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First Trust Senior Floating Rate Income Fund II (FCT) Institutional Ownership

First Trust Senior Floating Rate Income Fund II logo
$9.76 +0.02 (+0.20%)
Closing price 03:59 PM Eastern
Extended Trading
$9.78 +0.02 (+0.16%)
As of 04:52 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Senior Floating Rate Income Fund II (NYSE:FCT)

Number of
Institutional Buyers
(last 12 months)
46
Total
Institutional Inflows
(last 12 months)
$25.51M
Number of
Institutional Sellers
(last 12 months)
32
Total
Institutional Outflows
(last 12 months)
$14.16M
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FCT Institutional Buying and Selling by Quarter

First Trust Senior Floating Rate Income Fund II Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026Sanctuary Advisors LLC10,790$104K0.0%-65.7%0.000%
5/4/2026 NWF Advisory Services Inc.15,537$150K0.0%-18.3%0.000%
5/2/2026 International Assets Investment Management LLC53,039$504K0.0%+20.7%0.000%
4/30/2026 Kestra Advisory Services LLC18,083$174K0.0%-12.4%0.000%
4/20/2026 RFG Advisory LLC23,196$224K0.0%-74.5%0.000%
4/15/2026 Nations Financial Group Inc. IA ADV11,922$115K0.0%-12.9%0.000%
3/17/2026Rockefeller Capital Management L.P.49,085$494K0.0%-14.1%0.000%
3/3/2026 NWF Advisory Services Inc.19,017$192K0.0%-28.3%0.000%
2/25/2026Sit Investment Associates Inc.349,329$3.52M0.1%+340.6%0.000%
2/19/2026Invesco Ltd.653,730$6.58M0.0%+3.0%0.000%
2/18/2026XTX Topco Ltd10,587$107K0.0%N/A0.000%
2/18/2026Virtus Investment Advisers LLC65,895$664K0.2%-21.8%0.000%
2/18/2026Readystate Asset Management LP36,803$371K0.0%N/A0.000%
2/18/2026Balyasny Asset Management L.P.111,622$1.12M0.0%N/A0.000%
2/18/20261607 Capital Partners LLC94,651$953K0.1%+77.0%0.000%
2/17/2026Guggenheim Capital LLC242,671$2.44M0.0%-28.2%0.000%
2/17/2026Almitas Capital LLC88,034$887K0.2%N/A0.000%
2/17/2026Cetera Investment Advisers63,378$638K0.0%+40.5%0.000%
2/17/2026Royal Bank of Canada107,305$1.08M0.0%-2.6%0.000%
2/16/2026Yakira Capital Management Inc.49,810$502K0.2%N/A0.000%
2/16/2026Focus Partners Wealth241,905$2.44M0.0%N/A0.000%
2/13/2026 Kestra Advisory Services LLC20,640$208K0.0%-39.9%0.000%
2/13/2026Stifel Financial Corp107,616$1.08M0.0%+12.9%0.000%
2/13/2026Wells Fargo & Company MN125,759$1.27M0.0%-9.0%0.000%
2/12/2026Advisors Asset Management Inc.682,771$6.88M0.1%-5.1%0.000%
2/12/2026Helium Advisors LLC12,087$122K0.1%-75.4%0.000%
2/12/2026 Commonwealth Equity Services LLC50,869$512K0.0%-86.5%0.000%
2/11/2026 Janney Montgomery Scott LLC66,948$674K0.0%-2.2%0.000%
2/11/2026LPL Financial LLC435,236$4.38M0.0%-4.4%0.000%
2/10/2026Edgemoor Investment Advisors Inc.490,037$4.94M0.4%-18.4%0.000%
2/6/2026Global Retirement Partners LLC9,955$100K0.0%+181.9%0.000%
2/6/2026Cullen Frost Bankers Inc.8,000$81K0.0%-38.5%0.000%
2/3/2026 International Assets Investment Management LLC43,939$442K0.0%N/A0.000%
2/3/2026 RFG Advisory LLC90,817$915K0.0%-7.9%0.000%
2/2/2026 Wolverine Asset Management LLC95,518$962K0.0%N/A0.000%
1/30/2026 Verity Asset Management Inc.67,772$682K0.3%+166.0%0.000%
1/29/2026D.A. Davidson & CO.252,303$2.54M0.0%+3.2%0.000%
1/29/2026UBS Group AG252,376$2.54M0.0%+20.5%0.000%
1/29/2026Sanctuary Advisors LLC31,415$316K0.0%-11.5%0.000%
1/26/2026 Nations Financial Group Inc. IA ADV13,683$138K0.0%-24.5%0.000%
1/16/2026Genesis Financial Group LLC41,607$419K0.2%N/A0.000%
12/2/2025 IFP Advisors Inc170,507$1.71M0.0%-5.3%0.000%
11/17/2025 Verity Asset Management Inc.25,474$255K0.1%+62.0%0.000%
11/17/2025Bank of America Corp DE604,588$6.05M0.0%-6.0%0.000%
11/17/20251607 Capital Partners LLC53,461$535K0.0%-66.2%0.000%
11/17/2025Ameriprise Financial Inc.268,985$2.69M0.0%+43.1%0.000%
11/14/2025Raymond James Financial Inc.56,986$570K0.0%+25.8%0.000%
11/14/2025Equitable Holdings Inc.19,663$197K0.0%-41.4%0.000%
11/13/2025Invesco Ltd.634,778$6.35M0.0%+24.0%0.000%
11/13/2025 Seven Mile Advisory17,562$176K0.0%N/A0.000%
11/13/2025UBS Group AG209,481$2.10M0.0%+6.2%0.000%
11/10/2025Alteri Wealth LLC10,370$104K0.0%N/A0.000%
11/6/2025Advisors Asset Management Inc.719,607$7.20M0.1%+8.4%0.000%
11/6/2025Edgemoor Investment Advisors Inc.600,577$6.01M0.5%-4.5%0.000%
11/6/2025 RFG Advisory LLC98,558$986K0.0%+192.3%0.000%
11/5/2025 Envestnet Asset Management Inc.31,396$314K0.0%+12.0%0.000%
11/4/2025Penserra Capital Management LLC714,654$7.15M0.1%+93.2%0.000%
11/3/2025 Truist Financial Corp34,731$347K0.0%+14.8%0.000%
10/31/2025 NWF Advisory Services Inc.26,537$265K0.0%+9.7%0.000%
10/23/2025Ethos Financial Group LLC21,108$211K0.0%N/A0.000%
10/23/2025 CX Institutional60,402$604K0.0%N/A0.000%
10/22/2025Geneos Wealth Management Inc.34,716$347K0.0%-15.1%0.000%
10/22/2025D.A. Davidson & CO.244,589$2.45M0.0%+3.2%0.000%
10/21/2025 Moss Adams Wealth Advisors LLC15,435$154K0.0%-6.9%0.000%
10/21/2025 GraniteShares Advisors LLC295,710$2.96M1.7%+9.7%0.000%
10/15/2025 World Investment Advisors35,288$353K0.0%N/A0.000%
9/9/2025 NWF Advisory Services Inc.24,187$246K0.0%+5.9%0.000%
9/4/2025Osaic Holdings Inc.38,562$392K0.0%-10.1%0.000%
8/18/2025 Tactive Advisors LLC11,230$114K0.0%N/A0.000%
8/18/2025Geneos Wealth Management Inc.40,891$415K0.0%+2.6%0.000%
8/15/2025Helium Advisors LLC88,944$904K0.6%-28.5%0.000%
8/15/2025Bank of America Corp DE643,395$6.54M0.0%+2.0%0.000%
8/15/2025Ameriprise Financial Inc.188,001$1.91M0.0%+27.8%0.000%
8/14/2025Jane Street Group LLC14,181$144K0.0%N/A0.000%
8/13/2025Guggenheim Capital LLC523,301$5.32M0.0%-16.8%0.000%
8/13/2025Invesco Ltd.512,105$5.20M0.0%+36.6%0.000%
8/13/2025 Everstar Asset Management LLC43,345$440K0.3%-6.5%0.000%
8/13/2025Virtus Investment Advisers LLC81,640$829K0.3%-20.2%0.000%
8/12/2025Advisors Asset Management Inc.663,961$6.75M0.1%+5.9%0.000%
8/8/2025Cetera Investment Advisers35,392$360K0.0%-20.2%0.000%
8/7/2025WESCAP Management Group Inc.18,111$184K0.0%-18.2%0.000%
8/6/2025Penserra Capital Management LLC369,896$3.76M0.1%+3.0%0.000%
8/5/2025Shaker Financial Services LLC166,080$1.69M0.6%-0.9%0.000%
8/5/2025Strategic Financial Concepts LLC42,100$428K0.1%+9.4%0.000%
7/30/2025D.A. Davidson & CO.236,902$2.41M0.0%+6.6%0.000%
7/28/2025 RFG Advisory LLC33,717$343K0.0%+5.4%0.000%
7/24/2025 Accredited Investor Services LLC10,147$103K0.1%N/A0.000%
7/21/2025TFG Advisers LLC222,532$2.26M0.8%+1.5%0.000%
7/17/2025 GraniteShares Advisors LLC269,666$2.74M1.7%+6.7%0.000%
7/9/2025 Sunpointe LLC17,697$180K0.1%N/A0.000%
5/21/2025Geneos Wealth Management Inc.39,867$404K0.0%+12.4%0.000%
5/16/2025Advisors Asset Management Inc.626,785$6.36M0.1%+11.0%0.000%
5/16/20251607 Capital Partners LLC157,708$1.60M0.1%-21.6%0.000%
5/15/2025Royal Bank of Canada167,829$1.70M0.0%+12.4%0.000%
5/14/2025Jones Road Capital Management L.P.398,000$4.04M2.5%-7.6%0.000%
5/13/2025Elequin Capital LP6,292$64K0.0%N/A0.000%
5/13/2025Kovitz Investment Group Partners LLC333,112$3.38M0.0%-9.7%0.000%
5/13/2025Sit Investment Associates Inc.103,158$1.05M0.0%-6.8%0.000%
5/12/2025Invesco Ltd.374,797$3.80M0.0%-1.5%0.000%
5/9/2025Shaker Financial Services LLC167,587$1.70M0.7%+16.0%0.000%


FCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FCT shares?

During the previous two years, 83 institutional investors and hedge funds held shares of First Trust Senior Floating Rate Income Fund II. The most heavily invested institutionals were Penserra Capital Management LLC ($7.15M), Pathstone Holdings LLC ($7.08M), Advisors Asset Management Inc. ($6.88M), Invesco Ltd. ($6.58M), Bank of America Corp DE ($6.05M), Edgemoor Investment Advisors Inc. ($4.94M), and LPL Financial LLC ($4.38M).Learn more on First Trust Senior Floating Rate Income Fund II's institutional investors.

Which institutional investors have been buying First Trust Senior Floating Rate Income Fund II's stock?

Of the 70 institutional investors that purchased First Trust Senior Floating Rate Income Fund II's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($1.09M), Pathstone Holdings LLC ($604.87K), Strategic Financial Concepts LLC ($563.88K), Advisors Asset Management Inc. ($379.47K), Kovitz Investment Group Partners LLC ($368.87K), Invesco Ltd. ($281.49K), and Sit Investment Associates Inc. ($270.05K).

How much institutional buying is happening at First Trust Senior Floating Rate Income Fund II?

Institutional investors have bought a total of 2,538,930 shares in the last 24 months. This purchase volume represents approximately $25.51M in transactions.

Which of First Trust Senior Floating Rate Income Fund II's major shareholders have been selling company stock?

Of the 32 institutional investors that sold First Trust Senior Floating Rate Income Fund II's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Commonwealth Equity Services LLC ($327.10K), Guggenheim Capital LLC ($201.07K), 1607 Capital Partners LLC ($148K), Edgemoor Investment Advisors Inc. ($138.61K), LPL Financial LLC ($104.98K), RFG Advisory LLC ($75.36K), and Helium Advisors LLC ($72.54K).

How much institutional selling is happening at First Trust Senior Floating Rate Income Fund II?

Institutional investors have sold a total of 1,409,991 shares in the last 24 months. This volume of shares sold represents approximately $14.16M in transactions.



This page (NYSE:FCT) was last updated on 5/5/2026 by MarketBeat.com Staff.
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