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First Trust MultiCap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust MultiCap Growth AlphaDEX Fund logo
$137.35 -2.74 (-1.96%)
Closing price 03:55 PM Eastern
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$137.35 0.00 (0.00%)
As of 04:04 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust MultiCap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
39
Total
Institutional Inflows
(last 12 months)
$91.29M
Number of
Institutional Sellers
(last 12 months)
21
Total
Institutional Outflows
(last 12 months)
$42.84M
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FAD Institutional Buying and Selling by Quarter

First Trust MultiCap Growth AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/20/2025Flaharty Asset Management LLC1,143$148K0.0%N/A0.060%
5/16/2025 Jones Financial Companies Lllp14,160$1.83M0.0%+320.8%0.745%
5/16/2025 Plotkin Financial Advisors LLC46,149$5.97M3.7%+0.5%2.429%
5/15/2025 Royal Bank of Canada25,122$3.25M0.0%+3.9%1.322%
5/15/2025 Baird Financial Group Inc.14,419$1.87M0.0%-1.2%0.759%
5/14/2025 RPg Family Wealth Advisory LLC33,210$4.30M1.2%+199.2%1.748%
5/13/2025 Raymond James Financial Inc.82,800$10.71M0.0%+1.2%4.358%
5/12/2025 Virtu Financial LLC17,768$2.30M0.1%+984.7%0.935%
5/8/2025 Geneos Wealth Management Inc.19,627$2.54M0.1%+43.2%1.033%
5/7/2025 N.E.W. Advisory Services LLC316$41K0.0%N/A0.017%
5/7/2025 LPL Financial LLC110,986$14.36M0.0%+24.8%5.841%
5/6/2025 Cetera Investment Advisers7,924$1.03M0.0%-25.7%0.417%
5/5/2025 Willner & Heller LLC4,783$619K0.6%+21.3%0.252%
5/5/2025 Private Advisor Group LLC13,924$1.80M0.0%-15.6%0.733%
5/1/2025 CWM LLC2,017$261K0.0%-4.1%0.106%
5/1/2025 Fifth Third Securities Inc.11,286$1.46M0.1%+1.6%0.594%
5/1/2025 Gateway Wealth Partners LLC2,422$313K0.1%-10.1%0.127%
4/30/2025 Synergy Investment Management LLC364$47K0.0%+77.6%0.019%
4/29/2025 Envestnet Asset Management Inc.12,586$1.63M0.0%+677.4%0.662%
4/29/2025 OneDigital Investment Advisors LLC2,965$384K0.0%+41.3%0.156%
4/29/2025 Aviance Capital Partners LLC2,975$385K0.1%N/A0.157%
4/23/2025 Golden State Wealth Management LLC10,352$1.34M0.1%+100.0%0.609%
4/23/2025 International Assets Investment Management LLC2,220$287K0.0%-3.5%0.131%
4/22/2025 Cambridge Investment Research Advisors Inc.9,993$1.29M0.0%+41.8%0.588%
4/16/2025 Wealth Enhancement Advisory Services LLC2,589$335K0.0%+6.9%0.152%
4/14/2025 Farther Finance Advisors LLC199$26K0.0%N/A0.012%
4/10/2025 Wealth Management Partners LLC22,954$2.97M1.4%+3.4%1.391%
4/9/2025 NBC Securities Inc.4,022$520K0.0%+133,966.7%0.244%
3/17/2025 Wealth Enhancement Advisory Services LLC2,422$335K0.0%+17.3%0.151%
3/6/2025 Plotkin Financial Advisors LLC45,925$6.35M3.8%-0.6%2.870%
2/18/2025 Stonebridge Financial Planning Group LLC10,732$1.48M0.7%-2.3%0.671%
2/17/2025 Cetera Investment Advisers10,661$1.47M0.0%-4.4%0.666%
2/17/2025 Baird Financial Group Inc.14,592$2.02M0.0%+0.7%0.912%
2/17/2025 Bank of America Corp DE28,635$3.96M0.0%-2.1%1.790%
2/14/2025Bison Wealth LLC2,086$288K0.0%-18.5%0.110%
2/14/2025 Stifel Financial Corp8,127$1.12M0.0%+20.8%0.508%
2/14/2025 OneDigital Investment Advisors LLC2,099$290K0.0%N/A0.131%
2/13/2025 NewEdge Advisors LLC507$70K0.0%-19.3%0.032%
2/13/2025 Envestnet Asset Management Inc.1,619$224K0.0%+7.8%0.101%
2/13/2025 Wells Fargo & Company MN25,727$3.56M0.0%+1.2%1.608%
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2/11/2025 LPL Financial LLC88,960$12.30M0.0%+7.3%5.560%
2/11/2025 Virtu Financial LLC1,638$226K0.0%N/A0.102%
2/10/2025 Commonwealth Equity Services LLC62,961$8.70M0.0%-1.6%3.935%
2/7/2025 PFG Advisors1,875$259K0.0%N/A0.117%
2/6/2025 Raymond James Financial Inc.81,826$11.31M0.0%N/A5.114%
2/6/2025 Synergy Investment Management LLC205$28K0.0%N/A0.013%
2/6/2025 Jones Financial Companies Lllp3,365$465K0.0%+175.6%0.210%
2/5/2025 Nwam LLC3,866$534K0.0%-5.4%0.242%
2/3/2025 Private Advisor Group LLC16,493$2.28M0.0%-1.1%1.031%
1/31/2025 Truist Financial Corp38,942$5.38M0.0%+1.7%2.434%
1/31/2025Sanctuary Advisors LLC4,113$602K0.0%-6.8%0.257%
1/30/2025 Strategic Financial Concepts LLC34,749$4.80M0.1%N/A2.172%
1/28/2025 Golden State Wealth Management LLC5,176$715K0.1%N/A0.324%
1/28/2025 Strategic Financial Concepts LLC34,749$4.80M0.0%N/A2.172%
1/23/2025 Fifth Third Securities Inc.11,105$1.54M0.1%+7.5%0.694%
1/23/2025 Gateway Wealth Partners LLC2,695$372K0.1%+12.6%0.168%
1/21/2025 Geneos Wealth Management Inc.13,702$1.89M0.1%+7.8%0.856%
1/17/2025Apeiron RIA LLC5,260$727K0.2%-12.7%0.329%
1/16/2025 Wealth Management Partners LLC22,200$3.07M1.3%+1.6%1.388%
1/14/2025 Thurston Springer Miller Herd & Titak Inc.291$40K0.0%-20.5%0.018%
1/8/2025 International Assets Investment Management LLC2,301$319K0.0%-99.2%0.148%
12/11/2024 1ST Source Bank1,606$215K0.0%N/A0.100%
11/25/2024Sanctuary Advisors LLC4,412$655K0.0%+16.9%0.276%
11/15/2024 Stifel Financial Corp6,725$899K0.0%+12.2%0.420%
11/14/2024 Plotkin Financial Advisors LLC46,222$6.18M3.7%N/A2.889%
11/14/2024 RPg Family Wealth Advisory LLC11,037$1.48M0.4%+1.1%0.690%
11/12/2024 Nwam LLC4,087$546K0.0%N/A0.255%
11/8/2024 Stonebridge Financial Planning Group LLC10,986$1.47M0.7%-5.7%0.687%
11/5/2024 Proactive Wealth Strategies LLC5,304$709K0.4%N/A0.332%
10/24/2024 Wealth Enhancement Advisory Services LLC2,065$276K0.0%+7.6%0.129%
10/22/2024 International Assets Investment Management LLC297,126$39.70M0.0%+13,486.0%18.570%
10/22/2024 Private Advisor Group LLC16,677$2.23M0.0%+4.1%1.042%
10/16/2024Kowal Investment Group LLC26,846$3.59M0.7%-1.2%1.678%
10/15/2024 NBC Securities Inc.4,200$561K0.0%-8.3%0.263%
10/10/2024 Willner & Heller LLC3,913$523K0.5%+4.1%0.191%
9/5/2024Sanctuary Advisors LLC3,775$449K0.0%N/A0.229%
8/22/2024 Cetera Investment Advisers10,849$1.34M0.0%+3.3%0.658%
8/21/2024 Truist Financial Corp37,100$4.57M0.0%-2.6%2.248%
8/16/2024 Gateway Wealth Partners LLC2,360$291K0.1%+5.1%0.143%
8/13/2024Kowal Investment Group LLC27,172$3.35M0.7%-0.7%1.647%
8/12/2024 RPg Family Wealth Advisory LLC10,918$1.34M0.4%+4.8%0.662%
8/8/2024 Stonebridge Financial Planning Group LLC11,650$1.43M0.7%-2.7%0.706%
8/5/2024 Private Advisor Group LLC16,021$1.97M0.0%-1.4%0.971%
7/31/2024 Commonwealth Equity Services LLC77,691$9.57M0.0%-1.3%4.709%
7/20/2024Raymond James Financial Services Advisors Inc.133,383$16.42M0.0%+26.0%8.084%
7/19/2024 Willner & Heller LLC3,760$463K0.4%-6.9%0.228%
7/19/2024Raymond James & Associates15,761$1.94M0.0%-3.2%0.955%
7/16/2024Apeiron RIA LLC6,727$828K0.3%-4.6%0.408%
7/15/2024 Fifth Third Securities Inc.10,505$1.29M0.1%N/A0.637%
7/5/2024 Thurston Springer Miller Herd & Titak Inc.304$37K0.0%N/A0.018%
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5/24/2024Cetera Advisors LLC3,021$376K0.0%+37.6%0.195%
5/10/2024 1ST Source Bank1,606$200K0.0%-28.6%0.104%
5/4/2024 Geneos Wealth Management Inc.5,959$742K0.0%-2.5%0.384%
4/30/2024 Private Advisor Group LLC16,253$2.03M0.0%+3.1%1.049%
4/29/2024 Commonwealth Equity Services LLC78,712$9.81M0.0%-3.0%5.078%
4/23/2024Raymond James Financial Services Advisors Inc.105,891$13.19M0.0%+20.1%6.832%
4/18/2024Kowal Investment Group LLC27,368$3.41M0.7%+0.6%1.766%
4/11/2024 International Assets Investment Management LLC2,187$270K0.0%-3.9%0.141%
3/6/2024 Willner & Heller LLC4,033$453K0.5%N/A0.260%
2/9/2024 D.A. Davidson & CO.18,831$2.11M0.0%-4.4%1.215%
(Data available from 1/1/2016 forward)

FAD Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAD shares?

During the previous two years, 60 institutional investors and hedge funds held shares of First Trust MultiCap Growth AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($16.42M), LPL Financial LLC ($14.36M), Raymond James Financial Inc. ($10.71M), Commonwealth Equity Services LLC ($8.70M), Plotkin Financial Advisors LLC ($5.97M), Truist Financial Corp ($5.38M), and Gallagher Fiduciary Advisors LLC ($4.98M).Learn more on FAD's institutional investors.

Which institutional investors have been buying First Trust MultiCap Growth AlphaDEX Fund stock?

Of the 48 institutional investors that purchased First Trust MultiCap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($548.14K), Raymond James Financial Inc. ($82.80K), Strategic Financial Concepts LLC ($69.50K), Raymond James Financial Services Advisors Inc. ($57.81K), Plotkin Financial Advisors LLC ($46.45K), LPL Financial LLC ($41.58K), and RPg Family Wealth Advisory LLC ($33.35K).

How much institutional buying is happening at First Trust MultiCap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,051,541 shares in the last 24 months. This purchase volume represents approximately $131.93M in transactions.

Which First Trust MultiCap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 35 institutional investors that sold First Trust MultiCap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($295.22K), Raymond James Financial Services Advisors Inc. ($9.20K), D.A. Davidson & CO. ($5.31K), Commonwealth Equity Services LLC ($4.46K), Private Advisor Group LLC ($3.84K), Kestra Advisory Services LLC ($3.66K), and Cetera Investment Advisers ($3.22K).

How much institutional selling is happening at First Trust MultiCap Growth AlphaDEX Fund?

Institutional investors have sold a total of 340,987 shares in the last 24 months. This volume of shares sold represents approximately $46.13M in transactions.



This page (NASDAQ:FAD) was last updated on 5/21/2025 by MarketBeat.com Staff
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