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First Trust China AlphaDEX Fund (FCA) Institutional Ownership

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$27.17 -0.39 (-1.41%)
As of 10:38 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust China AlphaDEX Fund (NASDAQ:FCA)

Number of
Institutional Buyers
(last 12 months)
11
Total
Institutional Inflows
(last 12 months)
$36.66M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$2.59M
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FCA Institutional Buying and Selling by Quarter

First Trust China AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/12/2026 Compass Financial Management LLC1,454$40K0.0%N/A0.121%
5/13/2026 First Trust Advisors LP2,038,422$63.88M0.0%+52.2%59.954%
4/30/2026 Kestra Advisory Services LLC6,809$213K0.0%+25.9%0.200%
2/18/2026OLD Mission Capital LLC22,752$643K0.0%-5.1%0.929%
2/17/2026&PARTNERS102,626$2.97M0.0%N/A4.189%
2/13/2026 Kestra Advisory Services LLC5,409$153K0.0%N/A0.221%
2/13/2026Transamerica Financial Advisors LLC10,434$295K0.0%-5.4%0.426%
2/13/2026 First Trust Advisors LP1,339,169$37.86M0.0%-0.8%54.660%
2/12/2026 StoneX Group Inc.50,473$1.43M0.1%+495.8%2.060%
2/11/2026 LPL Financial LLC51,434$1.45M0.0%-39.2%2.099%
1/16/2026 Genesee Capital Advisors LLC21,581$610K0.2%N/A1.004%
11/18/2025 Advisory Services Network LLC2,397$69K0.0%N/A0.111%
11/17/2025Susquehanna International Group LLP10,113$293K0.0%-72.4%0.470%
11/17/2025Flow Traders U.S. LLC9,404$272K0.0%-65.3%0.437%
11/17/2025Citadel Advisors LLC45,348$1.31M0.0%N/A2.109%
11/14/2025Raymond James Financial Inc.31,601$915K0.0%+12.7%1.470%
11/13/2025 GeoWealth Management LLC20,271$587K0.0%N/A0.943%
11/13/2025 First Trust Advisors LP1,350,552$39.13M0.0%+24.0%62.816%
11/7/2025 Avestar Capital LLC20,440$592K0.0%+33.1%0.951%
8/14/2025Transamerica Financial Advisors LLC10,111$244K0.0%-8.8%0.562%
8/13/2025 StoneX Group Inc.8,457$204K0.0%N/A0.470%
8/13/2025Flow Traders U.S. LLC27,118$654K0.0%-30.1%1.507%
8/13/2025 First Trust Advisors LP1,089,404$26.28M0.0%+6.7%60.522%
5/19/2025Jane Street Group LLC145,460$3.05M0.0%N/A8.816%
5/15/2025OLD Mission Capital LLC127,631$2.67M0.0%N/A7.735%
5/14/2025Transamerica Financial Advisors LLC11,083$233K0.0%-20.1%0.672%
5/14/2025Flow Traders U.S. LLC38,810$813K0.0%N/A2.352%
2/17/2025Citadel Advisors LLC63,075$1.27M0.0%N/A2.803%
2/17/2025Benjamin Edwards Inc.97,785$1.96M0.0%N/A4.346%
2/14/2025Integrated Wealth Concepts LLC10,664$214K0.0%-18.7%0.474%
2/14/2025First Trust Advisors LP1,809,087$36.27M0.0%N/A80.404%
2/13/2025NewEdge Advisors LLC32,027$642K0.0%-59.5%1.423%
2/13/2025Raymond James Financial Inc.34,300$688K0.0%N/A1.524%
2/12/2025Transamerica Financial Advisors Inc.13,866$278K0.0%+231,000.0%0.616%
2/11/2025LPL Financial LLC12,165$244K0.0%-59.8%0.541%
2/6/2025Raymond James Financial Inc.34,300$688K0.0%N/A1.524%
1/29/2025Avestar Capital LLC15,356$308K0.0%N/A0.682%
11/15/2024Integrated Wealth Concepts LLC13,120$276K0.0%N/A2.916%
1/25/2024International Assets Investment Management LLC17,877$331K0.0%N/A5.108%
1/24/2024International Assets Investment Management LLC17,877$331K0.0%N/A5.108%
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8/9/2023Flow Traders U.S. LLC53,892$1.09M0.0%N/A11.976%
2/10/2023HRT Financial LP23,781$507K0.0%-3.4%6.795%
2/2/2023Waverton Investment Management Ltd59,255$2.26M0.1%-6.5%16.930%
11/15/2022Flow Traders U.S. LLC23,883$505K0.0%+57.9%6.824%
10/19/2022Waverton Investment Management Ltd63,385$2.21M0.1%+7.7%18.110%
8/13/2022Flow Traders U.S. LLC15,124$388K0.0%-11.7%4.321%
7/13/2022Waverton Investment Management Ltd58,865$2.39M0.1%+7.7%16.819%


FCA Institutional Ownership - Frequently Asked Questions

During the previous two years, 21 institutional investors and hedge funds held shares of First Trust China AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($63.88M), Jane Street Group LLC ($3.05M), &PARTNERS ($2.97M), Benjamin Edwards Inc. ($1.96M), LPL Financial LLC ($1.45M), StoneX Group Inc. ($1.43M), and Citadel Advisors LLC ($1.31M).Learn more on First Trust China AlphaDEX Fund's institutional investors.

Of the 17 institutional investors that purchased First Trust China AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: First Trust Advisors LP ($2.84M), Jane Street Group LLC ($145.46K), OLD Mission Capital LLC ($127.63K), Citadel Advisors LLC ($108.42K), &PARTNERS ($102.63K), Benjamin Edwards Inc. ($97.79K), and Raymond James Financial Inc. ($72.16K).

Institutional investors have bought a total of 1,211,529 shares in the last 24 months. This purchase volume represents approximately $36.66M in transactions.

The following institutional investors have sold First Trust China AlphaDEX Fund stock in the last 24 months: LPL Financial LLC ($33.17K), Susquehanna International Group LLP ($26.48K), Flow Traders U.S. LLC ($17.71K), First Trust Advisors LP ($11.38K), OLD Mission Capital LLC ($1.23K), and Transamerica Financial Advisors LLC ($601.00).

Institutional investors have sold a total of 90,578 shares in the last 24 months. This volume of shares sold represents approximately $2.59M in transactions.



Institutional ownership data for NASDAQ:FCA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/12/2026. New 13F filings are added each quarter as they're published.
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