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First Trust Multi Cap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust Multi Cap Growth AlphaDEX Fund logo
$183.89 0.00 (0.00%)
Closing price 05/22/2026 03:48 PM Eastern
Extended Trading
$183.83 -0.06 (-0.03%)
As of 05/22/2026 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
64
Total
Institutional Inflows
(last 12 months)
$59.89M
Number of
Institutional Sellers
(last 12 months)
31
Total
Institutional Outflows
(last 12 months)
$12.90M
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Skip Chart & View Institutional Buying and Selling Data

FAD Institutional Buying and Selling by Quarter

First Trust Multi Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2026 Western Wealth Management LLC516$82K0.0%N/A0.020%
5/19/2026 Bank of America Corp DE41,501$6.60M0.0%+37.3%1.596%
5/18/2026 Royal Bank of Canada34,241$5.44M0.0%+7.8%1.317%
5/15/2026 Gateway Wealth Partners LLC3,436$546K0.0%+57.0%0.132%
5/13/2026 Cetera Investment Advisers14,060$2.23M0.0%+25.3%0.541%
5/6/2026 Independent Financial Group LLC4,775$759K0.0%N/A0.184%
5/5/2026 Geneos Wealth Management Inc.23,388$3.72M0.1%+6.6%0.900%
5/5/2026 Ethos Financial Group LLC1,335$212K0.0%N/A0.051%
5/5/2026 Nwam LLC2,801$445K0.0%-30.9%0.108%
4/30/2026 Kestra Advisory Services LLC31,173$4.95M0.0%+253.5%1.199%
4/27/2026 Apeiron RIA LLC4,851$771K0.2%-5.5%0.194%
4/23/2026 626 Financial LLC9,464$1.50M0.7%+4.4%0.379%
4/22/2026 Janney Montgomery Scott LLC1,934$307K0.0%-80.3%0.077%
4/22/2026 Advocate Investing Services LLC434$69K0.1%+223.9%0.017%
4/17/2026 Wealth Management Partners LLC24,907$3.96M1.1%-0.5%0.996%
4/17/2026 Certified Advisory Corp6,481$1.03M0.1%+5.7%0.259%
4/17/2026 Stonebridge Financial Group LLC MO9,402$1.49M1.3%+23.8%0.376%
3/17/2026 Rockefeller Capital Management L.P.834$135K0.0%+66.8%0.034%
3/13/2026 World Investment Advisors1,798$291K0.0%N/A0.073%
2/23/2026 Virtu Financial LLC5,924$959K0.0%N/A0.242%
2/19/2026 Plotkin Financial Advisors LLC44,906$7.27M3.5%-1.6%1.833%
2/18/2026 NewEdge Advisors LLC484$78K0.0%+1,323.5%0.020%
2/18/2026 Garton & Associates Financial Advisors LLC309$50K0.0%N/A0.013%
2/18/2026 Zacks Investment Management1,240$201K0.0%N/A0.051%
2/17/2026 Cetera Investment Advisers11,223$1.82M0.0%+12.2%0.458%
2/17/2026 Osaic Holdings Inc.48,706$7.88M0.0%+0.7%1.988%
2/17/2026 Royal Bank of Canada31,756$5.14M0.0%+17.1%1.296%
2/13/2026 Kestra Advisory Services LLC8,818$1.43M0.0%-0.7%0.360%
2/13/2026 Stifel Financial Corp12,671$2.05M0.0%+15.1%0.517%
2/13/2026 Advyzon Investment Management LLC8,110$1.31M0.2%+437.8%0.331%
2/13/2026 Golden State Wealth Management LLC5,053$818K0.1%-2.2%0.206%
2/13/2026 Wells Fargo & Company MN136,980$22.17M0.0%+5.1%5.591%
2/13/2026 RPg Family Wealth Advisory LLC31,779$5.14M1.1%-2.6%1.297%
2/12/2026 Commonwealth Equity Services LLC58,043$9.39M0.0%-1.9%2.369%
2/12/2026 Wedbush Securities Inc.26,204$4.24M0.1%N/A1.070%
2/11/2026 Janney Montgomery Scott LLC9,839$1.59M0.0%+417.8%0.402%
2/11/2026 LPL Financial LLC125,108$20.25M0.0%-1.0%5.106%
2/10/2026 WCG Wealth Advisors LLC13,410$2.17M0.1%-3.3%0.547%
2/10/2026Vantus Wealth LLC8,275$1.34M1.0%N/A0.338%
2/10/2026 Northwestern Mutual Wealth Management Co.14,615$2.37M0.0%+1,403.6%0.597%
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2/6/2026Global Retirement Partners LLC2,341$379K0.0%-5.1%0.096%
2/6/2026 IFP Advisors Inc6,268$1.01M0.0%-9.1%0.256%
2/6/2026 Cullen Frost Bankers Inc.359$58K0.0%N/A0.015%
2/6/2026 Synergy Investment Management LLC26,450$4.28M1.5%+0.7%1.080%
2/5/2026 626 Financial LLC9,068$1.47M0.6%-2.2%0.370%
2/5/2026 Stonebridge Financial Planning Group LLC10,415$1.69M0.6%+1.6%0.425%
2/4/2026 Stonebridge Financial Group LLC MO7,595$1.23M1.1%N/A0.310%
2/4/2026 World Investment Advisors1,798$291K0.0%N/A0.073%
2/4/2026 Nwam LLC4,054$688K0.0%+5.1%0.165%
2/3/2026 Apeiron RIA LLC5,133$860K0.2%-1.6%0.210%
2/3/2026 International Assets Investment Management LLC884$143K0.0%N/A0.036%
2/2/2026 Truist Financial Corp47,162$7.63M0.0%-7.8%1.925%
2/2/2026 Oppenheimer & Co. Inc.2,647$428K0.0%N/A0.108%
1/29/2026 UBS Group AG17,744$2.87M0.0%+40.5%0.739%
1/28/2026 Geneos Wealth Management Inc.21,942$3.55M0.1%+1.7%0.914%
1/26/2026 Keystone Wealth Services LLC53,800$8.71M1.8%N/A2.242%
1/23/2026 Fifth Third Securities Inc.10,876$1.76M0.1%+8.8%0.453%
1/21/2026 Flagship Harbor Advisors LLC550$89K0.0%N/A0.023%
1/21/2026 Sound Income Strategies LLC460$78K0.0%+411.1%0.019%
1/20/2026 Thurston Springer Miller Herd & Titak Inc.231$37K0.0%N/A0.010%
1/15/2026 Private Advisory Group LLC5,705$923K0.1%+8.4%0.248%
1/14/2026 Nova Wealth Management Inc.5,943$962K0.7%+5.0%0.258%
1/12/2026 Willner & Heller LLC6,027$976K0.7%+18.5%0.262%
1/12/2026 Wealth Management Partners LLC25,026$4.05M1.2%+1.3%1.088%
1/12/2026 Certified Advisory Corp6,132$993K0.1%-2.4%0.267%
12/2/2025 Allworth Financial LP200$32K0.0%-24.5%0.009%
11/18/2025 Stonebridge Financial Planning Group LLC10,254$1.65M0.6%-3.0%0.466%
11/17/2025 Susquehanna International Group LLP35,426$5.69M0.0%+16.8%1.610%
11/17/2025 Northwestern Mutual Wealth Management Co.972$156K0.0%-29.2%0.044%
11/17/2025 Citadel Advisors LLC20,011$3.21M0.0%+675.6%0.910%
11/17/2025 Bank of America Corp DE30,358$4.87M0.0%-4.3%1.380%
11/14/2025 Creative Planning25,428$4.08M0.0%-8.6%1.156%
11/14/2025 Raymond James Financial Inc.117,647$18.89M0.0%-12.6%5.348%
11/14/2025 Equitable Holdings Inc.1,321$212K0.0%N/A0.060%
11/14/2025 WCG Wealth Advisors LLC13,871$2.23M0.1%+1.5%0.631%
11/13/2025 UBS Group AG12,633$2.03M0.0%-10.7%0.574%
11/13/2025 Private Advisor Group LLC14,133$2.27M0.0%+1.0%0.642%
11/13/2025 Certified Advisory Corp6,281$1.01M0.1%-1.6%0.286%
11/13/2025 PFG Advisors1,810$291K0.0%-11.9%0.082%
11/12/2025 IFG Advisory LLC1,310$210K0.0%N/A0.060%
11/12/2025 RPg Family Wealth Advisory LLC32,639$5.24M1.1%+0.4%1.484%
11/12/2025 US Bancorp DE384$62K0.0%N/A0.017%
11/10/2025 Thoroughbred Financial Services LLC1,349$216K0.0%N/A0.061%
11/10/2025 Private Advisory Group LLC5,264$845K0.1%N/A0.239%
11/10/2025 Advyzon Investment Management LLC1,508$242K0.0%N/A0.069%
11/7/2025 Synergy Investment Management LLC26,270$4.22M1.6%N/A1.194%
11/7/2025 626 Financial LLC9,268$1.49M0.7%-2.6%0.421%
11/6/2025 Ameritas Advisory Services LLC1,230$197K0.0%+69.7%0.056%
11/6/2025 Truefg LLC1,474$237K0.1%-17.0%0.067%
11/5/2025 Envestnet Asset Management Inc.16,505$2.65M0.0%+11.9%0.750%
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11/4/2025 Jones Financial Companies Lllp12,435$1.99M0.0%+11.7%0.565%
11/3/2025 Truist Financial Corp51,125$8.21M0.0%+5.1%2.324%
10/29/2025 QTR Family Wealth LLC2,066$332K0.2%-4.8%0.094%
10/29/2025 Wealth Enhancement Advisory Services LLC1,942$313K0.0%-9.5%0.088%
10/22/2025 Geneos Wealth Management Inc.21,582$3.47M0.1%+5.0%0.981%
10/22/2025 Commonwealth Equity Services LLC59,155$9.50M0.0%-9.2%2.689%
10/21/2025 Wealth Management Partners LLC24,697$3.97M1.3%+2.9%1.123%
10/15/2025 CWM LLC897$144K0.0%-55.5%0.041%
10/14/2025 Farther Finance Advisors LLC1,309$210K0.0%+557.8%0.060%
10/10/2025 Fifth Third Securities Inc.9,993$1.60M0.1%-4.0%0.370%


FAD Institutional Ownership - Frequently Asked Questions

During the previous two years, 89 institutional investors and hedge funds held shares of First Trust Multi Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($22.17M), LPL Financial LLC ($20.25M), Raymond James Financial Inc. ($18.89M), Raymond James Financial Services Advisors Inc. ($16.42M), Commonwealth Equity Services LLC ($9.39M), Keystone Wealth Services LLC ($8.71M), and Osaic Holdings Inc. ($7.88M).Learn more on First Trust Multi Cap Growth AlphaDEX Fund's institutional investors.

Of the 80 institutional investors that purchased First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($295.82K), Raymond James Financial Inc. ($134.55K), Strategic Financial Concepts LLC ($69.50K), Keystone Wealth Services LLC ($53.80K), Plotkin Financial Advisors LLC ($46.45K), LPL Financial LLC ($28.06K), and Raymond James Financial Services Advisors Inc. ($27.49K).

Institutional investors have bought a total of 380,418 shares in the last 24 months. This purchase volume represents approximately $59.89M in transactions.

Of the 31 institutional investors that sold First Trust Multi Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Creative Planning ($30.73K), Raymond James Financial Inc. ($16.91K), Janney Montgomery Scott LLC ($8.00K), Commonwealth Equity Services LLC ($7.14K), Truist Financial Corp ($3.96K), RPg Family Wealth Advisory LLC ($1.55K), and UBS Group AG ($1.51K).

Institutional investors have sold a total of 83,096 shares in the last 24 months. This volume of shares sold represents approximately $12.90M in transactions.



This page (NASDAQ:FAD) was last updated on 5/25/2026 by MarketBeat.com Staff.
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