Free Trial
→ Read this or regret it forever (From Porter & Company) (Ad)tc pixel Free SAR Stock Alerts

Saratoga Investment (SAR) Institutional Ownership

Saratoga Investment logo
$22.04 -0.10 (-0.43%)
Closing price 05/13/2026 03:59 PM Eastern
Extended Trading
$22.01 -0.02 (-0.11%)
As of 04:53 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Saratoga Investment (NYSE:SAR)

Current
Institutional Ownership
Percentage
19.09%
Number of
Institutional Buyers
(last 12 months)
35
Total
Institutional Inflows
(last 12 months)
$12.96M
Number of
Institutional Sellers
(last 12 months)
19
Total
Institutional Outflows
(last 12 months)
$6.31M
Get SAR Insider Trade Alerts

Want to know when executives and insiders are buying or selling Saratoga Investment stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

SAR Institutional Buying and Selling by Quarter

Saratoga Investment Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/13/2026Cetera Investment Advisers22,301$488K0.0%+2.2%0.137%
5/7/2026 Greenwood Gearhart LLC17,800$389K0.0%N/A0.110%
5/2/2026 International Assets Investment Management LLC82,407$1.76M0.0%+33.3%0.508%
4/27/2026 Private Advisor Group LLC165,139$3.61M0.0%+1.1%1.018%
4/22/2026 Janney Montgomery Scott LLC10,256$224K0.0%N/A0.063%
2/18/2026Virtus Investment Advisers LLC32,641$753K0.2%-10.0%0.202%
2/17/2026Cetera Investment Advisers21,825$503K0.0%+9.0%0.135%
2/17/2026Trexquant Investment LP16,827$388K0.0%-67.5%0.104%
2/17/2026Osaic Holdings Inc.18,403$425K0.0%+178.2%0.114%
2/17/2026 Private Advisor Group LLC163,359$3.77M0.0%+3.2%1.010%
2/17/2026Royal Bank of Canada17,393$401K0.0%-8.3%0.107%
2/13/2026 Kestra Advisory Services LLC1,987$46K0.0%N/A0.012%
2/13/2026Dynamic Technology Lab Private Ltd13,214$305K0.1%N/A0.082%
2/13/2026 Wells Fargo & Company MN82,830$1.91M0.0%-1.5%0.512%
2/12/2026Advisors Asset Management Inc.101,383$2.34M0.0%-12.3%0.627%
2/12/2026 Commonwealth Equity Services LLC18,637$430K0.0%-26.0%0.115%
2/12/2026 Steward Partners Investment Advisory LLC5,212$120K0.0%+610.1%0.032%
2/11/2026 LPL Financial LLC113,727$2.62M0.0%+4.6%0.703%
2/11/2026 Closed End Fund Advisors Inc.159,499$3.68M2.2%N/A0.986%
2/11/2026 BI Asset Management Fondsmaeglerselskab A S27,027$624K0.0%-46.2%0.167%
2/10/2026Lido Advisors LLC199,138$4.86M0.0%+0.6%1.231%
2/9/2026Harbour Investments Inc.5,973$138K0.0%+100.9%0.037%
2/6/2026 HighTower Advisors LLC10,213$236K0.0%-6.0%0.063%
2/3/2026 International Assets Investment Management LLC61,809$1.43M0.1%+17.5%0.382%
1/29/2026 D.A. Davidson & CO.18,194$420K0.0%-42.2%0.112%
1/21/2026 Daytona Street Capital LLC1,999$51K0.0%N/A0.012%
1/20/2026 Ethos Financial Group LLC52,846$1.22M0.1%-1.8%0.327%
1/14/2026Hennion & Walsh Asset Management Inc.141,470$3.26M0.1%-21.4%0.874%
1/14/2026 Wealthcare Advisory Partners LLC49,471$1.14M0.0%+10.7%0.306%
1/12/2026 Focus Financial Network Inc.19,455$449K0.0%+24.3%0.120%
11/19/2025Sunbelt Securities Inc.13,382$326K0.0%+163.3%0.083%
11/18/2025Advisory Services Network LLC1,841$45K0.0%N/A0.011%
11/17/2025Lido Advisors LLC197,873$4.83M0.0%+6.2%1.229%
11/17/2025Brevan Howard Capital Management LP17,675$431K0.0%N/A0.110%
11/17/2025 Bard Associates Inc.14,256$348K0.1%-10.0%0.089%
11/17/2025Aquatic Capital Management LLC12,729$310K0.0%+4,814.7%0.079%
11/17/2025Ameriprise Financial Inc.71,549$1.75M0.0%+7.0%0.444%
11/14/2025Raymond James Financial Inc.23,072$563K0.0%-25.3%0.143%
11/14/2025Two Sigma Investments LP115,035$2.81M0.0%-34.6%0.714%
11/13/2025 BNP Paribas Financial Markets1,006$25K0.0%N/A0.006%
Before you buy SpaceX shares, consider this alternative approach (Ad)

SpaceX has confidentially filed for an IPO with the SEC, targeting a June 2026 listing at a valuation exceeding $1.75 trillion - potentially the largest IPO in history. But one expert says buying shares directly may not be the smartest move. There is a lesser-known way to tap into this windfall that most investors haven't considered.tc pixel

Discover the overlooked SpaceX IPO strategy before the June listing
11/13/2025 Legal & General Group Plc93,529$2.28M0.0%-1.5%0.581%
11/13/2025 Private Advisor Group LLC158,286$3.86M0.0%+4.6%0.983%
11/12/2025Quantbot Technologies LP1,464$36K0.0%N/A0.009%
11/7/2025 Wealthcare Advisory Partners LLC44,680$1.09M0.0%+11.9%0.277%
11/6/2025Advisors Asset Management Inc.115,641$2.82M0.0%+9.8%0.718%
10/23/2025 Next Level Private LLC43,527$1.06M0.3%+11.2%0.270%
10/23/2025 Ethos Financial Group LLC53,833$1.31M0.1%+10.8%0.334%
10/22/2025Hennion & Walsh Asset Management Inc.180,063$4.39M0.2%-13.7%1.118%
10/10/2025 Focus Financial Network Inc.15,655$382K0.0%N/A0.098%
10/9/2025 Redhawk Wealth Advisors Inc.40,356$984K0.1%+18.4%0.253%
9/4/2025Osaic Holdings Inc.6,256$155K0.0%+24.0%0.039%
8/15/2025Ameriprise Financial Inc.66,899$1.66M0.0%-2.4%0.419%
8/14/2025 Jane Street Group LLC14,328$355K0.0%N/A0.090%
8/14/2025Raymond James Financial Inc.30,868$766K0.0%-6.6%0.194%
8/13/2025Lido Advisors LLC186,253$4.62M0.0%+43.1%1.168%
8/13/2025Virtus Investment Advisers LLC36,300$900K0.3%-15.9%0.228%
8/12/2025Advisors Asset Management Inc.105,285$2.61M0.0%-8.1%0.660%
8/12/2025Laurel Wealth Advisors LLC5,977$148K0.0%+2,380.1%0.037%
8/12/2025 Legal & General Group Plc94,950$2.35M0.0%+1.1%0.595%
8/12/2025JPMorgan Chase & Co.7,313$181K0.0%-33.0%0.046%
8/6/2025 Ethos Financial Group LLC48,596$1.21M0.1%+6.8%0.310%
7/30/2025 D.A. Davidson & CO.31,109$772K0.0%+3.6%0.199%
7/29/2025 International Assets Investment Management LLC52,610$1.31M0.1%-4.1%0.336%
7/25/2025 Concurrent Investment Advisors LLC9,768$242K0.0%N/A0.062%
7/22/2025 Wealthcare Advisory Partners LLC39,926$990K0.0%+21.4%0.255%
7/17/2025 Janney Montgomery Scott LLC8,077$200K0.0%-12.5%0.052%
7/10/2025 Redhawk Wealth Advisors Inc.34,092$845K0.1%N/A0.222%
5/16/2025Advisors Asset Management Inc.114,511$2.90M0.1%+6.6%0.745%
5/15/2025Cubist Systematic Strategies LLC10,869$275K0.0%N/A0.071%
5/15/2025Royal Bank of Canada23,476$595K0.0%+4.5%0.153%
5/15/2025Trexquant Investment LP66,974$1.70M0.0%+4.6%0.436%
5/14/2025BI Asset Management Fondsmaeglerselskab A S50,232$1.27M0.0%-14.9%0.327%
5/13/2025Ethos Financial Group LLC45,507$1.15M0.1%N/A0.296%
5/13/2025Kovitz Investment Group Partners LLC12,094$306K0.0%-79.5%0.079%
5/12/2025Connor Clark & Lunn Investment Management Ltd.29,509$747K0.0%+147.7%0.206%
5/7/2025LPL Financial LLC88,665$2.25M0.0%+1.6%0.618%
5/6/2025Cetera Investment Advisers10,049$255K0.0%N/A0.070%
5/6/2025Wedbush Securities Inc.10,700$271K0.0%+23.0%0.075%
5/5/2025Private Advisor Group LLC125,792$3.19M0.0%+2.9%0.877%
4/24/2025Sunbelt Securities Inc.6,932$176K0.0%+36.4%0.048%
4/24/2025Bartlett & CO. Wealth Management LLC2,000$51K0.0%+300.0%0.014%
4/23/2025International Assets Investment Management LLC54,886$1.39M0.0%-31.0%0.383%
4/22/2025Cambridge Investment Research Advisors Inc.15,700$398K0.0%N/A0.109%
4/10/2025Hennion & Walsh Asset Management Inc.193,168$4.89M0.2%+33.4%1.346%
2/17/2025Two Sigma Advisers LP145,100$3.47M0.0%-1.3%1.011%
2/17/2025Two Sigma Investments LP128,379$3.07M0.0%+6.3%0.895%
2/17/2025Millennium Management LLC105,129$2.52M0.0%-15.0%0.733%
2/17/2025Ameriprise Financial Inc.59,961$1.43M0.0%-7.4%0.418%
2/14/2025Jane Street Group LLC10,520$252K0.0%N/A0.073%
2/14/2025Lido Advisors LLC94,981$2.27M0.0%+32.1%0.662%
Before you buy SpaceX shares, consider this alternative approach (Ad)

SpaceX has confidentially filed for an IPO with the SEC, targeting a June 2026 listing at a valuation exceeding $1.75 trillion - potentially the largest IPO in history. But one expert says buying shares directly may not be the smartest move. There is a lesser-known way to tap into this windfall that most investors haven't considered.tc pixel

Discover the overlooked SpaceX IPO strategy before the June listing
2/14/2025Northern Trust Corp11,315$271K0.0%N/A0.079%
2/14/2025Virtus ETF Advisers LLC33,759$808K0.3%-2.2%0.235%
2/14/2025Kovitz Investment Group Partners LLC59,050$1.41M0.0%-5.6%0.411%
2/14/2025BI Asset Management Fondsmaeglerselskab A S59,059$1.41M0.0%+4.8%0.412%
2/13/2025Marshall Wace LLP35,962$860K0.0%N/A0.251%
2/13/2025Mariner LLC13,235$317K0.0%N/A0.092%
2/13/2025Raymond James Financial Inc.34,032$814K0.0%N/A0.237%
2/13/2025Legal & General Group Plc90,997$2.17M0.0%-11.0%0.634%
2/13/2025Wells Fargo & Company MN109,784$2.63M0.0%+3.1%0.765%
2/12/2025Trexquant Investment LP64,017$1.53M0.0%+133.0%0.446%


SAR Institutional Ownership - Frequently Asked Questions

During the previous two years, 62 institutional investors and hedge funds held shares of Saratoga Investment. The most heavily invested institutionals were Lido Advisors LLC ($4.86M), Closed End Fund Advisors Inc. ($3.68M), Private Advisor Group LLC ($3.61M), Two Sigma Advisers LP ($3.47M), Hennion & Walsh Asset Management Inc. ($3.26M), Two Sigma Investments LP ($2.81M), and LPL Financial LLC ($2.62M).Learn more on Saratoga Investment's institutional investors.

19.09% of Saratoga Investment's stock is owned by institutional investors. Learn more on SAR's institutional investor holdings.

Of the 55 institutional investors that purchased Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Closed End Fund Advisors Inc. ($159.50K), International Assets Investment Management LLC ($142.04K), Lido Advisors LLC ($92.10K), Hennion & Walsh Asset Management Inc. ($72.36K), Raymond James Financial Inc. ($68.06K), Kovitz Investment Group Partners LLC ($62.55K), and Ethos Financial Group LLC ($53.83K).

Institutional investors have bought a total of 545,934 shares in the last 24 months. This purchase volume represents approximately $12.96M in transactions.

Of the 19 institutional investors that sold Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hennion & Walsh Asset Management Inc. ($67.14K), Two Sigma Investments LP ($60.81K), Trexquant Investment LP ($34.94K), Advisors Asset Management Inc. ($23.48K), BI Asset Management Fondsmaeglerselskab A S ($23.21K), D.A. Davidson & CO. ($13.26K), and Virtus Investment Advisers LLC ($10.53K).

Institutional investors have sold a total of 266,043 shares in the last 24 months. This volume of shares sold represents approximately $6.31M in transactions.


Related Companies

This page (NYSE:SAR) was last updated on 5/14/2026 by MarketBeat.com Staff.
From Our Partners
One coin wired into Elon's vision
The Kevin Warsh Fed takeover is here. And he's brought a thesis with him that almost nobody is talking about. ...
Crypto 101 Media | Sponsoredtc pixel
Is this AI lab Elon’s SpaceX lifeline?
Elon Musk went from calling one AI lab 'evil' to striking a deal giving it access to SpaceX's entire Colossus ...
Chaikin Analytics | Sponsoredtc pixel
The one number Musk can't hide in the S-1
When SpaceX files its S-1 in June, one number will stand out - power consumption. Running 1 million GPUs requi...
Behind the Markets | Sponsoredtc pixel
Trump's gold order: the announcement they won't put on the front page
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
From the man who predicted 2008 crash…
Porter Stansberry, founder of one of the largest financial research firms in the world, says he's breaking the...
Porter & Company | Sponsoredtc pixel
Collect $1,170 a month from silver
I've Rarely Seen This With Silver This combination - 20% dividends + 68% share appreciation - never happens...
Investors Alley | Sponsoredtc pixel
Elon’s Biggest Launch Ever: 15x Bigger Than SpaceX
The Man Who Called Nvidia Before It Soared 1,000% Issues New Elon Musk BUY Alert Luke Lango was ranked Amer...
InvestorPlace | Sponsoredtc pixel
SpaceX IPO Warning: Before you buy any SpaceX shares, read this.
The SpaceX IPO is valued at $1.75 trillion - but buying shares directly may not be the strongest play availabl...
Weiss Ratings | Sponsoredtc pixel