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Sprott Focus Trust (FUND) Institutional Ownership

Sprott Focus Trust logo
$9.65 +0.04 (+0.42%)
Closing price 10/2/2026 04:00 PM Eastern
Extended Trading
$9.63 -0.02 (-0.21%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Sprott Focus Trust (NASDAQ:FUND)

Current
Institutional Ownership
Percentage
12.63%
Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$10.00M
Number of
Institutional Sellers
(last 12 months)
8
Total
Institutional Outflows
(last 12 months)
$2.21M
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FUND Institutional Buying and Selling by Quarter

Sprott Focus Trust Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026Integrated Wealth Concepts LLC155,517$1.47M0.0%-33.3%0.524%
8/23/2026Readystate Asset Management LP14,119$134K0.0%N/A0.048%
8/22/2026Sapient Capital LLC80,873$767K0.0%-1.4%0.273%
8/21/2026Acorn Wealth Advisors LLC45,010$1.16M0.3%+7.8%0.152%
8/20/2026Susquehanna International Group LLP19,523$185K0.0%-26.4%0.066%
8/17/2026Bank of America Corp DE17,978$170K0.0%N/A0.061%
8/12/2026Northwestern Mutual Wealth Management Co.20,147$191K0.0%N/A0.068%
8/12/2026Evolve Private Wealth LLC146,028$1.38M0.1%N/A0.493%
8/11/2026Hara Capital LLC8,490$80K0.0%N/A0.029%
7/9/2026Sapient Capital LLC80,873$767K0.0%-1.4%0.273%
6/22/2026Sapient Capital LLC82,018$782K0.0%+1.5%0.277%
5/18/2026Royal Bank of Canada802,431$7.66M0.0%+15.4%2.707%
4/24/2026Essex Financial Services Inc.218,586$2.09M0.1%+0.5%0.737%
2/18/2026Evolve Private Wealth LLC150,916$1.31M0.1%N/A0.509%
2/18/20261607 Capital Partners LLC133,133$1.16M0.1%-3.1%0.449%
2/17/2026AQR Arbitrage LLC124,515$1.08M0.0%-11.1%0.420%
2/17/2026Captrust Financial Advisors85,417$741K0.0%+1.6%0.288%
2/17/2026Royal Bank of Canada695,626$6.04M0.0%+12.0%2.347%
2/17/2026Militia Capital Partners LP13,000$113K0.0%N/A0.044%
2/13/2026Kestra Advisory Services LLC4,665$40K0.0%N/A0.016%
2/13/2026Integrated Wealth Concepts LLC250,275$2.17M0.0%-12.8%0.844%
2/13/2026Wells Fargo & Company MN105,640$917K0.0%+7.2%0.356%
2/12/2026Advocate Investing Services LLC7,066$61K0.1%N/A0.024%
2/12/2026Sprott Inc.15,450,730$134.11M4.5%+1.5%52.128%
2/11/2026LPL Financial LLC525,819$4.56M0.0%+18.7%1.774%
2/9/2026Blue Bell Private Wealth Management LLC200,923$1.74M0.3%+14.9%0.678%
2/5/2026Sapient Capital LLC80,823$705K0.0%+2.1%0.273%
1/26/2026Shaker Financial Services LLC465,917$4.04M1.3%-1.8%1.572%
1/15/2026Hara Capital LLC32,889$285K0.2%-26.3%0.111%
11/17/2025Susquehanna International Group LLP21,570$179K0.0%-24.4%0.073%
11/17/2025Integrated Wealth Concepts LLC287,121$2.39M0.0%-5.8%0.969%
11/17/20251607 Capital Partners LLC137,368$1.14M0.1%-6.7%0.463%
11/14/2025AQR Arbitrage LLC140,061$1.16M0.0%-12.5%0.473%
11/14/2025Raymond James Financial Inc.45,493$378K0.0%+126.7%0.153%
11/12/2025Sprott Inc.15,219,058$126.43M4.4%+0.9%51.346%
10/30/2025Hara Capital LLC44,633$371K0.2%-35.4%0.151%
10/28/2025Lodestar Private Asset Management LLC29,114$242K0.0%-13.7%0.098%
10/28/2025Wolverine Asset Management LLC4,025$33K0.0%+79.5%0.014%
10/22/2025Shaker Financial Services LLC474,364$3.94M1.4%+3.2%1.600%
10/22/2025Blue Bell Private Wealth Management LLC174,865$1.45M0.2%+19.9%0.590%
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10/17/2025Sapient Capital LLC79,187$657K0.0%-3.8%0.267%
9/4/2025Osaic Holdings Inc.50,438$377K0.0%+203.4%0.170%
8/15/2025Hara Capital LLC69,126$517K0.3%+2.1%0.233%
8/15/2025AQR Arbitrage LLC160,024$1.20M0.0%-2.3%0.540%
8/14/2025Raymond James Financial Inc.20,068$150K0.0%-6.8%0.068%
8/5/2025Shaker Financial Services LLC459,701$3.44M1.2%+44.9%1.542%
7/25/2025Lodestar Private Asset Management LLC33,747$252K0.0%-15.7%0.113%
5/16/2025NewEdge Advisors LLC13,500$100K0.0%+20.5%0.045%
5/16/2025Integrated Wealth Concepts LLC306,353$2.27M0.0%-3.8%1.028%
5/16/20251607 Capital Partners LLC164,668$1.22M0.1%-46.9%0.552%
5/15/2025Royal Bank of Canada579,065$4.29M0.0%+16.7%1.943%
5/14/2025Sprott Inc.14,932,818$110.65M6.0%+1.0%50.102%
5/13/2025HighTower Advisors LLC17,774$132K0.0%-10.0%0.060%
5/12/2025Wolverine Asset Management LLC112,105$831K0.0%-40.5%0.376%
5/9/2025Shaker Financial Services LLC317,148$2.35M0.9%-15.5%1.064%
5/7/2025LPL Financial LLC433,753$3.21M0.0%+11.8%1.455%
5/6/2025Readystate Asset Management LP15,475$115K0.0%-60.1%0.052%
5/5/2025Blue Bell Private Wealth Management LLC143,963$1.07M0.2%+7.7%0.483%
4/30/2025Hara Capital LLC67,696$502K0.3%-2.7%0.227%
4/25/2025Essex Financial Services Inc.222,879$1.65M0.1%-5.0%0.748%
3/14/2025Hara Capital LLC69,586$509K0.3%N/A0.233%
2/17/2025Waverly Advisors LLC10,792$79K0.0%N/A0.036%
2/17/2025Captrust Financial Advisors90,290$660K0.0%-2.4%0.303%
2/14/2025AQR Arbitrage LLC162,776$1.18M0.0%+34.5%0.546%
2/14/2025Integrated Wealth Concepts LLC318,403$2.33M0.0%-3.4%1.068%
2/14/2025Shaker Financial Services LLC375,210$2.75M1.1%-61.5%1.259%
2/13/20251607 Capital Partners LLC310,073$2.27M0.2%+20.4%1.040%
2/13/2025NewEdge Advisors LLC11,200$82K0.0%N/A0.038%
2/13/2025Raymond James Financial Inc.20,302$149K0.0%N/A0.068%
2/13/2025Wells Fargo & Company MN86,671$634K0.0%+7.6%0.291%
2/12/2025Landscape Capital Management L.L.C.37,723$276K0.0%-29.4%0.127%
2/12/2025Level Four Advisory Services LLC23,548$172K0.0%+9.0%0.079%
2/11/2025LPL Financial LLC388,110$2.84M0.0%+179.0%1.302%
2/7/2025HighTower Advisors LLC19,750$144K0.0%N/A0.066%
2/7/2025Blue Bell Private Wealth Management LLC133,641$978K0.2%+41.3%0.448%
2/6/2025Raymond James Financial Inc.20,302$149K0.0%N/A0.068%
2/4/2025Sprott Inc.14,777,915$108.08M6.4%+2.3%49.574%
2/3/2025Wolverine Asset Management LLC188,488$1.38M0.0%+38.8%0.632%
1/31/2025Hara Capital LLC79,586$582K0.4%N/A0.267%
1/29/2025Essex Financial Services Inc.234,707$1.72M0.1%-1.0%0.787%
1/29/2025Sapient Capital LLC81,603$597K0.0%+3.0%0.274%
11/15/2024Integrated Wealth Concepts LLC329,649$2.54M0.0%+1.0%1.106%
11/14/2024Captrust Financial Advisors92,514$712K0.0%+3.4%0.310%
10/31/2024Shaker Financial Services LLC974,603$7.50M2.8%-2.1%3.292%
10/11/2024Sapient Capital LLC79,258$610K0.0%-13.5%0.266%
9/5/2024Sanctuary Advisors LLC160,023$1.23M0.0%N/A0.541%
8/22/2024Cetera Investment Advisers234,209$1.75M0.0%-0.9%0.791%
8/16/2024Northwestern Mutual Wealth Management Co.18,110$135K0.0%-16.0%0.061%
8/5/2024Blue Bell Private Wealth Management LLC63,348$474K0.1%+392.5%0.214%
8/3/2024Shaker Financial Services LLC995,343$7.47M3.0%+10.2%3.363%
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8/2/2024Wolverine Asset Management LLC134,938$1.01M0.0%+4.8%0.456%
8/1/2024Mraz Amerine & Associates Inc.11,720$88K0.0%-26.0%0.040%
7/31/2024Essex Financial Services Inc.260,300$1.95M0.1%-3.0%0.879%
5/24/2024Cetera Advisors LLC232,185$1.87M0.0%N/A0.784%
5/24/2024Cetera Investment Advisers236,266$1.90M0.0%-0.8%0.798%
5/4/20249258 Wealth Management LLC10,765$87K0.0%N/A0.036%
4/24/2024Blue Bell Private Wealth Management LLC12,863$103K0.0%+266.8%0.043%
4/24/2024Essex Financial Services Inc.268,272$2.16M0.2%-1.5%0.906%
4/23/2024Sapient Capital LLC92,179$741K0.0%-2.1%0.311%
2/14/2024Sprott Inc.114,355$915K0.1%+3.1%0.386%


FUND Institutional Ownership - Frequently Asked Questions

During the previous two years, 31 institutional investors and hedge funds held shares of Sprott Focus Trust. The most heavily invested institutionals were Sprott Inc. ($134.11M), Royal Bank of Canada ($7.66M), LPL Financial LLC ($4.56M), Shaker Financial Services LLC ($4.04M), Essex Financial Services Inc. ($2.09M), Blue Bell Private Wealth Management LLC ($1.74M), and Integrated Wealth Concepts LLC ($1.47M).Learn more on Sprott Focus Trust's institutional investors.

12.63% of Sprott Focus Trust's stock is owned by institutional investors. Learn more on FUND's institutional investor holdings.

Of the 28 institutional investors that purchased Sprott Focus Trust's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sprott Inc. ($854.24K), LPL Financial LLC ($377.41K), Evolve Private Wealth LLC ($296.94K), Royal Bank of Canada ($264.36K), Hara Capital LLC ($159.09K), Shaker Financial Services LLC ($157.22K), and Blue Bell Private Wealth Management LLC ($104.43K).

Institutional investors have bought a total of 1,130,390 shares in the last 24 months. This purchase volume represents approximately $10.00M in transactions.

The following institutional investors have sold Sprott Focus Trust stock in the last 24 months: Integrated Wealth Concepts LLC ($132.26K), Hara Capital LLC ($36.24K), AQR Arbitrage LLC ($35.51K), 1607 Capital Partners LLC ($14.14K), Susquehanna International Group LLP ($13.98K), Shaker Financial Services LLC ($8.45K), and Sapient Capital LLC ($5.38K).

Institutional investors have sold a total of 250,578 shares in the last 24 months. This volume of shares sold represents approximately $2.21M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FUND is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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