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The Herzfeld Caribbean Basin Fund (CUBA) SEC Filings & 10K Form

The Herzfeld Caribbean Basin Fund logo
$2.53 +0.03 (+1.20%)
As of 04/30/2025 04:00 PM Eastern
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Recent The Herzfeld Caribbean Basin Fund SEC Filings

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DateFilerForm TypeView
04/09/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/09/2025
4:15 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SCHEDULE 13D/A
04/09/2025
4:20 PM		The Herzfeld Caribbean Basin Fund (Subject)
Herzfeld Erik Mervin (Filed by)
Form SCHEDULE 13D/A
04/07/2025
3:35 PM		Bulldog Investors, LLP (Filed by)
The Herzfeld Caribbean Basin Fund (Subject)
Form SCHEDULE 13G/A
04/01/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2025
4:00 PM		Herzfeld Brigitta Suzanne (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/27/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SCHEDULE 13D/A
03/17/2025
7:34 AM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/14/2025
8:15 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/14/2025
10:07 AM		Herzfeld Brigitta Suzanne (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4/A
03/11/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/11/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SCHEDULE 13D/A
03/11/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
Herzfeld Erik Mervin (Filed by)
Form SCHEDULE 13D/A
03/11/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Herzfeld Erik Mervin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/11/2025
4:00 PM		Herzfeld Brigitta Suzanne (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SCHEDULE 13D/A
03/10/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
Herzfeld Erik Mervin (Filed by)
Form SCHEDULE 13D/A
03/10/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Paylor Ryan M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:00 PM		Herzfeld Brigitta Suzanne (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Herzfeld Erik Mervin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SCHEDULE 13D/A
03/06/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
Herzfeld Erik Mervin (Filed by)
Form SCHEDULE 13D/A
03/06/2025
4:00 PM		Herzfeld Brigitta Suzanne (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2025
4:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/04/2025
7:00 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form DEFA14A
03/03/2025
8:47 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
02/27/2025
7:09 AM		Herzfeld Brigitta Suzanne (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
02/07/2025
3:05 PM		Bulldog Investors, LLP (Filed by)
The Herzfeld Caribbean Basin Fund (Subject)
Form SCHEDULE 13G
11/25/2024
4:24 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SCHEDULE 13D/A
11/21/2024
3:26 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4/A
11/21/2024
3:27 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Paylor Ryan M (Reporting)
Form 4/A
11/21/2024
11:17 AM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-I/A
11/18/2024
3:34 PM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-I/A
10/15/2024
3:24 PM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-I
10/03/2024
3:27 PM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-C
09/30/2024
12:46 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form DEF 14A
09/06/2024
1:54 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
09/03/2024
12:23 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/29/2024
10:18 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
07/01/2024
11:15 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form EFFECT
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06/28/2024
11:19 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form 40-17G
06/27/2024
3:31 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-2/A
05/30/2024
11:47 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
05/20/2024
4:17 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-2
Registration statement for closed-end management investment companies  
05/14/2024
3:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
LIEFF ANN S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:00 PM		GONDOR CECILIA L (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:00 PM		Gelety John A (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Herzfeld Erik Mervin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
TATUM KAY W (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:00 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Paylor Ryan M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/06/2024
4:23 PM		The Herzfeld Caribbean Basin Fund (Subject)
Herzfeld Erik Mervin (Filed by)
Form SC 13D/A
(Data available from 1/1/2016 forward)


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This page (NASDAQ:CUBA) was last updated on 5/1/2025 by MarketBeat.com Staff
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