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Portman Ridge Finance (PTMN) 10K Form and Latest SEC Filings 2026

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$7.96 -0.08 (-1.00%)
As of 05/13/2026

Latest Portman Ridge Finance SEC Filings & Recent Activity

Portman Ridge Finance (NASDAQ:PTMN) has submitted 256+ documents to the U.S. Securities and Exchange Commission (SEC) since 2018. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 8-K submitted on May 8, 2026.

Form 4
BCP Investment Corp Reports Ownership Change on Mar. 24, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Portman Ridge Finance Files Current Report on May. 8, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

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10-Q
Portman Ridge Finance Files Quarterly Report on Nov. 6, 2025

The 10-Q contains Portman Ridge Finance's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Portman Ridge Finance SEC Filing History

Browse Portman Ridge Finance's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/08/2026 4:23 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/09/2026 8:00 AM
Portman Ridge Finance (1372807) Filer
Form 40-17G
03/27/2026 3:29 PM
Portman Ridge Finance (1372807) Filer
Form N-23C-2
03/24/2026 4:18 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/24/2026 3:46 PM
Portman Ridge Finance (1372807) Issuer
Held David (1870552) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/24/2026 2:12 PM
Portman Ridge Finance (1372807) Issuer
Grunebaum George (1580706) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/24/2026 1:47 PM
Portman Ridge Finance (1372807) Issuer
Kehler Dean C (1322745) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/23/2026 7:29 PM
Portman Ridge Finance (1372807) Issuer
Schafer Patrick (1772591) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/23/2026 7:17 PM
Portman Ridge Finance (1372807) Issuer
Duka Alexander (1738064) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/23/2026 7:22 PM
Portman Ridge Finance (1372807) Issuer
Satoren Brandon (1894209) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/23/2026 3:12 PM
Portman Ridge Finance (1372807) Subject
Kehler Dean C (1322745) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
03/19/2026 7:06 PM
Portman Ridge Finance (1372807) Issuer
Kehler Dean C (1322745) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/19/2026 3:10 PM
Portman Ridge Finance (1372807) Subject
Kehler Dean C (1322745) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
03/13/2026 3:02 PM
Portman Ridge Finance (1372807) Issuer
Kehler Dean C (1322745) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2026 3:24 PM
Portman Ridge Finance (1372807) Subject
Kehler Dean C (1322745) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
03/12/2026 3:12 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/11/2026 3:32 PM
Portman Ridge Finance (1372807) Subject
Kehler Dean C (1322745) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/30/2025 4:05 PM
Portman Ridge Finance (1372807) Subject
Kehler Dean C (1322745) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/30/2025 3:49 PM
Portman Ridge Finance (1372807) Issuer
Kehler Dean C (1322745) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2025 8:26 PM
Portman Ridge Finance (1372807) Issuer
Schafer Patrick (1772591) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2025 8:08 PM
Portman Ridge Finance (1372807) Issuer
Satoren Brandon (1894209) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2025 7:49 PM
Portman Ridge Finance (1372807) Issuer
Goldthorpe Edward J. (1549748) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2025 3:37 PM
Portman Ridge Finance (1372807) Issuer
Morea Joseph (1554534) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2025 3:38 PM
Portman Ridge Finance (1372807) Issuer
Grunebaum George (1580706) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/12/2025 4:15 PM
Portman Ridge Finance (1372807) Subject
Form SC TO-T/A
11/12/2025 4:09 PM
Portman Ridge Finance (1372807) Subject
Form SC TO-T
11/07/2025 4:16 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/06/2025 4:25 PM
Portman Ridge Finance (1372807) Subject
Form SC TO-C
11/06/2025 3:08 PM
Portman Ridge Finance (1372807) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/15/2025 4:28 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/15/2025 3:23 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/14/2025 3:16 PM
Portman Ridge Finance (1372807) Filer
Form N-23C-2
10/10/2025 7:21 PM
Portman Ridge Finance (1372807) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/23/2025 12:39 PM
Portman Ridge Finance (1372807) Issuer
Satoren Brandon (1894209) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/23/2025 12:40 PM
Portman Ridge Finance (1372807) Issuer
Schafer Patrick (1772591) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/12/2025 4:09 PM
Portman Ridge Finance (1372807) Filer
Form 305B2
09/12/2025 1:41 PM
Ability Insurance Co (1895044) Filer
ACIF Master Blocker, LLC (1957464) Filer
Alternative Credit Income Fund (1628040) Filer
BC Partners Advisors L.P. (1711889) Filer
BC Partners Lending Corp (1726548) Filer
Portman Ridge Finance (1372807) Filer
BCP Special Opportunities Fund II EUR Holdings LP (1883075) Filer
BCP Special Opportunities Fund II Holdings LP (1883080) Filer
BCP Special Opportunities Fund II LP (1791837) Filer
BCP Special Opportunities Fund II Originations LP (1883084) Filer
BCP Special Opportunities Fund III Holdings LP (2080420) Filer
BCPL Sub Holdings LLC (1957423) Filer
Blue Sky Credit Fund LP (1931819) Filer
Capitala Business Lending, LLC (1883102) Filer
CIF Investments LLC (1883124) Filer
Cornhusker Funding 1A LLC (2079231) Filer
Cornhusker Funding 1B LLC (2079232) Filer
Cornhusker Funding 1C LLC (2079233) Filer
CPTA Master Blocker, Inc. (1883177) Filer
Garrison Capital Equity Holdings II LLC (1883183) Filer
Garrison Capital Equity Holdings VIII LLC (1883185) Filer
Garrison Capital Equity Holdings XI LLC (1883186) Filer
Garrison MML CLO 2019-1 LLC (1883191) Filer
GIG Rooster Holdings I LLC (2080780) Filer
Great Lakes BCPL Funding Ltd. (1957428) Filer
Great Lakes Funding II LLC (2080202) Filer
Great Lakes KCAP Funding I, LLC (1883212) Filer
Great Lakes Portman Ridge Funding I, LLC (1883213) Filer
Great Lakes Senior MLC I LLC (1883214) Filer
HCAP Equity Holdings LLC (2080421) Filer
KCAP Freedom 3 LLC (2080783) Filer
Kohlberg Capital Funding LLC I (1883220) Filer
Mount Logan Capital Inc. (1832201) Filer
Mount Logan Funding 2018-1 LP (1883223) Filer
Mount Logan Management LLC (1900464) Filer
Mount Logan MML CLO 2019-1 LP (1883251) Filer
Opportunistic Credit Interval Fund (1907437) Filer
PTMN Sub Holdings LLC (1883322) Filer
Runway Growth Capital LLC (1750932) Filer
Runway Growth Finance Corp. (1653384) Filer
Runway Growth Finance Corp. (1653384) Filer
Runway Growth Finance Corp. (1653384) Filer
RUNWAY GROWTH FINANCE L.P. (1799127) Filer
Runway Growth Finance Opportunities Fund I LP (1927745) Filer
Sierra Crest Investment Management LLC (1819980) Filer
Sofix Master Blocker LLC (2080785) Filer
Sparrowhawk Re SPC (2080566) Filer
Form 40-APP
07/17/2025 4:05 PM
Portman Ridge Finance (1372807) Issuer
Schafer Patrick (1772591) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2025 4:05 PM
Portman Ridge Finance (1372807) Issuer
Satoren Brandon (1894209) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2025 4:05 PM
Goldthorpe Edward J. (1549748) Reporting
Portman Ridge Finance (1372807) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2025 3:26 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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06/27/2025 4:23 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/24/2025 4:12 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/11/2025 3:59 PM
Logan Ridge Finance Corp. (1571329) Subject
Portman Ridge Finance (1372807) Filed by
Form 425
06/11/2025 4:07 PM
Logan Ridge Finance Corp. (1571329) Subject
Portman Ridge Finance (1372807) Filed by
Form 425
06/06/2025 7:19 AM
Logan Ridge Finance Corp. (1571329) Subject
Portman Ridge Finance (1372807) Filed by
Form 425
06/03/2025 4:15 PM
Portman Ridge Finance (1372807) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/03/2025 4:21 PM
Logan Ridge Finance Corp. (1571329) Subject
Portman Ridge Finance (1372807) Filed by
Form 425
05/23/2025 3:06 PM
Logan Ridge Finance Corp. (1571329) Subject
Portman Ridge Finance (1372807) Filed by
Form 425
05/15/2025 4:35 PM
Held David (1870552) Reporting
Portman Ridge Finance (1372807) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/15/2025 4:38 PM
Portman Ridge Finance (1372807) Issuer
Satoren Brandon (1894209) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/15/2025 4:22 PM
Portman Ridge Finance (1372807) Issuer
Schafer Patrick (1772591) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/15/2025 4:26 PM
Goldthorpe Edward J. (1549748) Reporting
Portman Ridge Finance (1372807) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)

Portman Ridge Finance SEC Filings - Frequently Asked Questions

Portman Ridge Finance (PTMN) has submitted 256+ filings to the SEC since 2018. You can browse the complete history or filter by form type using the tools above.

Portman Ridge Finance's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results.

The most recent filing was a Form 8-K submitted on May 8, 2026. This was a current report on a material business event.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NASDAQ:PTMN) was last updated on 5/14/2026 by MarketBeat.com Staff.
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