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Sprott Critical Materials ETF (SETM) Institutional Ownership

Sprott Critical Materials ETF logo
$27.40 -0.70 (-2.49%)
Closing price 04:00 PM Eastern
Extended Trading
$27.58 +0.19 (+0.68%)
As of 07:45 PM Eastern
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Institutional Ownership Changes (13F Filings) for Sprott Critical Materials ETF (NASDAQ:SETM)

Number of
Institutional Buyers
(last 12 months)
57
Total
Institutional Inflows
(last 12 months)
$84.93M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$17.09M
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SETM Institutional Buying and Selling by Quarter

Sprott Critical Materials ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Stegent Equity Advisors Inc.83,102$2.44M2.0%-28.8%0.478%
9/23/2026Envestnet Asset Management Inc.45,514$1.42M0.0%+17.9%0.255%
9/9/2026Integrated Wealth Concepts LLC2,702$84K0.0%N/A0.015%
9/9/2026Baird Financial Group Inc.112,831$3.52M0.0%N/A0.632%
9/8/2026Allworth Financial LP1,581$49K0.0%+675.0%0.009%
9/8/2026Waverly Advisors LLC5,629$175K0.0%+13.6%0.032%
9/2/2026Citadel Advisors LLC18,598$580K0.0%+19.8%0.104%
8/23/2026Ameritas Advisory Services LLC7,500$234K0.0%N/A0.042%
8/22/2026TD Waterhouse Canada Inc.10,338$320K0.0%+535.0%0.058%
8/22/2026Concurrent Investment Advisors LLC7,400$231K0.0%N/A0.041%
7/10/2026G&S Capital LLC72,108$2.25M0.7%+1.1%0.390%
7/10/2026BFI Infinity Ltd.404,253$12.60M3.7%+2.9%2.188%
7/9/2026Allied Private Wealth LLC28,588$844K0.5%N/A0.155%
7/7/2026Paul R. Ried Financial Group LLC923,972$28.79M12.6%-8.0%5.000%
5/18/2026Royal Bank of Canada78,684$2.60M0.0%+807.9%0.470%
5/15/2026Waverly Advisors LLC4,957$164K0.0%N/A0.030%
5/13/2026Cetera Investment Advisers116,678$3.86M0.0%+15.8%0.697%
5/7/2026Paul R. Ried Financial Group LLC1,003,944$33.21M15.4%-12.6%5.997%
5/6/2026Assetmark Inc.73,333$2.43M0.0%N/A0.438%
5/5/2026Geneos Wealth Management Inc.1,500$50K0.0%N/A0.009%
5/5/2026NFSG Corp885$29K0.0%+704.5%0.005%
5/2/2026Carnegie Investment Counsel85,312$2.82M0.1%+7.8%0.510%
5/1/2026Triton Wealth Management PLLC66,767$2.28M0.8%-20.9%0.399%
4/29/2026Childress Capital Advisors LLC9,380$310K0.1%N/A0.056%
4/28/2026Evolution Wealth Management Inc.780$26K0.0%N/A0.005%
4/27/2026PFG Investments LLC8,648$286K0.0%-4.4%0.053%
4/24/2026Stegent Equity Advisors Inc.36,467$1.21M1.0%+79.4%0.225%
4/24/2026TKG Advisors LLC103,392$3.42M1.4%-2.3%0.637%
4/23/2026Apollon Wealth Management LLC19,938$660K0.0%N/A0.123%
4/22/2026Janney Montgomery Scott LLC29,366$971K0.0%+94.3%0.181%
4/22/2026WT Wealth Management50,623$1.68M0.5%N/A0.317%
4/20/2026Apella Capital LLC6,196$205K0.0%N/A0.039%
4/17/2026Brookstone Capital Management42,877$1.42M0.0%-17.3%0.270%
4/16/2026Cambridge Advisors Inc.12,778$423K0.1%N/A0.081%
2/19/2026Compound Planning Inc.19,516$565K0.0%N/A0.140%
2/18/2026Uniplan Investment Counsel Inc.1,176$34K0.0%N/A0.008%
2/17/2026Cetera Investment Advisers100,736$2.92M0.0%N/A0.722%
2/17/2026Osaic Holdings Inc.29,509$855K0.0%+1,904.7%0.211%
2/17/2026Royal Bank of Canada8,667$251K0.0%+660.3%0.062%
2/16/2026Mariner LLC9,980$289K0.0%N/A0.071%
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2/13/2026Kestra Advisory Services LLC1,371$40K0.0%N/A0.010%
2/13/2026Inspire Advisors LLC93,980$2.72M0.3%N/A0.673%
2/13/2026Stifel Financial Corp48,051$1.39M0.0%N/A0.344%
2/13/2026FirstWave Capital Management LLC46,972$1.36M0.8%N/A0.336%
2/12/2026Jane Street Group LLC8,233$238K0.0%-92.5%0.059%
2/12/2026Federation des caisses Desjardins du Quebec1,315$38K0.0%N/A0.009%
2/12/2026Commonwealth Equity Services LLC106,086$3.07M0.0%+102.5%0.760%
2/12/2026Steward Partners Investment Advisory LLC34,639$1.00M0.0%N/A0.248%
2/12/2026Bank of Montreal Can1,488$43K0.0%N/A0.011%
2/11/2026Janney Montgomery Scott LLC15,117$438K0.0%N/A0.108%
2/10/2026Fortis Advisors LLC143,405$4.15M2.3%+0.7%1.027%
2/9/2026Kingsview Wealth Management LLC8,868$257K0.0%N/A0.064%
2/6/2026Creative Financial Designs Inc. ADV2,133$62K0.0%N/A0.015%
2/6/2026Paul R. Ried Financial Group LLC1,148,526$33.25M15.7%-11.9%8.227%
2/6/2026HighTower Advisors LLC34,520$999K0.0%-7.4%0.247%
2/5/2026Thrivent Financial for Lutherans948,711$27.56M0.0%+69.9%6.796%
2/5/2026Triton Wealth Management PLLC84,364$2.44M0.9%N/A0.604%
1/29/2026TKG Advisors LLC105,880$3.07M1.2%N/A0.888%
1/28/2026G&S Capital LLC70,276$2.04M0.7%N/A0.589%
1/27/2026PFG Advisors29,993$868K0.0%N/A0.251%
1/26/2026Private Trust Co. NA35,735$1.04M0.1%N/A0.317%
1/26/2026PFG Investments LLC9,048$262K0.0%-3.8%0.080%
1/23/2026Cathy Pareto & Associates Inc.10,281$298K0.2%N/A0.095%
1/23/2026Carnegie Investment Counsel79,168$2.29M0.0%N/A0.732%
1/22/2026Brookwood Investment Group LLC9,937$288K0.0%N/A0.092%
1/15/2026Brookstone Capital Management51,837$1.50M0.0%+40.4%0.525%
1/14/2026Cooper Investors PTY Ltd.7,436$215K0.1%N/A0.075%
1/14/2026Stegent Equity Advisors Inc.20,326$588K0.5%N/A0.206%
1/14/2026BFI Infinity Ltd.357,485$10.35M6.4%N/A3.618%
1/14/2026Wealthcare Advisory Partners LLC7,355$213K0.0%N/A0.074%
1/13/2026Dakota Wealth Management9,948$288K0.0%N/A0.107%
11/17/2025Paul R. Ried Financial Group LLC1,303,117$32.77M16.6%+0.7%21.468%
11/17/2025National Bank of Canada FI3,006$75K0.0%+560.7%0.050%
11/14/2025Scotia Capital Inc.26,246$660K0.0%+29.6%0.432%
11/12/2025Sprott Inc.12,455$313K0.0%-53.0%0.205%
11/10/2025Fortis Advisors LLC142,389$3.58M2.0%N/A2.346%
11/5/2025Lokken Investment Group LLC9,413$237K0.1%N/A0.155%
11/4/2025Lane Generational LLC18,010$453K0.4%-2.8%0.297%
11/4/2025Thrivent Financial for Lutherans558,427$14.04M0.0%N/A9.200%
10/31/2025PFG Investments LLC9,407$237K0.0%N/A0.155%
10/15/2025Brookstone Capital Management36,923$929K0.0%N/A0.761%
10/9/2025AdvisorNet Financial Inc1,965$49K0.0%N/A0.044%
8/14/2025Jane Street Group LLC48,998$849K0.0%-29.8%1.555%
8/13/2025Scotia Capital Inc.20,252$351K0.0%N/A0.643%
8/12/2025Jaffetilchin Investment Partners LLC25,603$443K0.0%N/A0.813%
8/11/2025Paul R. Ried Financial Group LLC1,294,375$22.42M13.6%+8.8%41.091%
7/24/2025Financial Security Advisor Inc.11,089$192K0.0%N/A0.371%
5/19/2025Jane Street Group LLC69,781$986K0.0%-31.8%2.780%
5/15/2025Royal Bank of Canada30,984$437K0.0%+3.7%1.234%
5/14/2025Sprott Inc.32,720$462K0.0%-9.4%1.304%
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5/6/2025Lane Generational LLC18,536$262K0.3%N/A0.738%
4/29/2025Paul R. Ried Financial Group LLC1,189,220$16.80M11.7%+15.2%47.379%
2/14/2025Jane Street Group LLC102,305$1.54M0.0%+85.8%5.015%
1/24/2025Paul R. Ried Financial Group LLC1,032,100$15.55M10.9%N/A50.593%
11/15/2024National Bank of Canada FI2,485$44K0.0%-22.3%0.138%
11/15/2024Jane Street Group LLC55,062$985K0.0%-23.1%3.059%
2/6/2024National Bank of Canada FI3,648$63K0.0%+234.1%0.521%


SETM Institutional Ownership - Frequently Asked Questions

During the previous two years, 64 institutional investors and hedge funds held shares of Sprott Critical Materials ETF. The most heavily invested institutionals were Paul R. Ried Financial Group LLC ($28.79M), Thrivent Financial for Lutherans ($27.56M), BFI Infinity Ltd. ($12.60M), Fortis Advisors LLC ($4.15M), Cetera Investment Advisers ($3.86M), Baird Financial Group Inc. ($3.52M), and TKG Advisors LLC ($3.42M).Learn more on Sprott Critical Materials ETF's institutional investors.

Of the 62 institutional investors that purchased Sprott Critical Materials ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Paul R. Ried Financial Group LLC ($1.30M), Thrivent Financial for Lutherans ($948.71K), BFI Infinity Ltd. ($368.82K), Fortis Advisors LLC ($143.41K), Cetera Investment Advisers ($116.68K), Baird Financial Group Inc. ($112.83K), and TKG Advisors LLC ($105.88K).

Institutional investors have bought a total of 2,977,509 shares in the last 24 months. This purchase volume represents approximately $84.93M in transactions.

Of the 10 institutional investors that sold Sprott Critical Materials ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Paul R. Ried Financial Group LLC ($379.15K), Jane Street Group LLC ($100.94K), Stegent Equity Advisors Inc. ($33.65K), Triton Wealth Management PLLC ($17.60K), Sprott Inc. ($14.06K), Brookstone Capital Management ($8.96K), and HighTower Advisors LLC ($2.77K).

Institutional investors have sold a total of 560,876 shares in the last 24 months. This volume of shares sold represents approximately $17.09M in transactions.



Institutional ownership data for NASDAQ:SETM is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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