularly rough stretch for certain holdings. Some of America's most popular stocks could take serious damage as a radical market shift plays out. Analysts at Weiss Ratings have identified five names you may want to remove from your portfolio before this unfolds. If any of these are in your portfolio, now is the time to review your positions.tc pixel

See the 5 stocks to avoid
2/17/2025Two Sigma Advisers LP145,100$3.47M0.0%-1.3%1.011%
2/17/2025Two Sigma Investments LP128,379$3.07M0.0%+6.3%0.895%
2/17/2025Millennium Management LLC105,129$2.52M0.0%-15.0%0.733%
2/17/2025Ameriprise Financial Inc.59,961$1.43M0.0%-7.4%0.418%
2/14/2025Jane Street Group LLC10,520$252K0.0%N/A0.073%
2/14/2025Lido Advisors LLC94,981$2.27M0.0%+32.1%0.662%
2/14/2025Northern Trust Corp11,315$271K0.0%N/A0.079%
2/14/2025Virtus ETF Advisers LLC33,759$808K0.3%-2.2%0.235%
2/14/2025Kovitz Investment Group Partners LLC59,050$1.41M0.0%-5.6%0.411%
2/14/2025BI Asset Management Fondsmaeglerselskab A S59,059$1.41M0.0%+4.8%0.412%


SAR Institutional Ownership - Frequently Asked Questions

During the previous two years, 62 institutional investors and hedge funds held shares of Saratoga Investment. The most heavily invested institutionals were Lido Advisors LLC ($4.86M), Closed End Fund Advisors Inc. ($3.68M), Private Advisor Group LLC ($3.61M), Two Sigma Advisers LP ($3.47M), Hennion & Walsh Asset Management Inc. ($2.83M), Two Sigma Investments LP ($2.81M), and LPL Financial LLC ($2.62M).Learn more on Saratoga Investment's institutional investors.

19.09% of Saratoga Investment's stock is owned by institutional investors. Learn more on SAR's institutional investor holdings.

Of the 56 institutional investors that purchased Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Closed End Fund Advisors Inc. ($159.50K), International Assets Investment Management LLC ($142.04K), Lido Advisors LLC ($92.10K), Hennion & Walsh Asset Management Inc. ($72.36K), Raymond James Financial Inc. ($68.06K), Kovitz Investment Group Partners LLC ($62.55K), and Ethos Financial Group LLC ($53.83K).

Institutional investors have bought a total of 521,641 shares in the last 24 months. This purchase volume represents approximately $12.25M in transactions.

Of the 20 institutional investors that sold Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hennion & Walsh Asset Management Inc. ($77.77K), Two Sigma Investments LP ($60.81K), Trexquant Investment LP ($34.94K), Advisors Asset Management Inc. ($23.48K), BI Asset Management Fondsmaeglerselskab A S ($23.21K), D.A. Davidson & CO. ($13.26K), and Virtus Investment Advisers LLC ($10.53K).

Institutional investors have sold a total of 278,110 shares in the last 24 months. This volume of shares sold represents approximately $6.58M in transactions.


Related Companies

This page (NYSE:SAR) was last updated on 7/15/2026 by MarketBeat.com Staff.
From Our Partners
Trump's gold order: the announcement they won't put on the front page
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
Iran's New Leader Just Said Something That Should Terrify Every American
Iran's Supreme Leader has declared the Strait of Hormuz closed as leverage against the U.S. - and with 40% of ...
American Alternative | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
The $15 Gold Fund That Pays Up to $1,152/Month
Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying...
Investors Alley | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
DOJ Admits It In Court—Your Cash Can Be Seized Without Warning
The Department of Justice recently argued in court that cash may not be legally your property - raising concer...
Priority Gold | Sponsoredtc pixel
Your $29.97 book is free today
Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options ca...
Profits Run | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel