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The Herzfeld Caribbean Basin Fund (CUBA) SEC Filings & 10K Form

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Recent The Herzfeld Caribbean Basin Fund SEC Filings

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DateFilerForm TypeView
03/27/2024
3:00 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SC 13D/A
03/21/2024
3:58 PM		Gelety John A (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/21/2024
4:01 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Herzfeld Erik Mervin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/21/2024
3:49 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Paylor Ryan M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/21/2024
3:54 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/20/2024
3:35 PM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-I/A
03/14/2024
12:19 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-CSRS/A
03/07/2024
8:40 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-CSRS
02/29/2024
11:43 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
02/20/2024
3:38 PM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-I
02/15/2024
10:09 AM		BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (Filed by)
The Herzfeld Caribbean Basin Fund (Subject)
Form SCHEDULE 13G
02/14/2024
1:21 PM		The Herzfeld Caribbean Basin Fund (Subject)
Matisse Capital (Filed by)
Form SCHEDULE 13G
12/29/2023
3:30 PM		The Herzfeld Caribbean Basin Fund (Subject)
HERZFELD THOMAS J (Filed by)
Form SC 13D/A
12/29/2023
3:30 PM		The Herzfeld Caribbean Basin Fund (Subject)
Herzfeld Erik Mervin (Filed by)
Form SC 13D/A
12/29/2023
3:30 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4/A
12/20/2023
4:29 PM		The Herzfeld Caribbean Basin Fund (Issuer)
TATUM KAY W (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/20/2023
4:30 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Paylor Ryan M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/20/2023
4:32 PM		GONDOR CECILIA L (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/20/2023
4:34 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/20/2023
4:35 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Herzfeld Erik Mervin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/20/2023
4:37 PM		The Herzfeld Caribbean Basin Fund (Issuer)
LIEFF ANN S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
6:47 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/22/2023
4:01 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form 497AD
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)
11/22/2023
4:07 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form 424B3
11/22/2023
4:16 PM		The Herzfeld Caribbean Basin Fund (Subject)
Form SC TO-C
11/07/2023
7:21 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form 424B1
11/06/2023
9:52 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form 497AD
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)
10/29/2023
11:15 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form EFFECT
10/24/2023
4:03 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-2/A
09/28/2023
11:39 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form DEF 14A
09/13/2023
12:32 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-CEN
Annual Report for Registered Investment Companies
09/06/2023
2:25 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
08/28/2023
6:08 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/23/2023
3:37 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-2
Registration statement for closed-end management investment companies  
08/17/2023
11:48 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
07/06/2023
3:35 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4/A
07/05/2023
3:55 PM		The Herzfeld Caribbean Basin Fund (Issuer)
Paylor Ryan M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/05/2023
3:41 PM		Gelety John A (Reporting)
The Herzfeld Caribbean Basin Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/05/2023
3:19 PM		The Herzfeld Caribbean Basin Fund (Issuer)
HERZFELD THOMAS J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/20/2023
2:33 PM		The Herzfeld Caribbean Basin Fund (Filer)
Form 40-17G
05/26/2023
9:20 AM		The Herzfeld Caribbean Basin Fund (Filer)
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
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(Data available from 1/1/2016 forward)


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This page (NASDAQ:CUBA) was last updated on 4/16/2024 by MarketBeat.com Staff

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