Go Pro

First Trust Emerging Markets AlphaDEX Fund (FEM) Institutional Ownership

First Trust Emerging Markets AlphaDEX Fund logo
$32.28 -0.17 (-0.52%)
Closing price 08/13/2026 03:51 PM Eastern
Extended Trading
$32.50 +0.22 (+0.68%)
As of 07:37 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets AlphaDEX Fund (NASDAQ:FEM)

Number of
Institutional Buyers
(last 12 months)
65
Total
Institutional Inflows
(last 12 months)
$68.08M
Number of
Institutional Sellers
(last 12 months)
43
Total
Institutional Outflows
(last 12 months)
$18.57M
Get FEM Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Emerging Markets AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FEM Institutional Buying and Selling by Quarter

First Trust Emerging Markets AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/9/2026 Focus Financial Network Inc.16,599$531K0.0%-32.2%0.070%
7/7/2026 Dynamic Advisor Solutions LLC22,379$716K0.0%N/A0.095%
6/9/2026 Rathbones Group PLC59,637$1.79M0.0%+29.4%0.265%
6/8/2026 Pine Valley Investments Ltd Liability Co14,470$433K0.0%+5.1%0.064%
6/3/2026 Parallel Advisors LLC1,969$59K0.0%N/A0.009%
5/19/2026Bank of America Corp DE1,303,530$39.05M0.0%+24.4%5.793%
5/19/2026Centaurus Financial Inc.11,820$354K0.0%N/A0.053%
5/19/2026 Arkadios Wealth Advisors10,262$307K0.0%+34.8%0.046%
5/18/2026Royal Bank of Canada833,131$24.96M0.0%-15.4%3.703%
5/16/2026 IMG Wealth Management Inc.42,652$1.28M0.8%N/A0.190%
5/16/2026Quantinno Capital Management LP33,777$1.01M0.0%+29.3%0.150%
5/15/2026 Gateway Wealth Partners LLC155,246$4.65M0.2%+193.4%0.690%
5/15/2026 Van Diest Capital LLC7,204$216K0.2%-13.0%0.032%
5/13/2026 Cetera Investment Advisers365,701$10.95M0.0%+25.2%1.625%
5/13/2026 Signature Equity Partners LLC894$27K0.0%+64.0%0.004%
5/13/2026 First Trust Advisors LP758,297$22.71M0.0%+2,581.4%3.370%
5/7/2026 Parallel Advisors LLC1,969$59K0.0%N/A0.009%
5/6/2026 Assetmark Inc.321,004$9.62M0.0%+41.2%1.427%
5/6/2026 Independent Financial Group LLC12,632$378K0.0%N/A0.056%
5/5/2026 D.A. Davidson & CO.33,395$1M0.0%+1.4%0.148%
5/5/2026 Bank of New York Mellon Corp228,038$6.83M0.0%+4.1%1.014%
5/5/2026Sanctuary Advisors LLC379,901$11.38M0.1%-8.2%1.688%
5/4/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management617,179$18.49M0.3%+1.9%2.743%
5/4/2026 HBW Advisory Services LLC23,395$701K0.1%+2.2%0.104%
5/4/2026 Chicago Partners Investment Group LLC40,273$1.33M0.0%+3.1%0.179%
5/1/2026 Fifth Third Bancorp12,227$366K0.0%N/A0.054%
4/30/2026 Kestra Advisory Services LLC38,175$1.14M0.0%-6.4%0.170%
4/29/2026 Richmond Investment Services LLC19,557$586K0.1%-9.4%0.087%
4/27/2026 Private Advisor Group LLC280,508$8.40M0.0%+1.2%1.247%
4/22/2026 Janney Montgomery Scott LLC92,588$2.77M0.0%+45.9%0.416%
4/22/2026 Midwest Financial Group LLC66,970$2.01M0.9%-2.1%0.301%
4/20/2026 Greenup Street Wealth Management LLC136,844$4.10M0.6%N/A0.615%
4/20/2026 RFG Advisory LLC16,618$498K0.0%+45.5%0.075%
4/16/2026 Balboa Wealth Partners9,206$276K0.0%+9.7%0.042%
3/17/2026Rockefeller Capital Management L.P.10,318$282K0.0%+4.5%0.057%
2/25/2026 MidFirst Bank2,310$63K0.0%N/A0.013%
2/19/2026 Van Diest Capital LLC8,284$227K0.3%N/A0.046%
2/18/2026 Crusonia Wealth Advisors LLC28,041$767K0.2%N/A0.154%
2/18/2026 Pacific Excel Wealth Advisors Inc.14,892$407K0.8%N/A0.082%
2/18/2026 VestGen Advisors LLC43,738$1.20M0.1%N/A0.241%
Trump’s New Currency Reset (Ad)

Trump is launching a new $250 bill - but that may be a distraction. Behind the scenes, Executive Order 14241 is orchestrating what analyst Porter Stansberry calls a total U.S. money reset, bypassing conventional legal channels under the guise of national security. The last time America reset its currency - under Nixon in the 1970s - it created an average of 1,300 new millionaires a day for over 50 years. Stansberry has identified three asset categories connected to Trump's initiative that could surge, plus his single top investment move.tc pixel

Watch the documentary briefing and find out which side you land on
2/17/2026 Cetera Investment Advisers292,020$7.99M0.0%+2.1%1.609%
2/17/2026Equitable Holdings Inc.10,790$295K0.0%+23.3%0.059%
2/17/2026Osaic Holdings Inc.69,432$1.90M0.0%-2.7%0.383%
2/17/2026 Private Advisor Group LLC277,185$7.58M0.0%+54.5%1.527%
2/17/2026Royal Bank of Canada985,230$26.95M0.0%-1.3%5.428%
2/16/2026 MML Investors Services LLC25,840$707K0.0%+3.3%0.142%
2/16/2026Mariner LLC9,695$265K0.0%-14.7%0.053%
2/16/2026Evelyn Partners Investment Management LLP1,800$49K0.0%-37.4%0.010%
2/13/2026 Kestra Advisory Services LLC40,804$1.12M0.0%+4.1%0.225%
2/13/2026 Smartleaf Asset Management LLC939$26K0.0%+371.9%0.005%
2/13/2026Morgan Stanley2,390,271$65.37M0.0%+1.7%13.170%
2/13/2026 Arkadios Wealth Advisors7,614$208K0.0%N/A0.042%
2/13/2026 First Trust Advisors LP28,280$773K0.0%-1.2%0.156%
2/13/2026 Integrated Wealth Concepts LLC22,507$616K0.0%-10.1%0.124%
2/13/2026Wells Fargo & Company MN1,179,292$32.25M0.0%-0.7%6.497%
2/12/2026Orion Porfolio Solutions LLC37,832$1.04M0.0%+5.6%0.208%
2/12/2026 Commonwealth Equity Services LLC41,137$1.13M0.0%-19.7%0.227%
2/12/2026 StoneX Group Inc.7,847$215K0.0%N/A0.043%
2/12/2026 Principal Securities Inc.68,504$1.87M0.0%-1.1%0.377%
2/11/2026 Gateway Wealth Partners LLC52,904$1.45M0.2%+8.6%0.291%
2/11/2026 Janney Montgomery Scott LLC63,470$1.74M0.0%+6.7%0.350%
2/11/2026 LPL Financial LLC1,375,536$37.62M0.0%+9.7%7.579%
2/11/2026 OneAscent Financial Services LLC38,665$1.06M0.1%-3.9%0.213%
2/10/2026Goldman Sachs Group Inc.22,470$615K0.0%N/A0.124%
2/10/2026 Northwestern Mutual Wealth Management Co.9,149$250K0.0%-4.0%0.050%
2/9/2026Kingsview Wealth Management LLC99,366$2.72M0.0%-20.8%0.547%
2/9/2026 Harbour Investments Inc.13,565$371K0.0%+8.0%0.075%
2/9/2026 Prospera Financial Services Inc74,874$2.05M0.0%+4.5%0.413%
2/6/2026 Global Retirement Partners LLC1,412$39K0.0%-81.1%0.008%
2/6/2026 IFP Advisors Inc39,719$1.09M0.0%-20.3%0.219%
2/6/2026 HighTower Advisors LLC25,547$699K0.0%-1.6%0.141%
2/6/2026 Envestnet Portfolio Solutions Inc.10,675$292K0.0%+3.9%0.059%
2/5/2026Tucker Asset Management LLC4,054$111K0.0%-9.8%0.022%
2/5/2026Western Wealth Management LLC7,538$206K0.0%-6.2%0.042%
2/3/2026 NewEdge Wealth LLC21,854$598K0.0%-2.0%0.122%
2/3/2026 MGO One Seven LLC9,937$272K0.0%N/A0.056%
2/2/2026 Benjamin Edwards Inc.85,543$2.34M0.0%+21.4%0.479%
1/29/2026Comerica Bank15,094$413K0.0%-46.0%0.086%
1/29/2026 D.A. Davidson & CO.32,937$901K0.0%+3.4%0.187%
1/29/2026UBS Group AG602,469$16.48M0.0%-6.1%3.413%
1/29/2026Sanctuary Advisors LLC413,733$11.32M0.1%-20.0%2.344%
1/28/2026 Chicago Partners Investment Group LLC39,068$1.16M0.0%+0.9%0.221%
1/26/2026 Iams Wealth Management LLC24,707$676K0.2%-8.6%0.140%
1/26/2026CWM LLC31,792$870K0.0%-8.9%0.180%
1/23/2026 Assetmark Inc.227,389$6.22M0.0%+3.7%1.288%
1/23/2026 HBW Advisory Services LLC22,896$626K0.1%+178.6%0.130%
1/21/2026 Sound Income Strategies LLC1,563$45K0.0%N/A0.009%
1/21/2026 Rathbones Group PLC46,079$1.26M0.0%+8.6%0.254%
1/20/2026 Savvy Advisors Inc.7,562$207K0.0%-5.0%0.043%
1/20/2026 Midwest Financial Group LLC68,428$1.87M0.8%-25.2%0.391%
Trump's New Dollar (Ad)

Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. dollar reset - and most Americans don't know it's happening. The last time America underwent a monetary shift like this, under Nixon in the 1970s, it minted an average of 1,300 new millionaires a day for over half a century. Stansberry has released a new documentary naming the assets he believes are positioned to surge as a result.tc pixel

Watch the free briefing and see the three steps to prepare today
1/16/2026 Balboa Wealth Partners8,389$229K0.0%N/A0.048%
1/16/2026 Formidable Asset Management LLC19,363$525K0.1%+2.2%0.111%
1/16/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management605,433$16.56M0.3%+0.6%3.460%
1/5/2026 Park Avenue Securities LLC39,477$1.08M0.0%-1.6%0.226%
11/17/2025Susquehanna International Group LLP27,268$739K0.0%+9.1%0.158%
11/17/2025 Northwestern Mutual Wealth Management Co.9,527$258K0.0%+41.5%0.055%
11/17/2025Mariner LLC11,368$308K0.0%+25.3%0.066%
11/17/2025 Integrated Wealth Concepts LLC25,027$678K0.0%-3.2%0.145%
11/17/2025Bank of America Corp DE1,027,280$27.84M0.0%-2.6%5.938%
11/14/2025Raymond James Financial Inc.353,348$9.58M0.0%-5.8%2.042%


FEM Institutional Ownership - Frequently Asked Questions

During the previous two years, 123 institutional investors and hedge funds held shares of First Trust Emerging Markets AlphaDEX Fund. The most heavily invested institutionals were International Assets Investment Management LLC ($198.47M), Morgan Stanley ($65.37M), Bank of America Corp DE ($39.05M), LPL Financial LLC ($37.62M), Wells Fargo & Company MN ($32.25M), Royal Bank of Canada ($24.96M), and First Trust Advisors LP ($22.71M).Learn more on First Trust Emerging Markets AlphaDEX Fund's institutional investors.

Of the 107 institutional investors that purchased First Trust Emerging Markets AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($824.05K), First Trust Advisors LP ($731.52K), Bank of America Corp DE ($690.99K), Raymond James Financial Inc. ($643.49K), Sanctuary Advisors LLC ($468.08K), Assetmark Inc. ($193.24K), and Greenup Street Wealth Management LLC ($136.84K).

Institutional investors have bought a total of 2,343,899 shares in the last 24 months. This purchase volume represents approximately $68.08M in transactions.

Of the 42 institutional investors that sold First Trust Emerging Markets AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Royal Bank of Canada ($164.83K), Sanctuary Advisors LLC ($137.28K), CWM LLC ($83.53K), UBS Group AG ($38.95K), Kingsview Wealth Management LLC ($28.95K), Bank of America Corp DE ($27.39K), and Midwest Financial Group LLC ($24.46K).

Institutional investors have sold a total of 664,504 shares in the last 24 months. This volume of shares sold represents approximately $18.57M in transactions.



Institutional ownership data for NASDAQ:FEM is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/9/2026. New 13F filings are added each quarter as they're published.
From Our Partners