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NASDAQ:PFXNZ

PhenixFIN Co. 5.25% Notes due 2028 SEC Filings & 10K Form

$23.21
0.00 (0.00%)
(As of 05/20/2022 12:00 AM ET)
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Today's Range
$23.21
$23.21
50-Day Range
N/A
52-Week Range
$23.10
$25.50
Volume
180 shs
Average Volume
2,678 shs
Market Capitalization
N/A
P/E Ratio
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Dividend Yield
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Beta
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PhenixFIN Co. 5.25% Notes due 2028 (NASDAQ:PFXNZ) SEC Filings

DateFilerForm TypeView
05/13/2022
7:09 PM
Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:47 PM
Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
6:55 PM
Hirtler-Garvey Karin (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
6:50 PM
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
ROBINSON LOWELL W (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
6:41 PM
AINSBERG ARTHUR S (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/24/2021
5:18 PM
Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/24/2021
8:08 AM
McMillan Ellida (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2021
7:37 PM
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
ROBINSON LOWELL W (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/18/2021
6:29 PM
Lorber David A (Reporting)
PhenixFIN Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
PhenixFIN Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2021
8:43 PM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/12/2021
8:42 PM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/12/2021
4:18 PM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/26/2021
3:20 PM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form DEF 14A
02/26/2021
11:50 AM
Glacier Point Advisors, LLC (Filed by)
PhenixFIN Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
PhenixFIN Corp (Subject)
Form SC 13G
02/16/2021
1:39 PM
PhenixFIN Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
PhenixFIN Corp (Subject)
Radoff Bradley Louis (Filed by)
Form SC 13G/A
02/16/2021
7:50 AM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/16/2021
7:48 AM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
01/28/2021
4:10 PM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 10-K/A
01/21/2021
4:26 PM
PhenixFIN Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
PhenixFIN Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/04/2021
7:41 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form CERT
12/28/2020
4:02 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/11/2020
3:31 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
12/11/2020
3:30 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/24/2020
4:08 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/23/2020
4:25 PM
Fortress Investment Group LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G/A
11/20/2020
9:55 AM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
NEW YORK STOCK EXCHANGE LLC (Filed by)
Form 25-NSE
10/21/2020
7:16 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 25
Notification of the removal from listing and registration of matured, redeemed or retired securities  
10/21/2020
7:15 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form N-23C-2
10/21/2020
7:14 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/13/2020
5:06 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/30/2020
4:23 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/18/2020
3:56 PM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Radoff Bradley Louis (Filed by)
Form SC 13G
08/24/2020
7:23 PM
Amster Howard (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
08/24/2020
1:51 PM
Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13D/A
08/21/2020
3:41 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/14/2020
4:31 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/11/2020
4:44 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/06/2020
4:35 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/03/2020
4:49 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2020
4:39 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/24/2020
4:30 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/21/2020
8:50 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/20/2020
1:47 PM
Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13D
07/17/2020
1:30 PM
Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13D/A
07/16/2020
4:45 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/13/2020
5:12 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/13/2020
4:08 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/08/2020
4:46 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/08/2020
8:57 AM
Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G/A
07/02/2020
4:43 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2020
3:13 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/26/2020
4:31 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2020
6:28 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/28/2020
3:44 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form DEF 14A
05/26/2020
3:25 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/15/2020
2:20 PM
Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13D
05/11/2020
3:44 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/11/2020
3:42 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/05/2020
5:01 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/01/2020
11:37 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form PRE 14A
04/16/2020
3:14 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/01/2020
4:12 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/14/2020
11:38 AM
Fortress Investment Group LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G/A
02/06/2020
4:58 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/30/2020
4:00 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/24/2020
4:03 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2020
4:07 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/09/2020
4:24 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/06/2020
4:52 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/30/2019
4:27 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K/A
12/27/2019
6:45 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2019
12:22 PM
Amster Howard (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13D
12/19/2019
4:07 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2019
4:23 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2019
3:43 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
12/16/2019
3:40 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/11/2019
4:51 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/04/2019
4:31 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/03/2019
9:55 AM
Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G/A
11/27/2019
4:30 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/22/2019
4:44 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
8:41 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form DEFA14A
11/20/2019
8:39 PM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
Form 425
11/20/2019
8:38 PM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/19/2019
3:34 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2019
8:54 PM
MCC Advisors LLC (Filer)
MCOF Management LLC (Filer)
Medley Management LLC (0001758286) (Filer)
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Medley Capital LLC (Filer)
MEDLEY MANAGEMENT INC. (Filer)
Medley SMA Advisors LLC (Filer)
MOF II Management LLC (Filer)
MOF III Management LLC (Filer)
Sierra Income Corp (Filer)
Sierra Management, Inc. (Filer)
SOF Advisors LLC (Filer)
STRF Advisors LLC (Filer)
Form 40-APP/A
11/13/2019
4:25 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/04/2019
3:58 PM
Fortress Investment Group LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G
11/04/2019
3:57 PM
DB Med Investor I LLC (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD (Reporting)
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC (Reporting)
Drawbridge Special Opportunities Fund LP (Reporting)
Drawbridge Special Opportunities GP LLC (Reporting)
FIG Corp. (Reporting)
FIG LLC (Reporting)
Fortress Investment Group LLC (Reporting)
Fortress Operating Entity I LP (Reporting)
Fortress Principal Investment Holdings IV LLC (Reporting)
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
10/29/2019
3:13 PM
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Taube Seth (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/29/2019
3:10 PM
Medley Capital Corp (Issuer)
PhenixFIN Co. 5.25% Notes due 2028 (Issuer)
Medley Capital Corp (Issuer)
Taube Brook (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/28/2019
4:21 PM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Taube Brook (Filed by)
Form SC 13D/A
10/15/2019
5:50 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form DEFA14A
10/15/2019
5:47 AM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
Form 425
10/10/2019
1:47 PM
LPL Financial LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G/A
09/23/2019
2:22 PM
Glacier Point Advisors, LLC (Filed by)
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Form SC 13G
09/03/2019
4:29 PM
MCC Advisors LLC (Filer)
MCOF Management LLC (Filer)
Medley Management LLC (0001758286) (Filer)
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Medley Capital LLC (Filer)
MEDLEY MANAGEMENT INC. (Filer)
Medley SMA Advisors LLC (Filer)
MOF II Management LLC (Filer)
MOF III Management LLC (Filer)
Sierra Income Corp (Filer)
Sierra Management, Inc. (Filer)
SOF Advisors LLC (Filer)
STRF Advisors LLC (Filer)
Form 40-APP/A
08/16/2019
5:04 AM
Medley Capital Corp (Filer)
PhenixFIN Co. 5.25% Notes due 2028 (Filer)
Medley Capital Corp (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/02/2019
4:23 PM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
Form 425
08/02/2019
4:19 PM
Medley Capital Corp (Subject)
PhenixFIN Co. 5.25% Notes due 2028 (Subject)
Medley Capital Corp (Subject)
Sierra Income Corp (Filed by)
Form 425
This page was last updated on 5/23/2022 by MarketBeat.com Staff

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