Go Pro
→ ALERT: Drop these 5 stocks before the market opens tomorrow! (From Weiss Ratings) (Ad)tc pixel Free FAD Stock Alerts

First Trust Multi Cap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust Multi Cap Growth AlphaDEX Fund logo
$184.04 -1.74 (-0.94%)
Closing price 07/24/2026 04:00 PM Eastern
Extended Trading
$183.74 -0.30 (-0.16%)
As of 07/24/2026 07:34 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
65
Total
Institutional Inflows
(last 12 months)
$58.91M
Number of
Institutional Sellers
(last 12 months)
30
Total
Institutional Outflows
(last 12 months)
$12.57M
Get FAD Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Multi Cap Growth AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FAD Institutional Buying and Selling by Quarter

First Trust Multi Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/8/2026 TrueWealth Advisors LLC5,805$1.16M0.3%+22.9%0.200%
5/26/2026Serenity Investment Advisors1,090$173K0.1%N/A0.042%
5/19/2026Western Wealth Management LLC516$82K0.0%N/A0.020%
5/19/2026Bank of America Corp DE41,501$6.60M0.0%+37.3%1.596%
5/18/2026Royal Bank of Canada34,241$5.44M0.0%+7.8%1.317%
5/15/2026Gateway Wealth Partners LLC3,436$546K0.0%+57.0%0.132%
5/13/2026Cetera Investment Advisers14,060$2.23M0.0%+25.3%0.541%
5/6/2026 Independent Financial Group LLC4,775$759K0.0%N/A0.184%
5/5/2026Geneos Wealth Management Inc.23,388$3.72M0.1%+6.6%0.900%
5/5/2026Ethos Financial Group LLC1,335$212K0.0%N/A0.051%
5/5/2026 Nwam LLC2,801$445K0.0%-30.9%0.108%
4/30/2026Kestra Advisory Services LLC31,173$4.95M0.0%+253.5%1.199%
4/27/2026 Apeiron RIA LLC4,851$771K0.2%-5.5%0.194%
4/23/2026626 Financial LLC9,464$1.50M0.7%+4.4%0.379%
4/22/2026Janney Montgomery Scott LLC1,934$307K0.0%-80.3%0.077%
4/22/2026Advocate Investing Services LLC434$69K0.1%+223.9%0.017%
4/17/2026 Wealth Management Partners LLC24,907$3.96M1.1%-0.5%0.996%
4/17/2026 Certified Advisory Corp6,481$1.03M0.1%+5.7%0.259%
4/17/2026Stonebridge Financial Group LLC MO9,402$1.49M1.3%+23.8%0.376%
3/17/2026Rockefeller Capital Management L.P.834$135K0.0%+66.8%0.034%
3/13/2026World Investment Advisors1,798$291K0.0%N/A0.073%
2/23/2026Virtu Financial LLC5,924$959K0.0%N/A0.242%
2/19/2026Plotkin Financial Advisors LLC44,906$7.27M3.5%-1.6%1.833%
2/18/2026NewEdge Advisors LLC484$78K0.0%+1,323.5%0.020%
2/18/2026Garton & Associates Financial Advisors LLC309$50K0.0%N/A0.013%
2/18/2026Zacks Investment Management1,240$201K0.0%N/A0.051%
2/17/2026Cetera Investment Advisers11,223$1.82M0.0%+12.2%0.458%
2/17/2026Osaic Holdings Inc.48,706$7.88M0.0%+0.7%1.988%
2/17/2026Royal Bank of Canada31,756$5.14M0.0%+17.1%1.296%
2/13/2026Kestra Advisory Services LLC8,818$1.43M0.0%-0.7%0.360%
2/13/2026Stifel Financial Corp12,671$2.05M0.0%+15.1%0.517%
2/13/2026Advyzon Investment Management LLC8,110$1.31M0.2%+437.8%0.331%
2/13/2026 Golden State Wealth Management LLC5,053$818K0.1%-2.2%0.206%
2/13/2026Wells Fargo & Company MN136,980$22.17M0.0%+5.1%5.591%
2/13/2026RPg Family Wealth Advisory LLC31,779$5.14M1.1%-2.6%1.297%
2/12/2026Commonwealth Equity Services LLC58,043$9.39M0.0%-1.9%2.369%
2/12/2026Wedbush Securities Inc.26,204$4.24M0.1%N/A1.070%
2/11/2026Janney Montgomery Scott LLC9,839$1.59M0.0%+417.8%0.402%
2/11/2026LPL Financial LLC125,108$20.25M0.0%-1.0%5.106%
2/10/2026WCG Wealth Advisors LLC13,410$2.17M0.1%-3.3%0.547%
The end may be near for these iconic stocks (Ad)

Marc Chaikin, founder of Chaikin Analytics, says two forces - AI disruption and fracturing global trade - are triggering a historic wealth transfer already underway in 2026. Household names like Intuit (-57%), Boston Scientific (-49%), and Tractor Supply (-40%) are cratering, while lesser-known companies like Sandisk (+573%) and Rackspace (+444%) surge. Chaikin has identified specific stocks he believes investors should sell before they fall further - and the names may surprise you. He's also pinpointing a company tapped as Nvidia's self-driving partner and a potential AI megadeal that could split into three high-growth stocks. Stream his free presentation to get every buy and sell recommendation with no membership or credit card required.tc pixel

Watch Marc Chaikin's free presentation and get his full buy-and-sell list today
2/10/2026Vantus Wealth LLC8,275$1.34M1.0%N/A0.338%
2/10/2026Northwestern Mutual Wealth Management Co.14,615$2.37M0.0%+1,403.6%0.597%
2/6/2026Global Retirement Partners LLC2,341$379K0.0%-5.1%0.096%
2/6/2026 IFP Advisors Inc6,268$1.01M0.0%-9.1%0.256%
2/6/2026Cullen Frost Bankers Inc.359$58K0.0%N/A0.015%
2/6/2026Synergy Investment Management LLC26,450$4.28M1.5%+0.7%1.080%
2/5/2026626 Financial LLC9,068$1.47M0.6%-2.2%0.370%
2/5/2026Stonebridge Financial Planning Group LLC10,415$1.69M0.6%+1.6%0.425%
2/4/2026Stonebridge Financial Group LLC MO7,595$1.23M1.1%N/A0.310%
2/4/2026World Investment Advisors1,798$291K0.0%N/A0.073%
2/4/2026 Nwam LLC4,054$688K0.0%+5.1%0.165%
2/3/2026 Apeiron RIA LLC5,133$860K0.2%-1.6%0.210%
2/3/2026 International Assets Investment Management LLC884$143K0.0%N/A0.036%
2/2/2026Truist Financial Corp47,162$7.63M0.0%-7.8%1.925%
2/2/2026Oppenheimer & Co. Inc.2,647$428K0.0%N/A0.108%
1/29/2026UBS Group AG17,744$2.87M0.0%+40.5%0.739%
1/28/2026Geneos Wealth Management Inc.21,942$3.55M0.1%+1.7%0.914%
1/26/2026Keystone Wealth Services LLC53,800$8.71M1.8%N/A2.242%
1/23/2026 Fifth Third Securities Inc.10,876$1.76M0.1%+8.8%0.453%
1/21/2026 Flagship Harbor Advisors LLC550$89K0.0%N/A0.023%
1/21/2026 Sound Income Strategies LLC460$78K0.0%+411.1%0.019%
1/20/2026 Thurston Springer Miller Herd & Titak Inc.231$37K0.0%N/A0.010%
1/15/2026Private Advisory Group LLC5,705$923K0.1%+8.4%0.248%
1/14/2026 Nova Wealth Management Inc.5,943$962K0.7%+5.0%0.258%
1/12/2026 Willner & Heller LLC6,027$976K0.7%+18.5%0.262%
1/12/2026 Wealth Management Partners LLC25,026$4.05M1.2%+1.3%1.088%
1/12/2026 Certified Advisory Corp6,132$993K0.1%-2.4%0.267%
12/2/2025Allworth Financial LP200$32K0.0%-24.5%0.009%
11/18/2025Stonebridge Financial Planning Group LLC10,254$1.65M0.6%-3.0%0.466%
11/17/2025Susquehanna International Group LLP35,426$5.69M0.0%+16.8%1.610%
11/17/2025Northwestern Mutual Wealth Management Co.972$156K0.0%-29.2%0.044%
11/17/2025Citadel Advisors LLC20,011$3.21M0.0%+675.6%0.910%
11/17/2025Bank of America Corp DE30,358$4.87M0.0%-4.3%1.380%
11/14/2025Creative Planning25,428$4.08M0.0%-8.6%1.156%
11/14/2025Raymond James Financial Inc.117,647$18.89M0.0%-12.6%5.348%
11/14/2025Equitable Holdings Inc.1,321$212K0.0%N/A0.060%
11/14/2025WCG Wealth Advisors LLC13,871$2.23M0.1%+1.5%0.631%
11/13/2025UBS Group AG12,633$2.03M0.0%-10.7%0.574%
11/13/2025Private Advisor Group LLC14,133$2.27M0.0%+1.0%0.642%
11/13/2025 Certified Advisory Corp6,281$1.01M0.1%-1.6%0.286%
11/13/2025 PFG Advisors1,810$291K0.0%-11.9%0.082%
11/12/2025IFG Advisory LLC1,310$210K0.0%N/A0.060%
11/12/2025RPg Family Wealth Advisory LLC32,639$5.24M1.1%+0.4%1.484%
11/12/2025US Bancorp DE384$62K0.0%N/A0.017%
11/10/2025Thoroughbred Financial Services LLC1,349$216K0.0%N/A0.061%
11/10/2025Private Advisory Group LLC5,264$845K0.1%N/A0.239%
11/10/2025Advyzon Investment Management LLC1,508$242K0.0%N/A0.069%
11/7/2025Synergy Investment Management LLC26,270$4.22M1.6%N/A1.194%
11/7/2025626 Financial LLC9,268$1.49M0.7%-2.6%0.421%
11/6/2025Ameritas Advisory Services LLC1,230$197K0.0%+69.7%0.056%
Iran War Shock: What I Was Told In That Private Meeting (Ad)

You’re Being LIED To About The Iran War Forget EVERYTHING you’ve heard about the Iran war. Especially the reasons why we’re bombing the country.tc pixel

Because THIS is the real reason.
11/6/2025 Truefg LLC1,474$237K0.1%-17.0%0.067%
11/5/2025Envestnet Asset Management Inc.16,505$2.65M0.0%+11.9%0.750%
11/4/2025Jones Financial Companies Lllp12,435$1.99M0.0%+11.7%0.565%
11/3/2025Truist Financial Corp51,125$8.21M0.0%+5.1%2.324%
10/29/2025QTR Family Wealth LLC2,066$332K0.2%-4.8%0.094%
10/29/2025 Wealth Enhancement Advisory Services LLC1,942$313K0.0%-9.5%0.088%
10/22/2025Geneos Wealth Management Inc.21,582$3.47M0.1%+5.0%0.981%
10/22/2025Commonwealth Equity Services LLC59,155$9.50M0.0%-9.2%2.689%
10/21/2025 Wealth Management Partners LLC24,697$3.97M1.3%+2.9%1.123%
10/15/2025CWM LLC897$144K0.0%-55.5%0.041%


FAD Institutional Ownership - Frequently Asked Questions

During the previous two years, 89 institutional investors and hedge funds held shares of First Trust Multi Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($22.17M), LPL Financial LLC ($20.25M), Raymond James Financial Inc. ($18.89M), Commonwealth Equity Services LLC ($9.39M), Keystone Wealth Services LLC ($8.71M), Osaic Holdings Inc. ($7.88M), and Truist Financial Corp ($7.63M).Learn more on First Trust Multi Cap Growth AlphaDEX Fund's institutional investors.

Of the 81 institutional investors that purchased First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($295.82K), Raymond James Financial Inc. ($134.55K), Strategic Financial Concepts LLC ($69.50K), Keystone Wealth Services LLC ($53.80K), Plotkin Financial Advisors LLC ($46.45K), LPL Financial LLC ($28.06K), and Synergy Investment Management LLC ($26.81K).

Institutional investors have bought a total of 373,023 shares in the last 24 months. This purchase volume represents approximately $58.91M in transactions.

Of the 30 institutional investors that sold First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Creative Planning ($30.73K), Raymond James Financial Inc. ($16.91K), Janney Montgomery Scott LLC ($7.91K), Commonwealth Equity Services LLC ($7.14K), Truist Financial Corp ($3.96K), RPg Family Wealth Advisory LLC ($1.55K), and UBS Group AG ($1.51K).

Institutional investors have sold a total of 80,825 shares in the last 24 months. This volume of shares sold represents approximately $12.57M in transactions.


Related Companies

This page (NASDAQ:FAD) was last updated on 7/25/2026 by MarketBeat.com Staff.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
Your $29.97 book is free today
Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options ca...
Profits Run | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel
BofA: Digital Dollar Coming 2025-2030
Bank of America just revealed your expiration date. In their Bloomberg interview, they didn't just predict the...
Decentralized Masters | Sponsoredtc pixel
Elon's new "super startup"
Adam O'Dell - the analyst who recommended Palantir before it became the top S&P 500 performer - has identified...
Banyan Hill Publishing | Sponsoredtc pixel