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First Trust Multi Cap Value AlphaDEX Fund (FAB) Institutional Ownership

First Trust Multi Cap Value AlphaDEX Fund logo
$98.47 +0.89 (+0.91%)
Closing price 03:47 PM Eastern
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$98.47 0.00 (0.00%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Value AlphaDEX Fund (NASDAQ:FAB)

Number of
Institutional Buyers
(last 12 months)
24
Total
Institutional Inflows
(last 12 months)
$4.97M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$3.54M
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Skip Chart & View Institutional Buying and Selling Data

FAB Institutional Buying and Selling by Quarter

First Trust Multi Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/2/2026 Anchor Investment Management LLC350$33K0.0%N/A0.025%
4/30/2026 Kestra Advisory Services LLC2,341$221K0.0%+25.5%0.167%
4/23/2026 626 Financial LLC35,722$3.38M1.5%-0.4%2.552%
2/23/2026Virtu Financial LLC3,391$302K0.0%+29.0%0.251%
2/17/2026Cetera Investment Advisers6,638$592K0.0%+3.1%0.492%
2/17/2026Osaic Holdings Inc.42,940$3.83M0.0%+10.4%3.181%
2/17/2026Royal Bank of Canada33,219$2.96M0.0%-1.4%2.461%
2/13/2026 Kestra Advisory Services LLC1,866$166K0.0%N/A0.138%
2/13/2026Stifel Financial Corp19,508$1.74M0.0%-4.4%1.445%
2/13/2026Wells Fargo & Company MN34,571$3.08M0.0%-6.0%2.561%
2/12/2026 Commonwealth Equity Services LLC19,042$1.70M0.0%-3.0%1.411%
2/12/2026Principal Securities Inc.11,249$1.00M0.0%-34.2%0.833%
2/11/2026LPL Financial LLC45,669$4.07M0.0%+0.4%3.383%
2/11/2026 Hilton Head Capital Partners LLC600$53K0.0%N/A0.044%
2/10/2026Goldman Sachs Group Inc.22,042$1.97M0.0%-2.2%1.633%
2/10/2026Moors & Cabot Inc.2,254$201K0.0%N/A0.167%
2/9/2026Harbour Investments Inc.7,142$637K0.0%-4.8%0.529%
2/5/2026 626 Financial LLC35,850$3.20M1.4%-2.3%2.656%
2/5/2026Northwestern Mutual Wealth Management Co.21,548$1.92M0.0%+2,590.1%1.596%
2/3/2026 International Assets Investment Management LLC280$25K0.0%N/A0.021%
2/2/2026 Truist Financial Corp4,246$379K0.0%-18.8%0.315%
1/28/2026Geneos Wealth Management Inc.310$28K0.0%-50.6%0.023%
1/27/2026PFG Advisors14,035$1.25M0.1%-9.6%1.040%
1/26/2026 PFG Investments LLC4,343$387K0.0%+6.3%0.322%
1/21/2026Capital Investment Advisory Services LLC6,622$590K0.0%-2.8%0.491%
1/21/2026 Sound Income Strategies LLC891$83K0.0%N/A0.066%
1/20/2026 Stratos Wealth Partners LTD.4,676$417K0.0%-24.1%0.346%
11/17/2025Susquehanna International Group LLP31,793$2.77M0.0%-7.8%2.271%
11/17/2025Northwestern Mutual Wealth Management Co.801$70K0.0%-42.5%0.057%
11/17/2025Citadel Advisors LLC6,278$548K0.0%+2.9%0.448%
11/14/2025Creative Planning3,706$323K0.0%-6.9%0.265%
11/14/2025Raymond James Financial Inc.62,143$5.42M0.0%+0.7%4.439%
11/14/2025Virtu Financial LLC2,629$229K0.0%N/A0.188%
11/13/2025UBS Group AG12,636$1.10M0.0%-24.4%0.903%
11/13/2025 Private Advisor Group LLC10,864$948K0.0%-3.5%0.776%
11/13/2025PFG Advisors15,525$1.36M0.1%+2.2%1.109%
11/10/2025Clearstead Advisors LLC2,317$202K0.0%N/A0.166%
11/7/2025 626 Financial LLC36,696$3.20M1.4%-5.8%2.621%
11/6/2025Ameritas Advisory Services LLC1,427$125K0.0%+267.8%0.102%
11/5/2025Envestnet Asset Management Inc.5,441$475K0.0%+6.0%0.389%
11/4/2025Jones Financial Companies Lllp4,017$351K0.0%+6.1%0.287%
11/3/2025GPS Wealth Strategies Group LLC2,410$210K0.0%+3,607.7%0.172%
11/3/2025 Truist Financial Corp5,231$457K0.0%+19.8%0.374%
9/4/2025Osaic Holdings Inc.34,421$2.80M0.0%+1.8%2.374%
8/18/2025Geneos Wealth Management Inc.628$51K0.0%+155.3%0.043%
8/14/2025Raymond James Financial Inc.61,711$5.02M0.0%+3.4%4.256%
8/14/2025NewEdge Advisors LLC320$26K0.0%-61.9%0.022%
8/13/2025Baird Financial Group Inc.21,834$1.77M0.0%-0.7%1.506%
8/13/2025Northwestern Mutual Wealth Management Co.1,394$113K0.0%+29.8%0.096%
8/12/2025 Northeast Planning Associates INC. NH21,217$1.72M1.6%+1.7%1.463%
8/12/2025JPMorgan Chase & Co.700$57K0.0%-36.5%0.048%
8/8/2025Cetera Investment Advisers6,156$500K0.0%-4.9%0.425%
8/8/2025Creative Planning3,979$323K0.0%-45.2%0.274%
8/7/2025PFG Advisors15,185$1.23M0.0%-1.6%1.047%
8/4/2025 626 Financial LLC38,955$3.17M1.5%-2.5%2.687%
8/1/2025Envestnet Asset Management Inc.5,132$417K0.0%-7.3%0.354%
7/28/2025Harbour Investments Inc.7,501$610K0.0%-3.2%0.517%
7/24/2025 Trust Co. of Toledo NA OH348$28K0.0%N/A0.024%
7/23/2025 626 Financial LLC38,955$3.17M1.7%-2.5%2.687%
7/21/2025Ameritas Advisory Services LLC388$32K0.0%N/A0.027%
7/18/2025 Truist Financial Corp4,366$355K0.0%-9.5%0.301%
7/17/2025 Janney Montgomery Scott LLC7,371$599K0.0%-39.8%0.508%
7/8/2025 NBC Securities Inc.9,593$779K0.1%-1.9%0.662%
5/16/2025Jones Financial Companies Lllp7,848$624K0.0%+206.2%0.541%
5/16/2025NewEdge Advisors LLC840$67K0.0%-29.9%0.058%
5/15/2025Royal Bank of Canada36,957$2.94M0.0%-1.7%2.549%
5/15/2025Baird Financial Group Inc.21,986$1.75M0.0%-0.6%1.516%
5/13/2025Raymond James Financial Inc.59,658$4.74M0.0%-0.9%4.114%
5/7/2025LPL Financial LLC50,384$4.01M0.0%+4.2%3.475%
5/6/2025Cetera Investment Advisers6,473$515K0.0%+31.7%0.446%
5/6/2025PFG Advisors15,425$1.23M0.1%+3.3%1.064%
5/5/2025Northeast Planning Associates INC. NH20,862$1.66M1.4%N/A1.439%
5/5/2025Private Advisor Group LLC11,245$894K0.0%-18.0%0.776%
4/30/2025Stratos Wealth Partners LTD.6,195$493K0.0%+11.8%0.427%
4/29/2025Envestnet Asset Management Inc.5,538$440K0.0%-3.8%0.382%
4/29/2025Capital Investment Advisory Services LLC7,267$578K0.1%-2.6%0.501%
4/23/2025Golden State Wealth Management LLC1,994$159K0.0%+100.0%0.138%
4/22/2025PFG Investments LLC4,055$322K0.0%-6.7%0.280%
4/17/2025Janney Montgomery Scott LLC12,244$974K0.0%-89.5%0.844%
4/11/2025626 Financial LLC39,974$3.18M1.6%-2.2%2.665%
4/9/2025NBC Securities Inc.9,778$777K0.1%+108,544.4%0.652%
2/17/2025Cetera Investment Advisers4,914$405K0.0%-8.7%0.307%
2/17/2025Citadel Advisors LLC22,132$1.83M0.0%+814.2%1.383%
2/14/2025Stifel Financial Corp23,590$1.95M0.0%+3.2%1.474%
2/13/2025NewEdge Advisors LLC1,198$99K0.0%-28.9%0.075%
2/13/2025Raymond James Financial Inc.60,176$4.96M0.0%N/A3.761%
2/13/2025Envestnet Asset Management Inc.5,754$475K0.0%+95.5%0.360%
2/13/2025Wells Fargo & Company MN41,588$3.43M0.0%-7.5%2.599%
2/11/2025LPL Financial LLC48,376$3.99M0.0%+3.4%3.024%
2/10/2025Harbour Investments Inc.7,748$639K0.0%-1.9%0.484%
2/10/2025Commonwealth Equity Services LLC25,592$2.11M0.0%+26.0%1.600%
2/7/2025PFG Advisors14,935$1.23M0.1%-0.9%0.933%
2/6/2025Raymond James Financial Inc.60,176$4.96M0.0%N/A3.761%
2/6/2025Jones Financial Companies Lllp2,563$211K0.0%+39.7%0.160%
2/3/2025Private Advisor Group LLC13,721$1.13M0.0%-4.2%0.858%
1/31/2025Truist Financial Corp4,750$392K0.0%N/A0.297%
1/30/2025Principal Securities Inc.22,748$1.88M0.0%-2.2%1.422%
1/28/2025Golden State Wealth Management LLC997$82K0.0%N/A0.062%
1/27/2025Stratos Wealth Partners LTD.5,539$457K0.0%+3.1%0.346%
1/23/2025Capital Investment Advisory Services LLC7,462$615K0.1%-17.8%0.466%


FAB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAB shares?

During the previous two years, 53 institutional investors and hedge funds held shares of First Trust Multi Cap Value AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Inc. ($5.42M), LPL Financial LLC ($4.07M), Osaic Holdings Inc. ($3.83M), 626 Financial LLC ($3.38M), Wells Fargo & Company MN ($3.08M), Royal Bank of Canada ($2.96M), and Susquehanna International Group LLP ($2.77M).Learn more on First Trust Multi Cap Value AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Multi Cap Value AlphaDEX Fund's stock?

Of the 32 institutional investors that purchased First Trust Multi Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($122.84K), International Assets Investment Management LLC ($66.77K), Northeast Planning Associates INC. NH ($21.22K), Northwestern Mutual Wealth Management Co. ($21.07K), Citadel Advisors LLC ($19.89K), NBC Securities Inc. ($9.77K), and Virtu Financial LLC ($9.19K).

How much institutional buying is happening at First Trust Multi Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 57,389 shares in the last 24 months. This purchase volume represents approximately $4.97M in transactions.

Which of First Trust Multi Cap Value AlphaDEX Fund's major shareholders have been selling company stock?

Of the 26 institutional investors that sold First Trust Multi Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Principal Securities Inc. ($5.84K), 626 Financial LLC ($5.27K), Janney Montgomery Scott LLC ($4.87K), UBS Group AG ($4.07K), Creative Planning ($3.55K), Susquehanna International Group LLP ($2.67K), and Wells Fargo & Company MN ($2.21K).

How much institutional selling is happening at First Trust Multi Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 41,338 shares in the last 24 months. This volume of shares sold represents approximately $3.54M in transactions.


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This page (NASDAQ:FAB) was last updated on 5/5/2026 by MarketBeat.com Staff.
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