| 08/24/2026 4:24 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form PRE 14A | |
| 08/06/2026 3:53 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Prosper Peak Holdings, LLC (2027274) Filed by | Form SCHEDULE 13G/A | |
| 08/06/2026 3:57 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Great Elm Strategic Partnership I, LLC (2005039) Filed by | Form SCHEDULE 13G/A | |
| 08/06/2026 4:02 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Summit Grove Partners, LLC (2047304) Filed by | Form SCHEDULE 13G/A | |
| 08/05/2026 3:06 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 07/20/2026 3:28 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 07/20/2026 3:29 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form N-23C-2 | |
| 06/30/2026 7:49 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Great Elm Strategic Partnership I, LLC (2005039) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 06/08/2026 4:02 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 05/27/2026 3:19 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Nasdaq Stock Market LLC (1354457) Filed by | Form 25-NSE | |
| 05/15/2026 8:12 AM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Northern Right Capital Management, L.P. (1346543) Filed by | Form SCHEDULE 13G/A | |
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| 05/04/2026 3:58 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 04/27/2026 4:18 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form N-23C-2 | |
| 04/27/2026 4:21 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 04/13/2026 7:31 AM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form DEFA14A | |
| 04/13/2026 7:30 AM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form DEF 14A | |
| 03/05/2026 3:45 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Northern Right Capital Management, L.P. (1346543) Filed by | Form SCHEDULE 13G/A | |
| 03/05/2026 3:15 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Reese Jason W. (1479613) Reporting | Form 3 Initial statement of beneficial ownership of securities | |
| 03/02/2026 4:07 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 10-K Annual report pursuant to Section 13 or 15(d) | |
| 03/02/2026 7:09 AM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form N-23C-2 | |
| 03/02/2026 7:13 AM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 02/23/2026 11:15 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form EFFECT | |
| 02/19/2026 3:50 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form N-2/A | |
| 01/02/2026 3:10 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form N-2 Registration statement for closed-end management investment companies | |
| 11/10/2025 3:13 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Kaplan Matthew D (1916576) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 11/06/2025 4:06 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Northern Right Capital Management, L.P. (1346543) Filed by | Form SCHEDULE 13D/A | |
| 11/04/2025 3:42 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 11/04/2025 3:43 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
| 10/09/2025 3:31 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Subject Great Elm Group, Inc. (1831096) Filed by Great Elm Group, Inc. (1831096) Filed by | Form SCHEDULE 13D/A | |
| 10/07/2025 7:35 AM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 10/02/2025 3:39 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 09/26/2025 5:30 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Great Elm Strategic Partnership I, LLC (2005039) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:53 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Kleinman Adam M (1715823) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:53 PM | Davis Keri (1770670) Reporting Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:51 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Great Elm Group, Inc. (1831096) Reporting Great Elm Group, Inc. (1831096) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:52 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Kaplan Matthew D (1916576) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 6:14 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Great Elm Strategic Partnership I, LLC (2005039) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/19/2025 4:49 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Great Elm Strategic Partnership I, LLC (2005039) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/17/2025 4:58 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Issuer Great Elm Strategic Partnership I, LLC (2005039) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/11/2025 4:16 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form CERT | |
| 09/11/2025 3:45 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-A12B | |
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| 09/11/2025 3:22 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 09/10/2025 3:36 PM | Great Elm Capital Corp. 5.875% Notes due 2026 (1675033) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |