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First Trust Emerging Markets AlphaDEX Fund (FEM) Institutional Ownership

First Trust Emerging Markets AlphaDEX Fund logo
$33.13 0.00 (0.00%)
Closing price 04:00 PM Eastern
Extended Trading
$33.12 -0.01 (-0.03%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets AlphaDEX Fund (NASDAQ:FEM)

Number of
Institutional Buyers
(last 12 months)
69
Total
Institutional Inflows
(last 12 months)
$70.83M
Number of
Institutional Sellers
(last 12 months)
41
Total
Institutional Outflows
(last 12 months)
$18.30M
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FEM Institutional Buying and Selling by Quarter

First Trust Emerging Markets AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Cascade Investment Group Inc.14,838$478K0.3%N/A0.060%
10/8/2026Farther Finance Advisors LLC31,610$1.02M0.0%-2.5%0.127%
10/2/2026 Private Client Services LLC6,913$223K0.1%N/A0.028%
9/23/2026Envestnet Portfolio Solutions Inc.17,854$571K0.0%+7.5%0.072%
9/23/2026Envestnet Asset Management Inc.875,590$28.01M0.0%+3.1%3.524%
9/9/2026Integrated Wealth Concepts LLC58,953$1.89M0.0%+141.8%0.246%
9/9/2026NewEdge Advisors LLC18,731$599K0.0%+4,381.1%0.078%
9/9/2026IFP Advisors Inc117,309$3.75M0.1%+8.4%0.489%
9/2/2026Citadel Advisors LLC53,756$1.72M0.0%-27.9%0.224%
8/27/2026Tucker Asset Management LLC7,325$234K0.1%+51.8%0.031%
8/24/2026Carlson Financial Inc.8,093$259K0.1%+10.5%0.034%
8/23/2026Asset Allocation Strategies LLC8,644$277K0.0%N/A0.036%
7/9/2026Focus Financial Network Inc.16,599$531K0.0%-32.2%0.070%
7/7/2026Dynamic Advisor Solutions LLC22,379$716K0.0%N/A0.095%
6/9/2026Rathbones Group PLC59,637$1.79M0.0%+29.4%0.265%
6/8/2026Pine Valley Investments Ltd Liability Co14,470$433K0.0%+5.1%0.064%
6/3/2026Parallel Advisors LLC1,969$59K0.0%N/A0.009%
5/19/2026Bank of America Corp DE1,303,530$39.05M0.0%+24.4%5.793%
5/19/2026Centaurus Financial Inc.11,820$354K0.0%N/A0.053%
5/19/2026Arkadios Wealth Advisors10,262$307K0.0%+34.8%0.046%
5/18/2026Royal Bank of Canada833,131$24.96M0.0%-15.4%3.703%
5/16/2026IMG Wealth Management Inc.42,652$1.28M0.8%N/A0.190%
5/16/2026Quantinno Capital Management LP33,777$1.01M0.0%+29.3%0.150%
5/15/2026Gateway Wealth Partners LLC155,246$4.65M0.2%+193.4%0.690%
5/15/2026Van Diest Capital LLC7,204$216K0.2%-13.0%0.032%
5/13/2026Cetera Investment Advisers365,701$10.95M0.0%+25.2%1.625%
5/13/2026Signature Equity Partners LLC894$27K0.0%+64.0%0.004%
5/13/2026First Trust Advisors LP758,297$22.71M0.0%+2,581.4%3.370%
5/7/2026Parallel Advisors LLC1,969$59K0.0%N/A0.009%
5/6/2026Assetmark Inc.321,004$9.62M0.0%+41.2%1.427%
5/6/2026Independent Financial Group LLC12,632$378K0.0%N/A0.056%
5/5/2026D.A. Davidson & CO.33,395$1M0.0%+1.4%0.148%
5/5/2026Bank of New York Mellon Corp228,038$6.83M0.0%+4.1%1.014%
5/5/2026Sanctuary Advisors LLC379,901$11.38M0.1%-8.2%1.688%
5/4/2026Empirical Financial Services LLC d.b.a. Empirical Wealth Management617,179$18.49M0.3%+1.9%2.743%
5/4/2026HBW Advisory Services LLC23,395$701K0.1%+2.2%0.104%
5/4/2026Chicago Partners Investment Group LLC40,273$1.33M0.0%+3.1%0.179%
5/1/2026Fifth Third Bancorp12,227$366K0.0%N/A0.054%
4/30/2026Kestra Advisory Services LLC38,175$1.14M0.0%-6.4%0.170%
4/29/2026Richmond Investment Services LLC19,557$586K0.1%-9.4%0.087%
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4/27/2026Private Advisor Group LLC280,508$8.40M0.0%+1.2%1.247%
4/22/2026Janney Montgomery Scott LLC92,588$2.77M0.0%+45.9%0.416%
4/22/2026Midwest Financial Group LLC66,970$2.01M0.9%-2.1%0.301%
4/20/2026Greenup Street Wealth Management LLC136,844$4.10M0.6%N/A0.615%
4/20/2026RFG Advisory LLC16,618$498K0.0%+45.5%0.075%
4/16/2026Balboa Wealth Partners9,206$276K0.0%+9.7%0.042%
3/17/2026Rockefeller Capital Management L.P.10,318$282K0.0%+4.5%0.057%
2/25/2026MidFirst Bank2,310$63K0.0%N/A0.013%
2/19/2026Van Diest Capital LLC8,284$227K0.3%N/A0.046%
2/18/2026Crusonia Wealth Advisors LLC28,041$767K0.2%N/A0.154%
2/18/2026Pacific Excel Wealth Advisors Inc.14,892$407K0.8%N/A0.082%
2/18/2026VestGen Advisors LLC43,738$1.20M0.1%N/A0.241%
2/17/2026Cetera Investment Advisers292,020$7.99M0.0%+2.1%1.609%
2/17/2026Equitable Holdings Inc.10,790$295K0.0%+23.3%0.059%
2/17/2026Osaic Holdings Inc.69,432$1.90M0.0%-2.7%0.383%
2/17/2026Private Advisor Group LLC277,185$7.58M0.0%+54.5%1.527%
2/17/2026Royal Bank of Canada985,230$26.95M0.0%-1.3%5.428%
2/16/2026MML Investors Services LLC25,840$707K0.0%+3.3%0.142%
2/16/2026Mariner LLC9,695$265K0.0%-14.7%0.053%
2/16/2026Evelyn Partners Investment Management LLP1,800$49K0.0%-37.4%0.010%
2/13/2026Kestra Advisory Services LLC40,804$1.12M0.0%+4.1%0.225%
2/13/2026Smartleaf Asset Management LLC939$26K0.0%+371.9%0.005%
2/13/2026Morgan Stanley2,390,271$65.37M0.0%+1.7%13.170%
2/13/2026Arkadios Wealth Advisors7,614$208K0.0%N/A0.042%
2/13/2026First Trust Advisors LP28,280$773K0.0%-1.2%0.156%
2/13/2026Integrated Wealth Concepts LLC22,507$616K0.0%-10.1%0.124%
2/13/2026Wells Fargo & Company MN1,179,292$32.25M0.0%-0.7%6.497%
2/12/2026Orion Porfolio Solutions LLC37,832$1.04M0.0%+5.6%0.208%
2/12/2026Commonwealth Equity Services LLC41,137$1.13M0.0%-19.7%0.227%
2/12/2026StoneX Group Inc.7,847$215K0.0%N/A0.043%
2/12/2026Principal Securities Inc.68,504$1.87M0.0%-1.1%0.377%
2/11/2026Gateway Wealth Partners LLC52,904$1.45M0.2%+8.6%0.291%
2/11/2026Janney Montgomery Scott LLC63,470$1.74M0.0%+6.7%0.350%
2/11/2026LPL Financial LLC1,375,536$37.62M0.0%+9.7%7.579%
2/11/2026OneAscent Financial Services LLC38,665$1.06M0.1%-3.9%0.213%
2/10/2026Goldman Sachs Group Inc.22,470$615K0.0%N/A0.124%
2/10/2026Northwestern Mutual Wealth Management Co.9,149$250K0.0%-4.0%0.050%
2/9/2026Kingsview Wealth Management LLC99,366$2.72M0.0%-20.8%0.547%
2/9/2026Harbour Investments Inc.13,565$371K0.0%+8.0%0.075%
2/9/2026Prospera Financial Services Inc74,874$2.05M0.0%+4.5%0.413%
2/6/2026Global Retirement Partners LLC1,412$39K0.0%-81.1%0.008%
2/6/2026IFP Advisors Inc39,719$1.09M0.0%-20.3%0.219%
2/6/2026HighTower Advisors LLC25,547$699K0.0%-1.6%0.141%
2/6/2026Envestnet Portfolio Solutions Inc.10,675$292K0.0%+3.9%0.059%
2/5/2026Tucker Asset Management LLC4,054$111K0.0%-9.8%0.022%
2/5/2026Western Wealth Management LLC7,538$206K0.0%-6.2%0.042%
2/3/2026NewEdge Wealth LLC21,854$598K0.0%-2.0%0.122%
2/3/2026MGO One Seven LLC9,937$272K0.0%N/A0.056%
2/2/2026Benjamin Edwards Inc.85,543$2.34M0.0%+21.4%0.479%
1/29/2026Comerica Bank15,094$413K0.0%-46.0%0.086%
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1/29/2026D.A. Davidson & CO.32,937$901K0.0%+3.4%0.187%
1/29/2026UBS Group AG602,469$16.48M0.0%-6.1%3.413%
1/29/2026Sanctuary Advisors LLC413,733$11.32M0.1%-20.0%2.344%
1/28/2026Chicago Partners Investment Group LLC39,068$1.16M0.0%+0.9%0.221%
1/26/2026Iams Wealth Management LLC24,707$676K0.2%-8.6%0.140%
1/26/2026CWM LLC31,792$870K0.0%-8.9%0.180%
1/23/2026Assetmark Inc.227,389$6.22M0.0%+3.7%1.288%
1/23/2026HBW Advisory Services LLC22,896$626K0.1%+178.6%0.130%
1/21/2026Sound Income Strategies LLC1,563$45K0.0%N/A0.009%
1/21/2026Rathbones Group PLC46,079$1.26M0.0%+8.6%0.254%


FEM Institutional Ownership - Frequently Asked Questions

During the previous two years, 127 institutional investors and hedge funds held shares of First Trust Emerging Markets AlphaDEX Fund. The most heavily invested institutionals were International Assets Investment Management LLC ($198.47M), Morgan Stanley ($65.37M), Bank of America Corp DE ($39.05M), LPL Financial LLC ($37.62M), Wells Fargo & Company MN ($32.25M), Envestnet Asset Management Inc. ($28.01M), and Royal Bank of Canada ($24.96M).Learn more on First Trust Emerging Markets AlphaDEX Fund's institutional investors.

Of the 111 institutional investors that purchased First Trust Emerging Markets AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($824.05K), First Trust Advisors LP ($731.52K), Bank of America Corp DE ($690.99K), Raymond James Financial Inc. ($643.49K), Assetmark Inc. ($193.24K), Greenup Street Wealth Management LLC ($136.84K), and Private Advisor Group LLC ($130.19K).

Institutional investors have bought a total of 2,418,289 shares in the last 24 months. This purchase volume represents approximately $70.83M in transactions.

Of the 41 institutional investors that sold First Trust Emerging Markets AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Royal Bank of Canada ($164.83K), Sanctuary Advisors LLC ($137.28K), CWM LLC ($83.53K), UBS Group AG ($38.95K), Kingsview Wealth Management LLC ($28.95K), Bank of America Corp DE ($27.39K), and Midwest Financial Group LLC ($24.46K).

Institutional investors have sold a total of 647,121 shares in the last 24 months. This volume of shares sold represents approximately $18.30M in transactions.



Institutional ownership data for NASDAQ:FEM is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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