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S&P 500   3,970.99
DOW   32,237.53
QQQ   310.89
Ukraine demands emergency UN meeting over Putin nuclear plan
Urgent Warning (Ad)
New Russian campaign tries to entice men to fight in Ukraine
Biden's pick to lead FAA withdraws amid shaky Senate support
Urgent Warning (Ad)
Factory or farm? Oregon may alter land use for chipmakers
Travel disruption hits Germany on eve of transport strike
Bank Accounts: Frozen! (Ad)
Technical issues at Lufthansa cause delays in Frankfurt
AP source: President Joe Biden’s choice to run the Federal Aviation Administration has withdrawn his nomination.
S&P 500   3,970.99
DOW   32,237.53
QQQ   310.89
Ukraine demands emergency UN meeting over Putin nuclear plan
Urgent Warning (Ad)
New Russian campaign tries to entice men to fight in Ukraine
Biden's pick to lead FAA withdraws amid shaky Senate support
Urgent Warning (Ad)
Factory or farm? Oregon may alter land use for chipmakers
Travel disruption hits Germany on eve of transport strike
Bank Accounts: Frozen! (Ad)
Technical issues at Lufthansa cause delays in Frankfurt
AP source: President Joe Biden’s choice to run the Federal Aviation Administration has withdrawn his nomination.
S&P 500   3,970.99
DOW   32,237.53
QQQ   310.89
Ukraine demands emergency UN meeting over Putin nuclear plan
Urgent Warning (Ad)
New Russian campaign tries to entice men to fight in Ukraine
Biden's pick to lead FAA withdraws amid shaky Senate support
Urgent Warning (Ad)
Factory or farm? Oregon may alter land use for chipmakers
Travel disruption hits Germany on eve of transport strike
Bank Accounts: Frozen! (Ad)
Technical issues at Lufthansa cause delays in Frankfurt
AP source: President Joe Biden’s choice to run the Federal Aviation Administration has withdrawn his nomination.
NYSE:SAR

Saratoga Investment - SAR Institutional Ownership

$24.29
+0.47 (+1.97%)
(As of 03/24/2023 12:00 AM ET)
Add
Compare
Today's Range
$23.51
▼
$24.29
50-Day Range
$23.82
▼
$27.77
52-Week Range
$20.16
▼
$28.44
Volume
29,111 shs
Average Volume
68,401 shs
Market Capitalization
$288.81 million
P/E Ratio
20.76
Dividend Yield
11.36%
Price Target
$27.63

Institutional Ownership Changes (13F Filings) for Saratoga Investment (NYSE:SAR)

Current
Institutional Ownership
Percentage
19.45%
Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$8.99 M
Number of
Institutional Sellers
(last 12 months)
22
Total
Institutional Outflows
(last 12 months)
$8.81 M
Skip Chart & View Institutional Buying and Selling Data

SAR Institutional Buying and Selling by Quarter

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Saratoga Investment Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/22/2023Pictet North America Advisors SA44,468$1.13M0.2%+2.5%0.374%
3/15/2023B. Riley Wealth Advisors Inc.20,770$0.54M0.0%+24.0%0.175%
3/6/2023Rockefeller Capital Management L.P.8,209$0.21M0.0%-55.2%0.069%
2/21/2023B. Riley Wealth Advisors Inc.20,770$0.54M0.0%+24.0%0.175%
2/15/2023Steward Partners Investment Advisory LLC4,803$0.12M0.0%+554.4%0.040%
2/15/2023Legal & General Group Plc79,617$2.03M0.0%+5.2%0.670%
2/15/2023Mackenzie Financial Corp22,018$0.56M0.0%-16.3%0.185%
2/15/2023Morgan Stanley25,818$0.66M0.0%-26.6%0.217%
2/15/2023Mariner LLC9,546$0.24M0.0%N/A0.080%
2/15/2023Black Diamond Capital Management L.L.C.951,340$24.25M14.9%-9.3%8.001%
2/15/2023ICA Group Wealth Management LLC4,950$0.13M0.0%N/A0.042%
2/14/2023Putnam Investments LLC8,005$0.20M0.0%N/A0.067%
2/13/2023Advisors Asset Management Inc.133,585$3.41M0.1%-11.4%1.124%
2/13/2023Wells Fargo & Company MN83,549$2.13M0.0%+1.7%0.703%
2/13/2023Advisory Research Inc.30,351$0.77M0.1%-15.0%0.255%
2/8/2023Raymond James & Associates82,521$2.10M0.0%-3.5%0.694%
2/8/2023UBS Group AG1,528$39K0.0%-63.6%0.013%
2/8/2023Belpointe Asset Management LLC1,000$25K0.0%N/A0.008%
2/7/2023Commonwealth Equity Services LLC8,564$0.22M0.0%N/A0.072%
2/7/2023LPL Financial LLC68,464$1.75M0.0%+2.9%0.576%
2/6/2023Banque Pictet & Cie SA44,468$1.13M0.0%+2.5%0.374%
2/3/2023D.A. Davidson & CO.20,218$0.52M0.0%-5.2%0.170%
1/30/2023PFG Advisors28,217$0.72M0.1%-2.0%0.237%
1/24/2023Claybrook Capital LLC31,864$0.81M0.5%+40.6%0.268%
1/18/2023Private Advisor Group LLC54,224$1.38M0.0%+18.1%0.456%
1/12/2023Hennion & Walsh Asset Management Inc.113,479$2.89M0.2%+1.2%0.954%
11/22/2022B. Riley Wealth Advisors Inc.16,750$0.35M0.0%+7.9%0.141%
11/16/2022Advisory Research Inc.35,721$0.74M0.1%+1.4%0.300%
11/15/2022Two Sigma Advisers LP40,000$0.83M0.0%-26.5%0.336%
11/14/2022Royal Bank of Canada18,926$0.39M0.0%+44.8%0.159%
11/14/2022Virtus ETF Advisers LLC16,210$0.34M0.1%-6.1%0.136%
11/14/2022Pictet North America Advisors SA43,403$0.90M0.1%+2.4%0.365%
11/14/2022Hennion & Walsh Asset Management Inc.112,137$2.33M0.2%+10.0%0.942%
11/10/2022UBS Group AG4,195$87K0.0%-15.6%0.035%
11/8/2022Advisors Asset Management Inc.150,799$3.13M0.1%+4.7%1.267%
11/7/2022Davidson Trust Co.11,000$0.23M0.2%-15.4%0.092%
11/4/2022First Republic Investment Management Inc.13,677$0.28M0.0%+14.2%0.115%
11/3/2022Larson Financial Group LLC8,468$0.18M0.0%N/A0.071%
11/2/2022Rockefeller Capital Management L.P.18,315$0.38M0.0%-4.3%0.154%
10/25/2022Raymond James & Associates85,557$1.78M0.0%+0.9%0.719%
10/21/2022Next Level Private LLC27,683$0.61M0.5%N/A0.233%
10/20/2022Claybrook Capital LLC22,655$0.47M0.3%+104.0%0.190%
10/14/2022Private Advisor Group LLC45,924$0.95M0.0%+10.6%0.386%
10/14/2022PFG Advisors28,802$0.60M0.1%-3.9%0.242%
10/7/2022Mackenzie Financial Corp26,303$0.55M0.0%-13.0%0.220%
8/17/2022Advisory Research Inc.35,221$0.84M0.1%+11.6%0.295%
8/16/2022First Republic Investment Management Inc.11,981$0.29M0.0%-7.7%0.100%
8/15/2022Millennium Management LLC16,392$0.39M0.0%N/A0.137%
8/12/2022LPL Financial LLC64,011$1.53M0.0%-8.1%0.537%
8/11/2022Bard Associates Inc.16,245$0.39M0.2%-10.2%0.136%
8/11/2022UBS Group AG4,972$0.12M0.0%-14.4%0.042%
8/10/2022Thomas J. Herzfeld Advisors Inc.81,998$1.97M0.8%-50.1%0.687%
8/10/2022Mackenzie Financial Corp30,229$0.73M0.0%-37.5%0.253%
8/10/2022Cerity Partners LLC28,691$0.69M0.0%-43.0%0.240%
8/9/2022Lazard Asset Management LLC2,963$71K0.0%+108.5%0.025%
8/8/2022Advisors Asset Management Inc.143,994$3.45M0.1%-1.8%1.201%
8/8/2022Banque Pictet & Cie SA42,400$1.02M0.0%N/A0.354%
8/5/2022Pictet North America Advisors SA42,400$1.02M0.1%N/A0.354%
8/4/2022Chicago Partners Investment Group LLC19,786$0.47M0.0%-14.3%0.165%
8/2/2022Ahrens Investment Partners LLC4,243$0.10M0.0%-64.4%0.035%
8/2/2022Avantax Advisory Services Inc.8,852$0.21M0.0%+5.6%0.074%
7/19/2022Hennion & Walsh Asset Management Inc.101,958$2.44M0.2%+12.6%0.851%
7/18/2022Claybrook Capital LLC11,105$0.27M0.2%N/A0.093%
7/13/2022Private Advisor Group LLC41,524$1M0.0%+32.2%0.347%
5/20/2022Chicago Partners Investment Group LLC23,100$0.61M0.0%+9.5%0.191%
5/17/2022Advisors Asset Management Inc.146,577$4M0.1%+6.0%1.209%
5/17/2022First Republic Investment Management Inc.12,981$0.35M0.0%+44.6%0.107%
5/16/2022UBS Group AG5,810$0.16M0.0%+44.3%0.048%
5/13/2022Northern Trust Corp13,876$0.38M0.0%+11.0%0.114%
5/13/2022Lazard Asset Management LLC1,421$38K0.0%N/A0.012%
5/13/2022Mackenzie Financial Corp48,376$1.32M0.0%-5.6%0.399%
5/12/2022Private Advisor Group LLC31,420$0.86M0.0%+118.2%0.259%
5/12/2022Cambridge Investment Research Advisors Inc.8,771$0.24M0.0%N/A0.072%
5/11/2022Bard Associates Inc.18,095$0.49M0.2%+15.2%0.149%
5/11/2022Raymond James & Associates81,686$2.23M0.0%+9.4%0.674%
5/11/2022Financial Advocates Investment Management8,808$0.24M0.0%+22.2%0.073%
5/6/2022RMB Capital Management LLC25,901$0.71M0.0%+2.0%0.214%
5/6/2022Fairfield Bush & CO.1,000$27K0.0%N/A0.008%
5/5/2022Next Level Private LLC22,841$0.62M0.5%+4.1%0.189%
5/4/2022Advisor Group Holdings Inc.40,510$1.11M0.0%-2.7%0.335%
5/3/2022Modera Wealth Management LLC8,000$0.22M0.0%N/A0.066%
5/2/2022National Asset Management Inc.13,545$0.37M0.0%+11.8%0.112%
4/28/2022Ahrens Investment Partners LLC11,930$0.33M0.1%+22.9%0.099%
4/27/2022Avantax Advisory Services Inc.8,383$0.23M0.0%N/A0.069%
4/26/2022Hennion & Walsh Asset Management Inc.90,517$2.47M0.1%-24.9%0.748%
4/25/2022Cerity Partners LLC50,299$1.37M0.0%-3.4%0.416%
2/15/2022Advisors Asset Management Inc.138,230$4.06M0.1%+4.7%1.142%
2/15/2022Chilton Capital Management LLC840$25K0.0%N/A0.007%
2/14/2022Virtus ETF Advisers LLC14,147$0.42M0.2%-14.7%0.117%
2/14/2022Ares Management LLC27,798$0.82M0.0%-38.9%0.230%
2/14/2022Black Diamond Capital Management L.L.C.978,397$28.75M15.3%N/A8.085%
2/14/2022Rockefeller Capital Management L.P.16,747$0.49M0.0%+645.6%0.138%
2/10/2022Confluence Wealth Services Inc.3,000$88K0.0%N/A0.025%
2/9/2022Geneos Wealth Management Inc.1,756$51K0.0%+360.9%0.015%
2/9/2022First Republic Investment Management Inc.8,975$0.26M0.0%+5.6%0.074%
2/8/2022Raymond James & Associates74,643$2.19M0.0%-11.6%0.617%
1/31/2022D.A. Davidson & CO.21,071$0.62M0.0%+23.4%0.174%
1/25/2022All Season Financial Advisors Inc.11,301$0.33M0.2%N/A0.093%
1/21/2022Ahrens Investment Partners LLC9,710$0.29M0.1%-11.0%0.080%
1/21/2022PFG Advisors29,965$0.88M0.1%-2.1%0.248%
(Data available from 1/1/2016 forward)













SAR Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SAR shares?

During the previous two years, 64 institutional investors and hedge funds held shares of Saratoga Investment. The most heavily invested institutionals were Black Diamond Capital Management L.L.C. ($24.25M), Advisors Asset Management Inc. ($3.41M), Hennion & Walsh Asset Management Inc. ($2.89M), Wells Fargo & Company MN ($2.13M), Raymond James & Associates ($2.10M), Legal & General Group Plc ($2.03M), and Thomas J. Herzfeld Advisors Inc. ($1.97M).Learn more on SAR's institutional investors.

What percentage of Saratoga Investment stock is owned by institutional investors?

19.45% of Saratoga Investment stock is owned by institutional investors. Learn more on SAR's institutional investor holdings.

Which institutional investors have been buying Saratoga Investment stock?

Of the 57 institutional investors that purchased Saratoga Investment stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Black Diamond Capital Management L.L.C. ($0.98M), Hennion & Walsh Asset Management Inc. ($0.13M), Pictet North America Advisors SA ($44.47K), Banque Pictet & Cie SA ($43.47K), Private Advisor Group LLC ($41.22K), Claybrook Capital LLC ($31.86K), and Mackenzie Financial Corp ($30.72K).

How much institutional buying is happening at Saratoga Investment?

Institutional investors have bought a total of 1,712,986 shares in the last 24 months. This purchase volume represents approximately $47.59M in transactions.

Which Saratoga Investment major shareholders have been selling company stock?

Of the 28 institutional investors that sold Saratoga Investment stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Black Diamond Capital Management L.L.C. ($97.87K), Thomas J. Herzfeld Advisors Inc. ($82.25K), Ares Management LLC ($64.27K), Putnam Investments LLC ($36.95K), Hennion & Walsh Asset Management Inc. ($30K), Cerity Partners LLC ($29.89K), and Mackenzie Financial Corp ($29.24K).

How much institutional selling is happening at Saratoga Investment?

Institutional investors have sold a total of 545,308 shares in the last 24 months. This volume of shares sold represents approximately $13.85M in transactions.

This page (NYSE:SAR) was last updated on 3/26/2023 by MarketBeat.com Staff