Great Elm Group (GEG) SEC Filings & 10K Form

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(As of 07/26/2024 ET)

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Date	Filer	Form Type
06/24/2024 7:06 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
05/23/2024 7:43 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
05/23/2024 6:34 PM	Drapkin Matthew A (Reporting) Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
05/21/2024 7:03 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Hugar James H (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
05/15/2024 7:52 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Hugar James H (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
05/08/2024 3:41 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form 10-Q General form for quarterly reports under Section 13 or 15(d)
03/13/2024 7:35 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
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03/11/2024 7:12 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/08/2024 7:28 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/07/2024 8:30 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/07/2024 8:35 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
03/06/2024 7:14 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/05/2024 7:57 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/04/2024 8:15 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/04/2024 8:19 PM	Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/29/2024 7:36 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/22/2024 7:02 PM	Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/21/2024 7:50 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/12/2024 8:33 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
01/05/2024 4:06 PM	Great Elm Group (Subject) Great Elm Group, Inc. (Subject) Northern Right Capital Management, L.P. (Filed by)	Form SC 13D/A
01/04/2024 6:42 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Scheyer Eric J (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
01/04/2024 6:44 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Hugar James H (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
01/04/2024 6:47 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Matter David (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
01/04/2024 6:51 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Parmelee James P (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
01/04/2024 6:38 PM	Drapkin Matthew A (Reporting) Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
12/13/2023 3:22 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
12/06/2023 6:26 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
12/01/2023 8:22 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
11/30/2023 8:08 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
11/24/2023 5:27 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
11/21/2023 7:19 PM	Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
11/16/2023 6:50 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Hugar James H (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
11/15/2023 8:06 PM	BC Advisors LLC (Reporting) Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Northern Right Capital , L.P. (0001451722) (Reporting) Northern Right Capital Management, L.P. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
11/15/2023 7:47 PM	Drapkin Matthew A (Reporting) Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
10/27/2023 3:44 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form ARS
10/27/2023 3:35 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form DEF 14A
10/27/2023 3:37 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form DEFA14A
09/27/2023 4:54 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/27/2023 3:12 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Milz Nichole (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/27/2023 3:16 PM	Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer) Kleinman Adam M (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/27/2023 3:18 PM	Davis Keri (Reporting) Great Elm Group (Issuer) Great Elm Group, Inc. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
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09/22/2023 7:13 PM	Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/22/2023 4:25 PM	Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
09/20/2023 3:25 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form 10-K Annual report pursuant to Section 13 or 15(d)
09/20/2023 3:09 PM	Great Elm Group (Filer) Great Elm Group, Inc. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
08/18/2023 3:10 PM	Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Group (Filer) Great Elm Group, Inc. (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)	Form 40-APP