Saratoga Investment (SAR) Institutional Ownership

$23.40

+0.16 (+0.69%)

(As of 07/26/2024 ET)

Current Institutional Ownership Percentage: 19.09%
Number of Institutional Buyers (last 12 months): 25
Total Institutional Inflows (last 12 months): $19.20M

Number of Institutional Sellers (last 12 months): 13
Total Institutional Outflows (last 12 months): $13.48M

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SAR Institutional Buying and Selling by Quarter

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Saratoga Investment Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
7/20/2024	Hennion & Walsh Asset Management Inc.	120,806	$2.74M	0.1%	-3.6%	0.879%
5/15/2024	Alpine Global Management LLC	31,299	$726K	0.2%	N/A	0.228%
5/15/2024	Quadrature Capital Ltd	29,641	$687K	0.0%	-70.5%	0.216%
5/14/2024	Advisors Asset Management Inc.	126,165	$2.93M	0.1%	+5.7%	0.921%
5/8/2024	Avantax Advisory Services Inc.	11,393	$264K	0.0%	+7.9%	0.083%
5/1/2024	Janney Montgomery Scott LLC	22,843	$530K	0.0%	+21.3%	0.167%
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4/30/2024	Private Advisor Group LLC	126,133	$2.93M	0.0%	+14.3%	0.924%
4/17/2024	Hennion & Walsh Asset Management Inc.	125,373	$2.91M	0.2%	+1.7%	0.918%
4/15/2024	Wealthcare Advisory Partners LLC	30,602	$710K	0.0%	N/A	0.224%
3/25/2024	Quadrature Capital Ltd	100,385	$2.60M	0.0%	+80.3%	0.735%
2/14/2024	Quadrature Capital Ltd	100,385	$2.60M	0.0%	+80.3%	0.735%
2/14/2024	TMD Wealth Management LLC	58,780	$1.52M	0.4%	N/A	0.431%
2/13/2024	Bard Associates Inc.	15,945	$412K	0.2%	-3.3%	0.117%
2/9/2024	Trexquant Investment LP	15,275	$395K	0.0%	-49.3%	0.112%
2/9/2024	D.A. Davidson & CO.	24,191	$626K	0.0%	+4.4%	0.177%
2/9/2024	Hillsdale Investment Management Inc.	3,100	$80K	0.0%	-36.7%	0.023%
2/9/2024	Dynamic Technology Lab Private Ltd	13,522	$350K	0.0%	N/A	0.099%
2/8/2024	Janney Montgomery Scott LLC	18,827	$487K	0.0%	+8.3%	0.138%
2/7/2024	Avantax Advisory Services Inc.	10,561	$273K	0.0%	+17.9%	0.077%
2/7/2024	Jump Financial LLC	28,857	$746K	0.0%	+129.0%	0.211%
2/6/2024	Private Advisor Group LLC	110,351	$2.85M	0.0%	+34.0%	0.808%
2/1/2024	Larson Financial Group LLC	9,664	$250K	0.0%	+5.6%	0.071%
2/1/2024	Significant Wealth Partners LLC	39,560	$1.02M	0.7%	N/A	0.290%
1/26/2024	Cerity Partners LLC	16,662	$431K	0.0%	N/A	0.122%
1/25/2024	International Assets Investment Management LLC	86,042	$2.23M	0.0%	+2,604.0%	0.630%
1/24/2024	International Assets Investment Management LLC	86,042	$2.23M	0.0%	+2,604.0%	0.630%
1/19/2024	PFG Advisors	23,228	$601K	0.0%	-7.9%	0.170%
1/16/2024	Raymond James & Associates	33,808	$874K	0.0%	-32.0%	0.248%
12/1/2023	B. Riley Wealth Advisors Inc.	9,115	$234K	0.0%	-52.1%	0.070%
11/15/2023	Advisors Asset Management Inc.	140,051	$3.60M	0.1%	+8.9%	1.068%
11/14/2023	Quadrature Capital Ltd	55,663	$1.43M	0.0%	+240.1%	0.425%
11/14/2023	Alpine Global Management LLC	52,000	$1.34M	0.3%	N/A	0.396%
11/14/2023	Trexquant Investment LP	30,157	$775K	0.0%	N/A	0.230%
11/13/2023	C M Bidwell & Associates Ltd.	1,385	$36K	0.0%	N/A	0.011%
11/8/2023	Janney Montgomery Scott LLC	17,383	$447K	0.0%	+97.1%	0.133%
11/8/2023	Atria Wealth Solutions Inc.	11,655	$300K	0.0%	+6.9%	0.089%
11/7/2023	Virtus ETF Advisers LLC	21,088	$542K	0.3%	+128.0%	0.161%
11/7/2023	Quantbot Technologies LP	6,565	$169K	0.0%	+170.6%	0.050%
11/7/2023	Barclays PLC	1,441	$37K	0.0%	N/A	0.011%
11/7/2023	Jump Financial LLC	12,601	$324K	0.0%	+23.5%	0.096%
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11/3/2023	Private Advisor Group LLC	82,324	$2.12M	0.0%	+38.7%	0.628%
10/27/2023	Hennion & Walsh Asset Management Inc.	82,974	$2.13M	0.1%	+2.7%	0.633%
10/24/2023	Raymond James & Associates	49,691	$1.28M	0.0%	-22.1%	0.379%
10/23/2023	Commonwealth Equity Services LLC	19,040	$489K	0.0%	+56.8%	0.145%
10/13/2023	PFG Advisors	25,229	$648K	0.1%	-4.4%	0.211%
10/12/2023	IFP Advisors Inc	1,500	$39K	0.0%	-82.0%	0.013%
10/4/2023	International Assets Investment Management LLC	3,182	$81K	0.0%	N/A	0.027%
8/15/2023	Black Diamond Capital Management L.L.C.	96,507	$2.61M	1.6%	-78.2%	0.806%
8/10/2023	Private Advisor Group LLC	59,374	$1.60M	0.0%	+4.9%	0.496%
8/10/2023	Cetera Advisors LLC	8,325	$225K	0.0%	N/A	0.069%
8/8/2023	Chicago Partners Investment Group LLC	9,409	$249K	0.0%	-53.2%	0.079%
8/4/2023	IFP Advisors Inc	8,312	$192K	0.0%	-5.8%	0.069%
8/3/2023	Atria Wealth Solutions Inc.	10,905	$294K	0.0%	+28.2%	0.091%
8/3/2023	Mackenzie Financial Corp	23,846	$648K	0.0%	-22.8%	0.199%
7/31/2023	LPL Financial LLC	71,819	$1.94M	0.0%	+10.7%	0.599%
7/28/2023	First Republic Investment Management Inc.	7,500	$202K	0.0%	-45.2%	0.063%
7/27/2023	B. Riley Wealth Advisors Inc.	19,010	$513K	0.0%	-8.7%	0.159%
7/26/2023	Janney Montgomery Scott LLC	8,820	$238K	0.0%	N/A	0.074%
7/25/2023	Raymond James & Associates	63,809	$1.72M	0.0%	-8.3%	0.533%
7/17/2023	Claybrook Capital LLC	41,817	$1.13M	0.6%	+25.0%	0.349%
7/10/2023	SG Americas Securities LLC	8,168	$220K	0.0%	N/A	0.069%
6/14/2023	Atria Wealth Solutions Inc.	8,505	$215K	0.0%	N/A	0.072%
5/16/2023	Black Diamond Capital Management L.L.C.	441,770	$11.17M	6.4%	-53.6%	3.725%
5/12/2023	Palogic Value Management L.P.	48,780	$1.23M	0.6%	-2.4%	0.411%
5/11/2023	Cerity Partners LLC	24,711	$625K	0.0%	-7.1%	0.208%
5/10/2023	Private Advisor Group LLC	56,574	$1.43M	0.0%	N/A	0.477%
5/4/2023	Larson Financial Group LLC	8,923	$226K	0.0%	+5.4%	0.075%
4/28/2023	Avantax Advisory Services Inc.	8,779	$222K	0.0%	N/A	0.074%
4/25/2023	D.A. Davidson & CO.	22,755	$575K	0.0%	+12.5%	0.191%
4/24/2023	Mackenzie Financial Corp	30,908	$781K	0.0%	+40.4%	0.260%
4/24/2023	Ahrens Investment Partners LLC	1,272	$32K	0.0%	N/A	0.011%
4/21/2023	PFG Advisors	26,391	$667K	0.1%	-6.5%	0.222%
4/20/2023	Hennion & Walsh Asset Management Inc.	97,345	$2.46M	0.2%	-14.2%	0.819%
4/19/2023	International Assets Investment Management LLC	3,116	$79K	0.0%	N/A	0.026%
4/18/2023	Claybrook Capital LLC	33,445	$845K	0.5%	+5.0%	0.281%
4/18/2023	IFP Advisors Inc	8,828	$203K	0.0%	+29.9%	0.074%
4/14/2023	Raymond James & Associates	69,576	$1.76M	0.0%	-15.7%	0.585%
4/10/2023	Next Level Private LLC	28,459	$719K	0.6%	+2.8%	0.239%
3/22/2023	Pictet North America Advisors SA	44,468	$1.13M	0.2%	+2.5%	0.374%
3/15/2023	B. Riley Wealth Advisors Inc.	20,770	$544K	0.0%	+24.0%	0.175%
3/6/2023	Rockefeller Capital Management L.P.	8,209	$209K	0.0%	-55.2%	0.069%
2/15/2023	Black Diamond Capital Management L.L.C.	951,340	$24.25M	14.9%	-9.3%	8.001%
2/13/2023	Advisors Asset Management Inc.	133,585	$3.41M	0.1%	-11.4%	1.124%
2/13/2023	Advisory Research Inc.	30,351	$774K	0.1%	-15.0%	0.255%
2/8/2023	Raymond James & Associates	82,521	$2.10M	0.0%	-3.5%	0.694%
2/8/2023	Belpointe Asset Management LLC	1,000	$25K	0.0%	N/A	0.008%
2/7/2023	Commonwealth Equity Services LLC	8,564	$218K	0.0%	N/A	0.072%
2/7/2023	LPL Financial LLC	68,464	$1.75M	0.0%	+2.9%	0.576%
2/6/2023	Banque Pictet & Cie SA	44,468	$1.13M	0.0%	+2.5%	0.374%
2/3/2023	D.A. Davidson & CO.	20,218	$515K	0.0%	-5.2%	0.170%
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1/30/2023	PFG Advisors	28,217	$719K	0.1%	-2.0%	0.237%
1/24/2023	Claybrook Capital LLC	31,864	$812K	0.5%	+40.6%	0.268%
1/18/2023	Private Advisor Group LLC	54,224	$1.38M	0.0%	+18.1%	0.456%
1/12/2023	Hennion & Walsh Asset Management Inc.	113,479	$2.89M	0.2%	+1.2%	0.954%
11/14/2022	Virtus ETF Advisers LLC	16,210	$337K	0.1%	-6.1%	0.136%
11/14/2022	Pictet North America Advisors SA	43,403	$901K	0.1%	+2.4%	0.365%
11/14/2022	Hennion & Walsh Asset Management Inc.	112,137	$2.33M	0.2%	+10.0%	0.942%
11/8/2022	Advisors Asset Management Inc.	150,799	$3.13M	0.1%	+4.7%	1.267%
11/7/2022	Davidson Trust Co.	11,000	$228K	0.2%	-15.4%	0.092%
11/4/2022	First Republic Investment Management Inc.	13,677	$284K	0.0%	+14.2%	0.115%

(Data available from 1/1/2016 forward)

SAR Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SAR shares?: During the previous two years, 48 institutional investors and hedge funds held shares of Saratoga Investment. The most heavily invested institutionals were Advisors Asset Management Inc. ($2.93M), Private Advisor Group LLC ($2.93M), Hennion & Walsh Asset Management Inc. ($2.74M), Black Diamond Capital Management L.L.C. ($2.61M), International Assets Investment Management LLC ($2.23M), Thomas J. Herzfeld Advisors Inc. ($1.97M), and LPL Financial LLC ($1.94M).Learn more on SAR's institutional investors.
What percentage of Saratoga Investment stock is owned by institutional investors?: 19.09% of Saratoga Investment stock is owned by institutional investors. Learn more on SAR's institutional investor holdings.
Which institutional investors have been buying Saratoga Investment stock?: Of the 39 institutional investors that purchased Saratoga Investment stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($172.02K), Private Advisor Group LLC ($138.83K), Quadrature Capital Ltd ($128.74K), Alpine Global Management LLC ($83.30K), TMD Wealth Management LLC ($58.78K), Pictet North America Advisors SA ($44.47K), and Banque Pictet & Cie SA ($43.47K).

How much institutional buying is happening at Saratoga Investment?: Institutional investors have bought a total of 1,062,596 shares in the last 24 months. This purchase volume represents approximately $26.64M in transactions.
Which Saratoga Investment major shareholders have been selling company stock?: Of the 23 institutional investors that sold Saratoga Investment stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Black Diamond Capital Management L.L.C. ($952.70K), Thomas J. Herzfeld Advisors Inc. ($82.25K), Quadrature Capital Ltd ($70.74K), Raymond James & Associates ($51.75K), Mackenzie Financial Corp ($29.14K), Cerity Partners LLC ($23.51K), and Hennion & Walsh Asset Management Inc. ($20.70K).
How much institutional selling is happening at Saratoga Investment?: Institutional investors have sold a total of 1,344,991 shares in the last 24 months. This volume of shares sold represents approximately $34.31M in transactions.