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NYSE:SWZ

The Swiss Helvetia Fund SEC Filings & 10K Form

$8.79
-0.09 (-1.01 %)
(As of 03/4/2021 12:00 AM ET)
Add
Compare
Today's Range
$8.79
Now: $8.79
$8.88
50-Day Range
$8.85
MA: $9.11
$9.34
52-Week Range
$5.54
Now: $8.79
$9.36
Volume9,273 shs
Average Volume15,054 shs
Market Capitalization$116.57 million
P/E RatioN/A
Dividend Yield6.31%
Beta0.76

SEC Filings

The Swiss Helvetia Fund (NYSE:SWZ) SEC Filings

DateFilerForm TypeView
02/16/2021
2:37 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13G/A
02/12/2021
2:47 PM
The Swiss Helvetia Fund (Subject)
WELLS FARGO & COMPANY/MN (Filed by)
Form SC 13G/A
02/12/2021
8:52 AM
The Swiss Helvetia Fund (Subject)
WELLS FARGO & COMPANY/MN (Filed by)
Form SC 13G/A
02/09/2021
9:51 AM
LAZARD ASSET MANAGEMENT LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13G
01/21/2021
9:49 AM
The Swiss Helvetia Fund (Filer)
Form NPORT-P
11/24/2020
7:40 AM
The Swiss Helvetia Fund (Filer)
Form NPORT-P
10/02/2020
3:07 PM
SELL MORITZ A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/11/2020
8:00 AM
The Swiss Helvetia Fund (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2020
8:39 AM
The Swiss Helvetia Fund (Filer)
Form N-CSRS
08/31/2020
3:32 PM
The Swiss Helvetia Fund (Filer)
Form DEFA14A
08/20/2020
3:20 PM
The Swiss Helvetia Fund (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
07/28/2020
9:37 AM
The Swiss Helvetia Fund (Filer)
Form NPORT-P
07/24/2020
8:47 AM
The Swiss Helvetia Fund (Filer)
Form DEF 14A
05/19/2020
11:01 AM
The Swiss Helvetia Fund (Filer)
Form NPORT-P
05/04/2020
3:58 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2020
3:44 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/16/2020
1:56 PM
SELL MORITZ A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/11/2020
1:10 PM
The Swiss Helvetia Fund (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
03/10/2020
1:53 PM
SELL MORITZ A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
1:10 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2020
3:04 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2020
12:33 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2020
11:39 AM
The Swiss Helvetia Fund (Filer)
Form 40-17G
02/26/2020
11:35 AM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/08/2020
4:07 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/23/2019
3:09 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/19/2019
2:50 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
2:19 PM
The Swiss Helvetia Fund (Filer)
Form N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company  
10/09/2019
1:46 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/08/2019
8:44 AM
The Swiss Helvetia Fund (Filer)
Form DEFA14A
10/04/2019
2:45 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-C
10/04/2019
2:45 PM
The Swiss Helvetia Fund (Filer)
Form DEFA14A
09/04/2019
1:46 PM
The Swiss Helvetia Fund (Filer)
Form N-CSRS
08/20/2019
3:45 PM
The Swiss Helvetia Fund (Filer)
Form DEF 14A
08/20/2019
9:07 AM
The Swiss Helvetia Fund (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/07/2019
3:37 PM
SELL MORITZ A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/05/2019
8:43 AM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4/A
08/02/2019
3:30 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2019
4:28 PM
The Swiss Helvetia Fund (Filer)
Form DEFA14A
07/29/2019
4:26 PM
The Swiss Helvetia Fund (Filer)
Form PRE 14A
07/29/2019
4:26 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-C
05/24/2019
1:10 PM
The Swiss Helvetia Fund (Filer)
Form N-30B-2
05/24/2019
1:08 PM
The Swiss Helvetia Fund (Filer)
Form N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company  
03/15/2019
8:36 AM
The Swiss Helvetia Fund (Filer)
Form N-CEN
03/08/2019
3:18 PM
The Swiss Helvetia Fund (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
02/01/2019
1:54 PM
Das Rajeev P (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
02/01/2019
1:51 PM
Antonucci Thomas (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
02/01/2019
1:45 PM
Darling Stephanie (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
01/04/2019
3:46 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/04/2019
3:44 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/21/2018
12:00 PM
The Swiss Helvetia Fund (Filer)
Form 40-17G
12/10/2018
10:59 AM
The Swiss Helvetia Fund (Subject)
WELLS FARGO & COMPANY/MN (Filed by)
Form SC 13G/A
12/10/2018
7:59 AM
1607 Capital Partners, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13G/A
12/07/2018
11:07 AM
LAZARD ASSET MANAGEMENT LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13G/A
11/29/2018
3:08 PM
The Swiss Helvetia Fund (Filer)
Form N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company  
11/29/2018
2:03 PM
The Swiss Helvetia Fund (Filer)
Form N-30B-2
11/23/2018
8:06 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/23/2018
8:03 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/23/2018
8:02 PM
SELL MORITZ A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/23/2018
8:02 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/23/2018
1:05 PM
Bulldog Investors, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13D/A
11/20/2018
3:16 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-I/A
11/19/2018
3:34 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-I/A
10/23/2018
4:54 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/23/2018
4:52 PM
SELL MORITZ A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/23/2018
4:51 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/23/2018
4:50 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/22/2018
4:05 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-I
09/19/2018
4:25 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-C
09/07/2018
4:14 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-C
08/29/2018
9:34 AM
The Swiss Helvetia Fund (Filer)
Form N-CSRS
08/24/2018
10:17 AM
The Swiss Helvetia Fund (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/23/2018
4:00 PM
The Swiss Helvetia Fund (Subject)
Form SC TO-C
07/27/2018
3:11 PM
DAYAN RICHARD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
07/20/2018
3:23 PM
Calhoun Joseph S III (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/09/2018
12:26 PM
HELLERMAN GERALD (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
07/06/2018
4:31 PM
GOLDSTEIN PHILLIP (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
07/03/2018
2:42 PM
Berris Brian A (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/03/2018
2:37 PM
Hoysradt Jean (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2018
4:14 PM
The Swiss Helvetia Fund (Filer)
Form DEFA14A
06/07/2018
9:31 AM
Bulldog Investors, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form DFAN14A
05/31/2018
7:31 AM
The Swiss Helvetia Fund (Filer)
Form DEFA14A
05/21/2018
4:21 PM
The Swiss Helvetia Fund (Filer)
Form N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company  
05/21/2018
4:19 PM
The Swiss Helvetia Fund (Filer)
Form N-30B-2
05/07/2018
2:59 PM
Bulldog Investors, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form DEFC14A
05/04/2018
4:16 PM
The Swiss Helvetia Fund (Filer)
Form DEF 14A
04/23/2018
11:45 AM
Bulldog Investors, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form PREN14A
04/20/2018
4:21 PM
The Swiss Helvetia Fund (Filer)
Form PRE 14A
04/12/2018
8:04 AM
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE (Filer)
Schroder Investment Management North America Ltd (Filer)
The Swiss Helvetia Fund (Filer)
Form 40-APP/A
03/06/2018
2:56 PM
Bulldog Investors, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13D/A
03/02/2018
10:47 AM
The Swiss Helvetia Fund (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
02/23/2018
1:45 PM
The Swiss Helvetia Fund (Filer)
Form NSAR-B
02/21/2018
1:32 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/14/2018
4:27 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/14/2018
8:50 AM
1607 Capital Partners, LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13G/A
02/12/2018
9:42 AM
The Swiss Helvetia Fund (Subject)
WELLS FARGO & COMPANY/MN (Filed by)
Form SC 13G/A
02/08/2018
3:57 PM
LAZARD ASSET MANAGEMENT LLC (Filed by)
The Swiss Helvetia Fund (Subject)
Form SC 13G/A
02/07/2018
12:54 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/06/2018
4:25 PM
Hoysradt Jean (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 5
Annual statement of changes in beneficial ownership of securities  
02/05/2018
2:11 PM
Dakos Andrew (Reporting)
The Swiss Helvetia Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 3/4/2021 by MarketBeat.com Staff

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