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Total Return Securities (SWZ) Institutional Ownership

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$5.94 +0.01 (+0.08%)
Closing price 08/6/2026 03:58 PM Eastern
Extended Trading
$6.01 +0.07 (+1.16%)
As of 08/6/2026 04:48 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Total Return Securities (NYSE:SWZ)

Current
Institutional Ownership
Percentage
41.12%
Number of
Institutional Buyers
(last 12 months)
25
Total
Institutional Inflows
(last 12 months)
$19.42M
Number of
Institutional Sellers
(last 12 months)
13
Total
Institutional Outflows
(last 12 months)
$14.32M
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SWZ Institutional Buying and Selling by Quarter

Total Return Securities Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/1/2026 Noble Wealth Management PBC42,882$255K0.1%-38.2%0.331%
5/18/2026Rivernorth Capital Management LLC331,019$1.96M0.1%-24.3%2.552%
5/16/2026Saba Capital Management L.P.404,080$2.40M0.1%-33.2%3.115%
5/13/2026Icon Advisers Inc. Co.500,294$2.97M0.7%-8.4%3.857%
5/8/2026Bulldog Investors LLP39,787$236K0.1%-75.4%0.307%
5/6/2026Allspring Global Investments Holdings LLC650,702$3.86M0.0%-69.4%5.017%
4/20/2026 TrueMark Investments LLC10,749$64K0.0%-29.6%0.083%
4/16/2026Evolve Private Wealth LLC146,290$868K0.0%-32.9%1.128%
2/26/2026Alpine Global Management LLC413,169$2.57M0.4%+372.2%3.181%
2/25/2026Sit Investment Associates Inc.101,837$633K0.0%+33,845.7%0.784%
2/18/2026Saba Capital Management L.P.605,224$3.76M0.1%+100.0%4.659%
2/18/2026Rivernorth Capital Management LLC437,018$2.72M0.1%+15.4%3.364%
2/18/2026Evolve Private Wealth LLC217,896$1.36M0.1%N/A1.677%
2/17/2026Almitas Capital LLC36,781$229K0.1%N/A0.283%
2/13/2026Bulldog Investors LLP161,903$1.01M0.2%+51.4%1.246%
2/12/2026North Ground Capital661,145$4.11M2.0%+241.6%5.090%
2/12/2026 Commonwealth Equity Services LLC82,461$513K0.0%-32.8%0.635%
2/12/2026Marex Group plc10,000$62K0.0%N/A0.077%
2/9/2026Blue Bell Private Wealth Management LLC64,513$401K0.1%-66.5%0.497%
2/6/2026 Nixon Peabody Trust Co.42,024$261K0.0%N/A0.324%
2/5/2026Gamco Investors INC. ET AL32,096$200K0.0%+100.0%0.247%
1/29/2026Matisse Capital610,000$3.79M1.7%+0.5%4.696%
1/26/2026 Shaker Financial Services LLC136,198$847K0.3%-54.4%1.048%
1/23/2026 Capital Investment Counsel Inc14,961$93K0.0%N/A0.115%
1/14/2026 TrueMark Investments LLC15,276$95K0.0%N/A0.118%
1/5/2026 Noble Wealth Management PBC101,924$634K0.3%+88.0%0.785%
11/21/2025Alpine Global Management LLC87,500$532K0.1%N/A0.674%
11/17/2025Susquehanna International Group LLP19,315$117K0.0%+89.6%0.149%
11/17/2025Quarry LP75,080$456K0.1%N/A0.578%
11/17/2025Bank of America Corp DE5,382$33K0.0%-63.9%0.041%
11/17/2025Boothbay Fund Management LLC87,500$532K0.0%N/A0.674%
11/14/2025Raymond James Financial Inc.13,850$84K0.0%+58.3%0.107%
11/13/2025Yakira Capital Management Inc.192,016$1.17M0.4%+37.8%1.478%
11/7/2025 Uhlmann Price Securities LLC111,654$679K0.4%+6.7%0.860%
10/29/2025Matisse Capital607,000$3.69M1.7%N/A4.673%
10/29/2025North Ground Capital193,523$1.18M0.7%+29.0%1.490%
10/22/2025 Shaker Financial Services LLC298,862$1.82M0.6%+112.9%2.301%
10/22/2025Blue Bell Private Wealth Management LLC192,703$1.17M0.2%+83.5%1.483%
10/20/2025Allspring Global Investments Holdings LLC2,127,310$12.93M0.0%+10.2%16.377%
9/4/2025Osaic Holdings Inc.4,111$26K0.0%-45.8%0.032%
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8/14/2025Raymond James Financial Inc.8,750$55K0.0%N/A0.067%
8/12/2025 Private Management Group Inc.10,545$67K0.0%N/A0.081%
8/5/2025 Shaker Financial Services LLC140,360$890K0.3%+63.0%1.081%
8/4/2025 Mccarter Private Wealth Services LLC14,459$92K0.1%N/A0.111%
7/29/2025Beverly Hills Private Wealth LLC19,248$122K0.0%N/A0.148%
7/29/2025 Uhlmann Price Securities LLC104,609$663K0.5%-27.3%0.805%
7/17/2025 Uncommon Cents Investing LLC123,930$786K0.2%+23.8%0.954%
5/16/2025AQR Arbitrage LLC10,867$100K0.0%-67.6%0.084%
5/16/20251607 Capital Partners LLC39,979$369K0.0%-91.3%0.308%
5/14/2025North Ground Capital4,800$44K0.0%N/A0.037%
5/12/2025Wolverine Asset Management LLC25,856$238K0.0%-22.4%0.199%
5/9/2025Shaker Financial Services LLC86,088$794K0.3%-65.9%0.663%
5/6/2025Tabor Asset Management LP30,105$278K0.1%N/A0.232%
5/5/2025Blue Bell Private Wealth Management LLC98,002$904K0.2%+7.3%0.754%
5/5/2025Tabor Asset Management LP30,105$278K0.1%N/A0.232%
4/29/2025Envestnet Asset Management Inc.164,184$1.51M0.0%+9.9%1.264%
4/24/2025Allspring Global Investments Holdings LLC1,930,805$17.80M0.0%-1.9%14.863%
4/23/2025Uncommon Cents Investing LLC100,130$923K0.3%+8.7%0.771%
2/17/2025Saba Capital Management L.P.325,779$2.44M0.1%+24.7%2.508%
2/17/2025Lazard Asset Management LLC719,312$5.39M0.0%-3.4%5.537%
2/17/2025Logan Stone Capital LLC31,779$238K0.1%N/A0.245%
2/17/2025Bank of America Corp DE13,672$102K0.0%+375.2%0.105%
2/14/2025AQR Arbitrage LLC33,571$251K0.0%-14.7%0.258%
2/14/2025Shaker Financial Services LLC252,561$1.89M0.7%-23.0%1.944%
2/13/20251607 Capital Partners LLC459,592$3.44M0.3%+12.8%3.538%
2/13/2025Envestnet Asset Management Inc.149,366$1.12M0.0%+55.0%1.150%
2/12/2025Gardner Russo & Quinn LLC288,801$2.16M0.0%+1.9%2.223%
2/7/2025PNC Financial Services Group Inc.6,244$47K0.0%+144.9%0.048%
2/3/2025Wolverine Asset Management LLC33,340$250K0.0%N/A0.257%
1/31/2025Sanctuary Advisors LLC97,879$733K0.0%+7.5%0.753%
1/29/2025Allspring Global Investments Holdings LLC1,967,302$14.74M0.0%-8.5%15.144%
11/25/2024Sanctuary Advisors LLC91,021$815K0.0%+1.6%0.701%
11/15/2024SageView Advisory Group LLC11,834$106K0.0%-33.4%0.091%
10/31/2024Shaker Financial Services LLC327,809$2.93M1.1%+1.2%2.523%
10/19/2024Allspring Global Investments Holdings LLC2,149,803$19.24M0.0%-1.1%16.550%
10/8/2024Dynamic Advisor Solutions LLC20,479$183K0.0%-7.1%0.158%
9/5/2024Sanctuary Advisors LLC89,631$678K0.0%N/A0.690%
8/15/2024Logan Stone Capital LLC20,166$163K0.0%N/A0.155%
8/9/2024City of London Investment Management Co. Ltd.45,679$369K0.0%-39.1%0.352%
8/3/2024Shaker Financial Services LLC323,974$2.61M1.1%+10.8%2.494%
8/2/2024Wolverine Asset Management LLC36,192$292K0.0%+55.2%0.279%
7/31/2024Commonwealth Equity Services LLC124,122$1.00M0.0%-4.2%0.956%
7/26/2024Allspring Global Investments Holdings LLC2,174,265$17.55M0.0%+7.3%16.738%
5/15/2024Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%
5/14/2024Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%
4/30/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%
4/18/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%
2/13/2024Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%
2/13/20241607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%
2/9/2024City of London Investment Management Co. Ltd.75,051$615K0.1%-14.0%0.578%
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2/7/2024Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%
2/1/2024Wolverine Asset Management LLC29,892$245K0.0%N/A0.230%
1/25/2024Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%
1/11/2024Dynamic Advisor Solutions LLC22,774$186K0.0%-17.6%0.175%
11/14/2023Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%
11/14/2023AQR Arbitrage LLC28,529$218K0.0%+63.9%0.220%
11/9/2023Karpus Management Inc.27,920$213K0.0%+21.9%0.215%
11/2/2023Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%
10/27/2023Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%
10/24/2023Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%


SWZ Institutional Ownership - Frequently Asked Questions

During the previous two years, 45 institutional investors and hedge funds held shares of Total Return Securities. The most heavily invested institutionals were Lazard Asset Management LLC ($5.39M), North Ground Capital ($4.11M), Allspring Global Investments Holdings LLC ($3.86M), Matisse Capital ($3.79M), Icon Advisers Inc. Co. ($2.97M), Alpine Global Management LLC ($2.57M), and Saba Capital Management L.P. ($2.40M).Learn more on Total Return Securities' institutional investors.

41.12% of Total Return Securities' stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.

Of the 37 institutional investors that purchased Total Return Securities' stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Matisse Capital ($610K), North Ground Capital ($515.89K), Alpine Global Management LLC ($413.17K), Saba Capital Management L.P. ($367.21K), Evolve Private Wealth LLC ($217.90K), Shaker Financial Services LLC ($216.61K), and Allspring Global Investments Holdings LLC ($196.51K).

Institutional investors have bought a total of 3,150,972 shares in the last 24 months. This purchase volume represents approximately $19.42M in transactions.

Of the 13 institutional investors that sold Total Return Securities' stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Allspring Global Investments Holdings LLC ($1.48M), Saba Capital Management L.P. ($201.14K), Shaker Financial Services LLC ($162.66K), Blue Bell Private Wealth Management LLC ($128.19K), Bulldog Investors LLP ($122.12K), Rivernorth Capital Management LLC ($106.00K), and Evolve Private Wealth LLC ($71.61K).

Institutional investors have sold a total of 2,398,312 shares in the last 24 months. This volume of shares sold represents approximately $14.32M in transactions.


Related Companies

Institutional ownership data for NYSE:SWZ is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/1/2026. New 13F filings are added each quarter as they're published.
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