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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

First Trust Mid Cap Growth AlphaDEX Fund logo
$90.29 +0.29 (+0.32%)
Closing price 04:00 PM Eastern
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$90.38 +0.08 (+0.09%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
62
Total
Institutional Inflows
(last 12 months)
$84.99M
Number of
Institutional Sellers
(last 12 months)
47
Total
Institutional Outflows
(last 12 months)
$22.36M
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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.43,384$3.58M0.0%+3.6%0.913%
8/18/2025 Geneos Wealth Management Inc.4,378$361K0.0%+94.5%0.092%
8/15/2025 IHT Wealth Management LLC2,926$241K0.0%-12.0%0.062%
8/15/2025 Benjamin Edwards Inc.63,916$5.27M0.1%-28.8%1.346%
8/14/2025 Raymond James Financial Inc.95,706$7.89M0.0%-29.9%2.015%
8/14/2025 NewEdge Advisors LLC196,991$16.24M0.1%-4.8%4.147%
8/13/2025 Baird Financial Group Inc.7,778$641K0.0%-5.9%0.164%
8/13/2025 First Trust Advisors LP61,127$5.04M0.0%-4.5%1.287%
8/13/2025 Northwestern Mutual Wealth Management Co.36,712$3.03M0.0%+13.2%0.773%
8/12/2025 Richmond Investment Services LLC2,854$235K0.0%N/A0.060%
8/12/2025 Steward Partners Investment Advisory LLC1,905$157K0.0%-9.9%0.040%
8/12/2025 Global Retirement Partners LLC21,581$1.78M0.0%N/A0.454%
8/12/2025 JPMorgan Chase & Co.4,131$341K0.0%+102.6%0.087%
8/8/2025 Kingsview Wealth Management LLC70,752$5.83M0.1%-1.6%1.490%
8/8/2025 Cetera Investment Advisers62,506$5.15M0.0%+8.3%1.316%
8/8/2025 Creative Planning7,495$618K0.0%-21.8%0.158%
8/7/2025 PCG Wealth Advisors LLC10,359$854K0.4%-49.4%0.218%
8/5/2025 Sigma Planning Corp9,279$765K0.0%-4.0%0.195%
8/1/2025 Transcend Capital Advisors LLC8,884$732K0.1%+18.5%0.187%
8/1/2025 Ashton Thomas Private Wealth LLC2,687$222K0.0%-6.3%0.057%
8/1/2025 Envestnet Asset Management Inc.117,384$9.68M0.0%+32.2%2.471%
7/29/2025 Koshinski Asset Management Inc.2,520$208K0.0%N/A0.053%
7/29/2025 Stratos Wealth Partners LTD.8,989$741K0.0%+49.1%0.189%
7/29/2025 AssuredPartners Investment Advisors LLC11,305$932K0.2%-7.7%0.238%
7/25/2025 Atria Wealth Solutions Inc.8,849$730K0.0%-70.7%0.186%
7/18/2025 New Wave Wealth Advisors LLC5,064$417K0.2%-8.9%0.108%
7/18/2025 Brueske Advisory Services LLC12,412$1.02M0.7%-8.8%0.264%
7/17/2025 Janney Montgomery Scott LLC50,302$4.15M0.0%-0.3%1.070%
7/16/2025 Sylvest Advisors LLC17,462$1.44M0.8%+3.0%0.372%
7/14/2025 GAMMA Investing LLC445$37K0.0%N/A0.009%
7/11/2025 Wealth Management Partners LLC36,062$2.99M1.1%-0.8%0.776%
7/10/2025 Wealth Enhancement Advisory Services LLC27,133$2.27M0.0%-1.3%0.584%
6/27/2025 Goldman Sachs Group Inc.52,795$3.95M0.0%+5.6%1.123%
5/21/2025Geneos Wealth Management Inc.2,251$169K0.0%+9.1%0.050%
5/19/2025Jane Street Group LLC4,832$362K0.0%N/A0.103%
5/16/2025Goldman Sachs Group Inc.52,795$3.95M0.0%+5.6%1.123%
5/16/2025Jones Financial Companies Lllp5,098$354K0.0%+62.2%0.108%
5/16/2025NewEdge Advisors LLC206,918$15.49M0.1%-1.4%4.403%
5/16/2025Integrated Wealth Concepts LLC5,385$403K0.0%N/A0.115%
5/14/2025Transamerica Financial Advisors LLC15,333$1.15M0.1%+46,363.6%0.326%
5/14/2025Comerica Bank10,643$797K0.0%-6.4%0.226%
5/14/2025Synovus Financial Corp11,787$883K0.0%N/A0.251%
5/14/2025Northwestern Mutual Wealth Management Co.32,430$2.43M0.0%+60.6%0.690%
5/14/2025Kestra Advisory Services LLC26,109$1.96M0.0%+8.3%0.556%
5/14/2025Flow Traders U.S. LLC10,438$782K0.0%N/A0.222%
5/14/2025Venture Visionary Partners LLC2,800$210K0.0%-50.0%0.060%
5/14/2025JT Stratford LLC16,532$1.24M0.2%-6.4%0.352%
5/13/2025Raymond James Financial Inc.136,523$10.22M0.0%-22.9%2.905%
5/13/2025HighTower Advisors LLC4,081$306K0.0%N/A0.087%
5/12/2025Benjamin Edwards Inc.89,784$6.72M0.1%+34.5%1.910%
5/9/2025Atria Wealth Solutions Inc.30,247$2.27M0.0%+3.6%0.644%
5/8/2025Harbour Investments Inc.3,093$232K0.0%-4.3%0.066%
5/7/2025LPL Financial LLC620,220$46.44M0.0%+8.9%13.196%
5/6/2025Cetera Investment Advisers57,710$4.32M0.0%+12.9%1.228%
5/6/2025WMG Financial Advisors LLC3,659$274K0.1%-9.6%0.078%
5/6/20251776 Wealth LLC2,989$224K0.1%-17.6%0.064%
5/5/2025IFP Advisors Inc4,989$374K0.0%+5.3%0.106%
5/5/2025PCG Wealth Advisors LLC20,483$1.53M0.5%-8.2%0.436%
5/5/2025Private Advisor Group LLC46,010$3.45M0.0%+3.0%0.979%
5/2/2025Kingsview Wealth Management LLC71,934$5.39M0.1%-11.9%1.514%
5/2/2025Sigma Planning Corp9,669$724K0.0%+55.1%0.204%
4/29/2025Envestnet Asset Management Inc.88,816$6.65M0.0%+565.5%1.870%
4/29/2025Element Wealth LLC5,155$386K0.2%-3.1%0.109%
4/28/2025D.A. Davidson & CO.4,668$350K0.0%-5.5%0.098%
4/25/2025New Wave Wealth Advisors LLC5,560$416K0.2%-34.8%0.113%
4/24/2025Transcend Capital Advisors LLC7,499$562K0.0%N/A0.153%
4/23/2025Sylvest Advisors LLC16,951$1.27M0.8%+8.6%0.339%
4/23/2025AssuredPartners Investment Advisors LLC12,248$917K0.2%+2.0%0.245%
4/22/2025Brueske Advisory Services LLC13,615$1.02M1.0%-4.9%0.272%
4/22/2025Cambridge Investment Research Advisors Inc.18,630$1.40M0.0%+4.9%0.373%
4/17/2025Janney Montgomery Scott LLC50,468$3.78M0.0%+8.6%1.009%
4/16/2025Wealth Enhancement Advisory Services LLC27,485$2.06M0.0%+0.9%0.550%
4/15/2025GPS Wealth Strategies Group LLC648$49K0.0%N/A0.013%
4/15/2025Integrated Advisors Network LLC4,036$302K0.0%-5.5%0.081%
4/10/2025Wealth Management Partners LLC36,353$2.72M1.3%+1.2%0.727%
4/9/2025NBC Securities Inc.675$50K0.0%N/A0.014%
3/17/2025Wealth Enhancement Advisory Services LLC27,251$2.18M0.0%+6.0%0.545%
2/25/2025Integrated Advisors Network LLC4,270$342K0.0%N/A0.085%
2/18/2025JT Stratford LLC17,663$1.41M0.2%N/A0.353%
2/18/2025Mpwm Advisory Solutions LLC794$64K0.0%N/A0.016%
2/17/2025Cetera Investment Advisers51,121$4.09M0.0%+24.6%1.022%
2/17/2025Baird Financial Group Inc.8,350$668K0.0%+9.4%0.167%
2/17/2025Benjamin Edwards Inc.66,740$5.34M0.1%-4.3%1.335%
2/14/2025Comerica Bank11,365$909K0.0%+13.0%0.227%
2/14/2025IHT Wealth Management LLC3,319$265K0.0%N/A0.066%
2/14/2025Stifel Financial Corp33,851$2.71M0.0%-14.9%0.677%
2/13/2025NewEdge Advisors LLC209,796$16.78M0.1%-1.6%4.196%
2/13/2025Mariner LLC5,600$448K0.0%-2.8%0.112%
2/13/2025Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/13/2025Envestnet Asset Management Inc.13,346$1.07M0.0%+44.7%0.267%
2/13/2025KCM Investment Advisors LLC38,381$3.07M0.1%+1.8%0.768%
2/13/2025Wells Fargo & Company MN575,026$46.00M0.0%-8.0%11.501%
2/12/2025World Investment Advisors7,830$626K0.0%N/A0.157%
2/12/2025AssuredPartners Investment Advisors LLC12,012$961K0.2%N/A0.240%
2/12/2025JPMorgan Chase & Co.2,153$172K0.0%-29.0%0.043%
2/11/2025LPL Financial LLC569,446$45.56M0.0%+11.9%11.389%
2/10/2025Harbour Investments Inc.3,231$258K0.0%+14.1%0.065%
2/10/2025Commonwealth Equity Services LLC26,418$2.11M0.0%+39.2%0.528%
2/7/2025Independent Advisor Alliance2,863$229K0.0%N/A0.057%
2/7/2025PNC Financial Services Group Inc.482$39K0.0%-55.1%0.010%
(Data available from 1/1/2016 forward)

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 109 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($46.44M), Wells Fargo & Company MN ($46.00M), UBS Group AG ($21.49M), NewEdge Advisors LLC ($16.24M), Envestnet Asset Management Inc. ($9.68M), Raymond James Financial Inc. ($7.89M), and Raymond James Financial Services Advisors Inc. ($6.00M).Learn more on First Trust Mid Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund's stock?

Of the 82 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($354.14K), Wells Fargo & Company MN ($317.71K), LPL Financial LLC ($179.99K), Cambridge Investment Research Advisors Inc. ($121.68K), Envestnet Asset Management Inc. ($108.16K), Benjamin Edwards Inc. ($92.77K), and Kingsview Wealth Management LLC ($59.94K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,076,852 shares in the last 24 months. This purchase volume represents approximately $84.99M in transactions.

Which of First Trust Mid Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 47 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($81.37K), Wells Fargo & Company MN ($50.32K), Benjamin Edwards Inc. ($28.85K), Atria Wealth Solutions Inc. ($23.08K), Kingsview Wealth Management LLC ($19.68K), NewEdge Advisors LLC ($16.16K), and PCG Wealth Advisors LLC ($11.95K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 280,056 shares in the last 24 months. This volume of shares sold represents approximately $22.36M in transactions.


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This page (NASDAQ:FNY) was last updated on 9/17/2025 by MarketBeat.com Staff
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