05/13/2022
7:09 PM | Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:47 PM | Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
6:55 PM | Hirtler-Garvey Karin (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
6:50 PM | PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
ROBINSON LOWELL W (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
6:41 PM | AINSBERG ARTHUR S (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/24/2021
5:18 PM | Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/24/2021
8:08 AM | McMillan Ellida (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/19/2021
7:37 PM | PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
ROBINSON LOWELL W (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/18/2021
6:29 PM | Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/12/2021
8:43 PM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
|
05/12/2021
8:42 PM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
04/12/2021
4:18 PM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/26/2021
3:20 PM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form DEF 14A
| |
02/26/2021
11:50 AM | Glacier Point Advisors, LLC (Filed by)
PhenixFIN Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
PhenixFIN Corp (Subject)
| Form SC 13G
| |
02/16/2021
1:39 PM | PhenixFIN Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
PhenixFIN Corp (Subject)
Radoff Bradley Louis (Filed by)
| Form SC 13G/A
| |
02/16/2021
7:50 AM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/16/2021
7:48 AM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
01/28/2021
4:10 PM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 10-K/A
| |
01/21/2021
4:26 PM | PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/04/2021
7:41 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form CERT
| |
12/28/2020
4:02 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
12/11/2020
3:31 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 10-K
Annual report pursuant to Section 13 or 15(d) | |
12/11/2020
3:30 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
11/24/2020
4:08 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
11/23/2020
4:25 PM | Fortress Investment Group LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G/A
| |
11/20/2020
9:55 AM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
NEW YORK STOCK EXCHANGE LLC (Filed by)
| Form 25-NSE
| |
10/21/2020
7:16 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 25
Notification of the removal from listing and registration of matured, redeemed or retired securities | |
10/21/2020
7:15 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form N-23C-2
| |
10/21/2020
7:14 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/13/2020
5:06 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/30/2020
4:23 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/18/2020
3:56 PM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Radoff Bradley Louis (Filed by)
| Form SC 13G
| |
08/24/2020
7:23 PM | Amster Howard (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
08/24/2020
1:51 PM | Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13D/A
| |
08/21/2020
3:41 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
08/14/2020
4:31 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/11/2020
4:44 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/06/2020
4:35 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/03/2020
4:49 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/29/2020
4:39 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/24/2020
4:30 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/21/2020
8:50 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/20/2020
1:47 PM | Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13D
| |
07/17/2020
1:30 PM | Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13D/A
| |
07/16/2020
4:45 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/13/2020
5:12 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/13/2020
4:08 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
07/08/2020
4:46 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/08/2020
8:57 AM | Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G/A
| |
07/02/2020
4:43 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/02/2020
3:13 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
06/26/2020
4:31 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/15/2020
6:28 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/28/2020
3:44 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form DEF 14A
| |
05/26/2020
3:25 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/15/2020
2:20 PM | Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13D
| |
05/11/2020
3:44 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
05/11/2020
3:42 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/05/2020
5:01 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/01/2020
11:37 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form PRE 14A
| |
04/16/2020
3:14 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
04/01/2020
4:12 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/14/2020
11:38 AM | Fortress Investment Group LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G/A
| |
02/06/2020
4:58 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/30/2020
4:00 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/24/2020
4:03 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/14/2020
4:07 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/09/2020
4:24 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/06/2020
4:52 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/30/2019
4:27 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K/A
| |
12/27/2019
6:45 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/27/2019
12:22 PM | Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13D
| |
12/19/2019
4:07 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2019
4:23 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2019
3:43 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 10-K
Annual report pursuant to Section 13 or 15(d) | |
12/16/2019
3:40 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
12/11/2019
4:51 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/04/2019
4:31 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/03/2019
9:55 AM | Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G/A
| |
11/27/2019
4:30 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/22/2019
4:44 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/20/2019
8:41 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form DEFA14A
| |
11/20/2019
8:39 PM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
| Form 425
| |
11/20/2019
8:38 PM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
11/19/2019
3:34 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/13/2019
8:54 PM | MCC Advisors LLC (Filer)
MCOF Management LLC (Filer)
Medley Management LLC (0001758286) (Filer)
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Medley Capital LLC (Filer)
MEDLEY MANAGEMENT INC. (Filer)
Medley SMA Advisors LLC (Filer)
MOF II Management LLC (Filer)
MOF III Management LLC (Filer)
Sierra Income Corp (Filer)
Sierra Management, Inc. (Filer)
SOF Advisors LLC (Filer)
STRF Advisors LLC (Filer)
| Form 40-APP/A
| |
11/13/2019
4:25 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/04/2019
3:58 PM | Fortress Investment Group LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G
| |
11/04/2019
3:57 PM | DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
10/29/2019
3:13 PM | Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Taube Seth (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
10/29/2019
3:10 PM | Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Taube Brook (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
10/28/2019
4:21 PM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Taube Brook (Filed by)
| Form SC 13D/A
| |
10/15/2019
5:50 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form DEFA14A
| |
10/15/2019
5:47 AM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
| Form 425
| |
10/10/2019
1:47 PM | LPL Financial LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G/A
| |
09/23/2019
2:22 PM | Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
| Form SC 13G
| |
09/03/2019
4:29 PM | MCC Advisors LLC (Filer)
MCOF Management LLC (Filer)
Medley Management LLC (0001758286) (Filer)
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Medley Capital LLC (Filer)
MEDLEY MANAGEMENT INC. (Filer)
Medley SMA Advisors LLC (Filer)
MOF II Management LLC (Filer)
MOF III Management LLC (Filer)
Sierra Income Corp (Filer)
Sierra Management, Inc. (Filer)
SOF Advisors LLC (Filer)
STRF Advisors LLC (Filer)
| Form 40-APP/A
| |
08/16/2019
5:04 AM | Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
08/02/2019
4:23 PM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
| Form 425
| |
08/02/2019
4:19 PM | Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
| Form 425
| |
