High Income Securities Fund (PCF) Institutional Ownership

$6.29
+0.09 (+1.45%)
(As of 01:44 PM ET)

Institutional Ownership Changes (13F Filings) for High Income Securities Fund (NYSE:PCF)

Current
Institutional Ownership
Percentage
16.64%
Number of
Institutional Buyers
(last 12 months)
11
Total
Institutional Inflows
(last 12 months)
$1.38M
Number of
Institutional Sellers
(last 12 months)
8
Total
Institutional Outflows
(last 12 months)
$1.13M
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PCF Institutional Buying and Selling by Quarter

High Income Securities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/9/2024Founders Financial Alliance LLC38,537$247K0.1%+8.3%0.220%
2/9/2024L.M. Kohn & Company15,316$98K0.0%-25.8%0.087%
2/7/2024Shaker Financial Services LLC37,567$241K0.1%N/A0.214%
2/1/2024Wolverine Asset Management LLC5,500$35K0.0%+148.4%0.031%
1/22/2024Silverlake Wealth Management LLC25,160$162K0.1%-11.9%0.144%
1/18/2024McGlone Suttner Wealth Management Inc.17,924$115K0.0%-25.1%0.102%
1/16/2024Raymond James Financial Services Advisors Inc.74,432$478K0.0%+2.4%0.425%
1/16/2024Raymond James & Associates132,858$853K0.0%+33.9%0.758%
10/26/2023Detalus Advisors LLC12,342$76K0.0%-13.0%0.070%
10/24/2023Raymond James Financial Services Advisors Inc.72,657$450K0.0%-30.4%0.414%
10/19/2023McGlone Suttner Wealth Management Inc.23,944$148K0.0%-17.6%0.137%
8/23/2023CTC Alternative Strategies Ltd.17,000$110K0.1%N/A0.097%
8/18/2023SFI Advisors LLC11,021$71K0.1%N/A0.063%
8/14/2023CSS LLC IL23,452$152K0.0%+14.7%0.134%
8/10/2023Cetera Investment Advisers863,933$5.60M0.0%-3.6%4.928%
8/8/2023Blue Bell Private Wealth Management LLC4,700$30K0.0%N/A0.027%
7/31/2023LPL Financial LLC85,518$554K0.0%-50.7%0.488%
7/25/2023Raymond James Financial Services Advisors Inc.104,364$676K0.0%+32.0%0.595%
7/25/2023Raymond James & Associates100,093$649K0.0%+2.5%0.571%
7/14/2023 Gilman Hill Asset Management LLC32,500$211K0.0%+8.3%0.185%
5/12/2023SeaCrest Wealth Management LLC39,458$256K0.0%-4.5%0.225%
5/8/2023Shaker Financial Services LLC20,400$133K0.1%N/A0.116%
5/8/2023Wolverine Asset Management LLC46,658$303K0.0%+101.7%0.266%
5/1/2023Virtu Financial LLC24,560$160K0.0%N/A0.140%
4/21/2023Kovack Advisors Inc.15,661$102K0.0%N/A0.089%
4/20/2023McGlone Suttner Wealth Management Inc.29,055$189K0.0%-29.5%0.166%
4/20/2023 Gilman Hill Asset Management LLC30,000$195K0.0%+71.4%0.171%
4/14/2023Raymond James Financial Services Advisors Inc.79,083$514K0.0%+6.2%0.451%
2/10/2023Yakira Capital Management Inc.117,237$762K0.2%-2.2%0.669%
2/9/2023McGlone Suttner Wealth Management Inc.41,237$268K0.1%N/A0.235%
2/8/2023Raymond James Financial Services Advisors Inc.74,476$484K0.0%-13.0%0.425%
2/8/2023L.M. Kohn & Company21,765$141K0.1%+52.1%0.124%
2/8/2023Raymond James & Associates97,231$632K0.0%+58.0%0.555%
2/7/2023LPL Financial LLC151,063$982K0.0%+18.3%0.862%
2/2/2023Raymond James Trust N.A.10,003$65K0.0%N/A0.057%
2/1/2023Wolverine Asset Management LLC23,128$150K0.0%N/A0.132%
1/31/2023Melfa Wealth Management LLC30,082$196K0.2%N/A0.172%
1/20/2023 Gilman Hill Asset Management LLC17,500$114K0.0%N/A0.100%
11/16/2022SeaCrest Wealth Management LLC40,727$281K0.0%+8.6%0.429%
11/15/2022Bulldog Investors LLP284,687$1.96M0.6%-13.2%3.000%
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11/14/2022Thomas J. Herzfeld Advisors Inc.436,726$3.01M1.3%-49.5%4.602%
10/25/2022Raymond James & Associates61,557$424K0.0%-6.8%0.649%
10/25/2022Raymond James Financial Services Advisors Inc.85,628$590K0.0%+77.7%0.902%
8/15/2022Bulldog Investors LLP327,846$2.39M0.7%-4.2%3.455%
8/11/2022Cetera Investment Advisers965,528$7.03M0.1%-4.5%10.174%
8/11/2022CoreCap Advisors LLC3,425$25K0.0%N/A0.036%
8/10/2022Thomas J. Herzfeld Advisors Inc.864,245$6.29M2.6%+2.3%9.107%
8/8/2022Baird Financial Group Inc.138,805$1.01M0.0%+4.6%1.463%
8/5/2022CTC Capital Management LLC17,000$124K0.1%N/A0.179%
8/3/2022Envestnet Asset Management Inc.193,671$1.41M0.0%-8.1%2.041%
7/27/2022Detalus Advisors LLC13,892$101K0.1%+16.8%0.146%
7/19/2022Commonwealth Equity Services LLC11,345$82K0.0%-20.0%0.120%
5/25/2022L.M. Kohn & Company14,311$114K0.0%N/A0.151%
5/13/2022Cetera Investment Advisers1,011,083$8.01M0.1%-3.7%10.654%
5/12/2022Sit Investment Associates Inc.545,862$4.32M0.1%-45.0%5.752%
5/12/2022Yakira Capital Management Inc.222,820$1.77M0.3%-10.5%2.348%
5/9/2022 Doliver Advisors LP26,894$213K0.1%-41.0%0.283%
5/4/2022Wolverine Asset Management LLC18,474$146K0.0%+169.2%0.195%
5/4/2022Commonwealth Equity Services LLC14,176$112K0.0%+17.9%0.149%
5/4/2022Envestnet Asset Management Inc.210,716$1.67M0.0%+14.2%2.220%
2/15/2022CTC Capital Management LLC17,000$147K0.4%N/A0.179%
2/15/2022Cetera Investment Advisers1,049,833$9.08M0.1%N/A11.063%
2/14/2022CSS LLC IL35,160$304K0.0%N/A0.370%
2/14/2022Clough Capital Partners L P31,510$273K0.0%N/A0.332%
2/14/2022Bulldog Investors LLP481,112$4.16M1.1%N/A5.070%
2/9/2022Wolverine Asset Management LLC6,862$59K0.0%N/A0.072%
2/9/2022Yakira Capital Management Inc.248,861$2.15M0.3%N/A2.622%
2/9/2022Baird Financial Group Inc.116,509$1.01M0.0%+3.0%1.228%
2/8/2022Raymond James & Associates58,400$505K0.0%N/A0.615%
2/7/2022 Doliver Advisors LP45,556$392K0.1%+88.0%0.480%
2/4/2022Envestnet Asset Management Inc.184,538$1.60M0.0%N/A1.945%
2/3/2022Advisor Group Holdings Inc.24,097$209K0.0%+61.7%0.254%
1/31/2022Commonwealth Equity Services LLC12,019$103K0.0%N/A0.127%
1/18/2022Detalus Advisors LLC11,892$103K0.0%N/A0.125%
11/16/2021Cetera Advisor Networks LLC20,220$177K0.0%+67.1%0.213%
11/16/2021SeaCrest Wealth Management LLC50,688$444K0.1%+34.7%0.534%
11/9/2021Kerntke Otto McGlone Wealth Management Group11,591$102K0.3%-83.0%0.122%
11/5/2021Advisor Group Holdings Inc.14,900$131K0.0%+62.0%0.157%
11/3/2021 Doliver Advisors LP24,229$212K0.1%N/A0.255%
10/27/2021Merit Financial Group LLC14,637$128K0.0%N/A0.154%
10/19/2021Kestra Advisory Services LLC34,053$298K0.0%+78.1%0.359%
10/13/2021FNY Investment Advisers LLC3,000$26K0.0%N/A0.032%
8/13/2021Winmill & CO. Inc.3,240$32K0.0%+305.0%0.034%
8/12/2021SeaCrest Wealth Management LLC37,633$366K0.0%+22.1%0.397%
8/10/2021Mid Atlantic Financial Management Inc. ADV42,400$413K0.0%+6.8%0.447%
8/2/2021Advisor Group Holdings Inc.9,200$89K0.0%-79.1%0.097%
5/14/2021Yakira Capital Management Inc.23,106$202K0.0%-39.5%0.415%
5/14/2021Bulldog Investors LLP51,745$452K0.1%+115.6%0.930%
5/13/2021Baird Financial Group Inc.133,285$1.17M0.0%N/A2.395%
5/11/2021Mid Atlantic Financial Management Inc. ADV39,700$347K0.0%N/A0.713%
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5/10/2021Kestra Advisory Services LLC18,901$165K0.0%-30.4%0.340%
4/22/2021ProVise Management Group LLC14,708$129K0.0%-12.0%0.264%
4/21/2021McClarren Financial Advisors Inc.2,969$26K0.0%N/A0.053%
2/17/2021Cetera Investment Advisers13,100$113K0.0%N/A0.235%
2/9/2021SeaCrest Wealth Management LLC19,161$165K0.0%N/A0.344%
1/20/2021Kestra Advisory Services LLC27,159$232K0.0%N/A0.488%
11/16/2020Rivernorth Capital Management LLC39,338$328K0.0%-70.6%0.707%
11/13/2020Morgan Stanley13,550$113K0.0%-14.5%0.243%
8/14/2020Advisor Group Holdings Inc.13,001$99K0.0%-41.9%0.234%
6/16/2020Royal Bank of Canada5,905$39K0.0%+34.3%0.106%
(Data available from 1/1/2016 forward)

PCF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PCF shares?

During the previous two years, 31 institutional investors and hedge funds held shares of High Income Securities Fund. The most heavily invested institutionals were Cetera Investment Advisers ($5.60M), Sit Investment Associates Inc. ($4.32M), Thomas J. Herzfeld Advisors Inc. ($3.01M), Bulldog Investors LLP ($1.96M), Envestnet Asset Management Inc. ($1.41M), Baird Financial Group Inc. ($1.01M), and Raymond James & Associates ($853K).Learn more on PCF's institutional investors.

What percentage of High Income Securities Fund stock is owned by institutional investors?

16.64% of High Income Securities Fund stock is owned by institutional investors. Learn more on PCF's institutional investor holdings.

Which institutional investors have been buying High Income Securities Fund stock?

Of the 25 institutional investors that purchased High Income Securities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James & Associates ($71.79K), Raymond James Financial Services Advisors Inc. ($69.11K), Wolverine Asset Management LLC ($61.56K), Shaker Financial Services LLC ($57.97K), McGlone Suttner Wealth Management Inc. ($41.24K), Gilman Hill Asset Management LLC ($32.50K), and Melfa Wealth Management LLC ($30.08K).

How much institutional buying is happening at High Income Securities Fund?

Institutional investors have bought a total of 577,376 shares in the last 24 months. This purchase volume represents approximately $3.88M in transactions.

Which High Income Securities Fund major shareholders have been selling company stock?

Of the 16 institutional investors that sold High Income Securities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sit Investment Associates Inc. ($446.72K), Thomas J. Herzfeld Advisors Inc. ($427.52K), Cetera Investment Advisers ($117.01K), LPL Financial LLC ($87.80K), Bulldog Investors LLP ($57.47K), Raymond James Financial Services Advisors Inc. ($42.86K), and Yakira Capital Management Inc. ($28.70K).

How much institutional selling is happening at High Income Securities Fund?

Institutional investors have sold a total of 1,286,850 shares in the last 24 months. This volume of shares sold represents approximately $9.35M in transactions.


This page (NYSE:PCF) was last updated on 4/23/2024 by MarketBeat.com Staff

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