Free Trial
→ BREAKING: The House just passed 3 pro-crypto bills! (From Crypto 101 Media) (Ad)tc pixel Free FAD Stock Alerts

First Trust Multi Cap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust Multi Cap Growth AlphaDEX Fund logo
$154.01 -0.12 (-0.08%)
Closing price 03:57 PM Eastern
Extended Trading
$153.90 -0.10 (-0.07%)
As of 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
46
Total
Institutional Inflows
(last 12 months)
$100.10M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$47.06M
Get FAD Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Multi Cap Growth AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FAD Institutional Buying and Selling by Quarter

First Trust Multi Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/18/2025 Geneos Wealth Management Inc.20,562$3.02M0.1%+30.6%1.028%
8/15/2025 Truefg LLC1,776$261K0.1%N/A0.089%
8/15/2025 Bank of America Corp DE31,719$4.66M0.0%+10.6%1.586%
8/14/2025 Raymond James Financial Inc.134,552$19.76M0.0%+62.5%6.728%
8/14/2025 Betterment LLC1,391$204K0.0%N/A0.070%
8/13/2025 Baird Financial Group Inc.14,235$2.09M0.0%-1.3%0.712%
8/13/2025 RPg Family Wealth Advisory LLC32,523$4.78M1.3%-2.1%1.626%
8/13/2025 WCG Wealth Advisors LLC13,668$2.01M0.1%N/A0.683%
8/13/2025 Northwestern Mutual Wealth Management Co.1,372$201K0.0%+8.6%0.069%
8/12/2025 Global Retirement Partners LLC2,518$370K0.0%N/A0.126%
8/11/2025 Plotkin Financial Advisors LLC45,602$6.70M3.7%-1.2%2.280%
8/8/2025 Cetera Investment Advisers8,772$1.29M0.0%+10.7%0.439%
8/8/2025 Creative Planning27,825$4.09M0.0%-50.5%1.391%
8/7/2025 Allworth Financial LP265$39K0.0%N/A0.013%
8/7/2025 PFG Advisors2,055$302K0.0%+6.6%0.103%
8/1/2025 Envestnet Asset Management Inc.14,754$2.17M0.0%+17.2%0.738%
7/23/2025 Tcfg Wealth Management LLC1,510$222K0.1%N/A0.076%
7/22/2025 Willner & Heller LLC5,071$744K0.6%+6.0%0.254%
7/21/2025 Ameritas Advisory Services LLC725$106K0.0%-51.7%0.036%
7/18/2025 Truist Financial Corp48,647$7.14M0.0%+5.9%2.495%
7/17/2025 Janney Montgomery Scott LLC1,962$288K0.0%-4.6%0.101%
7/17/2025 Fifth Third Securities Inc.10,409$1.53M0.1%-7.8%0.534%
7/11/2025 Wealth Management Partners LLC23,992$3.54M1.3%+4.5%1.230%
7/10/2025 Wealth Enhancement Advisory Services LLC2,146$317K0.0%-17.1%0.110%
7/7/2025 Nova Wealth Management Inc.3,771$553K0.4%+79.9%0.193%
7/7/2025 Thurston Springer Miller Herd & Titak Inc.699$103K0.0%+140.2%0.036%
5/29/2025 Nova Wealth Management Inc.2,096$271K0.2%+1,064.4%0.110%
5/29/2025 Apeiron RIA LLC5,178$670K0.2%-1.6%0.273%
5/21/2025 Geneos Wealth Management Inc.15,742$2.04M0.1%+14.9%0.829%
5/20/2025 Flaharty Asset Management LLC1,143$148K0.0%N/A0.060%
5/16/2025 Jones Financial Companies Lllp14,160$1.83M0.0%+320.8%0.745%
5/16/2025 Plotkin Financial Advisors LLC46,149$5.97M3.7%+0.5%2.429%
5/15/2025 Royal Bank of Canada25,122$3.25M0.0%+3.9%1.322%
5/15/2025 Baird Financial Group Inc.14,419$1.87M0.0%-1.2%0.759%
5/14/2025 RPg Family Wealth Advisory LLC33,210$4.30M1.2%+199.2%1.748%
5/13/2025 Raymond James Financial Inc.82,800$10.71M0.0%+1.2%4.358%
5/12/2025 Virtu Financial LLC17,768$2.30M0.1%+984.7%0.935%
5/8/2025 Geneos Wealth Management Inc.19,627$2.54M0.1%+43.2%1.033%
5/7/2025 N.E.W. Advisory Services LLC316$41K0.0%N/A0.017%
5/7/2025 LPL Financial LLC110,986$14.36M0.0%+24.8%5.841%
Market Panic: Trump Just Dropped a Bomb on Your Stocks (Ad)

tock Market Panic: Trump Just Dropped a Bomb on Your Stocks The market is in freefall—and Trump's new tariffs just lit the fuse. Millions of investors are blindsided as stocks plunge… but this is only Phase 1. If you're still holding the wrong assets, you could lose 30% or more in the coming weeks.tc pixel

Don't wait for the next drop to wipe you out. Get the FREE Guide Before Markets Open Tomorrow
5/6/2025 Cetera Investment Advisers7,924$1.03M0.0%-25.7%0.417%
5/5/2025 Willner & Heller LLC4,783$619K0.6%+21.3%0.252%
5/5/2025 Private Advisor Group LLC13,924$1.80M0.0%-15.6%0.733%
5/1/2025 CWM LLC2,017$261K0.0%-4.1%0.106%
5/1/2025 Fifth Third Securities Inc.11,286$1.46M0.1%+1.6%0.594%
5/1/2025 Gateway Wealth Partners LLC2,422$313K0.1%-10.1%0.127%
4/30/2025 Synergy Investment Management LLC364$47K0.0%+77.6%0.019%
4/29/2025 Envestnet Asset Management Inc.12,586$1.63M0.0%+677.4%0.662%
4/29/2025 OneDigital Investment Advisors LLC2,965$384K0.0%+41.3%0.156%
4/29/2025 Aviance Capital Partners LLC2,975$385K0.1%N/A0.157%
4/23/2025 Golden State Wealth Management LLC10,352$1.34M0.1%+100.0%0.609%
4/23/2025 International Assets Investment Management LLC2,220$287K0.0%-3.5%0.131%
4/22/2025 Cambridge Investment Research Advisors Inc.9,993$1.29M0.0%+41.8%0.588%
4/16/2025 Wealth Enhancement Advisory Services LLC2,589$335K0.0%+6.9%0.152%
4/14/2025 Farther Finance Advisors LLC199$26K0.0%N/A0.012%
4/10/2025 Wealth Management Partners LLC22,954$2.97M1.4%+3.4%1.391%
4/9/2025 NBC Securities Inc.4,022$520K0.0%+133,966.7%0.244%
3/17/2025 Wealth Enhancement Advisory Services LLC2,422$335K0.0%+17.3%0.151%
3/6/2025 Plotkin Financial Advisors LLC45,925$6.35M3.8%-0.6%2.870%
2/18/2025 Stonebridge Financial Planning Group LLC10,732$1.48M0.7%-2.3%0.671%
2/17/2025 Cetera Investment Advisers10,661$1.47M0.0%-4.4%0.666%
2/17/2025 Baird Financial Group Inc.14,592$2.02M0.0%+0.7%0.912%
2/17/2025 Bank of America Corp DE28,635$3.96M0.0%-2.1%1.790%
2/14/2025Bison Wealth LLC2,086$288K0.0%-18.5%0.110%
2/14/2025 Stifel Financial Corp8,127$1.12M0.0%+20.8%0.508%
2/14/2025 OneDigital Investment Advisors LLC2,099$290K0.0%N/A0.131%
2/13/2025 NewEdge Advisors LLC507$70K0.0%-19.3%0.032%
2/13/2025 Envestnet Asset Management Inc.1,619$224K0.0%+7.8%0.101%
2/13/2025 Wells Fargo & Company MN25,727$3.56M0.0%+1.2%1.608%
2/11/2025 LPL Financial LLC88,960$12.30M0.0%+7.3%5.560%
2/11/2025 Virtu Financial LLC1,638$226K0.0%N/A0.102%
2/10/2025 Commonwealth Equity Services LLC62,961$8.70M0.0%-1.6%3.935%
2/7/2025 PFG Advisors1,875$259K0.0%N/A0.117%
2/6/2025 Raymond James Financial Inc.81,826$11.31M0.0%N/A5.114%
2/6/2025 Synergy Investment Management LLC205$28K0.0%N/A0.013%
2/6/2025 Jones Financial Companies Lllp3,365$465K0.0%+175.6%0.210%
2/5/2025 Nwam LLC3,866$534K0.0%-5.4%0.242%
2/3/2025 Private Advisor Group LLC16,493$2.28M0.0%-1.1%1.031%
1/31/2025 Truist Financial Corp38,942$5.38M0.0%+1.7%2.434%
1/31/2025Sanctuary Advisors LLC4,113$602K0.0%-6.8%0.257%
1/30/2025 Strategic Financial Concepts LLC34,749$4.80M0.1%N/A2.172%
1/28/2025 Golden State Wealth Management LLC5,176$715K0.1%N/A0.324%
1/28/2025 Strategic Financial Concepts LLC34,749$4.80M0.0%N/A2.172%
1/23/2025 Fifth Third Securities Inc.11,105$1.54M0.1%+7.5%0.694%
1/23/2025 Gateway Wealth Partners LLC2,695$372K0.1%+12.6%0.168%
1/21/2025 Geneos Wealth Management Inc.13,702$1.89M0.1%+7.8%0.856%
1/17/2025 Apeiron RIA LLC5,260$727K0.2%-12.7%0.329%
1/16/2025 Wealth Management Partners LLC22,200$3.07M1.3%+1.6%1.388%
1/14/2025 Thurston Springer Miller Herd & Titak Inc.291$40K0.0%-20.5%0.018%
1/8/2025 International Assets Investment Management LLC2,301$319K0.0%-99.2%0.148%
What Steve Bannon revealed about Trump’s gold play (Ad)

A Trump advisor just said 3 words that could reset the dollar. It’s a gold move nobody saw coming—and your IRA could be at risk. Here’s how to prepare.tc pixel

Download the Free Gold Protection Guide to get started now
12/11/2024 1ST Source Bank1,606$215K0.0%N/A0.100%
11/25/2024Sanctuary Advisors LLC4,412$655K0.0%+16.9%0.276%
11/15/2024 Stifel Financial Corp6,725$899K0.0%+12.2%0.420%
11/14/2024 Plotkin Financial Advisors LLC46,222$6.18M3.7%N/A2.889%
11/14/2024 RPg Family Wealth Advisory LLC11,037$1.48M0.4%+1.1%0.690%
11/12/2024 Nwam LLC4,087$546K0.0%N/A0.255%
11/8/2024 Stonebridge Financial Planning Group LLC10,986$1.47M0.7%-5.7%0.687%
11/5/2024 Proactive Wealth Strategies LLC5,304$709K0.4%N/A0.332%
10/24/2024 Wealth Enhancement Advisory Services LLC2,065$276K0.0%+7.6%0.129%
10/22/2024 International Assets Investment Management LLC297,126$39.70M0.0%+13,486.0%18.570%
(Data available from 1/1/2016 forward)

FAD Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAD shares?

During the previous two years, 65 institutional investors and hedge funds held shares of First Trust Multi Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Inc. ($19.76M), Raymond James Financial Services Advisors Inc. ($16.42M), LPL Financial LLC ($14.36M), Commonwealth Equity Services LLC ($8.70M), Truist Financial Corp ($7.14M), Plotkin Financial Advisors LLC ($6.70M), and Gallagher Fiduciary Advisors LLC ($4.98M).Learn more on First Trust Multi Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Multi Cap Growth AlphaDEX Fund's stock?

Of the 53 institutional investors that purchased First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($548.14K), Raymond James Financial Inc. ($134.55K), Strategic Financial Concepts LLC ($69.50K), Raymond James Financial Services Advisors Inc. ($56.19K), Plotkin Financial Advisors LLC ($46.45K), RPg Family Wealth Advisory LLC ($33.35K), and LPL Financial LLC ($31.28K).

How much institutional buying is happening at First Trust Multi Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 738,139 shares in the last 24 months. This purchase volume represents approximately $100.10M in transactions.

Which of First Trust Multi Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 24 institutional investors that sold First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($294.91K), Creative Planning ($28.34K), Cetera Investment Advisers ($3.22K), Private Advisor Group LLC ($2.75K), Commonwealth Equity Services LLC ($1.03K), Stonebridge Financial Planning Group LLC ($918.00), and Fifth Third Securities Inc. ($877.00).

How much institutional selling is happening at First Trust Multi Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 338,966 shares in the last 24 months. This volume of shares sold represents approximately $47.06M in transactions.


Related Companies

This page (NASDAQ:FAD) was last updated on 9/3/2025 by MarketBeat.com Staff
From Our Partners
How “Trump’s New Dollar” Could Impact Your Wealth
President Trump just signed a game-changing law… That could soon upgrade the U.S. dollar in your checking a...
Brownstone Research | Sponsoredtc pixel
Forget Tesla — This Tiny AI Stock Is Musk’s Real Play
While Wall Street focused on Tesla’s earnings, Elon Musk was quietly building a supercomputer so powerful it c...
Behind the Markets | Sponsoredtc pixel
What's the Best Way to Lower RMD Taxes?
Turning 73 triggers a key IRS rule: you must begin taking required minimum distributions (RMDs) from certain r...
SmartAsset | Sponsoredtc pixel
What Steve Bannon revealed about Trump’s gold play
A Trump advisor just said 3 words that could reset the dollar. It’s a gold move nobody saw coming—and your ...
Reagan Gold Group | Sponsoredtc pixel
Market Panic: Trump Just Dropped a Bomb on Your Stocks
tock Market Panic: Trump Just Dropped a Bomb on Your Stocks The market is in freefall—and Trump's new tarif...
American Alternative | Sponsoredtc pixel
This Coin Could Explode, and it’s Hiding in Plain Sight!
The #1 coin with skyrocket potential right now... Sometimes the biggest opportunities are hiding in plain s...
Crypto 101 Media | Sponsoredtc pixel
Warren Buffett Issues Cryptic Warning on U.S. Dollar
Imagine a bull market so powerful, every single investor became a millionaire. Not by finding the next NVIDIA ...
Banyan Hill Publishing | Sponsoredtc pixel
“Fed Proof” Your Bank Account with THESE 4 Simple Steps
Starting as soon as a few months from now, the United States government will make a sweeping change to bank ac...
Weiss Ratings | Sponsoredtc pixel