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First Trust MultiCap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust MultiCap Growth AlphaDEX Fund logo
$129.36 -0.71 (-0.55%)
As of 04/30/2025 03:08 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust MultiCap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$80.73M
Number of
Institutional Sellers
(last 12 months)
20
Total
Institutional Outflows
(last 12 months)
$42.18M
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FAD Institutional Buying and Selling by Quarter

First Trust MultiCap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/30/2025Synergy Investment Management LLC364$47K0.0%+77.6%0.019%
4/29/2025 Envestnet Asset Management Inc.12,586$1.63M0.0%+677.4%0.662%
4/29/2025 OneDigital Investment Advisors LLC2,965$384K0.0%+41.3%0.156%
4/29/2025 Aviance Capital Partners LLC2,975$385K0.1%N/A0.157%
4/23/2025 Golden State Wealth Management LLC10,352$1.34M0.1%+100.0%0.609%
4/23/2025 International Assets Investment Management LLC2,220$287K0.0%-3.5%0.131%
4/22/2025 Cambridge Investment Research Advisors Inc.9,993$1.29M0.0%+41.8%0.588%
4/16/2025 Wealth Enhancement Advisory Services LLC2,589$335K0.0%+6.9%0.152%
4/14/2025 Farther Finance Advisors LLC199$26K0.0%N/A0.012%
4/10/2025 Wealth Management Partners LLC22,954$2.97M1.4%+3.4%1.391%
4/9/2025 NBC Securities Inc.4,022$520K0.0%+133,966.7%0.244%
3/17/2025 Wealth Enhancement Advisory Services LLC2,422$335K0.0%+17.3%0.151%
3/6/2025Plotkin Financial Advisors LLC45,925$6.35M3.8%-0.6%2.870%
2/18/2025Stonebridge Financial Planning Group LLC10,732$1.48M0.7%-2.3%0.671%
2/17/2025Cetera Investment Advisers10,661$1.47M0.0%-4.4%0.666%
2/17/2025Baird Financial Group Inc.14,592$2.02M0.0%+0.7%0.912%
2/17/2025Bank of America Corp DE28,635$3.96M0.0%-2.1%1.790%
2/14/2025Bison Wealth LLC2,086$288K0.1%-18.5%0.130%
2/14/2025Stifel Financial Corp8,127$1.12M0.0%+20.8%0.508%
2/14/2025 OneDigital Investment Advisors LLC2,099$290K0.0%N/A0.131%
2/13/2025NewEdge Advisors LLC507$70K0.0%-19.3%0.032%
2/13/2025 Envestnet Asset Management Inc.1,619$224K0.0%+7.8%0.101%
2/13/2025Wells Fargo & Company MN25,727$3.56M0.0%+1.2%1.608%
2/11/2025LPL Financial LLC88,960$12.30M0.0%+7.3%5.560%
2/11/2025Virtu Financial LLC1,638$226K0.0%N/A0.102%
2/10/2025Commonwealth Equity Services LLC62,961$8.70M0.0%-1.6%3.935%
2/7/2025PFG Advisors1,875$259K0.0%N/A0.117%
2/6/2025Raymond James Financial Inc.81,826$11.31M0.0%N/A5.114%
2/6/2025Synergy Investment Management LLC205$28K0.0%N/A0.013%
2/6/2025Jones Financial Companies Lllp3,365$465K0.0%+175.6%0.210%
2/5/2025Nwam LLC3,866$534K0.0%-5.4%0.242%
2/3/2025Private Advisor Group LLC16,493$2.28M0.0%-1.1%1.031%
1/31/2025 Truist Financial Corp38,942$5.38M0.0%+1.7%2.434%
1/31/2025Sanctuary Advisors LLC4,113$602K0.0%-6.8%0.257%
1/30/2025 Strategic Financial Concepts LLC34,749$4.80M0.1%N/A2.172%
1/28/2025 Golden State Wealth Management LLC5,176$715K0.1%N/A0.324%
1/28/2025 Strategic Financial Concepts LLC34,749$4.80M0.0%N/A2.172%
1/23/2025Fifth Third Securities Inc.11,105$1.54M0.1%+7.5%0.694%
1/23/2025Gateway Wealth Partners LLC2,695$372K0.1%+12.6%0.168%
1/21/2025Geneos Wealth Management Inc.13,702$1.89M0.1%+7.8%0.856%
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1/17/2025Apeiron RIA LLC5,260$727K0.2%-12.7%0.329%
1/16/2025 Wealth Management Partners LLC22,200$3.07M1.3%+1.6%1.388%
1/14/2025 Thurston Springer Miller Herd & Titak Inc.291$40K0.0%-20.5%0.018%
1/8/2025 International Assets Investment Management LLC2,301$319K0.0%-99.2%0.148%
12/11/20241ST Source Bank1,606$215K0.0%N/A0.100%
11/25/2024Sanctuary Advisors LLC4,412$655K0.0%+16.9%0.276%
11/15/2024Stifel Financial Corp6,725$899K0.0%+12.2%0.420%
11/14/2024Plotkin Financial Advisors LLC46,222$6.18M3.7%N/A2.889%
11/14/2024RPg Family Wealth Advisory LLC11,037$1.48M0.4%+1.1%0.690%
11/12/2024Nwam LLC4,087$546K0.0%N/A0.255%
11/8/2024Stonebridge Financial Planning Group LLC10,986$1.47M0.7%-5.7%0.687%
11/5/2024 Proactive Wealth Strategies LLC5,304$709K0.4%N/A0.332%
10/24/2024 Wealth Enhancement Advisory Services LLC2,065$276K0.0%+7.6%0.129%
10/22/2024 International Assets Investment Management LLC297,126$39.70M0.0%+13,486.0%18.570%
10/22/2024Private Advisor Group LLC16,677$2.23M0.0%+4.1%1.042%
10/16/2024Kowal Investment Group LLC26,846$3.59M0.7%-1.2%1.678%
10/15/2024 NBC Securities Inc.4,200$561K0.0%-8.3%0.263%
10/10/2024Willner & Heller LLC3,913$523K0.5%+4.1%0.191%
9/5/2024Sanctuary Advisors LLC3,775$449K0.0%N/A0.229%
8/22/2024Cetera Investment Advisers10,849$1.34M0.0%+3.3%0.658%
8/21/2024 Truist Financial Corp37,100$4.57M0.0%-2.6%2.248%
8/16/2024Gateway Wealth Partners LLC2,360$291K0.1%+5.1%0.143%
8/13/2024Kowal Investment Group LLC27,172$3.35M0.7%-0.7%1.647%
8/12/2024RPg Family Wealth Advisory LLC10,918$1.34M0.4%+4.8%0.662%
8/8/2024Stonebridge Financial Planning Group LLC11,650$1.43M0.7%-2.7%0.706%
8/5/2024Private Advisor Group LLC16,021$1.97M0.0%-1.4%0.971%
7/31/2024Commonwealth Equity Services LLC77,691$9.57M0.0%-1.3%4.709%
7/20/2024Raymond James Financial Services Advisors Inc.133,383$16.42M0.0%+26.0%8.084%
7/19/2024Willner & Heller LLC3,760$463K0.4%-6.9%0.228%
7/19/2024Raymond James & Associates15,761$1.94M0.0%-3.2%0.955%
7/16/2024Apeiron RIA LLC6,727$828K0.3%-4.6%0.408%
7/15/2024Fifth Third Securities Inc.10,505$1.29M0.1%N/A0.637%
7/5/2024 Thurston Springer Miller Herd & Titak Inc.304$37K0.0%N/A0.018%
5/24/2024Cetera Advisors LLC3,021$376K0.0%+37.6%0.195%
5/10/20241ST Source Bank1,606$200K0.0%-28.6%0.104%
5/4/2024Geneos Wealth Management Inc.5,959$742K0.0%-2.5%0.384%
4/30/2024Private Advisor Group LLC16,253$2.03M0.0%+3.1%1.049%
4/29/2024Commonwealth Equity Services LLC78,712$9.81M0.0%-3.0%5.078%
4/23/2024Raymond James Financial Services Advisors Inc.105,891$13.19M0.0%+20.1%6.832%
4/18/2024Kowal Investment Group LLC27,368$3.41M0.7%+0.6%1.766%
4/11/2024 International Assets Investment Management LLC2,187$270K0.0%-3.9%0.141%
3/6/2024Willner & Heller LLC4,033$453K0.5%N/A0.260%
2/9/2024 D.A. Davidson & CO.18,831$2.11M0.0%-4.4%1.215%
2/7/2024 NBC Securities Inc.4,530$508K0.1%+11.9%0.292%
2/6/2024Private Advisor Group LLC15,769$1.77M0.0%+17.7%1.017%
2/5/2024Stonebridge Financial Planning Group LLC12,670$1.42M0.8%-3.8%0.817%
2/2/2024 Truist Financial Corp38,870$4.36M0.0%-0.6%2.508%
1/26/2024Geneos Wealth Management Inc.6,109$686K0.0%-3.1%0.394%
1/24/2024 International Assets Investment Management LLC255,392$28.67M0.0%+11,545.8%16.477%
1/23/2024RPg Family Wealth Advisory LLC10,273$1.15M0.4%-3.3%0.663%
The Man I Turn to In Times Like This (Ad)

A storm is brewing in the markets: new tariffs, recession warnings, and panic in the headlines. That’s when publisher Brett Aitken turns to Whitney Tilson—a man CNBC once dubbed “The Prophet.” Tilson just released a new prediction that runs counter to what mainstream finance is telling you.

Market chaos? Hear Tilson’s take now
1/22/2024Kowal Investment Group LLC27,215$3.06M0.7%-0.6%1.756%
1/18/2024Global Retirement Partners LLC2,445$269K0.0%+40,650.0%0.158%
1/16/2024Raymond James Financial Services Advisors Inc.88,160$9.90M0.0%-9.4%5.688%
1/16/2024Raymond James & Associates19,228$2.16M0.0%-0.6%1.241%
1/12/2024Apeiron RIA LLC7,073$794K0.2%+7.1%0.456%
1/11/2024 626 Financial LLC10,946$1.23M0.8%-1.7%0.706%
1/10/2024 Wealth Management Partners LLC21,829$2.45M1.4%-1.2%1.408%
11/16/2023Harbour Investments Inc.26,797$2.68M0.1%-1.5%1.675%
11/14/2023Gallagher Fiduciary Advisors LLC49,747$4.98M0.4%+2.9%3.109%
11/13/2023LPL Financial LLC68,875$6.90M0.0%+4.9%4.305%
(Data available from 1/1/2016 forward)

FAD Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAD shares?

During the previous two years, 56 institutional investors and hedge funds held shares of First Trust MultiCap Growth AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($16.42M), LPL Financial LLC ($12.30M), Raymond James Financial Inc. ($11.31M), Commonwealth Equity Services LLC ($8.70M), Plotkin Financial Advisors LLC ($6.35M), Truist Financial Corp ($5.38M), and Gallagher Fiduciary Advisors LLC ($4.98M).Learn more on FAD's institutional investors.

Which institutional investors have been buying First Trust MultiCap Growth AlphaDEX Fund stock?

Of the 45 institutional investors that purchased First Trust MultiCap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($548.14K), Raymond James Financial Inc. ($81.83K), Strategic Financial Concepts LLC ($69.50K), Raymond James Financial Services Advisors Inc. ($57.81K), Gallagher Fiduciary Advisors LLC ($49.75K), Plotkin Financial Advisors LLC ($46.22K), and LPL Financial LLC ($23.62K).

How much institutional buying is happening at First Trust MultiCap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,036,019 shares in the last 24 months. This purchase volume represents approximately $134.45M in transactions.

Which First Trust MultiCap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 33 institutional investors that sold First Trust MultiCap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($295.22K), Raymond James Financial Services Advisors Inc. ($9.20K), D.A. Davidson & CO. ($5.31K), Commonwealth Equity Services LLC ($4.46K), Truist Financial Corp ($3.94K), Kestra Advisory Services LLC ($3.66K), and Stonebridge Financial Planning Group LLC ($3.47K).

How much institutional selling is happening at First Trust MultiCap Growth AlphaDEX Fund?

Institutional investors have sold a total of 340,783 shares in the last 24 months. This volume of shares sold represents approximately $46.47M in transactions.


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This page (NASDAQ:FAD) was last updated on 5/1/2025 by MarketBeat.com Staff
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