Free Trial

First Trust Emerging Markets AlphaDEX Fund (FEM) Institutional Ownership

First Trust Emerging Markets AlphaDEX Fund logo
$33.51 +0.39 (+1.18%)
Closing price 03:58 PM Eastern
Extended Trading
$33.53 +0.02 (+0.06%)
As of 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets AlphaDEX Fund (NASDAQ:FEM)

Number of
Institutional Buyers
(last 12 months)
68
Total
Institutional Inflows
(last 12 months)
$38.80M
Number of
Institutional Sellers
(last 12 months)
52
Total
Institutional Outflows
(last 12 months)
$24.41M
Get FEM Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Emerging Markets AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FEM Institutional Buying and Selling by Quarter

First Trust Emerging Markets AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026Bank of New York Mellon Corp228,038$6.83M0.0%+4.1%1.014%
5/5/2026Sanctuary Advisors LLC379,901$11.38M0.1%-8.2%1.688%
5/4/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management617,179$18.49M0.3%+1.9%2.743%
5/4/2026 HBW Advisory Services LLC23,395$701K0.1%+2.2%0.104%
5/4/2026 Chicago Partners Investment Group LLC40,273$1.33M0.0%+3.1%0.179%
5/1/2026 Fifth Third Bancorp12,227$366K0.0%N/A0.054%
4/30/2026 Kestra Advisory Services LLC38,175$1.14M0.0%-6.4%0.170%
4/29/2026 Richmond Investment Services LLC19,557$586K0.1%-9.4%0.087%
4/27/2026 Private Advisor Group LLC280,508$8.40M0.0%+1.2%1.247%
4/22/2026 Janney Montgomery Scott LLC92,588$2.77M0.0%+45.9%0.416%
4/22/2026 Midwest Financial Group LLC66,970$2.01M0.9%-2.1%0.301%
4/20/2026 Greenup Street Wealth Management LLC136,844$4.10M0.6%N/A0.615%
4/20/2026 RFG Advisory LLC16,618$498K0.0%+45.5%0.075%
4/16/2026 Balboa Wealth Partners9,206$276K0.0%+9.7%0.042%
3/17/2026Rockefeller Capital Management L.P.10,318$282K0.0%+4.5%0.057%
2/25/2026MidFirst Bank2,310$63K0.0%N/A0.013%
2/19/2026Van Diest Capital LLC8,284$227K0.3%N/A0.046%
2/18/2026Crusonia Wealth Advisors LLC28,041$767K0.2%N/A0.154%
2/18/2026Pacific Excel Wealth Advisors Inc.14,892$407K0.8%N/A0.082%
2/18/2026VestGen Advisors LLC43,738$1.20M0.1%N/A0.241%
2/17/2026Cetera Investment Advisers292,020$7.99M0.0%+2.1%1.609%
2/17/2026Equitable Holdings Inc.10,790$295K0.0%+23.3%0.059%
2/17/2026Osaic Holdings Inc.69,432$1.90M0.0%-2.7%0.383%
2/17/2026 Private Advisor Group LLC277,185$7.58M0.0%+54.5%1.527%
2/17/2026Royal Bank of Canada985,230$26.95M0.0%-1.3%5.428%
2/16/2026 MML Investors Services LLC25,840$707K0.0%+3.3%0.142%
2/16/2026Mariner LLC9,695$265K0.0%-14.7%0.053%
2/16/2026Evelyn Partners Investment Management LLP1,800$49K0.0%-37.4%0.010%
2/13/2026 Kestra Advisory Services LLC40,804$1.12M0.0%+4.1%0.225%
2/13/2026Smartleaf Asset Management LLC939$26K0.0%+371.9%0.005%
2/13/2026Morgan Stanley2,390,271$65.37M0.0%+1.7%13.170%
2/13/2026Arkadios Wealth Advisors7,614$208K0.0%N/A0.042%
2/13/2026First Trust Advisors LP28,280$773K0.0%-1.2%0.156%
2/13/2026Integrated Wealth Concepts LLC22,507$616K0.0%-10.1%0.124%
2/13/2026Wells Fargo & Company MN1,179,292$32.25M0.0%-0.7%6.497%
2/12/2026Orion Porfolio Solutions LLC37,832$1.04M0.0%+5.6%0.208%
2/12/2026 Commonwealth Equity Services LLC41,137$1.13M0.0%-19.7%0.227%
2/12/2026StoneX Group Inc.7,847$215K0.0%N/A0.043%
2/12/2026Principal Securities Inc.68,504$1.87M0.0%-1.1%0.377%
2/11/2026Gateway Wealth Partners LLC52,904$1.45M0.2%+8.6%0.291%
2/11/2026 Janney Montgomery Scott LLC63,470$1.74M0.0%+6.7%0.350%
2/11/2026LPL Financial LLC1,375,536$37.62M0.0%+9.7%7.579%
2/11/2026 OneAscent Financial Services LLC38,665$1.06M0.1%-3.9%0.213%
2/10/2026Goldman Sachs Group Inc.22,470$615K0.0%N/A0.124%
2/10/2026Northwestern Mutual Wealth Management Co.9,149$250K0.0%-4.0%0.050%
2/9/2026Kingsview Wealth Management LLC99,366$2.72M0.0%-20.8%0.547%
2/9/2026Harbour Investments Inc.13,565$371K0.0%+8.0%0.075%
2/9/2026 Prospera Financial Services Inc74,874$2.05M0.0%+4.5%0.413%
2/6/2026Global Retirement Partners LLC1,412$39K0.0%-81.1%0.008%
2/6/2026 IFP Advisors Inc39,719$1.09M0.0%-20.3%0.219%
2/6/2026HighTower Advisors LLC25,547$699K0.0%-1.6%0.141%
2/6/2026 Envestnet Portfolio Solutions Inc.10,675$292K0.0%+3.9%0.059%
2/5/2026Tucker Asset Management LLC4,054$111K0.0%-9.8%0.022%
2/5/2026Western Wealth Management LLC7,538$206K0.0%-6.2%0.042%
2/3/2026NewEdge Wealth LLC21,854$598K0.0%-2.0%0.122%
2/3/2026MGO One Seven LLC9,937$272K0.0%N/A0.056%
2/2/2026Benjamin Edwards Inc.85,543$2.34M0.0%+21.4%0.479%
1/29/2026Comerica Bank15,094$413K0.0%-46.0%0.086%
1/29/2026D.A. Davidson & CO.32,937$901K0.0%+3.4%0.187%
1/29/2026UBS Group AG602,469$16.48M0.0%-6.1%3.413%
1/29/2026Sanctuary Advisors LLC413,733$11.32M0.1%-20.0%2.344%
1/28/2026 Chicago Partners Investment Group LLC39,068$1.16M0.0%+0.9%0.221%
1/26/2026 Iams Wealth Management LLC24,707$676K0.2%-8.6%0.140%
1/26/2026CWM LLC31,792$870K0.0%-8.9%0.180%
1/23/2026Assetmark Inc.227,389$6.22M0.0%+3.7%1.288%
1/23/2026 HBW Advisory Services LLC22,896$626K0.1%+178.6%0.130%
1/21/2026 Sound Income Strategies LLC1,563$45K0.0%N/A0.009%
1/21/2026Rathbones Group PLC46,079$1.26M0.0%+8.6%0.254%
1/20/2026Savvy Advisors Inc.7,562$207K0.0%-5.0%0.043%
1/20/2026 Midwest Financial Group LLC68,428$1.87M0.8%-25.2%0.391%
1/16/2026 Balboa Wealth Partners8,389$229K0.0%N/A0.048%
1/16/2026 Formidable Asset Management LLC19,363$525K0.1%+2.2%0.111%
1/16/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management605,433$16.56M0.3%+0.6%3.460%
1/5/2026 Park Avenue Securities LLC39,477$1.08M0.0%-1.6%0.226%
11/17/2025Susquehanna International Group LLP27,268$739K0.0%+9.1%0.158%
11/17/2025Northwestern Mutual Wealth Management Co.9,527$258K0.0%+41.5%0.055%
11/17/2025Mariner LLC11,368$308K0.0%+25.3%0.066%
11/17/2025Integrated Wealth Concepts LLC25,027$678K0.0%-3.2%0.145%
11/17/2025Bank of America Corp DE1,027,280$27.84M0.0%-2.6%5.938%
11/14/2025Raymond James Financial Inc.353,348$9.58M0.0%-5.8%2.042%
11/14/2025Equitable Holdings Inc.8,753$237K0.0%N/A0.051%
11/14/2025Mpwm Advisory Solutions LLC5,299$144K0.1%-7.3%0.031%
11/13/2025UBS Group AG641,416$17.38M0.0%+21.7%3.708%
11/13/2025 Private Advisor Group LLC179,463$4.86M0.0%-1.4%1.037%
11/13/2025PFG Advisors9,624$261K0.0%-30.9%0.056%
11/13/2025Rathbones Group PLC42,433$1.15M0.0%+4.7%0.245%
11/13/2025First Trust Advisors LP28,621$776K0.0%-1.4%0.165%
11/12/2025Kingsview Wealth Management LLC125,450$3.40M0.1%-2.2%0.725%
11/10/2025Rossby Financial LCC2,250$61K0.0%+34.7%0.013%
11/10/2025 Empirical Financial Services LLC d.b.a. Empirical Wealth Management601,722$16.31M0.3%-0.8%3.478%
11/6/2025Assetmark Inc.219,372$5.95M0.0%+2.2%1.268%
11/6/2025Atria Investments Inc108,529$2.94M0.0%+18.0%0.627%
11/6/2025Savvy Advisors Inc.7,962$216K0.0%N/A0.046%
11/6/2025 Prospera Financial Services Inc71,666$1.94M0.0%+7.9%0.414%
11/6/2025Western Wealth Management LLC8,039$218K0.0%N/A0.046%
11/6/2025 RFG Advisory LLC11,643$316K0.0%+10.7%0.067%
11/5/2025 Envestnet Asset Management Inc.578,328$15.67M0.0%+4.1%3.343%
11/4/2025Jones Financial Companies Lllp17,096$457K0.0%+24.8%0.099%
11/3/2025AE Wealth Management LLC59,881$1.62M0.0%-4.3%0.346%
10/30/2025 Envestnet Portfolio Solutions Inc.10,278$279K0.0%-27.1%0.059%


FEM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEM shares?

During the previous two years, 126 institutional investors and hedge funds held shares of First Trust Emerging Markets AlphaDEX Fund. The most heavily invested institutionals were International Assets Investment Management LLC ($198.47M), Morgan Stanley ($65.37M), LPL Financial LLC ($37.62M), Wells Fargo & Company MN ($32.25M), Bank of America Corp DE ($27.84M), Royal Bank of Canada ($26.95M), and Empirical Financial Services LLC d.b.a. Empirical Wealth Management ($18.49M).Learn more on First Trust Emerging Markets AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Emerging Markets AlphaDEX Fund's stock?

Of the 112 institutional investors that purchased First Trust Emerging Markets AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($828.34K), Raymond James Financial Inc. ($643.49K), Sanctuary Advisors LLC ($468.08K), Bank of America Corp DE ($435K), Cetera Advisors LLC ($339.54K), Private Advisor Group LLC ($267.36K), and Greenup Street Wealth Management LLC ($136.84K).

How much institutional buying is happening at First Trust Emerging Markets AlphaDEX Fund?

Institutional investors have bought a total of 1,467,067 shares in the last 24 months. This purchase volume represents approximately $38.80M in transactions.

Which of First Trust Emerging Markets AlphaDEX Fund's major shareholders have been selling company stock?

Of the 52 institutional investors that sold First Trust Emerging Markets AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sanctuary Advisors LLC ($137.28K), LPL Financial LLC ($111.48K), Coppell Advisory Solutions LLC ($93.16K), Jane Street Group LLC ($85.23K), CWM LLC ($83.53K), Integrated Wealth Concepts LLC ($57.92K), and UBS Group AG ($38.95K).

How much institutional selling is happening at First Trust Emerging Markets AlphaDEX Fund?

Institutional investors have sold a total of 962,704 shares in the last 24 months. This volume of shares sold represents approximately $24.41M in transactions.



This page (NASDAQ:FEM) was last updated on 5/5/2026 by MarketBeat.com Staff.
From Our Partners