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First Trust Senior Floating Rate Income Fund II (FCT) Institutional Ownership

First Trust Senior Floating Rate Income Fund II logo
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Institutional Ownership Changes (13F Filings) for First Trust Senior Floating Rate Income Fund II (NYSE:FCT)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$19.39M
Number of
Institutional Sellers
(last 12 months)
22
Total
Institutional Outflows
(last 12 months)
$10.52M
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Skip Chart & View Institutional Buying and Selling Data

FCT Institutional Buying and Selling by Quarter

First Trust Senior Floating Rate Income Fund II Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/7/2026 CoreCap Advisors LLC3,441$33K0.0%+97.6%0.000%
7/2/2026 CX Institutional2,738$26K0.0%-88.6%0.000%
5/19/2026Bank of America Corp DE515,236$4.97M0.0%-4.8%0.000%
5/19/2026Genesis Financial Group LLC43,114$416K0.3%+3.6%0.000%
5/18/2026Royal Bank of Canada103,767$1M0.0%-3.3%0.000%
5/13/2026Cetera Investment Advisers65,666$633K0.0%+3.6%0.000%
5/5/2026Sanctuary Advisors LLC10,790$104K0.0%-65.7%0.000%
5/4/2026 NWF Advisory Services Inc.15,537$150K0.0%-18.3%0.000%
5/2/2026International Assets Investment Management LLC53,039$504K0.0%+20.7%0.000%
4/30/2026Kestra Advisory Services LLC18,083$174K0.0%-12.4%0.000%
4/20/2026RFG Advisory LLC23,196$224K0.0%-74.5%0.000%
4/15/2026Nations Financial Group Inc. IA ADV11,922$115K0.0%-12.9%0.000%
3/17/2026Rockefeller Capital Management L.P.49,085$494K0.0%-14.1%0.000%
3/3/2026 NWF Advisory Services Inc.19,017$192K0.0%-28.3%0.000%
2/25/2026Sit Investment Associates Inc.349,329$3.52M0.1%+340.6%0.000%
2/19/2026Invesco Ltd.653,730$6.58M0.0%+3.0%0.000%
2/18/2026XTX Topco Ltd10,587$107K0.0%N/A0.000%
2/18/2026Virtus Investment Advisers LLC65,895$664K0.2%-21.8%0.000%
2/18/2026Readystate Asset Management LP36,803$371K0.0%N/A0.000%
2/18/2026Balyasny Asset Management L.P.111,622$1.12M0.0%N/A0.000%
2/18/20261607 Capital Partners LLC94,651$953K0.1%+77.0%0.000%
2/17/2026Guggenheim Capital LLC242,671$2.44M0.0%-28.2%0.000%
2/17/2026Almitas Capital LLC88,034$887K0.2%N/A0.000%
2/17/2026Cetera Investment Advisers63,378$638K0.0%+40.5%0.000%
2/17/2026Royal Bank of Canada107,305$1.08M0.0%-2.6%0.000%
2/16/2026Yakira Capital Management Inc.49,810$502K0.2%N/A0.000%
2/16/2026Focus Partners Wealth241,905$2.44M0.0%N/A0.000%
2/13/2026Kestra Advisory Services LLC20,640$208K0.0%-39.9%0.000%
2/13/2026Stifel Financial Corp107,616$1.08M0.0%+12.9%0.000%
2/13/2026Wells Fargo & Company MN125,759$1.27M0.0%-9.0%0.000%
2/12/2026Advisors Asset Management Inc.682,771$6.88M0.1%-5.1%0.000%
2/12/2026 Helium Advisors LLC12,087$122K0.1%-75.4%0.000%
2/12/2026Commonwealth Equity Services LLC50,869$512K0.0%-86.5%0.000%
2/11/2026Janney Montgomery Scott LLC66,948$674K0.0%-2.2%0.000%
2/11/2026LPL Financial LLC435,236$4.38M0.0%-4.4%0.000%
2/10/2026Edgemoor Investment Advisors Inc.490,037$4.94M0.4%-18.4%0.000%
2/6/2026Global Retirement Partners LLC9,955$100K0.0%+181.9%0.000%
2/6/2026Cullen Frost Bankers Inc.8,000$81K0.0%-38.5%0.000%
2/3/2026International Assets Investment Management LLC43,939$442K0.0%N/A0.000%
2/3/2026RFG Advisory LLC90,817$915K0.0%-7.9%0.000%
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2/2/2026Wolverine Asset Management LLC95,518$962K0.0%N/A0.000%
1/30/2026Verity Asset Management Inc.67,772$682K0.3%+166.0%0.000%
1/29/2026D.A. Davidson & CO.252,303$2.54M0.0%+3.2%0.000%
1/29/2026UBS Group AG252,376$2.54M0.0%+20.5%0.000%
1/29/2026Sanctuary Advisors LLC31,415$316K0.0%-11.5%0.000%
1/26/2026Nations Financial Group Inc. IA ADV13,683$138K0.0%-24.5%0.000%
1/16/2026Genesis Financial Group LLC41,607$419K0.2%N/A0.000%
12/2/2025 IFP Advisors Inc170,507$1.71M0.0%-5.3%0.000%
11/17/2025Verity Asset Management Inc.25,474$255K0.1%+62.0%0.000%
11/17/2025Bank of America Corp DE604,588$6.05M0.0%-6.0%0.000%
11/17/20251607 Capital Partners LLC53,461$535K0.0%-66.2%0.000%
11/17/2025Ameriprise Financial Inc.268,985$2.69M0.0%+43.1%0.000%
11/14/2025Raymond James Financial Inc.56,986$570K0.0%+25.8%0.000%
11/14/2025Equitable Holdings Inc.19,663$197K0.0%-41.4%0.000%
11/13/2025Invesco Ltd.634,778$6.35M0.0%+24.0%0.000%
11/13/2025 Seven Mile Advisory17,562$176K0.0%N/A0.000%
11/13/2025UBS Group AG209,481$2.10M0.0%+6.2%0.000%
11/10/2025Alteri Wealth LLC10,370$104K0.0%N/A0.000%
11/6/2025Advisors Asset Management Inc.719,607$7.20M0.1%+8.4%0.000%
11/6/2025Edgemoor Investment Advisors Inc.600,577$6.01M0.5%-4.5%0.000%
11/6/2025RFG Advisory LLC98,558$986K0.0%+192.3%0.000%
11/5/2025Envestnet Asset Management Inc.31,396$314K0.0%+12.0%0.000%
11/4/2025Penserra Capital Management LLC714,654$7.15M0.1%+93.2%0.000%
11/3/2025Truist Financial Corp34,731$347K0.0%+14.8%0.000%
10/31/2025 NWF Advisory Services Inc.26,537$265K0.0%+9.7%0.000%
10/23/2025Ethos Financial Group LLC21,108$211K0.0%N/A0.000%
10/23/2025 CX Institutional60,402$604K0.0%N/A0.000%
10/22/2025Geneos Wealth Management Inc.34,716$347K0.0%-15.1%0.000%
10/22/2025D.A. Davidson & CO.244,589$2.45M0.0%+3.2%0.000%
10/21/2025Moss Adams Wealth Advisors LLC15,435$154K0.0%-6.9%0.000%
10/21/2025GraniteShares Advisors LLC295,710$2.96M1.7%+9.7%0.000%
10/15/2025World Investment Advisors35,288$353K0.0%N/A0.000%
9/9/2025 NWF Advisory Services Inc.24,187$246K0.0%+5.9%0.000%
9/4/2025Osaic Holdings Inc.38,562$392K0.0%-10.1%0.000%
8/18/2025 Tactive Advisors LLC11,230$114K0.0%N/A0.000%
8/18/2025Geneos Wealth Management Inc.40,891$415K0.0%+2.6%0.000%
8/15/2025 Helium Advisors LLC88,944$904K0.6%-28.5%0.000%
8/15/2025Bank of America Corp DE643,395$6.54M0.0%+2.0%0.000%
8/15/2025Ameriprise Financial Inc.188,001$1.91M0.0%+27.8%0.000%
8/14/2025Jane Street Group LLC14,181$144K0.0%N/A0.000%
8/13/2025Guggenheim Capital LLC523,301$5.32M0.0%-16.8%0.000%
8/13/2025Invesco Ltd.512,105$5.20M0.0%+36.6%0.000%
8/13/2025Everstar Asset Management LLC43,345$440K0.3%-6.5%0.000%
8/13/2025Virtus Investment Advisers LLC81,640$829K0.3%-20.2%0.000%
8/12/2025Advisors Asset Management Inc.663,961$6.75M0.1%+5.9%0.000%
8/8/2025Cetera Investment Advisers35,392$360K0.0%-20.2%0.000%
8/7/2025WESCAP Management Group Inc.18,111$184K0.0%-18.2%0.000%
8/6/2025Penserra Capital Management LLC369,896$3.76M0.1%+3.0%0.000%
8/5/2025 Shaker Financial Services LLC166,080$1.69M0.6%-0.9%0.000%
8/5/2025Strategic Financial Concepts LLC42,100$428K0.1%+9.4%0.000%
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7/30/2025D.A. Davidson & CO.236,902$2.41M0.0%+6.6%0.000%
7/28/2025RFG Advisory LLC33,717$343K0.0%+5.4%0.000%
7/24/2025 Accredited Investor Services LLC10,147$103K0.1%N/A0.000%
7/21/2025TFG Advisers LLC222,532$2.26M0.8%+1.5%0.000%
7/17/2025GraniteShares Advisors LLC269,666$2.74M1.7%+6.7%0.000%
7/9/2025 Sunpointe LLC17,697$180K0.1%N/A0.000%
5/21/2025Geneos Wealth Management Inc.39,867$404K0.0%+12.4%0.000%
5/16/2025Advisors Asset Management Inc.626,785$6.36M0.1%+11.0%0.000%
5/16/20251607 Capital Partners LLC157,708$1.60M0.1%-21.6%0.000%
5/15/2025Royal Bank of Canada167,829$1.70M0.0%+12.4%0.000%


FCT Institutional Ownership - Frequently Asked Questions

During the previous two years, 78 institutional investors and hedge funds held shares of First Trust Senior Floating Rate Income Fund II. The most heavily invested institutionals were Penserra Capital Management LLC ($7.15M), Pathstone Holdings LLC ($7.08M), Advisors Asset Management Inc. ($6.88M), Invesco Ltd. ($6.58M), Bank of America Corp DE ($4.97M), Edgemoor Investment Advisors Inc. ($4.94M), and LPL Financial LLC ($4.38M).Learn more on First Trust Senior Floating Rate Income Fund II's institutional investors.

Of the 65 institutional investors that purchased First Trust Senior Floating Rate Income Fund II's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($1.09M), Pathstone Holdings LLC ($604.87K), Kovitz Investment Group Partners LLC ($368.87K), Advisors Asset Management Inc. ($346.24K), Strategic Financial Concepts LLC ($320.61K), Invesco Ltd. ($281.49K), and Sit Investment Associates Inc. ($270.05K).

Institutional investors have bought a total of 1,935,283 shares in the last 24 months. This purchase volume represents approximately $19.39M in transactions.

Of the 22 institutional investors that sold First Trust Senior Floating Rate Income Fund II's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Commonwealth Equity Services LLC ($327.10K), Edgemoor Investment Advisors Inc. ($138.61K), 1607 Capital Partners LLC ($104.50K), Guggenheim Capital LLC ($95.47K), RFG Advisory LLC ($75.36K), Bank of America Corp DE ($65.01K), and Helium Advisors LLC ($37.07K).

Institutional investors have sold a total of 1,054,453 shares in the last 24 months. This volume of shares sold represents approximately $10.52M in transactions.


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Institutional ownership data for NYSE:FCT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/7/2026. New 13F filings are added each quarter as they're published.
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