NASDAQ:PSEC - Prospect Capital Stock Price, Price Target & More

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$6.83 -0.03 (-0.44 %)

(As of 05/25/2018 04:00 PM ET)

Previous Close$6.83

Today's Range$6.82 - $6.86

52-Week Range$5.51 - $8.40

Volume1.28 million shs

Average Volume1.79 million shs

Market Capitalization$2.49 billion

P/E Ratio8.04

Dividend Yield10.50%

Beta0.43

About Prospect Capital (NASDAQ:PSEC)

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, buyouts, recapitalizations, turnaround, growth capital, development, subordinated debt tranches of collateralized loan obligations, cash flow term loans, and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, unitranche debt, first-lien and second lien, private debt, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $250 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals.

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Industry, Sector and Symbol

Industry Investors, not elsewhere classified

Sub-IndustryAsset Management & Custody Banks

SectorFinance

SymbolNASDAQ:PSEC

CUSIP74348T10

Webwww.prospectstreet.com

Phone212-448-0702

Debt

Debt-to-Equity Ratio0.71

Current Ratio0.99

Quick Ratio0.99

Price-To-Earnings

Trailing P/E Ratio8.04

Forward P/E Ratio8.99

P/E GrowthN/A

Sales & Book Value

Annual Sales$701.05 million

Price / Sales3.54

Cash Flow$1.1289 per share

Price / Cash6.05

Book Value$9.21 per share

Price / Book0.74

Profitability

EPS (Most Recent Fiscal Year)$0.85

Net Income$252.90 million

Net Margins36.39%

Return on Equity8.31%

Return on Assets4.63%

Miscellaneous

EmployeesN/A

Outstanding Shares363,270,000

Prospect Capital (NASDAQ:PSEC) Frequently Asked Questions

What is Prospect Capital's stock symbol?

Prospect Capital trades on the NASDAQ under the ticker symbol "PSEC."

How often does Prospect Capital pay dividends? What is the dividend yield for Prospect Capital?

Prospect Capital announced a monthly dividend on Thursday, May 10th. Investors of record on Friday, August 31st will be given a dividend of $0.06 per share on Thursday, September 20th. This represents a $0.72 annualized dividend and a yield of 10.54%. The ex-dividend date is Thursday, August 30th. View Prospect Capital's Dividend History.

How were Prospect Capital's earnings last quarter?

Prospect Capital Co. (NASDAQ:PSEC) released its quarterly earnings data on Wednesday, May, 9th. The financial services provider reported $0.19 EPS for the quarter, beating the consensus estimate of $0.18 by $0.01. The financial services provider had revenue of $162.84 million for the quarter, compared to analyst estimates of $153.08 million. Prospect Capital had a net margin of 36.39% and a return on equity of 8.31%. The business's revenue was down 4.8% on a year-over-year basis. During the same period in the prior year, the firm earned $0.20 earnings per share. View Prospect Capital's Earnings History.

When is Prospect Capital's next earnings date?

Prospect Capital is scheduled to release their next quarterly earnings announcement on Monday, August, 27th 2018. View Earnings Estimates for Prospect Capital.

What price target have analysts set for PSEC?

4 analysts have issued twelve-month price objectives for Prospect Capital's stock. Their forecasts range from $4.00 to $7.00. On average, they expect Prospect Capital's stock price to reach $5.50 in the next year. View Analyst Ratings for Prospect Capital.

What are Wall Street analysts saying about Prospect Capital stock?

Here are some recent quotes from research analysts about Prospect Capital stock:

1. According to Zacks Investment Research, "Prospect Capital Corporation is a closed-end investment company that lends to and invests in private and microcap public businesses. Prospect Capital's investment objective is to generate both current income and capital appreciation through debt and equity investments. " (5/15/2018)
2. National Securities analysts commented, "• For fiscal 3Q18, PSEC earned NII/share of $0.19, exceeding our estimate by two cents. The beat was largely driven by the $5.6 million of dividend income received from NPRC, a 100% owned subsidiary. We believe the dividend income was a result of NPRC selling assets. As a control investment, PSEC records this above the NII line instead of booking these as realized gains. Thus, NII is higher than it would be if PSEC had sold those assets outside of a controlled subsidiary.
• Brian Oswald, former CFO of Prospect, resigned abruptly on 4/4/18. The notice of Mr. Oswald’s departure came from an 8-K with no press release and no explanation given. On the earnings call, management stated that Mr. Oswald retired and wished him the best of luck. When we asked why they did not provide advance notice or at least provide a press release with reasoning, Mr. Barry stated that they “did not want to boast”. This comes as news to us as plenty of boasting was done the first twenty minutes on the call and additionally we are not ones to view letting your shareholders know why the CFO resigned as “boasting”.
• We also asked about Atlantis Healthcare, a dialysis clinic operator in Puerto Rico the company is a lender to. The company stated that Atlantis had power in all but one facility courtesy of backup generators. We then proceeded to ask about loss of patients from evacuation and the company said they were not concerned about the credit. What is interesting is that in July Triple S ceased using Atlantis’ services and in February there was a NY Times article detailing the evacuation of many dialysis patients from both Puerto Rico and the Caribbean.
• The company continues to hold Edmentum, Inc.’s junior PIK note on non-accrual. The same non-accrual is held by Oaktree Specialty Lending (NASD: OCSL – NEUTRAL - $4.87). PSEC had this non-accrual marked at 74% of cost as of 3/31/18 and Oaktree had this marked at zero.
• We are also skeptical of marks on Prospect’s CLO book, online loan portfolio, and First Tower as well.
• We are revising our fiscal 2018 NII/share estimate to $0.76 from $0.73 and our fiscal 2019 NII/share estimate to $0.65 from $0.66. " (5/14/2018)

Are investors shorting Prospect Capital?

Prospect Capital saw a increase in short interest in the month of May. As of May 15th, there was short interest totalling 25,032,932 shares, an increase of 4.8% from the April 30th total of 26,293,182 shares. Based on an average trading volume of 1,608,793 shares, the short-interest ratio is presently 15.6 days. Approximately 8.2% of the company's stock are short sold.

Who are some of Prospect Capital's key competitors?

Some companies that are related to Prospect Capital include Ares Capital (ARCC), TPG Specialty Lending (TSLX), Golub Capital Bdc (GBDC), Tian Ge Interactiv (TGRVF), New Mountain Finance (NMFC), Pennantpark Floating Rate Capital (PFLT), PennantPark Investment (PNNT), Gladstone Investment (GAIN), Arlington Asset Investment (AI), Capital Southwest (CSWC), Safeguard Scientifics (SFE), THL Credit (TCRD), Oaktree Strategic Income (OCSI), TriplePoint Venture Growth BDC (TPVG) and Stellus Capital Investment (SCM).

Who are Prospect Capital's key executives?

Prospect Capital's management team includes the folowing people:

Mr. John Francis Barry III, J.D., Chairman & CEO (Age 66)
Mr. Michael Grier Eliasek, Pres & COO (Age 44)
Ms. Kristin Lea Van Dask CPA, CFO, Treasurer, Sec. & Chief Compliance Officer
Mr. Brian H. Oswald CPA, CFO, Principal Accounting Officer, Chief Compliance Officer, Treasurer and Company Sec. (Age 57)
Mr. Michael Cimini, Investor Relations Contact (Age 43)

Has Prospect Capital been receiving favorable news coverage?

News headlines about PSEC stock have trended somewhat positive on Friday, Accern Sentiment Analysis reports. The research group identifies positive and negative media coverage by monitoring more than twenty million blog and news sources in real-time. Accern ranks coverage of public companies on a scale of -1 to 1, with scores nearest to one being the most favorable. Prospect Capital earned a media sentiment score of 0.21 on Accern's scale. They also gave news articles about the financial services provider an impact score of 46.65 out of 100, indicating that recent media coverage is somewhat unlikely to have an impact on the company's share price in the near future.

Who are Prospect Capital's major shareholders?

Prospect Capital's stock is owned by a number of of institutional and retail investors. Top institutional shareholders include Muzinich & Co. Inc. (2.06%), LSV Asset Management (1.33%), Van ECK Associates Corp (0.57%), Legal & General Group Plc (0.37%), Mckinley Capital Management LLC Delaware (0.23%) and California Public Employees Retirement System (0.21%). Company insiders that own Prospect Capital stock include Brian H Oswald, Dask Kristin Lea Van, Eugene S Stark, John F Barry, M Grier Eliasek and William Gremp. View Institutional Ownership Trends for Prospect Capital.

Which major investors are selling Prospect Capital stock?

PSEC stock was sold by a variety of institutional investors in the last quarter, including Millennium Management LLC, Van ECK Associates Corp, Jane Street Group LLC, Robeco Institutional Asset Management B.V., Private Advisor Group LLC, Muzinich & Co. Inc., PVG Asset Management Corp and Guggenheim Capital LLC. View Insider Buying and Selling for Prospect Capital.

Which major investors are buying Prospect Capital stock?

PSEC stock was acquired by a variety of institutional investors in the last quarter, including LSV Asset Management, SG Americas Securities LLC, Legal & General Group Plc, Susquehanna Fundamental Investments LLC, GSA Capital Partners LLP, Great West Life Assurance Co. Can, WealthPLAN Partners LLC and Mckinley Capital Management LLC Delaware. Company insiders that have bought Prospect Capital stock in the last two years include Brian H Oswald, Dask Kristin Lea Van, Eugene S Stark, John F Barry, M Grier Eliasek and William Gremp. View Insider Buying and Selling for Prospect Capital.

How do I buy shares of Prospect Capital?

Shares of PSEC can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include Vanguard Brokerage Services, TD Ameritrade, E*TRADE, Scottrade, Fidelity and Charles Schwab.

What is Prospect Capital's stock price today?

One share of PSEC stock can currently be purchased for approximately $6.83.

How big of a company is Prospect Capital?

Prospect Capital has a market capitalization of $2.49 billion and generates $701.05 million in revenue each year. The financial services provider earns $252.90 million in net income (profit) each year or $0.85 on an earnings per share basis.

How can I contact Prospect Capital?

Prospect Capital's mailing address is 10 EAST 40TH STREET 42ND FLOOR, NEW YORK NY, 10016. The financial services provider can be reached via phone at 212-448-0702 or via email at [email protected]

MarketBeat Community Rating for Prospect Capital (PSEC)

Community Ranking:		1.7 out of 5 ()
Outperform Votes:		179 (Vote Outperform)
Underperform Votes:		339 (Vote Underperform)
Total Votes:		518

MarketBeat's community ratings are surveys of what our community members think about Prospect Capital and other stocks. Vote "Outperform" if you believe PSEC will outperform the S&P 500 over the long term. Vote "Underperform" if you believe PSEC will underperform the S&P 500 over the long term. You may vote once every thirty days.

Prospect Capital (NASDAQ:PSEC) Price Target and Consensus Rating

(How are Consensus Ratings Calculated?)

4 Wall Street analysts have issued ratings and price targets for Prospect Capital in the last 12 months. Their average twelve-month price target is $5.50, suggesting that the stock has a possible downside of 19.47%. The high price target for PSEC is $7.00 and the low price target for PSEC is $4.00. There are currently 1 sell rating and 3 hold ratings for the stock, resulting in a consensus rating of "Hold."

	Today	30 Days Ago	90 Days Ago	180 Days Ago
Consensus Rating:	Hold	Hold	Hold	Hold
Consensus Rating Score:	1.75	1.80	1.80	1.80
Ratings Breakdown:	1 Sell Rating(s) 3 Hold Rating(s) 0 Buy Rating(s) 0 Strong Buy Rating(s)	1 Sell Rating(s) 4 Hold Rating(s) 0 Buy Rating(s) 0 Strong Buy Rating(s)	1 Sell Rating(s) 4 Hold Rating(s) 0 Buy Rating(s) 0 Strong Buy Rating(s)	1 Sell Rating(s) 4 Hold Rating(s) 0 Buy Rating(s) 0 Strong Buy Rating(s)
Consensus Price Target:	$5.50	$6.50	$6.50	$6.1667
Price Target Upside:	19.47% downside	3.99% downside	3.99% downside	2.44% upside

Prospect Capital (NASDAQ:PSEC) Consensus Price Target History

Price Target History for Prospect Capital (NASDAQ:PSEC)

Prospect Capital (NASDAQ:PSEC) Analyst Ratings History

Show:

Date	Brokerage	Action	Rating	Price Target	Impact on Share Price
5/14/2018	National Securities	Reiterated Rating	Sell	$4.00	Medium
1/8/2018	BMO Capital Markets	Reiterated Rating	Hold	$7.00	N/A
8/30/2017	Raymond James	Upgrade	Underperform ➝ Market Perform		Medium
8/30/2017	UBS	Upgrade	Underperform ➝ Market Perform		Medium
5/11/2017	FBR & Co	Downgrade	Outperform ➝ Market Perform	$9.50 ➝ $8.50	High
8/31/2016	Barclays	Reiterated Rating	Equal Weight	$7.00	N/A

(Data available from 5/25/2016 forward)

Prospect Capital (NASDAQ:PSEC) Earnings History and Estimates Chart

Earnings by Quarter for Prospect Capital (NASDAQ:PSEC)

Prospect Capital (NASDAQ:PSEC) Earnings Estimates

2018 EPS Consensus Estimate: $0.89

Quarter	Number of Estimates	Low Estimate	High Estimate	Average Estimate
Q1 2018	1	$0.22	$0.22	$0.22
Q2 2018	1	$0.22	$0.22	$0.22
Q3 2018	1	$0.22	$0.22	$0.22
Q4 2018	1	$0.23	$0.23	$0.23

Prospect Capital (NASDAQ PSEC) Earnings History by Quarter

Date	Quarter	Consensus Estimate	Actual EPS	Revenue Estimate	Actual Revenue	Release Link	Conference Call
8/27/2018
5/9/2018	Q3 2018	$0.18	$0.19	$153.08 million	$162.84 million	View	N/A
2/7/2018	Q2 2018	$0.18	$0.20	$153.94 million	$162.40 million	View	N/A
11/8/2017	Q1 2018	$0.19	$0.18	$161.00 million	$158.58 million	View	N/A
8/28/2017	Q4 2017	$0.21	$0.19	$177.21 million	$166.70 million	View	N/A
5/9/2017	Q3 2017	$0.24	$0.20	$185.36 million	$171.00 million	View	Listen
2/8/2017	Q2 2017	$0.23	$0.24	$184.83 million	$183.48 million	View	Listen
11/8/2016	Q1	$0.24	$0.22	$185.46 million	$179.83 million	View	Listen
8/29/2016	Q416	$0.25	$0.26	$186.12 million	$193.04 million	View	N/A
5/10/2016	Q316	$0.26	$0.25	$196.02 million	$189.50 million	View	N/A
2/9/2016	Q216	$0.25	$0.28	$192.85 million	$209.19 million	View	N/A
11/4/2015	Q1	$0.25	$0.26	$196.71 million	$200.30 million	View	N/A
8/26/2015	Q4	$0.25	$0.25	$203.83 million	$198.83 million	View	Listen
5/6/2015	Q315	$0.26	$0.24	$201.50 million	$185.00 million	View	N/A
2/4/2015	Q215	$0.27	$0.26	$207.73 million	$198.88 million	View	N/A
11/6/2014	Q115	$0.28	$0.28	$203.50 million	$202.02 million	View	N/A
8/25/2014	Q414	$0.32	$0.25	$213.74 million	$182.84 million	View	N/A
5/6/2014	Q214	$0.32	$0.31	$202.52 million	$190.33 million	View	N/A
2/3/2014	Q114	$0.32	$0.30	$170.54 million	$147.00 million	View	N/A
11/4/2013		$0.33	$0.32	$161.13 million	$161.03 million	View	N/A
8/21/2013	Q4 2013	$0.30	$0.38	$141.38 million	$166.47 million	View	N/A
5/6/2013	Q3 2013	$0.30	$0.26	$127.45 million	$120.20 million	View	N/A
2/7/2013	Q2 2013	$0.42	$0.51			View	N/A
11/8/2012	Q1 2013	$0.44	$0.46			View	N/A
8/22/2012	Q212	$0.40	$0.51			View	N/A
5/10/2012		$0.55	$0.51			View	N/A
2/9/2012		$0.30	$0.33			View	N/A
11/9/2011	Q1 2012	$0.27	$0.26			View	N/A
8/29/2011		$0.36	$0.31			View	N/A
5/10/2011		$0.25	$0.27			View	N/A
2/9/2011	Q2 2011	$0.28	$0.38			View	N/A
11/9/2010	Q1 2011	$0.27	$0.28			View	N/A
8/30/2010	Q4 2010	$0.28	$0.25			View	N/A
5/10/2010	Q3 2010	$0.29	$0.41			View	N/A
2/9/2010	Q2 2010	$0.27	$0.29			View	N/A
11/9/2009	Q1 2010	$0.27	($0.13)			View	N/A
9/14/2009	Q4 2009	$0.34	$0.32			View	N/A
5/11/2009	Q3 2009	$0.41	$0.39			View	N/A
2/10/2009	Q2 2009	$0.46	$0.42			View	N/A
11/10/2008	Q1 2009	$0.56	$0.80			View	N/A
9/9/2008	Q4 2008	$0.46	$0.50			View	N/A
5/12/2008	Q3 2008	$0.50	$0.54			View	N/A
2/12/2008	Q2 2008	$0.44	$0.48			View	N/A

(Earnings results data provided by Zacks Investment Research)

Prospect Capital (NASDAQ:PSEC) Dividend Information

Prospect Capital pays an annual dividend of $0.72 per share, with a dividend yield of 10.54%. PSEC's next monthly dividend payment will be made on Thursday, September 20. Prospect Capital pays out 84.71% of its earnings out as a dividend.

Next Dividend:	9/20/2018
Annual Dividend:	$0.72
Dividend Yield:	10.54%
Payout Ratio(s):	84.71% (Trailing 12 Months of Earnings) 94.74% (Based on This Year's Estimates) 96.00% (Based on Next Year's Estimates) 63.78% (Based on Cash Flow)

Dividend Payments by Quarter for Prospect Capital (NASDAQ:PSEC)

Prospect Capital (NASDAQ:PSEC) Dividend History by Quarter

Announced	Period	Amount	Yield	Ex-Dividend Date	Record Date	Payable Date
5/10/2018	monthly	$0.06	10.99%	8/30/2018	8/31/2018	9/20/2018
5/10/2018	monthly	$0.06	10.99%	5/30/2018	5/31/2018	6/21/2018
5/10/2018	monthly	$0.06	10.99%	7/30/2018	7/31/2018	8/23/2018
5/10/2018	monthly	$0.06	10.99%	6/28/2018	6/29/2018	7/19/2018
2/9/2018	monthly	$0.06	10.64%	3/28/2018	3/30/2018	4/19/2018
2/9/2018	monthly	$0.06	10.64%	4/27/2018	4/30/2018	5/24/2018
2/9/2018	monthly	$0.06	10.64%	2/27/2018	2/28/2018	3/22/2018
11/9/2017	monthly	$0.06	12.81%	1/30/2018	1/31/2018	2/15/2018
11/9/2017	monthly	$0.06	12.81%	11/29/2017	11/30/2017	12/21/2017
11/9/2017	monthly	$0.06	12.81%	12/28/2017	12/29/2017	1/18/2018
8/29/2017	monthly	$0.06	10.5%	10/30/2017	10/31/2017	11/22/2017
8/29/2017	monthly	$0.06	10.5%	9/28/2017	9/29/2017	10/19/2017
5/10/2017	monthly	$0.0833	11.72%	6/28/2017	6/30/2017	7/20/2017
5/10/2017	monthly	$0.0833	11.72%	7/27/2017	7/31/2017	8/24/2017
5/10/2017	monthly	$0.0833	11.72%	5/26/2017	5/31/2017	6/22/2017
5/10/2017	monthly	$0.0833	11.72%	8/29/2017	8/31/2017	9/21/2017
2/8/2017	monthly	$0.0833	11.42%	3/29/2017	3/31/2017	4/20/2017
2/8/2017	monthly	$0.0833	11.42%	4/26/2017	4/28/2017	5/18/2017
2/7/2017	feb 17	$0.0833	11.42%	2/24/2017	2/28/2017	3/23/2017
11/9/2016	monthly	$0.0833	13.19%	1/27/2017	1/31/2017	2/16/2017
11/9/2016	monthly	$0.0833	13.19%	12/28/2016	12/30/2016	1/19/2017
11/8/2016	nov 16	$0.0833	13.19%	11/28/2016	11/30/2016	12/22/2016
8/26/2016	monthly	$0.0833	11.79%	9/28/2016	9/30/2016	10/20/2016
8/26/2016	monthly	$0.0833	11.79%	10/27/2016	10/31/2016	11/17/2016
5/10/2016	monthly	$0.0833	13.49%	8/29/2016	8/31/2016	9/22/2016
5/10/2016	monthly	$0.0833	13.49%	7/27/2016	7/29/2016	8/18/2016
5/10/2016	monthly	$0.0833	13.49%	6/28/2016	6/30/2016	7/21/2016
5/9/2016	may 16	$0.0833	13.49%	5/26/2016	5/31/2016	6/23/2016
2/10/2016	monthly	$0.0833	17.18%	4/27/2016	4/29/2016	5/19/2016
2/10/2016	monthly	$0.0833	17.18%	3/29/2016	3/31/2016	4/21/2016
2/9/2016	feb 16	$0.0833	17.18%	2/25/2016	2/29/2016	3/24/2016
11/5/2015	monthly	$0.0833	13.77%	12/29/2015	12/31/2015	1/21/2016
11/5/2015	monthly	$0.0833	13.77%	11/25/2015	11/30/2015	12/24/2015
11/5/2015	monthly	$0.0833	13.77%	1/27/2016	1/29/2016	2/18/2016
8/25/2015	monthly	$0.0833	14.21%	9/28/2015	9/30/2015	10/22/2015
8/25/2015	monthly	$0.0833	14.21%	10/28/2015	10/30/2015	11/19/2015
5/7/2015	monthly	$0.0833	12.44%	7/29/2015	7/31/2015	8/20/2015
5/7/2015	monthly	$0.0833	12.44%	8/27/2015	8/31/2015	9/17/2015
5/7/2015	monthly	$0.0833	12.44%	6/26/2015	6/30/2015	7/23/2015
5/6/2015	may 15	$0.0833	12.44%	5/27/2015	5/29/2015	6/18/2015
12/8/2014		$0.0833		4/28/2015	4/30/2015	5/21/2015
12/8/2014		$0.0833		3/27/2015	3/31/2015	4/23/2015
12/8/2014		$0.0833		2/25/2015	2/27/2015	3/19/2015
9/24/2014	monthly	$0.1106	13.04%	1/28/2015	1/30/2015	2/19/2015
5/6/2014	monthly	$0.1106	12.36%	10/29/2014	10/31/2014	11/20/2014
5/6/2014	monthly	$0.1106	12.36%	11/25/2014	11/28/2014	12/18/2014
5/6/2014	monthly	$0.1106	12.36%	12/29/2014	12/31/2014	1/22/2015
2/4/2014	monthly	$0.1105	11.98%	8/27/2014	8/29/2014	9/18/2014
2/4/2014	monthly	$0.1105	11.98%	9/26/2014	9/30/2014	10/22/2014
2/4/2014	monthly	$0.1105	11.98%	7/29/2014	7/31/2014	8/21/2014
11/4/2013	monthly	$0.1105	11.6%	6/26/2014	6/30/2014	7/24/2014
11/4/2013	monthly	$0.1104	11.6%	4/28/2014	4/30/2014	5/22/2014
11/4/2013	monthly	$0.1104	11.6%	5/28/2014	5/30/2014	6/19/2014
8/21/2013	monthly	$0.1103	12.07%	1/29/2014	1/31/2014	2/20/2014
8/21/2013	monthly	$0.1104	12.07%	3/27/2014	3/31/2014	4/17/2014
8/21/2013	monthly	$0.1104	12.07%	2/26/2014	2/28/2014	3/20/2014
6/18/2013	monthly	$0.1102	12.3%	9/26/2013	9/30/2013	10/24/2013
6/18/2013	monthly	$0.1103	12.3%	10/29/2013	10/31/2013	11/21/2013
6/18/2013	monthly	$0.1103	12.3%	12/27/2013	12/31/2013	1/23/2014
6/18/2013	monthly	$0.1103	12.3%	11/26/2013	11/29/2013	12/19/2013
5/6/2013	monthly	$0.1102	11.9%	8/28/2013	8/30/2013	9/19/2013
5/6/2013	monthly	$0.1102	11.9%	6/26/2013	6/28/2013	7/18/2013
5/6/2013	monthly	$0.1101	11.9%	5/29/2013	5/31/2013	6/20/2013
5/6/2013	monthly	$0.1102	11.9%	7/29/2013	7/31/2013	8/22/2013
2/8/2013	monthly	$0.11	11.5%	2/26/2013	2/28/2013	3/21/2013
2/8/2013	monthly	$0.1101	11.5%	3/26/2013	3/29/2013	4/18/2013
2/8/2013	monthly	$0.1101	11.5%	4/26/2013	4/30/2013	5/23/2013
12/9/2012	dec 12	$0.11			12/31/2012	1/23/2013

(Data available from 1/1/2013 forward)

Prospect Capital (NASDAQ PSEC) Insider Trading and Institutional Ownership History

Insider Ownership Percentage: 7.10%
Institutional Ownership Percentage: 12.73%

Insider Trading History for Prospect Capital (NASDAQ:PSEC)

Institutional Ownership by Quarter for Prospect Capital (NASDAQ:PSEC)

Prospect Capital (NASDAQ PSEC) Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
5/18/2018	Dask Kristin Lea Van	CFO	Buy	3,649	$6.66	$24,302.34	27,500
3/21/2018	John F Barry	Insider	Buy	4,483	$6.50	$29,139.50	34,413,790
3/19/2018	Eugene S Stark	Director	Buy	1,000	$6.50	$6,500.00	39,000
3/19/2018	John F Barry	CEO	Buy	63,295	$6.50	$411,417.50	34,351,066
3/15/2018	John F Barry	Insider	Buy	84,100	$6.49	$545,809.00	34,284,671
3/13/2018	John F Barry	CEO	Buy	300	$6.50	$1,950.00	34,200,571
3/2/2018	John F Barry	Insider	Buy	17,200	$6.50	$111,800.00
2/28/2018	John F Barry	Insider	Buy	269,197	$6.63	$1,784,776.11
2/22/2018	John F Barry	Insider	Buy	48,117	$6.70	$322,383.90	33,671,688
2/9/2018	John F Barry	Insider	Buy	467,178	$6.73	$3,144,107.94
12/22/2017	John F Barry	Insider	Buy	993,900	$7.21	$7,166,019.00	32,187,564
12/22/2017	M Grier Eliasek	COO	Buy	10,000	$7.19	$71,900.00	1,202,196
12/20/2017	John F Barry	CEO	Buy	180,062	$6.96	$1,253,231.52	30,431,275
12/20/2017	M Grier Eliasek	Insider	Buy	10,000	$6.94	$69,400.00	1,182,196
12/18/2017	John F Barry	CEO	Buy	408,207	$6.87	$2,804,382.09	29,870,847
12/18/2017	M Grier Eliasek	Insider	Buy	10,000	$6.92	$69,200.00	1,162,196
12/15/2017	M Grier Eliasek	Insider	Buy	10,000	$6.77	$67,700.00	1,152,196
12/14/2017	John F Barry	CEO	Buy	368,756	$6.82	$2,514,915.92	29,316,954
12/13/2017	M Grier Eliasek	Insider	Buy	10,000	$6.82	$68,200.00	1,132,196
12/12/2017	John F Barry	CEO	Buy	264,937	$6.82	$1,806,870.34	28,576,578
12/11/2017	M Grier Eliasek	Insider	Buy	10,000	$6.75	$67,500.00	1,112,196
12/8/2017	John F Barry	CEO	Buy	123,379	$6.74	$831,574.46	28,268,115
12/8/2017	M Grier Eliasek	Insider	Buy	10,000	$6.73	$67,300.00	1,102,196
12/6/2017	John F Barry	CEO	Buy	110,000	$6.70	$737,000.00	28,093,192
12/6/2017	M Grier Eliasek	Insider	Buy	10,000	$6.69	$66,900.00	1,082,196
12/4/2017	John F Barry	Insider	Buy	250,000	$6.77	$1,692,500.00	27,716,950
12/4/2017	M Grier Eliasek	COO	Buy	10,000	$6.85	$68,500.00	1,062,196
12/1/2017	M Grier Eliasek	Insider	Buy	10,000	$6.85	$68,500.00
11/30/2017	John F Barry	CEO	Buy	170,460	$6.86	$1,169,355.60	27,031,950
11/29/2017	M Grier Eliasek	Insider	Buy	10,000	$6.77	$67,700.00	1,042,196
11/27/2017	John F Barry	Insider	Buy	11,445	$6.80	$77,826.00	26,720,116
11/27/2017	M Grier Eliasek	COO	Buy	10,000	$6.89	$68,900.00	1,003,990
11/24/2017	John F Barry	Insider	Buy	279,666	$6.82	$1,907,322.12	26,708,671
11/22/2017	John F Barry	Insider	Buy	162,826	$6.72	$1,094,190.72	26,425,625
11/20/2017	John F Barry	Insider	Buy	995,883	$6.98	$6,951,263.34	25,219,413
11/13/2017	M Grier Eliasek	Insider	Buy	65,000	$5.96	$387,400.00	1,002,196
11/10/2017	Brian H Oswald	CFO	Buy	35,000	$5.75	$201,250.00
11/10/2017	M Grier Eliasek	Insider	Buy	65,000	$5.65	$367,250.00
9/1/2017	Brian H Oswald	CFO	Buy	50,000	$6.73	$336,500.00	493,373
8/30/2017	Eugene S Stark	Director	Buy	1,000	$6.75	$6,750.00	38,000
5/12/2017	Brian H Oswald	CFO	Buy	4,453	$8.05	$35,846.65	490,000
5/11/2017	Brian H Oswald	CFO	Buy	10,547	$8.07	$85,114.29	480,000
5/11/2017	William Gremp	Director	Buy	5,000	$8.28	$41,400.00	9,602
3/20/2017	Brian H Oswald	CFO	Buy	25,000	$9.31	$232,750.00	475,000
3/9/2017	Eugene S Stark	Director	Buy	1,000	$8.95	$8,950.00	35,000
12/14/2016	Brian H Oswald	CFO	Buy	5,000	$8.18	$40,900.00	485,000
11/10/2016	Eugene S Stark	Director	Buy	1,000	$7.65	$7,650.00	34,000
9/13/2016	Brian H Oswald	CFO	Buy	4,000	$7.85	$31,400.00	480,000
9/12/2016	Brian H Oswald	CFO	Buy	1,000	$7.85	$7,850.00	476,000
9/1/2016	Eugene S Stark	Director	Buy	2,000	$8.40	$16,800.00	33,000
5/12/2016	Eugene S Stark	Director	Buy	1,000	$7.45	$7,450.00	31,000
3/1/2016	M Grier Eliasek	COO	Buy	15,000	$7.25	$108,750.00	807,196
2/29/2016	M Grier Eliasek	COO	Buy	15,000	$7.09	$106,350.00	792,196
2/26/2016	M Grier Eliasek	COO	Buy	15,000	$6.93	$103,950.00	777,196
2/25/2016	M Grier Eliasek	COO	Buy	15,000	$7.00	$105,000.00	762,196
2/24/2016	M Grier Eliasek	COO	Buy	15,000	$6.89	$103,350.00	747,196
2/23/2016	M Grier Eliasek	COO	Buy	15,000	$6.91	$103,650.00	732,196
2/22/2016	John F Barry	CEO	Buy	1,100,000	$6.93	$7,623,000.00	20,910,598
2/22/2016	M Grier Eliasek	COO	Buy	15,000	$6.92	$103,800.00	717,196
2/19/2016	John F Barry	CEO	Buy	1,114,700	$6.83	$7,613,401.00	19,793,526
2/19/2016	M Grier Eliasek	COO	Buy	15,000	$6.79	$101,850.00	702,196
2/18/2016	John F Barry	CEO	Buy	1,114,000	$6.77	$7,541,780.00	18,678,826
2/17/2016	John F. Barry	CEO	Buy	1,109,000	$6.71	$7,441,390.00	17,564,826
2/17/2016	M Grier Eliasek	COO	Buy	15,000	$6.69	$100,350.00	687,196
2/16/2016	John F Barry	CEO	Buy	1,115,000	$6.36	$7,091,400.00	16,455,826
2/16/2016	M Grier Eliasek	COO	Buy	15,000	$6.30	$94,500.00	672,196
2/12/2016	John F. Barry	CEO	Buy	1,058,000	$6.15	$6,506,700.00	15,340,826
2/12/2016	M Grier Eliasek	COO	Buy	15,000	$6.22	$93,300.00	657,196
2/11/2016	John F Barry	CEO	Buy	1,060,000	$5.70	$6,042,000.00	14,282,826
2/11/2016	M Grier Eliasek	COO	Buy	15,000	$5.70	$85,500.00	642,196
12/24/2015	John F. Barry	CEO	Buy	1,032,500	$7.38	$7,619,850.00	12,971,606
12/23/2015	John F. Barry	CEO	Buy	1,028,924	$7.15	$7,356,806.60	11,935,624
12/23/2015	M Grier Eliasek	COO	Buy	50,000	$7.10	$355,000.00	627,196
12/22/2015	John F Barry	CEO	Buy	1,029,000	$6.86	$7,058,940.00	10,906,700
12/22/2015	M Grier Eliasek	COO	Buy	50,000	$6.78	$339,000.00	577,196
12/15/2015	John F. Barry	CEO	Buy	322,500	$6.38	$2,057,550.00	6,750,700
12/15/2015	M Grier Eliasek	COO	Buy	20,000	$6.28	$125,600.00	372,196
12/14/2015	Brian H Oswald	CFO	Buy	10,000	$6.30	$63,000.00	475,000
12/14/2015	John F Barry	CEO	Buy	165,000	$6.21	$1,024,650.00	6,428,200
12/11/2015	John F Barry	CEO	Buy	155,000	$6.65	$1,030,750.00	6,335,200
12/9/2015	Brian H Oswald	CFO	Buy	25,000	$6.77	$169,250.00	465,000
12/9/2015	John F Barry	CEO	Buy	150,000	$6.71	$1,006,500.00	6,180,200
12/9/2015	M Grier Eliasek	COO	Buy	30,000	$6.79	$203,700.00	352,196
11/11/2015	Eugene S Stark	Director	Buy	1,000	$7.30	$7,300.00	30,000
9/1/2015	Eugene S Stark	Director	Buy	1,000	$7.47	$7,470.00	29,000
6/10/2015	John F Barry	CEO	Buy	140,000	$7.32	$1,024,800.00
6/9/2015	Brian H Oswald	CFO	Buy	65,000	$7.27	$472,550.00
6/9/2015	M Grier Eliasek	COO	Buy	20,000	$7.23	$144,600.00
6/5/2015	John F Barry	CEO	Buy	131,060	$7.58	$993,434.80
2/11/2015	Eugene S Stark	Director	Buy	1,000	$8.50	$8,500.00
12/12/2014	Eugene S Stark	Director	Buy	4,000	$8.20	$32,800.00
12/9/2014	Brian H Oswald	CFO	Buy	63,500	$8.35	$530,225.00
12/9/2014	M Grier Eliasek	COO	Buy	25,000	$8.31	$207,750.00
12/8/2014	John F Barry	CEO	Buy	132,200	$8.46	$1,118,412.00
12/2/2014	Brian H Oswald	CFO	Buy	162,500	$9.12	$1,482,000.00
12/2/2014	M Grier Eliasek	COO	Buy	50,000	$9.10	$455,000.00
12/1/2014	John F Barry	CEO	Buy	115,000	$9.08	$1,044,200.00
11/10/2014	Eugene S Stark	Director	Buy	1,512	$9.40	$14,212.80
11/10/2014	John F Barry	CEO	Buy	110,000	$9.57	$1,052,700.00
11/10/2014	M Grier Eliasek	COO	Buy	5,000	$9.56	$47,800.00
9/16/2014	John F Barry	CEO	Buy	100,000	$10.17	$1,017,000.00
9/16/2014	M Grier Eliasek	COO	Buy	5,000	$10.10	$50,500.00
8/29/2014	M Grier Eliasek	COO	Buy	20,000	$10.26	$205,200.00
8/28/2014	Eugene S Stark	Director	Buy	4,000	$10.32	$41,280.00
8/27/2014	Brian H Oswald	CFO	Buy	27,300	$10.40	$283,920.00
6/13/2014	John F Barry	CEO	Buy	100,000	$10.37	$1,037,000.00
6/12/2014	Brian H Oswald	CFO	Buy	30,000	$10.25	$307,500.00
6/12/2014	Eugene S Stark	Director	Buy	1,000	$10.27	$10,270.00
6/12/2014	John F Barry	CEO	Buy	100,000	$10.33	$1,033,000.00
6/12/2014	M Grier Eliasek	COO	Buy	24,000	$10.28	$246,720.00
3/20/2014	John Barry	CEO	Buy	100,000	$10.86	$1,086,000.00	3,793,385
2/6/2014	Eugene Stark	Director	Buy	1,000	$11.10	$11,100.00	14,488
6/24/2013	M Grier Eliasek	COO	Buy	10,000	$10.28	$102,800.00
6/21/2013	John F Barry	CEO	Buy	6,500	$10.49	$68,185.00
6/21/2013	M Grier Eliasek	COO	Buy	9,800	$10.50	$102,900.00
6/20/2013	Brian H Oswald	CFO	Buy	21,700	$10.45	$226,765.00
6/20/2013	John F Barry	CEO	Buy	96,000	$10.46	$1,004,160.00
11/16/2012	Brian H Oswald	CFO	Buy	19,500	$10.15	$197,925.00
11/12/2012	M Grier Eliasek	COO	Buy	9,057	$10.56	$95,641.92
9/7/2012	Brian H Oswald	CFO	Buy	23,500	$11.69	$274,715.00

(Data available from 1/1/2013 forward)

Prospect Capital (NASDAQ PSEC) News Headlines

Source:

Date	Headline
	Prospect Capital Co. (PSEC) Expected to Announce Quarterly Sales of $156.47 Million www.americanbankingnews.com - May 25 at 3:50 AM
	$0.19 EPS Expected for Prospect Capital Co. (PSEC) This Quarter www.americanbankingnews.com - May 23 at 11:30 AM
	Insider Buying: Prospect Capital Co. (PSEC) CFO Acquires 3,649 Shares of Stock www.americanbankingnews.com - May 22 at 4:36 PM
	Stock Traders Purchase Large Volume of Call Options on Prospect Capital (PSEC) www.americanbankingnews.com - May 22 at 6:54 AM
	Initiating Free Research Reports on Prospect Capital and Three Other Asset Management Equities finance.yahoo.com - May 21 at 8:46 AM
	Underwriter Exercises Overallotment Option in Prospect Capital 4-Year Convertible Notes Offering, Raising $103.5 Mln in Gross Proceeds www.nasdaq.com - May 18 at 5:17 PM
	Prospect Capital (PSEC) Reports Issuance of $103.5 Million of 4.95% Convertible Notes due 2022 www.streetinsider.com - May 18 at 5:17 PM
	Prospect Capital issues $103.5M of convertible notes seekingalpha.com - May 18 at 5:17 PM
	Prospect Capital Announces Issuance of $103.5 Million of 4.95% Convertible Notes due 2022 finance.yahoo.com - May 18 at 5:17 PM
	Prospect Capital: So Hated, It's Getting Attractive, Again seekingalpha.com - May 18 at 9:44 AM
	Now Is The Time To Buy Prospect Capital seekingalpha.com - May 17 at 5:15 PM
	What Could Impact Prospect Capital’s Valuations? finance.yahoo.com - May 16 at 5:22 PM
	Prospect Capital (PSEC) Announces Public Offering of Convertible Notes due 2022 www.streetinsider.com - May 15 at 5:14 PM
	Prospect Capital announces add-on notes offering seekingalpha.com - May 15 at 5:14 PM
	Assessing Prospect Capital's Results For Fiscal Q3 2018 (Includes Updated Price Target) seekingalpha.com - May 15 at 5:14 PM
	Prospect Capital Announces Public Offering of Convertible Notes due 2022 finance.yahoo.com - May 15 at 5:14 PM
	Prospect Capital (PSEC) Stock Rating Upgraded by Zacks Investment Research www.americanbankingnews.com - May 15 at 2:09 PM
	Reviewing Prospect Capital (PSEC) & Capital Southwest (CSWC) www.americanbankingnews.com - May 15 at 12:29 PM
	Prospect Capital (PSEC) Upgraded to "Hold" at BidaskClub www.americanbankingnews.com - May 15 at 12:36 AM
	Prospect Capital (PSEC) Receives "Sell" Rating from National Securities www.americanbankingnews.com - May 14 at 11:42 AM
	Prospect Capital: Buy Low, Sell High seekingalpha.com - May 12 at 8:51 AM
	Prospect Capital's (PSEC) CEO John Francis Barry on Q3 2018 Results - Earnings Call Transcript seekingalpha.com - May 11 at 9:30 AM
	Edited Transcript of PSEC earnings conference call or presentation 10-May-18 3:00pm GMT finance.yahoo.com - May 11 at 9:30 AM
	Prospect Capital Co. (PSEC) Declares $0.06 Monthly Dividend www.americanbankingnews.com - May 10 at 6:01 PM
	Prospect Capital Co. (PSEC) Plans Monthly Dividend of $0.06 www.americanbankingnews.com - May 10 at 6:01 PM
	Prospect Capital Co. (PSEC) to Issue Monthly Dividend of $0.06 www.americanbankingnews.com - May 10 at 6:01 PM
	Prospect Capital (PSEC) Misses Q3 EPS by 4c, Miss on Revenues www.streetinsider.com - May 10 at 5:15 PM
	Prospect Capital beats by $0.01, beats on total Investment Income seekingalpha.com - May 10 at 8:43 AM
	Prospect Capital: Fiscal 3Q Earnings Snapshot finance.yahoo.com - May 10 at 8:43 AM
	Prospect Capital Co. (PSEC) Given Consensus Rating of "Hold" by Brokerages www.americanbankingnews.com - May 10 at 1:52 AM
	Prospect Capital (PSEC) Posts Quarterly Earnings Results, Beats Estimates By $0.01 EPS www.americanbankingnews.com - May 9 at 6:56 PM
	BRIEF-Prospect Capital Reports March 2018 Quarterly Results And Declares Additional Monthly Distributions www.reuters.com - May 9 at 5:17 PM
	Cautious Prospect Capital up 1.25% after FQ3 beat seekingalpha.com - May 9 at 5:17 PM
	Prospect Capital Reports March 2018 Quarterly Results and Declares Additional Monthly Distributions finance.yahoo.com - May 9 at 5:17 PM
	Analysts Anticipate Prospect Capital Co. (PSEC) Will Announce Quarterly Sales of $153.89 Million www.americanbankingnews.com - May 8 at 4:50 AM
	$0.18 EPS Expected for Prospect Capital Co. (PSEC) This Quarter www.americanbankingnews.com - May 6 at 1:24 AM
	Prospect Capital (PSEC) Downgraded by ValuEngine to "Hold" www.americanbankingnews.com - May 2 at 7:06 PM
	Prospect Capital Schedules Third Quarter Earnings Release and Conference Call finance.yahoo.com - May 1 at 5:14 PM
	Prospect Capital (PSEC) Lowered to Sell at BidaskClub www.americanbankingnews.com - April 30 at 7:44 AM
	Prospect Capital (PSEC) to Release Earnings on Monday www.americanbankingnews.com - April 30 at 2:56 AM
	Prospect Capital's Fiscal Q3 2018 NII And NAV Projection (How Much Of A Decrease?) seekingalpha.com - April 27 at 5:10 PM
	Prospect Capital Co. (PSEC) Sees Large Drop in Short Interest www.americanbankingnews.com - April 27 at 3:42 AM
	Prospect Capital: Only Fools Jump In? seekingalpha.com - April 25 at 5:13 PM
	Traders Purchase Large Volume of Put Options on Prospect Capital (PSEC) www.americanbankingnews.com - April 25 at 8:12 AM
	Prospect Capital (PSEC) Rating Increased to Hold at BidaskClub www.americanbankingnews.com - April 25 at 12:24 AM
	Analysts Anticipate Prospect Capital Co. (PSEC) Will Post Quarterly Sales of $153.89 Million www.americanbankingnews.com - April 21 at 5:48 AM
	Prospect Capital Co. (PSEC) Expected to Announce Earnings of $0.18 Per Share www.americanbankingnews.com - April 19 at 1:16 AM
	Prospect Capital (PSEC) Downgraded by BidaskClub www.americanbankingnews.com - April 17 at 11:58 PM
	BDCs boosting leverage seekingalpha.com - April 17 at 5:23 PM
	BidaskClub Downgrades Prospect Capital (PSEC) to Sell www.americanbankingnews.com - April 17 at 9:57 AM

Prospect Capital (NASDAQ:PSEC) SEC Filings

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Prospect Capital (NASDAQ:PSEC) Income Statement, Balance Sheet and Cash Flow Statement

Prospect Capital (NASDAQ PSEC) Stock Chart for Friday, May, 25, 2018

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This page was last updated on 5/25/2018 by MarketBeat.com Staff