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Phio Pharmaceuticals (PHIO) 10K Form and Latest SEC Filings 2026

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Latest Phio Pharmaceuticals SEC Filings & Recent Activity

Phio Pharmaceuticals (NASDAQ:PHIO) has submitted 371+ documents to the U.S. Securities and Exchange Commission (SEC) since 2018. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Phio Pharmaceuticals's financial statements. The most recent filing was a Form 4 submitted on September 15, 2026.

Form 4
Phio Pharmaceuticals Corp. Reports Ownership Change on Sep. 15, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

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8-K
Phio Pharmaceuticals Files Current Report on Sep. 14, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

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10-K
Phio Pharmaceuticals Files Annual Report on Mar. 31, 2025

The 10-K contains Phio Pharmaceuticals's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

View earnings history

Phio Pharmaceuticals SEC Filing History

Browse Phio Pharmaceuticals' complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
09/15/2026 3:00 PM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/15/2026 3:00 PM
Carson Lisa Cabott (2073513) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/14/2026 7:59 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/20/2026 7:30 AM
Phio Pharmaceuticals (1533040) Issuer
Plott Ronald Todd (1768337) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2026 3:01 PM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2026 3:10 PM
Phio Pharmaceuticals (1533040) Filer
Form DEFA14A
08/14/2026 3:04 PM
Phio Pharmaceuticals (1533040) Filer
Form DEF 14A
08/06/2026 3:16 PM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/30/2026 3:01 PM
Phio Pharmaceuticals (1533040) Issuer
Plott Ronald Todd (1768337) Reporting
Form 3
Initial statement of beneficial ownership of securities  
07/21/2026 6:07 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/29/2026 3:02 PM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/08/2026 3:15 PM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/08/2026 3:13 PM
Phio Pharmaceuticals (1533040) Filer
Form 424B5
03/30/2026 6:15 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/05/2026 3:10 PM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/17/2026 1:49 PM
CVI Investments, Inc. (1649553) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G/A
02/13/2026 3:46 PM
INTRACOASTAL CAPITAL, LLC (1646799) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G/A
02/10/2026 6:33 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/06/2026 6:59 AM
Deming David H (1641063) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/06/2026 7:00 AM
Freeman Jonathan E (1708133) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/06/2026 7:01 AM
Lockshin Curtis (1383556) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/06/2026 6:56 AM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/06/2026 6:57 AM
BRADFORD PATRICIA A (1313325) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/06/2026 6:58 AM
Carson Lisa Cabott (2073513) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/20/2026 8:33 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/02/2026 3:05 PM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/29/2025 7:10 AM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/23/2025 7:50 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/11/2025 3:30 PM
Orca Capital AG (2052389) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G/A
12/04/2025 3:02 PM
Phio Pharmaceuticals (1533040) Filer
Form 424B3
12/03/2025 11:15 PM
Phio Pharmaceuticals (1533040) Filer
Form EFFECT
11/25/2025 3:12 PM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/24/2025 11:54 AM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2025 3:05 PM
Phio Pharmaceuticals (1533040) Filer
Form S-3
Registration statement under Securities Act of 1933  
11/19/2025 11:47 AM
Bitterman Robert J (1304395) Reporting
Phio Pharmaceuticals (1533040) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2025 5:10 AM
Orca Capital AG (2052389) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G/A
11/10/2025 5:36 PM
CVI Investments, Inc. (1649553) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G
11/07/2025 4:27 PM
INTRACOASTAL CAPITAL, LLC (1646799) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G/A
11/06/2025 4:00 PM
Orca Capital AG (2052389) Filed by
Phio Pharmaceuticals (1533040) Subject
Form SCHEDULE 13G/A
11/06/2025 3:11 PM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/03/2025 7:01 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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10/31/2025 9:30 AM
Phio Pharmaceuticals (1533040) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
(Data available from 1/1/2016 forward)

Phio Pharmaceuticals SEC Filings - Frequently Asked Questions

Phio Pharmaceuticals (PHIO) has submitted 371+ filings to the SEC since 2018. You can browse the complete history or filter by form type using the tools above.

Phio Pharmaceuticals's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results. Key financial data from these reports is available on Phio Pharmaceuticals's financial statements page.

The most recent filing was a Form 4 submitted on September 15, 2026. This was an insider ownership change filed by 4 - Phio Pharmaceuticals Corp. (0001533040) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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SEC filings for NASDAQ:PHIO are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 9/15/2026. New filings are added as they're published.
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