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First Trust Multi Cap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust Multi Cap Growth AlphaDEX Fund logo
$161.42 -1.07 (-0.66%)
Closing price 09/23/2025 03:58 PM Eastern
Extended Trading
$161.42 0.00 (0.00%)
As of 09/23/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
47
Total
Institutional Inflows
(last 12 months)
$99.88M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$47.06M
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Skip Chart & View Institutional Buying and Selling Data

FAD Institutional Buying and Selling by Quarter

First Trust Multi Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.4,617$678K0.0%+57.5%0.231%
8/18/2025 Geneos Wealth Management Inc.20,562$3.02M0.1%+30.6%1.028%
8/15/2025 Truefg LLC1,776$261K0.1%N/A0.089%
8/15/2025 Bank of America Corp DE31,719$4.66M0.0%+10.6%1.586%
8/14/2025 Raymond James Financial Inc.134,552$19.76M0.0%+62.5%6.728%
8/14/2025 Betterment LLC1,391$204K0.0%N/A0.070%
8/13/2025 Baird Financial Group Inc.14,235$2.09M0.0%-1.3%0.712%
8/13/2025 RPg Family Wealth Advisory LLC32,523$4.78M1.3%-2.1%1.626%
8/13/2025 WCG Wealth Advisors LLC13,668$2.01M0.1%N/A0.683%
8/13/2025 Northwestern Mutual Wealth Management Co.1,372$201K0.0%+8.6%0.069%
8/12/2025 Global Retirement Partners LLC2,518$370K0.0%N/A0.126%
8/11/2025 Plotkin Financial Advisors LLC45,602$6.70M3.7%-1.2%2.280%
8/8/2025 Cetera Investment Advisers8,772$1.29M0.0%+10.7%0.439%
8/8/2025 Creative Planning27,825$4.09M0.0%-50.5%1.391%
8/7/2025 Allworth Financial LP265$39K0.0%N/A0.013%
8/7/2025 PFG Advisors2,055$302K0.0%+6.6%0.103%
8/1/2025 Envestnet Asset Management Inc.14,754$2.17M0.0%+17.2%0.738%
7/23/2025 Tcfg Wealth Management LLC1,510$222K0.1%N/A0.076%
7/22/2025 Willner & Heller LLC5,071$744K0.6%+6.0%0.254%
7/21/2025 Ameritas Advisory Services LLC725$106K0.0%-51.7%0.036%
7/18/2025 Truist Financial Corp48,647$7.14M0.0%+5.9%2.495%
7/17/2025 Janney Montgomery Scott LLC1,962$288K0.0%-4.6%0.101%
7/17/2025 Fifth Third Securities Inc.10,409$1.53M0.1%-7.8%0.534%
7/11/2025 Wealth Management Partners LLC23,992$3.54M1.3%+4.5%1.230%
7/10/2025 Wealth Enhancement Advisory Services LLC2,146$317K0.0%-17.1%0.110%
7/7/2025 Nova Wealth Management Inc.3,771$553K0.4%+79.9%0.193%
7/7/2025 Thurston Springer Miller Herd & Titak Inc.699$103K0.0%+140.2%0.036%
5/29/2025Nova Wealth Management Inc.2,096$271K0.2%+1,064.4%0.110%
5/29/2025Apeiron RIA LLC5,178$670K0.2%-1.6%0.273%
5/21/2025Geneos Wealth Management Inc.15,742$2.04M0.1%+14.9%0.829%
5/20/2025Flaharty Asset Management LLC1,143$148K0.0%N/A0.060%
5/16/2025Jones Financial Companies Lllp14,160$1.83M0.0%+320.8%0.745%
5/16/2025Plotkin Financial Advisors LLC46,149$5.97M3.7%+0.5%2.429%
5/15/2025Royal Bank of Canada25,122$3.25M0.0%+3.9%1.322%
5/15/2025Baird Financial Group Inc.14,419$1.87M0.0%-1.2%0.759%
5/14/2025RPg Family Wealth Advisory LLC33,210$4.30M1.2%+199.2%1.748%
5/13/2025Raymond James Financial Inc.82,800$10.71M0.0%+1.2%4.358%
5/12/2025Virtu Financial LLC17,768$2.30M0.1%+984.7%0.935%
5/8/2025Geneos Wealth Management Inc.19,627$2.54M0.1%+43.2%1.033%
5/7/2025N.E.W. Advisory Services LLC316$41K0.0%N/A0.017%
5/7/2025LPL Financial LLC110,986$14.36M0.0%+24.8%5.841%
5/6/2025Cetera Investment Advisers7,924$1.03M0.0%-25.7%0.417%
5/5/2025Willner & Heller LLC4,783$619K0.6%+21.3%0.252%
5/5/2025Private Advisor Group LLC13,924$1.80M0.0%-15.6%0.733%
5/1/2025CWM LLC2,017$261K0.0%-4.1%0.106%
5/1/2025Fifth Third Securities Inc.11,286$1.46M0.1%+1.6%0.594%
5/1/2025Gateway Wealth Partners LLC2,422$313K0.1%-10.1%0.127%
4/30/2025Synergy Investment Management LLC364$47K0.0%+77.6%0.019%
4/29/2025Envestnet Asset Management Inc.12,586$1.63M0.0%+677.4%0.662%
4/29/2025OneDigital Investment Advisors LLC2,965$384K0.0%+41.3%0.156%
4/29/2025Aviance Capital Partners LLC2,975$385K0.1%N/A0.157%
4/23/2025Golden State Wealth Management LLC10,352$1.34M0.1%+100.0%0.609%
4/23/2025International Assets Investment Management LLC2,220$287K0.0%-3.5%0.131%
4/22/2025Cambridge Investment Research Advisors Inc.9,993$1.29M0.0%+41.8%0.588%
4/16/2025Wealth Enhancement Advisory Services LLC2,589$335K0.0%+6.9%0.152%
4/14/2025Farther Finance Advisors LLC199$26K0.0%N/A0.012%
4/10/2025Wealth Management Partners LLC22,954$2.97M1.4%+3.4%1.391%
4/9/2025NBC Securities Inc.4,022$520K0.0%+133,966.7%0.244%
3/17/2025Wealth Enhancement Advisory Services LLC2,422$335K0.0%+17.3%0.151%
3/6/2025Plotkin Financial Advisors LLC45,925$6.35M3.8%-0.6%2.870%
2/18/2025Stonebridge Financial Planning Group LLC10,732$1.48M0.7%-2.3%0.671%
2/17/2025Cetera Investment Advisers10,661$1.47M0.0%-4.4%0.666%
2/17/2025Baird Financial Group Inc.14,592$2.02M0.0%+0.7%0.912%
2/17/2025Bank of America Corp DE28,635$3.96M0.0%-2.1%1.790%
2/14/2025Bison Wealth LLC2,086$288K0.0%-18.5%0.110%
2/14/2025Stifel Financial Corp8,127$1.12M0.0%+20.8%0.508%
2/14/2025OneDigital Investment Advisors LLC2,099$290K0.0%N/A0.131%
2/13/2025NewEdge Advisors LLC507$70K0.0%-19.3%0.032%
2/13/2025Envestnet Asset Management Inc.1,619$224K0.0%+7.8%0.101%
2/13/2025Wells Fargo & Company MN25,727$3.56M0.0%+1.2%1.608%
2/11/2025LPL Financial LLC88,960$12.30M0.0%+7.3%5.560%
2/11/2025Virtu Financial LLC1,638$226K0.0%N/A0.102%
2/10/2025Commonwealth Equity Services LLC62,961$8.70M0.0%-1.6%3.935%
2/7/2025PFG Advisors1,875$259K0.0%N/A0.117%
2/6/2025Raymond James Financial Inc.81,826$11.31M0.0%N/A5.114%
2/6/2025Synergy Investment Management LLC205$28K0.0%N/A0.013%
2/6/2025Jones Financial Companies Lllp3,365$465K0.0%+175.6%0.210%
2/5/2025Nwam LLC3,866$534K0.0%-5.4%0.242%
2/3/2025Private Advisor Group LLC16,493$2.28M0.0%-1.1%1.031%
1/31/2025Truist Financial Corp38,942$5.38M0.0%+1.7%2.434%
1/31/2025Sanctuary Advisors LLC4,113$602K0.0%-6.8%0.257%
1/30/2025Strategic Financial Concepts LLC34,749$4.80M0.1%N/A2.172%
1/28/2025Golden State Wealth Management LLC5,176$715K0.1%N/A0.324%
1/28/2025Strategic Financial Concepts LLC34,749$4.80M0.0%N/A2.172%
1/23/2025Fifth Third Securities Inc.11,105$1.54M0.1%+7.5%0.694%
1/23/2025Gateway Wealth Partners LLC2,695$372K0.1%+12.6%0.168%
1/21/2025Geneos Wealth Management Inc.13,702$1.89M0.1%+7.8%0.856%
1/17/2025Apeiron RIA LLC5,260$727K0.2%-12.7%0.329%
1/16/2025Wealth Management Partners LLC22,200$3.07M1.3%+1.6%1.388%
1/14/2025Thurston Springer Miller Herd & Titak Inc.291$40K0.0%-20.5%0.018%
1/8/2025International Assets Investment Management LLC2,301$319K0.0%-99.2%0.148%
12/11/20241ST Source Bank1,606$215K0.0%N/A0.100%
11/25/2024Sanctuary Advisors LLC4,412$655K0.0%+16.9%0.276%
11/15/2024Stifel Financial Corp6,725$899K0.0%+12.2%0.420%
11/14/2024Plotkin Financial Advisors LLC46,222$6.18M3.7%N/A2.889%
11/14/2024RPg Family Wealth Advisory LLC11,037$1.48M0.4%+1.1%0.690%
11/12/2024Nwam LLC4,087$546K0.0%N/A0.255%
11/8/2024Stonebridge Financial Planning Group LLC10,986$1.47M0.7%-5.7%0.687%
11/5/2024Proactive Wealth Strategies LLC5,304$709K0.4%N/A0.332%
10/24/2024Wealth Enhancement Advisory Services LLC2,065$276K0.0%+7.6%0.129%
(Data available from 1/1/2016 forward)

FAD Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAD shares?

During the previous two years, 66 institutional investors and hedge funds held shares of First Trust Multi Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Inc. ($19.76M), Raymond James Financial Services Advisors Inc. ($16.42M), LPL Financial LLC ($14.36M), Commonwealth Equity Services LLC ($8.70M), Truist Financial Corp ($7.14M), Plotkin Financial Advisors LLC ($6.70M), and Gallagher Fiduciary Advisors LLC ($4.98M).Learn more on First Trust Multi Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Multi Cap Growth AlphaDEX Fund's stock?

Of the 54 institutional investors that purchased First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($548.14K), Raymond James Financial Inc. ($134.55K), Strategic Financial Concepts LLC ($69.50K), Raymond James Financial Services Advisors Inc. ($56.19K), Plotkin Financial Advisors LLC ($46.45K), RPg Family Wealth Advisory LLC ($33.35K), and LPL Financial LLC ($31.28K).

How much institutional buying is happening at First Trust Multi Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 736,050 shares in the last 24 months. This purchase volume represents approximately $99.88M in transactions.

Which of First Trust Multi Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 24 institutional investors that sold First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($294.91K), Creative Planning ($28.34K), Cetera Investment Advisers ($3.22K), Private Advisor Group LLC ($2.75K), Commonwealth Equity Services LLC ($1.03K), Stonebridge Financial Planning Group LLC ($918.00), and Fifth Third Securities Inc. ($877.00).

How much institutional selling is happening at First Trust Multi Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 338,966 shares in the last 24 months. This volume of shares sold represents approximately $47.06M in transactions.


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This page (NASDAQ:FAD) was last updated on 9/24/2025 by MarketBeat.com Staff
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