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First Trust Multi Cap Value AlphaDEX Fund (FAB) Institutional Ownership

First Trust Multi Cap Value AlphaDEX Fund logo
$101.53 +0.52 (+0.52%)
Closing price 02:47 PM Eastern
Extended Trading
$101.56 +0.03 (+0.03%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Value AlphaDEX Fund (NASDAQ:FAB)

Number of
Institutional Buyers
(last 12 months)
23
Total
Institutional Inflows
(last 12 months)
$5.15M
Number of
Institutional Sellers
(last 12 months)
21
Total
Institutional Outflows
(last 12 months)
$3.01M
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FAB Institutional Buying and Selling by Quarter

First Trust Multi Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Apeiron RIA LLC3,046$303K0.1%-5.8%0.197%
10/8/2026Avidian Wealth Enterprises LLC7,346$725K0.0%N/A0.474%
9/23/2026Envestnet Asset Management Inc.7,271$738K0.0%+77.8%0.454%
9/9/2026Baird Financial Group Inc.15,524$1.58M0.0%-27.6%0.970%
9/2/2026Citadel Advisors LLC34,195$3.47M0.0%+3.2%2.137%
7/7/2026Quad Cities Investment Group LLC8,537$866K0.3%-3.3%0.632%
5/19/2026Centaurus Financial Inc.1,113$105K0.0%N/A0.080%
5/18/2026Royal Bank of Canada33,007$3.12M0.0%-0.6%2.358%
5/13/2026Cetera Investment Advisers6,867$649K0.0%+3.4%0.491%
5/2/2026Anchor Investment Management LLC350$33K0.0%N/A0.025%
4/30/2026Kestra Advisory Services LLC2,341$221K0.0%+25.5%0.167%
4/23/2026626 Financial LLC35,722$3.38M1.5%-0.4%2.552%
2/23/2026Virtu Financial LLC3,391$302K0.0%+29.0%0.251%
2/17/2026Cetera Investment Advisers6,638$592K0.0%+3.1%0.492%
2/17/2026Osaic Holdings Inc.42,940$3.83M0.0%+10.4%3.181%
2/17/2026Royal Bank of Canada33,219$2.96M0.0%-1.4%2.461%
2/13/2026Kestra Advisory Services LLC1,866$166K0.0%N/A0.138%
2/13/2026Stifel Financial Corp19,508$1.74M0.0%-4.4%1.445%
2/13/2026Wells Fargo & Company MN34,571$3.08M0.0%-6.0%2.561%
2/12/2026Commonwealth Equity Services LLC19,042$1.70M0.0%-3.0%1.411%
2/12/2026Principal Securities Inc.11,249$1.00M0.0%-34.2%0.833%
2/11/2026LPL Financial LLC45,669$4.07M0.0%+0.4%3.383%
2/11/2026Hilton Head Capital Partners LLC600$53K0.0%N/A0.044%
2/10/2026Goldman Sachs Group Inc.22,042$1.97M0.0%-2.2%1.633%
2/10/2026Moors & Cabot Inc.2,254$201K0.0%N/A0.167%
2/9/2026Harbour Investments Inc.7,142$637K0.0%-4.8%0.529%
2/5/2026626 Financial LLC35,850$3.20M1.4%-2.3%2.656%
2/5/2026Northwestern Mutual Wealth Management Co.21,548$1.92M0.0%+2,590.1%1.596%
2/3/2026International Assets Investment Management LLC280$25K0.0%N/A0.021%
2/2/2026Truist Financial Corp4,246$379K0.0%-18.8%0.315%
1/28/2026Geneos Wealth Management Inc.310$28K0.0%-50.6%0.023%
1/27/2026PFG Advisors14,035$1.25M0.1%-9.6%1.040%
1/26/2026PFG Investments LLC4,343$387K0.0%+6.3%0.322%
1/21/2026Capital Investment Advisory Services LLC6,622$590K0.0%-2.8%0.491%
1/21/2026Sound Income Strategies LLC891$83K0.0%N/A0.066%
1/20/2026Stratos Wealth Partners LTD.4,676$417K0.0%-24.1%0.346%
11/17/2025Susquehanna International Group LLP31,793$2.77M0.0%-7.8%2.271%
11/17/2025Northwestern Mutual Wealth Management Co.801$70K0.0%-42.5%0.057%
11/17/2025Citadel Advisors LLC6,278$548K0.0%+2.9%0.448%
11/14/2025Creative Planning3,706$323K0.0%-6.9%0.265%
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11/14/2025Raymond James Financial Inc.62,143$5.42M0.0%+0.7%4.439%
11/14/2025Virtu Financial LLC2,629$229K0.0%N/A0.188%
11/13/2025UBS Group AG12,636$1.10M0.0%-24.4%0.903%
11/13/2025Private Advisor Group LLC10,864$948K0.0%-3.5%0.776%
11/13/2025PFG Advisors15,525$1.36M0.1%+2.2%1.109%
11/10/2025Clearstead Advisors LLC2,317$202K0.0%N/A0.166%
11/7/2025626 Financial LLC36,696$3.20M1.4%-5.8%2.621%
11/6/2025Ameritas Advisory Services LLC1,427$125K0.0%+267.8%0.102%
11/5/2025Envestnet Asset Management Inc.5,441$475K0.0%+6.0%0.389%
11/4/2025Jones Financial Companies Lllp4,017$351K0.0%+6.1%0.287%
11/3/2025GPS Wealth Strategies Group LLC2,410$210K0.0%+3,607.7%0.172%
11/3/2025Truist Financial Corp5,231$457K0.0%+19.8%0.374%
9/4/2025Osaic Holdings Inc.34,421$2.80M0.0%+1.8%2.374%
8/18/2025Geneos Wealth Management Inc.628$51K0.0%+155.3%0.043%
8/14/2025Raymond James Financial Inc.61,711$5.02M0.0%+3.4%4.256%
8/14/2025NewEdge Advisors LLC320$26K0.0%-61.9%0.022%
8/13/2025Baird Financial Group Inc.21,834$1.77M0.0%-0.7%1.506%
8/13/2025Northwestern Mutual Wealth Management Co.1,394$113K0.0%+29.8%0.096%
8/12/2025Northeast Planning Associates INC. NH21,217$1.72M1.6%+1.7%1.463%
8/12/2025JPMorgan Chase & Co.700$57K0.0%-36.5%0.048%
8/8/2025Cetera Investment Advisers6,156$500K0.0%-4.9%0.425%
8/8/2025Creative Planning3,979$323K0.0%-45.2%0.274%
8/7/2025PFG Advisors15,185$1.23M0.0%-1.6%1.047%
8/4/2025626 Financial LLC38,955$3.17M1.5%-2.5%2.687%
8/1/2025Envestnet Asset Management Inc.5,132$417K0.0%-7.3%0.354%
7/28/2025Harbour Investments Inc.7,501$610K0.0%-3.2%0.517%
7/24/2025Trust Co. of Toledo NA OH348$28K0.0%N/A0.024%
7/23/2025626 Financial LLC38,955$3.17M1.7%-2.5%2.687%
7/21/2025Ameritas Advisory Services LLC388$32K0.0%N/A0.027%
7/18/2025Truist Financial Corp4,366$355K0.0%-9.5%0.301%
7/17/2025Janney Montgomery Scott LLC7,371$599K0.0%-39.8%0.508%
7/8/2025NBC Securities Inc.9,593$779K0.1%-1.9%0.662%
5/16/2025Jones Financial Companies Lllp7,848$624K0.0%+206.2%0.541%
5/16/2025NewEdge Advisors LLC840$67K0.0%-29.9%0.058%
5/15/2025Royal Bank of Canada36,957$2.94M0.0%-1.7%2.549%
5/15/2025Baird Financial Group Inc.21,986$1.75M0.0%-0.6%1.516%
5/13/2025Raymond James Financial Inc.59,658$4.74M0.0%-0.9%4.114%
5/7/2025LPL Financial LLC50,384$4.01M0.0%+4.2%3.475%
5/6/2025Cetera Investment Advisers6,473$515K0.0%+31.7%0.446%
5/6/2025PFG Advisors15,425$1.23M0.1%+3.3%1.064%
5/5/2025Northeast Planning Associates INC. NH20,862$1.66M1.4%N/A1.439%
5/5/2025Private Advisor Group LLC11,245$894K0.0%-18.0%0.776%
4/30/2025Stratos Wealth Partners LTD.6,195$493K0.0%+11.8%0.427%
4/29/2025Envestnet Asset Management Inc.5,538$440K0.0%-3.8%0.382%
4/29/2025Capital Investment Advisory Services LLC7,267$578K0.1%-2.6%0.501%
4/23/2025Golden State Wealth Management LLC1,994$159K0.0%+100.0%0.138%
4/22/2025PFG Investments LLC4,055$322K0.0%-6.7%0.280%
4/17/2025Janney Montgomery Scott LLC12,244$974K0.0%-89.5%0.844%
4/11/2025626 Financial LLC39,974$3.18M1.6%-2.2%2.665%
4/9/2025NBC Securities Inc.9,778$777K0.1%+108,544.4%0.652%
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2/17/2025Cetera Investment Advisers4,914$405K0.0%-8.7%0.307%
2/17/2025Citadel Advisors LLC22,132$1.83M0.0%+814.2%1.383%
2/14/2025Stifel Financial Corp23,590$1.95M0.0%+3.2%1.474%
2/13/2025NewEdge Advisors LLC1,198$99K0.0%-28.9%0.075%
2/13/2025Raymond James Financial Inc.60,176$4.96M0.0%N/A3.761%
2/13/2025Envestnet Asset Management Inc.5,754$475K0.0%+95.5%0.360%
2/13/2025Wells Fargo & Company MN41,588$3.43M0.0%-7.5%2.599%
2/11/2025LPL Financial LLC48,376$3.99M0.0%+3.4%3.024%
2/10/2025Harbour Investments Inc.7,748$639K0.0%-1.9%0.484%
2/10/2025Commonwealth Equity Services LLC25,592$2.11M0.0%+26.0%1.600%


FAB Institutional Ownership - Frequently Asked Questions

During the previous two years, 50 institutional investors and hedge funds held shares of First Trust Multi Cap Value AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Inc. ($5.42M), LPL Financial LLC ($4.07M), Osaic Holdings Inc. ($3.83M), Citadel Advisors LLC ($3.47M), 626 Financial LLC ($3.38M), Royal Bank of Canada ($3.12M), and Wells Fargo & Company MN ($3.08M).Learn more on First Trust Multi Cap Value AlphaDEX Fund's institutional investors.

Of the 33 institutional investors that purchased First Trust Multi Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($122.84K), International Assets Investment Management LLC ($65.99K), Northeast Planning Associates INC. NH ($21.22K), Northwestern Mutual Wealth Management Co. ($21.07K), Citadel Advisors LLC ($20.95K), NBC Securities Inc. ($9.77K), and Virtu Financial LLC ($9.19K).

Institutional investors have bought a total of 56,507 shares in the last 24 months. This purchase volume represents approximately $5.15M in transactions.

Of the 21 institutional investors that sold First Trust Multi Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Baird Financial Group Inc. ($5.90K), Principal Securities Inc. ($5.84K), UBS Group AG ($4.07K), 626 Financial LLC ($3.23K), Susquehanna International Group LLP ($2.67K), Wells Fargo & Company MN ($2.21K), and PFG Advisors ($1.49K).

Institutional investors have sold a total of 33,158 shares in the last 24 months. This volume of shares sold represents approximately $3.01M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FAB is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/8/2026. New 13F filings are added each quarter as they're published.
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