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First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) Institutional Ownership

First Trust Asia Pacific ex-Japan AlphaDEX Fund logo
$49.79 +0.43 (+0.87%)
As of 10:24 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Asia Pacific ex-Japan AlphaDEX Fund (NASDAQ:FPA)

Number of
Institutional Buyers
(last 12 months)
7
Total
Institutional Inflows
(last 12 months)
$3.12M
Number of
Institutional Sellers
(last 12 months)
2
Total
Institutional Outflows
(last 12 months)
$188.46K
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FPA Institutional Buying and Selling by Quarter

First Trust Asia Pacific ex-Japan AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/12/2026 Compass Financial Management LLC5,957$319K0.0%N/A0.265%
6/9/2026 Rathbones Group PLC42,208$1.84M0.0%+14.5%1.688%
2/13/2026 RPg Family Wealth Advisory LLC20,221$756K0.2%-8.5%3.111%
2/6/2026 Rathbones Group PLC36,869$1.38M0.0%+11.7%5.672%
1/23/2026 Farther Finance Advisors LLC22,644$846K0.0%-2.7%3.484%
1/21/2026 Rathbones Group PLC36,869$1.38M0.0%+11.7%5.672%
11/17/2025Susquehanna International Group LLP46,170$1.73M0.0%+11.9%7.695%
11/13/2025 Rathbones Group PLC32,997$1.23M0.0%+3.4%5.500%
11/12/2025 RPg Family Wealth Advisory LLC22,098$826K0.2%-7.9%3.683%
11/12/2025 Waverton Investment Management Ltd181,590$6.78M0.1%+7.1%30.265%
10/21/2025 Synergy Asset Management LLC79,762$2.85M0.1%+100.0%13.294%
10/14/2025 Farther Finance Advisors LLC23,268$870K0.0%-2.8%3.878%
9/4/2025Osaic Holdings Inc.3,630$130K0.0%N/A0.558%
8/14/2025Jane Street Group LLC23,803$850K0.0%N/A3.662%
8/13/2025 GeoWealth Management LLC37,731$1.35M0.1%N/A5.805%
8/13/2025 RPg Family Wealth Advisory LLC23,993$857K0.2%-5.4%3.691%
8/7/2025 Rathbones Group PLC31,904$1.14M0.0%+15.2%4.908%
8/6/2025 Waverton Investment Management Ltd169,500$6.03M0.1%+5.3%26.077%
8/1/2025 Brookwood Investment Group LLC6,142$219K0.0%N/A0.945%
7/21/2025 Synergy Asset Management LLC39,881$1.43M0.2%N/A6.136%
7/17/2025 Walker Asset Management LLC6,178$221K0.1%N/A0.950%
7/11/2025 Farther Finance Advisors LLC23,931$855K0.0%-2.7%3.682%
5/14/2025RPg Family Wealth Advisory LLC25,360$720K0.2%+2.1%5.072%
5/13/2025Rathbones Group PLC27,703$787K0.0%+7.9%5.541%
5/9/2025Atria Wealth Solutions Inc.30,309$861K0.0%+6.5%6.062%
4/24/2025Waverton Investment Management Ltd160,930$4.57M0.1%+13.7%32.186%
4/14/2025Farther Finance Advisors LLC24,606$712K0.0%N/A4.921%
2/14/2025Susquehanna International Group LLP58,525$1.60M0.0%-3.6%13.006%
2/13/2025Rathbones Group PLC25,673$704K0.0%+32.7%5.705%
2/4/2025Waverton Investment Management Ltd141,600$3.88M0.1%+2.6%31.467%
1/31/2025Atria Wealth Solutions Inc.28,447$780K0.0%+9.6%6.322%
1/14/2025SignalPoint Asset Management LLC24,682$676K0.2%-15.4%4.936%
11/5/2024Waverton Investment Management Ltd138,050$4.21M0.1%-0.5%27.610%
10/23/2024Walker Asset Management LLC6,946$212K0.1%N/A1.389%
8/12/2024RPg Family Wealth Advisory LLC24,483$686K0.2%N/A4.897%
8/5/2024Waverton Investment Management Ltd138,700$3.91M0.1%-1.8%27.740%
4/11/2024SignalPoint Asset Management LLC29,439$815K0.2%-2.3%5.888%
4/10/2024Walker Asset Management LLC7,272$201K0.1%N/A1.454%
2/13/2024Rathbones Group PLC17,628$480K0.0%-14.4%2.712%
2/2/2024Atria Wealth Solutions Inc.24,435$666K0.0%+12.5%3.759%
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11/13/2023Rathbones Group PLC20,586$526K0.0%+4.0%3.167%
11/8/2023Atria Wealth Solutions Inc.21,716$554K0.0%+7.8%3.341%
8/14/2023Vivaldi Capital Management LP10,185$270K0.1%-28.0%1.567%
8/4/2023Rathbones Group PLC19,797$525K0.0%+3.6%3.046%
8/3/2023Atria Wealth Solutions Inc.20,136$534K0.0%+10.4%3.098%
7/31/2023LPL Financial LLC52,358$1.39M0.0%+26.4%8.055%
4/27/2023Benjamin F. Edwards & Company Inc.3,234$87K0.0%-27.1%0.498%
4/27/2023Waverton Investment Management Ltd138,240$3.71M0.1%N/A21.268%
4/19/2023RPg Family Wealth Advisory LLC21,653$581K0.3%N/A3.331%
4/11/2023Walker Asset Management LLC7,611$204K0.2%N/A1.171%
2/13/2023Atria Wealth Solutions Inc.18,235$466K0.0%+2.7%4.052%
2/7/2023Benjamin F. Edwards & Company Inc.4,435$113K0.0%-9.5%0.986%
1/27/2023SignalPoint Asset Management LLC31,013$793K0.3%-1.7%6.892%
11/3/2022Rathbones Group Plc20,306$458K0.0%-7.7%4.061%
10/28/2022Benjamin F. Edwards & Company Inc.4,903$111K0.0%+38.9%0.981%
7/29/2022Walker Asset Management LLC445,792$12.83M1.1%N/A89.158%
7/25/2022SignalPoint Asset Management LLC31,874$829K0.3%+6.2%6.375%
7/25/2022Walker Asset Management LLC445,792$12.83M0.2%N/A89.158%
5/11/2022Rathbones Group PLC24,967$764K0.0%-3.7%4.993%


FPA Institutional Ownership - Frequently Asked Questions

During the previous two years, 14 institutional investors and hedge funds held shares of First Trust Asia Pacific ex-Japan AlphaDEX Fund. The most heavily invested institutionals were Waverton Investment Management Ltd ($6.78M), Synergy Asset Management LLC ($2.85M), Rathbones Group PLC ($1.84M), Susquehanna International Group LLP ($1.73M), GeoWealth Management LLC ($1.35M), Atria Wealth Solutions Inc. ($861K), and Jane Street Group LLC ($850K).Learn more on First Trust Asia Pacific ex-Japan AlphaDEX Fund's institutional investors.

Of the 13 institutional investors that purchased First Trust Asia Pacific ex-Japan AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Synergy Asset Management LLC ($79.76K), Waverton Investment Management Ltd ($43.54K), GeoWealth Management LLC ($37.73K), Rathbones Group PLC ($26.73K), Farther Finance Advisors LLC ($24.61K), Jane Street Group LLC ($23.80K), and Walker Asset Management LLC ($13.12K).

Institutional investors have bought a total of 80,649 shares in the last 24 months. This purchase volume represents approximately $3.12M in transactions.

The following institutional investors have sold First Trust Asia Pacific ex-Japan AlphaDEX Fund stock in the last 24 months: RPg Family Wealth Advisory LLC ($3.77K), and Farther Finance Advisors LLC ($1.29K).

Institutional investors have sold a total of 5,059 shares in the last 24 months. This volume of shares sold represents approximately $188.46K in transactions.



Institutional ownership data for NASDAQ:FPA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/12/2026. New 13F filings are added each quarter as they're published.
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