The Swiss Helvetia Fund (SWZ) Institutional Ownership

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Current Institutional Ownership Percentage: 41.12%
Number of Institutional Buyers (last 12 months): 13
Total Institutional Inflows (last 12 months): $10.44M

Number of Institutional Sellers (last 12 months): 12
Total Institutional Outflows (last 12 months): $3.97M

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SWZ Institutional Buying and Selling by Quarter

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The Swiss Helvetia Fund Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
4/18/2024	Allspring Global Investments Holdings LLC	2,025,955	$16.07M	0.0%	-3.1%	15.596%
2/13/2024	Envestnet Asset Management Inc.	53,214	$436K	0.0%	+41.8%	0.410%
2/13/2024	Karpus Management Inc.	182,830	$1.50M	0.0%	+554.8%	1.407%
2/13/2024	1607 Capital Partners LLC	349,903	$2.87M	0.2%	+4.0%	2.694%
2/9/2024	City of London Investment Management Co. Ltd.	75,051	$615K	0.1%	-14.0%	0.578%
2/9/2024	UBS Group AG	90,215	$740K	0.0%	+22.5%	0.694%
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2/7/2024	Shaker Financial Services LLC	288,658	$2.37M	1.0%	+1.4%	2.222%
2/1/2024	Wolverine Asset Management LLC	29,892	$245K	0.0%	N/A	0.230%
1/25/2024	Allspring Global Investments Holdings LLC	2,090,825	$17.15M	0.0%	-0.5%	16.096%
1/11/2024	Dynamic Advisor Solutions LLC	22,774	$186K	0.0%	-17.6%	0.175%
11/14/2023	Lazard Asset Management LLC	802,425	$6.13M	0.0%	-0.2%	6.177%
11/14/2023	AQR Arbitrage LLC	28,529	$218K	0.0%	+63.9%	0.220%
11/13/2023	Envestnet Asset Management Inc.	37,538	$287K	0.0%	N/A	0.289%
11/9/2023	Karpus Management Inc.	27,920	$213K	0.0%	+21.9%	0.215%
11/9/2023	UBS Group AG	73,627	$563K	0.0%	+8.1%	0.567%
11/2/2023	Shaker Financial Services LLC	284,676	$2.18M	1.0%	-1.5%	2.191%
10/27/2023	Allspring Global Investments Holdings LLC	2,102,344	$16.06M	0.0%	+17.1%	16.184%
10/24/2023	Cambridge Investment Research Advisors Inc.	11,097	$85K	0.0%	-14.2%	0.085%
8/15/2023	Wells Fargo & Company MN	5,002	$41K	0.0%	-49.0%	0.039%
8/14/2023	CSS LLC IL	297,160	$2.44M	0.2%	+3.3%	2.288%
8/11/2023	SageView Advisory Group LLC	31,900	$262K	0.0%	N/A	0.246%
8/11/2023	Karpus Management Inc.	22,910	$188K	0.0%	N/A	0.176%
8/11/2023	City of London Investment Management Co. Ltd.	87,318	$719K	0.1%	-80.4%	0.672%
8/11/2023	JPMorgan Chase & Co.	4,766	$39K	0.0%	+84.7%	0.037%
8/10/2023	Commonwealth Equity Services LLC	128,324	$1.06M	0.0%	+1.7%	0.988%
8/8/2023	Blue Bell Private Wealth Management LLC	93,436	$768K	0.2%	-2.3%	0.719%
8/7/2023	Shaker Financial Services LLC	289,157	$2.38M	1.0%	+1.4%	2.226%
7/25/2023	Raymond James Financial Services Advisors Inc.	20,175	$166K	0.0%	-9.0%	0.153%
7/24/2023	Allspring Global Investments Holdings LLC	1,795,664	$14.76M	0.0%	+17.5%	13.593%
7/18/2023	Allspring Global Investments Holdings LLC	1,795,664	$14.76M	0.0%	+17.5%	13.591%
5/15/2023	Cetera Investment Advisers	45,200	$358K	0.0%	-14.5%	0.342%
5/12/2023	UBS Group AG	52,719	$418K	0.0%	+45.0%	0.399%
5/11/2023	Gardner Russo & Quinn LLC	258,159	$2.05M	0.0%	+1.6%	1.954%
5/11/2023	Commonwealth Equity Services LLC	126,119	$1M	0.0%	-3.6%	0.955%
5/9/2023	Atlas Wealth LLC	62,392	$495K	0.1%	-5.4%	0.472%
5/8/2023	Shaker Financial Services LLC	285,163	$2.26M	1.0%	+24.3%	2.159%
5/8/2023	Wolverine Asset Management LLC	26,126	$207K	0.0%	+128.4%	0.198%
5/8/2023	Blue Bell Private Wealth Management LLC	95,683	$759K	0.2%	-1.3%	0.724%
4/13/2023	Allspring Global Investments Holdings LLC	1,527,643	$12.11M	0.0%	+10.9%	11.564%
2/15/2023	Morgan Stanley	87,372	$661K	0.0%	+49.8%	0.661%
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2/14/2023	Cetera Investment Advisers	52,850	$400K	0.0%	N/A	0.400%
2/14/2023	Atlas Wealth LLC	65,933	$498K	0.1%	N/A	0.499%
2/13/2023	Wells Fargo & Company MN	11,240	$85K	0.0%	-85.2%	0.085%
2/13/2023	Gardner Russo & Quinn LLC	254,146	$1.92M	0.0%	+1.6%	1.924%
2/10/2023	City of London Investment Management Co. Ltd.	566,411	$4.28M	0.3%	-2.7%	4.288%
2/8/2023	Raymond James Financial Services Advisors Inc.	21,175	$160K	0.0%	-11.1%	0.160%
2/8/2023	Cambridge Investment Research Advisors Inc.	12,618	$95K	0.0%	N/A	0.096%
2/7/2023	Commonwealth Equity Services LLC	130,786	$988K	0.0%	-9.7%	0.990%
2/3/2023	Shaker Financial Services LLC	229,494	$1.74M	0.8%	-4.6%	1.737%
2/1/2023	Wolverine Asset Management LLC	11,438	$86K	0.0%	-43.4%	0.087%
1/23/2023	Allspring Global Investments Holdings LLC	1,377,942	$10.42M	0.0%	+15.4%	10.429%
1/13/2023	Dynamic Advisor Solutions LLC	24,965	$189K	0.0%	+62.1%	0.189%
11/15/2022	Commonwealth Equity Services LLC	144,808	$983K	0.0%	-7.0%	1.096%
11/15/2022	1607 Capital Partners LLC	322,145	$2.19M	0.2%	-2.4%	2.439%
11/10/2022	City of London Investment Management Co. Ltd.	582,352	$3.94M	0.3%	-18.2%	4.408%
11/10/2022	Gardner Russo & Quinn LLC	250,137	$1.70M	0.0%	+2.5%	1.894%
11/10/2022	Wolverine Asset Management LLC	20,204	$137K	0.0%	N/A	0.153%
11/9/2022	Shaker Financial Services LLC	240,499	$1.63M	0.8%	+81.4%	1.821%
11/9/2022	Blue Bell Private Wealth Management LLC	97,562	$662K	0.2%	-5.0%	0.739%
10/26/2022	Allspring Global Investments Holdings LLC	1,193,811	$8.11M	0.0%	+1.7%	9.036%
10/25/2022	Raymond James & Associates	13,050	$89K	0.0%	N/A	0.099%
8/16/2022	CSS LLC IL	304,358	$2.39M	0.1%	-11.5%	2.304%
8/11/2022	UBS Group AG	36,426	$286K	0.0%	+16.9%	0.276%
8/4/2022	Gardner Russo & Quinn LLC	244,154	$1.92M	0.0%	+2.1%	1.848%
8/2/2022	Blue Bell Private Wealth Management LLC	102,705	$807K	0.3%	-8.1%	0.777%
8/1/2022	Shaker Financial Services LLC	132,548	$1.04M	0.5%	-17.7%	1.000%
7/25/2022	Allspring Global Investments Holdings LLC	1,173,455	$9.22M	0.0%	-0.6%	8.850%
6/7/2022	Bank of America Corp DE	84,108	$775K	0.0%	+13.6%	0.634%
5/16/2022	UBS Group AG	31,172	$287K	0.0%	+10.5%	0.235%
5/13/2022	Lazard Asset Management LLC	805,394	$7.43M	0.0%	+0.3%	6.073%
5/13/2022	Cetera Investment Advisers	56,000	$516K	0.0%	+11.6%	0.422%
5/12/2022	Gardner Russo & Quinn LLC	239,081	$2.20M	0.0%	+1.8%	1.803%
5/12/2022	Cornerstone Advisors LLC	38,322	$353K	0.0%	-60.1%	0.289%
5/6/2022	Shaker Financial Services LLC	161,009	$1.49M	0.6%	-6.6%	1.214%
5/4/2022	Advisor Group Holdings Inc.	3,082	$29K	0.0%	-33.4%	0.023%
4/21/2022	Blue Bell Private Wealth Management LLC	111,742	$1.03M	0.3%	+1.4%	0.843%
4/11/2022	Dynamic Advisor Solutions LLC	14,257	$131K	0.0%	+12.2%	0.108%
2/10/2022	Gardner Russo & Quinn LLC	234,799	$2.33M	0.0%	+1.7%	1.770%
2/9/2022	Wolverine Asset Management LLC	97,133	$965K	0.0%	+12.5%	0.732%
2/7/2022	Shaker Financial Services LLC	172,410	$1.71M	0.6%	+20.1%	1.300%
1/28/2022	Allspring Global Investments Holdings LLC	1,167,304	$11.60M	0.0%	N/A	8.802%
1/26/2022	Blue Bell Private Wealth Management LLC	110,154	$1.10M	0.3%	+3.2%	0.831%
1/26/2022	Dynamic Advisor Solutions LLC	12,708	$126K	0.0%	+11.6%	0.096%
11/16/2021	Cetera Investment Advisers	48,300	$443K	0.0%	+77.6%	0.364%
11/15/2021	CSS LLC IL	353,152	$3.24M	0.1%	-22.5%	2.663%
11/12/2021	Wolverine Asset Management LLC	86,352	$792K	0.0%	+8.2%	0.651%
11/12/2021	Bulldog Investors LLP	126,277	$1.16M	0.3%	+103.8%	0.952%
11/10/2021	Blue Bell Private Wealth Management LLC	106,724	$979K	0.3%	-3.0%	0.805%
11/8/2021	Matisse Capital	292,100	$2.68M	1.0%	-6.3%	2.203%
11/5/2021	Advisor Group Holdings Inc.	4,631	$43K	0.0%	+183.9%	0.035%
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11/2/2021	Shaker Financial Services LLC	143,605	$1.32M	0.5%	+13.1%	1.083%
8/17/2021	Wells Fargo & Company MN	1,235,927	$12.03M	0.0%	+0.9%	9.319%
8/16/2021	1607 Capital Partners LLC	353,517	$3.44M	0.2%	-3.7%	2.666%
8/13/2021	LPL Financial LLC	16,350	$159K	0.0%	N/A	0.123%
8/13/2021	Winmill & CO. Inc.	3,270	$32K	0.0%	+717.5%	0.025%
8/12/2021	Lazard Asset Management LLC	805,299	$7.84M	0.0%	-2.7%	6.072%
8/12/2021	Gardner Russo & Quinn LLC	227,492	$2.21M	0.0%	+1.4%	1.715%
8/11/2021	Commonwealth Equity Services LLC	154,981	$1.51M	0.0%	-4.4%	1.169%
8/11/2021	Matisse Capital	311,903	$3.04M	1.0%	-0.7%	2.352%
8/10/2021	Dynamic Advisor Solutions LLC	10,722	$104K	0.0%	N/A	0.081%

(Data available from 1/1/2016 forward)

SWZ Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SWZ shares?: During the previous two years, 27 institutional investors and hedge funds held shares of The Swiss Helvetia Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($16.07M), Lazard Asset Management LLC ($6.13M), 1607 Capital Partners LLC ($2.87M), CSS LLC IL ($2.44M), Shaker Financial Services LLC ($2.37M), Gardner Russo & Quinn LLC ($2.05M), and Karpus Management Inc. ($1.50M).Learn more on SWZ's institutional investors.
What percentage of The Swiss Helvetia Fund stock is owned by institutional investors?: 41.12% of The Swiss Helvetia Fund stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.
Which institutional investors have been buying The Swiss Helvetia Fund stock?: Of the 22 institutional investors that purchased The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($1.20M), Karpus Management Inc. ($182.83K), Shaker Financial Services LLC ($171.60K), Atlas Wealth LLC ($65.93K), Wolverine Asset Management LLC ($64.78K), Cetera Investment Advisers ($58.65K), and Envestnet Asset Management Inc. ($53.21K).

How much institutional buying is happening at The Swiss Helvetia Fund?: Institutional investors have bought a total of 2,012,595 shares in the last 24 months. This purchase volume represents approximately $15.80M in transactions.
Which The Swiss Helvetia Fund major shareholders have been selling company stock?: Of the 17 institutional investors that sold The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: City of London Investment Management Co. Ltd. ($515.76K), Allspring Global Investments Holdings LLC ($84.00K), Wells Fargo & Company MN ($69.40K), Cornerstone Advisors LLC ($57.70K), Shaker Financial Services LLC ($55.35K), CSS LLC IL ($39.47K), and Commonwealth Equity Services LLC ($29.51K).
How much institutional selling is happening at The Swiss Helvetia Fund?: Institutional investors have sold a total of 911,006 shares in the last 24 months. This volume of shares sold represents approximately $7.20M in transactions.

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This page (NYSE:SWZ) was last updated on 4/18/2024 by MarketBeat.com Staff

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The Swiss Helvetia Fund (SWZ) Institutional Ownership

SWZ Institutional Buying and Selling by Quarter

The Swiss Helvetia Fund Major Shareholders & Ownership History

SWZ Institutional Ownership - Frequently Asked Questions

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The Swiss Helvetia Fund (SWZ) Institutional Ownership

Institutional Ownership Changes (13F Filings) for The Swiss Helvetia Fund (NYSE:SWZ)

SWZ Institutional Buying and Selling by Quarter

The Swiss Helvetia Fund Major Shareholders & Ownership History

SWZ Institutional Ownership - Frequently Asked Questions