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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

First Trust Mid Cap Growth AlphaDEX Fund logo
$80.13 -0.10 (-0.12%)
As of 03:33 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
62
Total
Institutional Inflows
(last 12 months)
$90.20M
Number of
Institutional Sellers
(last 12 months)
43
Total
Institutional Outflows
(last 12 months)
$16.26M
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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/21/2025 Geneos Wealth Management Inc.2,251$169K0.0%+9.1%0.050%
5/19/2025 Jane Street Group LLC4,832$362K0.0%N/A0.103%
5/16/2025 Goldman Sachs Group Inc.52,795$3.95M0.0%+5.6%1.123%
5/16/2025 Jones Financial Companies Lllp5,098$354K0.0%+62.2%0.108%
5/16/2025 NewEdge Advisors LLC206,918$15.49M0.1%-1.4%4.403%
5/16/2025 Integrated Wealth Concepts LLC5,385$403K0.0%N/A0.115%
5/14/2025 Transamerica Financial Advisors LLC15,333$1.15M0.1%+46,363.6%0.326%
5/14/2025 Comerica Bank10,643$797K0.0%-6.4%0.226%
5/14/2025 Synovus Financial Corp11,787$883K0.0%N/A0.251%
5/14/2025 Northwestern Mutual Wealth Management Co.32,430$2.43M0.0%+60.6%0.690%
5/14/2025 Kestra Advisory Services LLC26,109$1.96M0.0%+8.3%0.556%
5/14/2025 Flow Traders U.S. LLC10,438$782K0.0%N/A0.222%
5/14/2025 Venture Visionary Partners LLC2,800$210K0.0%-50.0%0.060%
5/14/2025 JT Stratford LLC16,532$1.24M0.2%-6.4%0.352%
5/13/2025 Raymond James Financial Inc.136,523$10.22M0.0%-22.9%2.905%
5/13/2025 HighTower Advisors LLC4,081$306K0.0%N/A0.087%
5/12/2025 Benjamin Edwards Inc.89,784$6.72M0.1%+34.5%1.910%
5/9/2025 Atria Wealth Solutions Inc.30,247$2.27M0.0%+3.6%0.644%
5/8/2025 Harbour Investments Inc.3,093$232K0.0%-4.3%0.066%
5/7/2025 LPL Financial LLC620,220$46.44M0.0%+8.9%13.196%
5/6/2025 Cetera Investment Advisers57,710$4.32M0.0%+12.9%1.228%
5/6/2025 WMG Financial Advisors LLC3,659$274K0.1%-9.6%0.078%
5/6/2025 1776 Wealth LLC2,989$224K0.1%-17.6%0.064%
5/5/2025 IFP Advisors Inc4,989$374K0.0%+5.3%0.106%
5/5/2025 PCG Wealth Advisors LLC20,483$1.53M0.5%-8.2%0.436%
5/5/2025 Private Advisor Group LLC46,010$3.45M0.0%+3.0%0.979%
5/2/2025 Kingsview Wealth Management LLC71,934$5.39M0.1%-11.9%1.514%
5/2/2025 Sigma Planning Corp9,669$724K0.0%+55.1%0.204%
4/29/2025 Envestnet Asset Management Inc.88,816$6.65M0.0%+565.5%1.870%
4/29/2025 Element Wealth LLC5,155$386K0.2%-3.1%0.109%
4/28/2025 D.A. Davidson & CO.4,668$350K0.0%-5.5%0.098%
4/25/2025 New Wave Wealth Advisors LLC5,560$416K0.2%-34.8%0.113%
4/24/2025 Transcend Capital Advisors LLC7,499$562K0.0%N/A0.153%
4/23/2025 Sylvest Advisors LLC16,951$1.27M0.8%+8.6%0.339%
4/23/2025 AssuredPartners Investment Advisors LLC12,248$917K0.2%+2.0%0.245%
4/22/2025 Brueske Advisory Services LLC13,615$1.02M1.0%-4.9%0.272%
4/22/2025 Cambridge Investment Research Advisors Inc.18,630$1.40M0.0%+4.9%0.373%
4/17/2025 Janney Montgomery Scott LLC50,468$3.78M0.0%+8.6%1.009%
4/16/2025 Wealth Enhancement Advisory Services LLC27,485$2.06M0.0%+0.9%0.550%
4/15/2025 GPS Wealth Strategies Group LLC648$49K0.0%N/A0.013%
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4/15/2025 Integrated Advisors Network LLC4,036$302K0.0%-5.5%0.081%
4/10/2025 Wealth Management Partners LLC36,353$2.72M1.3%+1.2%0.727%
4/9/2025 NBC Securities Inc.675$50K0.0%N/A0.014%
3/17/2025 Wealth Enhancement Advisory Services LLC27,251$2.18M0.0%+6.0%0.545%
2/25/2025 Integrated Advisors Network LLC4,270$342K0.0%N/A0.085%
2/18/2025 JT Stratford LLC17,663$1.41M0.2%N/A0.353%
2/18/2025 Mpwm Advisory Solutions LLC794$64K0.0%N/A0.016%
2/17/2025 Cetera Investment Advisers51,121$4.09M0.0%+24.6%1.022%
2/17/2025 Baird Financial Group Inc.8,350$668K0.0%+9.4%0.167%
2/17/2025 Benjamin Edwards Inc.66,740$5.34M0.1%-4.3%1.335%
2/14/2025 Comerica Bank11,365$909K0.0%+13.0%0.227%
2/14/2025 IHT Wealth Management LLC3,319$265K0.0%N/A0.066%
2/14/2025 Stifel Financial Corp33,851$2.71M0.0%-14.9%0.677%
2/13/2025 NewEdge Advisors LLC209,796$16.78M0.1%-1.6%4.196%
2/13/2025 Mariner LLC5,600$448K0.0%-2.8%0.112%
2/13/2025 Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/13/2025 Envestnet Asset Management Inc.13,346$1.07M0.0%+44.7%0.267%
2/13/2025 KCM Investment Advisors LLC38,381$3.07M0.1%+1.8%0.768%
2/13/2025 Wells Fargo & Company MN575,026$46.00M0.0%-8.0%11.501%
2/12/2025 World Investment Advisors7,830$626K0.0%N/A0.157%
2/12/2025 AssuredPartners Investment Advisors LLC12,012$961K0.2%N/A0.240%
2/12/2025 JPMorgan Chase & Co.2,153$172K0.0%-29.0%0.043%
2/11/2025 LPL Financial LLC569,446$45.56M0.0%+11.9%11.389%
2/10/2025 Harbour Investments Inc.3,231$258K0.0%+14.1%0.065%
2/10/2025 Commonwealth Equity Services LLC26,418$2.11M0.0%+39.2%0.528%
2/7/2025 Independent Advisor Alliance2,863$229K0.0%N/A0.057%
2/7/2025 PNC Financial Services Group Inc.482$39K0.0%-55.1%0.010%
2/6/2025 Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/6/2025 Jones Financial Companies Lllp3,143$251K0.0%+78.3%0.063%
2/5/2025 Brueske Advisory Services LLC14,310$1.15M1.0%N/A0.286%
2/5/2025 Oppenheimer & Co. Inc.2,602$208K0.0%N/A0.052%
2/3/2025 Sigma Planning Corp6,236$499K0.0%-2.6%0.125%
2/3/2025 Element Wealth LLC5,320$426K0.2%-2.7%0.106%
2/3/2025 Private Advisor Group LLC44,669$3.57M0.0%-1.4%0.893%
1/31/2025Global Retirement Partners LLC22,113$1.77M0.1%+10.9%0.447%
1/31/2025 Atria Wealth Solutions Inc.29,205$2.34M0.0%-5.4%0.590%
1/31/2025 D.A. Davidson & CO.4,942$395K0.0%-42.4%0.100%
1/31/2025 Truist Financial Corp2,816$225K0.0%N/A0.057%
1/30/2025 Allworth Financial LP625$53K0.0%+23.8%0.013%
1/30/2025 G&S Capital LLC11,838$947K0.4%N/A0.239%
1/29/2025 BostonPremier Wealth LLC4,693$375K0.2%N/A0.099%
1/28/2025 Kingsview Wealth Management LLC81,655$6.53M0.1%-9.7%1.719%
1/27/2025 Financial Advocates Investment Management3,563$285K0.0%+5.7%0.075%
1/27/2025 Stratos Wealth Partners LTD.6,046$484K0.0%-13.3%0.127%
1/24/2025 Sylvest Advisors LLC15,603$1.25M0.8%N/A0.332%
1/23/2025 New Wave Wealth Advisors LLC8,523$682K0.3%N/A0.181%
1/23/2025 Synergy Asset Management LLC754$60K0.0%N/A0.016%
1/23/2025 Gateway Wealth Partners LLC3,561$285K0.1%+6.2%0.076%
1/21/2025 PCG Wealth Advisors LLC22,311$1.79M0.7%+6.8%0.475%
1/21/2025 Black Point Wealth Management9,231$738K0.9%-2.1%0.196%
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1/17/2025 Janney Montgomery Scott LLC46,492$3.72M0.0%+375.4%0.989%
1/16/2025 Purus Wealth Management LLC7,411$593K0.2%-21.0%0.158%
1/16/2025 Wealth Management Partners LLC35,924$2.87M1.2%+0.6%0.764%
1/14/2025 ARS Wealth Advisors Group LLC8,096$648K0.1%-14.0%0.172%
1/14/2025 Clarus Wealth Advisors9,060$727K0.4%-2.1%0.193%
11/25/2024Sanctuary Advisors LLC2,725$238K0.0%-42.3%0.061%
11/18/2024 Arete Wealth Advisors LLC2,650$210K0.0%N/A0.060%
11/15/2024 MML Investors Services LLC8,641$688K0.0%-24.2%0.194%
11/15/2024 Jane Street Group LLC4,783$381K0.0%N/A0.107%
11/15/2024 Stifel Financial Corp39,769$3.17M0.0%+190.5%0.894%
(Data available from 1/1/2016 forward)

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 105 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($46.44M), Wells Fargo & Company MN ($46.00M), UBS Group AG ($21.49M), NewEdge Advisors LLC ($15.49M), Raymond James Financial Inc. ($10.22M), Benjamin Edwards Inc. ($6.72M), and Envestnet Asset Management Inc. ($6.65M).Learn more on FNY's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund stock?

Of the 80 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($354.14K), Wells Fargo & Company MN ($317.71K), LPL Financial LLC ($179.99K), Cambridge Investment Research Advisors Inc. ($158.81K), Benjamin Edwards Inc. ($92.77K), Envestnet Asset Management Inc. ($79.82K), and Kingsview Wealth Management LLC ($59.94K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,896,773 shares in the last 24 months. This purchase volume represents approximately $140.29M in transactions.

Which First Trust Mid Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 62 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Savior LLC ($165.75K), Benjamin F. Edwards & Company Inc. ($56.14K), Kingsview Wealth Management LLC ($54.71K), Wells Fargo & Company MN ($50.32K), Raymond James Financial Inc. ($40.55K), Raymond James & Associates ($38.82K), and Purus Wealth Management LLC ($16.63K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 552,129 shares in the last 24 months. This volume of shares sold represents approximately $38.49M in transactions.


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This page (NASDAQ:FNY) was last updated on 6/12/2025 by MarketBeat.com Staff
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