| 2/18/2020 | First Wilshire Securities Management Inc. | 53,254 | $1.12M | 0.4% | -8.2% | 0.000% | |
| 2/18/2020 | Standard Life Aberdeen plc | 14,500 | $0.31M | 0.0% | -95.0% | 0.000% | |
| 2/14/2020 | CSS LLC IL | 160,808 | $3.39M | 0.2% | +3.1% | 0.000% | |
| 2/14/2020 | Ovata Capital Management Ltd | 20,254 | $0.43M | 0.3% | N/A | 0.000% | |
| 2/13/2020 | Stifel Financial Corp | 11,381 | $0.24M | 0.0% | N/A | 0.000% | |
| 2/12/2020 | City of London Investment Management Co. Ltd. | 3,324,067 | $70.06M | 4.9% | +8.6% | 0.000% | |
| 2/12/2020 | Raymond James & Associates | 37,219 | $0.79M | 0.0% | -2.8% | 0.000% | |
| 2/12/2020 | Cornerstone Advisors LLC | 32,670 | $0.69M | 0.1% | N/A | 0.000% | |
| 2/11/2020 | Landscape Capital Management L.L.C. | 12,801 | $0.27M | 0.0% | N/A | 0.000% | |
| 2/4/2020 | Shaker Financial Services LLC | 30,934 | $0.65M | 0.3% | -27.8% | 0.000% | |
| 1/14/2020 | 6 Meridian | 25,305 | $0.53M | 0.0% | N/A | 0.000% | |
| 1/10/2020 | FNY Investment Advisers LLC | 3,175 | $66K | 0.0% | N/A | 0.000% | |
| 10/16/2019 | Karpus Management Inc. | 206,271 | $4M | 0.2% | -2.0% | 0.000% | |
| 8/14/2019 | First Wilshire Securities Management Inc. | 58,746 | $1.19M | 0.5% | -6.3% | 0.000% | |
| 8/14/2019 | Morgan Stanley | 28,947 | $0.59M | 0.0% | -7.7% | 0.000% | |
| 8/14/2019 | Karpus Management Inc. | 210,574 | $4.26M | 0.2% | -0.9% | 0.000% | |
| 8/9/2019 | City of London Investment Management Co. Ltd. | 2,886,233 | $58.46M | 4.1% | +2.4% | 0.000% | |
| 8/6/2019 | Wells Fargo & Company MN | 970,963 | $19.65M | 0.0% | +3.5% | 0.000% | |
| 5/14/2019 | Thomas J. Herzfeld Advisors Inc. | 1,343 | $27K | 0.0% | -40.6% | 0.000% | |
| 5/13/2019 | Lazard Asset Management LLC | 908,325 | $18.51M | 0.0% | -41.0% | 0.000% | |
| 5/10/2019 | City of London Investment Management Co. Ltd. | 2,818,893 | $57.42M | 4.0% | -35.0% | 0.000% | |
| 5/6/2019 | Shaker Financial Services LLC | 42,857 | $0.87M | 0.4% | +1.7% | 0.000% | |
| 4/24/2019 | Matisse Capital | 86,071 | $1.75M | 2.1% | -40.7% | 0.000% | |
| 4/19/2019 | Strs Ohio | 14,230 | $0.29M | 0.0% | -40.7% | 0.000% | |
| 2/15/2019 | Karpus Management Inc. | 361,457 | $6.11M | 0.3% | -4.5% | 0.000% | |
| 2/14/2019 | Bank of America Corp DE | 52,766 | $0.89M | 0.0% | +2,571.7% | 0.000% | |
| 2/14/2019 | 1607 Capital Partners LLC | 439,430 | $7.42M | 0.4% | -1.8% | 0.000% | |
| 2/11/2019 | Commonwealth Equity Services LLC | 23,066 | $0.39M | 0.0% | +4.9% | 0.000% | |
| 2/11/2019 | Raymond James & Associates | 46,767 | $0.79M | 0.0% | +5.5% | 0.000% | |
| 1/31/2019 | Intercontinental Wealth Advisors LLC | 4,133 | $70K | 0.0% | N/A | 0.000% | |
| 1/23/2019 | Strs Ohio | 24,000 | $0.41M | 0.0% | N/A | 0.000% | |
| 1/18/2019 | Matisse Capital | 145,197 | $2.45M | 3.1% | -3.5% | 0.000% | |
| 11/20/2018 | Bulldog Investors LLC | 799,670 | $15.67M | 4.4% | -16.5% | 0.000% | |
| 11/15/2018 | Rivernorth Capital Management LLC | 43,355 | $0.85M | 0.1% | +11.6% | 0.000% | |
| 11/13/2018 | Laurion Capital Management LP | 11,657 | $0.23M | 0.0% | N/A | 0.000% | |
| 11/13/2018 | Advisory Alpha LLC | 26,776 | $0.46M | 0.1% | N/A | 0.000% | |
| 11/9/2018 | PNC Financial Services Group Inc. | 6,017 | $0.12M | 0.0% | -53.4% | 0.000% | |
| 11/2/2018 | Wells Fargo & Company MN | 1,254,034 | $24.58M | 0.0% | +14.7% | 7.977% | |
| 10/30/2018 | Matisse Capital | 150,529 | $2.95M | 2.6% | -10.2% | 0.958% | |
| 8/15/2018 | Saba Capital Management L.P. | 99,443 | $2.08M | 0.1% | +48.9% | 0.633% | |
| 8/15/2018 | First Wilshire Securities Management Inc. | 64,250 | $1.34M | 0.4% | -3.9% | 0.409% | |
| 8/1/2018 | Wells Fargo & Company MN | 1,093,750 | $22.86M | 0.0% | +0.6% | 6.958% | |
| 7/14/2018 | Matisse Capital | 167,592 | $3.50M | 2.8% | -14.0% | 1.066% | |
| 5/15/2018 | Saba Capital Management L.P. | 66,794 | $1.48M | 0.1% | N/A | 0.425% | |
| 5/15/2018 | First Wilshire Securities Management Inc. | 66,885 | $1.48M | 0.4% | -5.4% | 0.425% | |
| 5/15/2018 | 1607 Capital Partners LLC | 433,776 | $9.60M | 0.5% | -1.3% | 2.759% | |
| 5/14/2018 | Bulldog Investors LLC | 836,651 | $18.52M | 5.1% | +19.5% | 5.322% | |
| 5/11/2018 | City of London Investment Management Co. Ltd. | 4,335,711 | $96.80M | 6.6% | +3.5% | 27.581% | |
| 5/11/2018 | PNC Financial Services Group Inc. | 12,915 | $0.29M | 0.0% | +243.6% | 0.082% | |
| 5/10/2018 | Brinker Capital Inc. | 11,376 | $0.25M | 0.0% | N/A | 0.072% | |
| 5/8/2018 | Doliver Capital Advisors LP | 13,922 | $0.31M | 0.1% | -28.8% | 0.089% | |
| 5/7/2018 | Shaker Financial Services LLC | 42,811 | $0.95M | 0.5% | +59.7% | 0.272% | |
| 5/2/2018 | Wells Fargo & Company MN | 1,087,315 | $24.07M | 0.0% | +4.0% | 6.917% | |
| 2/14/2018 | Raymond James & Associates | 46,351 | $1M | 0.0% | -10.5% | 0.295% | |
| 2/14/2018 | Bulldog Investors LLC | 700,385 | $15.16M | 4.1% | +99.3% | 4.455% | |
| 2/13/2018 | Lazard Asset Management LLC | 2,133,471 | $46.19M | 0.1% | -12.1% | 13.572% | |
| 2/12/2018 | Doliver Capital Advisors LP | 19,550 | $0.42M | 0.2% | -24.7% | 0.124% | |
| 2/12/2018 | Standard Life Aberdeen plc | 460,899 | $9.99M | 0.0% | -19.0% | 2.932% | |
| 2/9/2018 | City of London Investment Management Co. Ltd. | 4,190,605 | $90.79M | 6.3% | +6.9% | 26.658% | |
| 2/8/2018 | Wells Fargo & Company MN | 1,045,446 | $22.63M | 0.0% | -0.6% | 6.650% | |
| 2/5/2018 | Gramercy Funds Management LLC | 186,086 | $4.03M | 0.7% | +29.6% | 1.184% | |
| 1/30/2018 | Matisse Capital | 235,435 | $5.10M | 2.3% | -5.0% | 1.498% | |
| 12/1/2017 | Karpus Management Inc. | 270,174 | $5.50M | 0.3% | +8.6% | 1.719% | |
| 11/9/2017 | Wells Fargo & Company MN | 1,052,033 | $21.41M | 0.0% | +4.3% | 6.692% | |
| 11/9/2017 | City of London Investment Management Co. Ltd. | 3,919,903 | $80.04M | 5.8% | +0.3% | 24.936% | |
| 8/14/2017 | Royal Bank of Canada | 9,300 | $0.17M | 0.0% | +281.6% | 0.000% | |
| 8/14/2017 | Doliver Capital Advisors LP | 25,662 | $0.48M | 0.2% | -1.2% | 0.000% | |
| 8/11/2017 | City of London Investment Management Co. Ltd. | 3,909,903 | $73.08M | 5.5% | +3.2% | 0.000% | |
| 8/11/2017 | Lazard Asset Management LLC | 2,104,333 | $39.33M | 0.1% | -12.8% | 0.000% | |
| 8/10/2017 | Gramercy Funds Management LLC | 94,532 | $1.77M | 0.3% | +37.4% | 0.000% | |
| 8/10/2017 | Aberdeen Asset Management PLC UK | 568,834 | $10.63M | 0.0% | No Change | 0.000% | |
| 8/10/2017 | Wells Fargo & Company MN | 1,008,864 | $18.85M | 0.0% | -1.2% | 0.000% | |
| 8/8/2017 | Deschutes Portfolio Strategy LLC | 248,935 | $4.65M | 2.4% | No Change | 0.000% | |
| 8/8/2017 | Iat Reinsurance Co. LTD. | 68,399 | $1.28M | 0.2% | No Change | 0.000% | |
