04/24/2024 7:17 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/18/2024 3:54 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
04/17/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form CERT | |
04/17/2024 4:16 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-A12B | |
04/17/2024 3:55 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/12/2024 6:40 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form DEF 14A | |
04/12/2024 6:42 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form DEFA14A | |
|
04/10/2024 6:21 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
04/09/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form EFFECT | |
04/09/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2MEF | |
04/09/2024 8:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
04/09/2024 7:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2/A | |
03/11/2024 7:12 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/08/2024 7:28 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:30 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 4:25 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
03/06/2024 7:14 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/05/2024 7:57 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:15 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/29/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
02/29/2024 6:21 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
02/29/2024 6:25 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 10-K Annual report pursuant to Section 13 or 15(d) | |
02/22/2024 7:02 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/13/2024 5:48 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
02/13/2024 4:28 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Strategic Partnership I, LLC (Reporting)
| Form 3 Initial statement of beneficial ownership of securities | |
02/12/2024 8:33 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
12/12/2023 3:40 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/06/2023 6:26 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
12/01/2023 8:22 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
11/27/2023 8:08 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
11/21/2023 7:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/02/2023 5:30 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
11/02/2023 5:31 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
10/11/2023 6:14 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Kaplan Matthew D (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/22/2023 7:02 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/22/2023 7:13 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/22/2023 4:25 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
08/18/2023 3:10 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Group, Inc. (Filer) Great Elm Group, Inc. (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP | |
08/16/2023 7:45 PM | COHEN RICHARD M (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
08/16/2023 3:42 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form CERT | |
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08/16/2023 3:30 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-A12B | |
08/16/2023 3:13 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
08/09/2023 4:30 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
08/08/2023 8:41 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
08/08/2023 8:41 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject)
| Form FWP | |
08/08/2023 8:43 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 497AD Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c) | |
08/08/2023 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form EFFECT | |
08/08/2023 4:27 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-23C-2 | |
08/03/2023 5:30 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
08/03/2023 5:32 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
07/31/2023 4:24 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 40-17G | |
07/24/2023 5:04 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2/A | |
06/20/2023 4:45 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
06/16/2023 6:54 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 5.875% Notes due 2026 (Subject) Great Elm Capital Corp. (Subject) Lenders Funding LLC /California (Filed by)
| Form SC 13G/A | |
05/23/2023 4:12 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/16/2023 7:39 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 5.875% Notes due 2026 (Issuer) Great Elm Capital Corp. (Issuer) Kuperschmid Mark (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/04/2023 6:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
05/04/2023 5:31 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 5.875% Notes due 2026 (Filer) Great Elm Capital Corp. (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |