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The GDL Fund (GDL) Institutional Ownership

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$8.41 -0.01 (-0.06%)
As of 09/4/2026 03:50 PM Eastern
This is a fair market value price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for The GDL Fund (NYSE:GDL)

Number of
Institutional Buyers
(last 12 months)
7
Total
Institutional Inflows
(last 12 months)
$7.34M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$2.01M
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GDL Institutional Buying and Selling by Quarter

The GDL Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/6/2026 GatePass Capital LLC53,150$443K0.2%+87.1%0.000%
4/27/2026 Private Advisor Group LLC14,970$125K0.0%+25.1%0.000%
2/18/2026 NewEdge Advisors LLC127,532$1.08M0.0%+2.0%0.000%
2/18/2026 Evolve Private Wealth LLC19,383$164K0.0%N/A0.000%
2/16/2026 Focus Partners Wealth591,856$5.01M0.0%N/A0.000%
2/13/2026 Stifel Financial Corp21,391$181K0.0%-15.2%0.000%
2/11/2026 Closed End Fund Advisors Inc.11,244$95K0.1%N/A0.000%
2/9/2026 GatePass Capital LLC28,400$241K0.1%N/A0.000%
2/5/2026 Gamco Investors INC. ET AL441,040$3.74M0.0%+73.0%0.000%
11/17/2025 NewEdge Advisors LLC125,035$1.07M0.0%-1.6%0.000%
11/17/2025 Susquehanna International Group LLP11,215$96K0.0%-68.4%0.000%
11/17/2025 Bulldog Investors LLP409,922$3.51M0.8%-0.3%0.000%
11/17/2025 Bank of America Corp DE170,443$1.46M0.0%-0.8%0.000%
11/12/2025 Gamco Investors INC. ET AL254,988$2.18M0.0%-42.2%0.000%
11/7/2025 Cornerstone Advisors LLC147,905$1.27M0.0%-7.6%0.000%
11/5/2025 Envestnet Asset Management Inc.92,627$792K0.0%-1.4%0.000%
10/23/2025 Park Avenue Securities LLC83,351$713K0.0%-2.7%0.000%
9/4/2025 Osaic Holdings Inc.39,445$329K0.0%+840.5%0.000%
8/15/2025 Bank of America Corp DE171,794$1.43M0.0%-4.4%0.000%
8/14/2025 Raymond James Financial Inc.3,488$29K0.0%N/A0.000%
8/1/2025 Envestnet Asset Management Inc.93,898$783K0.0%-2.8%0.000%
7/23/2025 Matisse Capital16,947$141K0.1%N/A0.000%
7/14/2025 Park Avenue Securities LLC85,652$715K0.0%N/A0.000%
5/16/2025NewEdge Advisors LLC126,162$1.04M0.0%+1.5%0.000%
5/13/2025Kovitz Investment Group Partners LLC741,325$6.11M0.0%-2.9%0.000%
5/13/2025Zazove Associates LLC120,522$992K0.1%-39.9%0.000%
5/12/2025Virtu Financial LLC10,927$90K0.0%N/A0.000%
5/9/2025Cornerstone Advisors LLC159,423$1.31M0.1%-16.0%0.000%
4/9/2025Integrated Capital Management Inc.16,005$132K0.1%-7.7%0.000%
2/25/2025B. Riley Wealth Advisors Inc.49,605$398K0.0%-8.2%0.000%
2/14/2025Kovitz Investment Group Partners LLC763,640$6.12M0.0%-0.9%0.000%
2/13/2025GABELLI & Co INVESTMENT ADVISERS INC.1,846,636$14.81M2.6%N/A0.000%
2/13/2025Gamco Investors INC. ET AL441,040$3.54M0.0%+40.1%0.000%
2/13/2025Envestnet Asset Management Inc.97,327$781K0.0%+3.8%0.000%
2/13/2025Wells Fargo & Company MN59,166$475K0.0%+98.9%0.000%
2/7/2025Cornerstone Advisors LLC189,808$1.52M0.1%-5.6%0.000%
2/7/2025Independent Advisor Alliance613,445$4.92M0.1%N/A0.000%
1/14/2025Park Avenue Securities LLC90,208$723K0.0%+8.1%0.000%
11/15/2024Kovitz Investment Group Partners LLC770,218$6.24M0.0%N/A0.000%
11/9/2024Landscape Capital Management L.L.C.13,410$109K0.0%+26.6%0.000%
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11/8/2024Cornerstone Advisors LLC200,987$1.64M0.1%+6.7%0.000%
10/3/2024Park Avenue Securities LLC83,472$680K0.0%-4.5%0.000%
9/5/2024Sanctuary Advisors LLC22,495$176K0.0%N/A0.000%
8/19/2024B. Riley Wealth Advisors Inc.53,282$418K0.0%-13.8%0.000%
8/16/2024NewEdge Advisors LLC121,605$953K0.0%+3.9%0.000%
8/9/2024Cornerstone Advisors LLC188,288$1.48M0.1%+9.3%0.000%
8/2/2024Wolverine Asset Management LLC5,233$41K0.0%+45.6%0.000%
7/9/2024Park Avenue Securities LLC87,391$685K0.0%-1.8%0.000%
5/16/2024B. Riley Wealth Advisors Inc.61,796$479K0.0%+25.3%0.000%
5/10/2024Cornerstone Advisors LLC172,213$1.37M0.1%-5.6%0.000%
4/10/2024Park Avenue Securities LLC88,958$708K0.0%+4.2%0.000%
3/15/2024B. Riley Wealth Advisors Inc.49,327$397K0.0%-20.2%0.000%
2/12/2024Relative Value Partners Group LLC843,254$6.78M0.4%-2.3%0.000%
2/9/2024Cornerstone Advisors LLC182,343$1.47M0.1%+2.8%0.000%
1/31/2024Zazove Associates LLC378,222$3.04M0.4%+6.5%0.000%
1/16/2024Raymond James & Associates17,380$140K0.0%-23.5%0.000%
12/1/2023B. Riley Wealth Advisors Inc.61,796$479K0.0%+10.0%0.000%
11/14/2023AQR Arbitrage LLC13,985$108K0.0%-48.9%0.000%
11/13/2023Wolverine Asset Management LLC6,891$53K0.0%+360.6%0.000%
11/9/2023Cornerstone Advisors LLC177,325$1.37M0.1%-6.7%0.000%
10/30/2023Blue Bell Private Wealth Management LLC8,594$67K0.0%+69.1%0.000%
10/26/2023Park Avenue Securities LLC89,045$690K0.0%-2.9%0.000%
10/24/2023Raymond James & Associates22,717$176K0.0%-16.3%0.000%
8/14/2023CSS LLC IL111,491$875K0.1%+1.5%0.000%
8/11/2023Cornerstone Advisors LLC190,074$1.49M0.1%-11.9%0.000%
8/10/2023Gamco Investors INC. ET AL384,301$3.02M0.0%+22.9%0.000%
8/10/2023GABELLI & Co INVESTMENT ADVISERS INC.1,846,943$14.49M2.4%N/A0.000%
8/10/2023Private Advisor Group LLC19,403$153K0.0%-6.4%0.000%
8/8/2023Blue Bell Private Wealth Management LLC5,082$40K0.0%N/A0.000%
7/31/2023Integrated Capital Management Inc.17,462$137K0.1%+41.5%0.000%
7/27/2023B. Riley Wealth Advisors Inc.56,188$441K0.0%+23.1%0.000%
7/14/2023Park Avenue Securities LLC91,660$719K0.0%-8.1%0.000%
6/28/2023Relative Value Partners Group LLC961,424$7.54M0.5%-9.0%0.000%
5/15/2023Relative Value Partners Group LLC961,424$7.54M0.5%-9.0%0.000%
5/4/2023Zazove Associates LLC355,151$2.79M0.3%+10.9%0.000%
5/3/2023Integrated Wealth Concepts LLC14,024$110K0.0%-24.5%0.000%
4/26/2023Integrated Capital Management Inc.12,342$195K0.2%-26.8%0.000%
4/25/2023Eudaimonia Partners LLC125,287$983K0.2%+1.3%0.000%
4/18/2023Park Avenue Securities LLC99,703$782K0.0%-9.6%0.000%
3/15/2023B. Riley Wealth Advisors Inc.59,079$463K0.0%+109.5%0.000%
2/15/2023Freedom Wealth Alliance LLC3,289$26K0.0%N/A0.000%
2/14/2023CSS LLC IL108,154$848K0.0%+1.5%0.000%
2/3/20239258 Wealth Management LLC11,886$93K0.0%-16.9%0.000%
2/1/2023Wolverine Asset Management LLC4,711$37K0.0%N/A0.000%
1/31/2023Zazove Associates LLC320,357$2.51M0.2%+57.6%0.000%
1/24/2023Park Avenue Securities LLC110,302$865K0.0%-1.3%0.000%
1/18/2023Private Advisor Group LLC20,737$135.93M0.0%-6.0%0.000%
1/17/2023Integrated Capital Management Inc.16,872$132K0.1%-7.0%0.000%
11/14/2022Gamco Investors INC. ET AL415,176$3.29M0.0%+0.8%0.000%
11/14/2022Thomas J. Herzfeld Advisors Inc.5,133$41K0.0%N/A0.000%
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11/14/2022Mariner Investment Group LLC121,559$963K1.1%-2.7%0.000%
11/10/2022Cornerstone Advisors LLC194,555$1.54M0.1%+10.4%0.000%
11/10/2022Gamco Investors INC. ET AL415,176$3.29M0.0%+0.8%0.000%
11/10/2022Relative Value Partners Group LLC1,079,998$8.55M0.7%-1.6%0.000%
11/7/2022Castle Wealth Management LLC9,709$77K0.0%-22.1%0.000%
11/4/2022Eudaimonia Partners LLC123,092$975K0.3%N/A0.000%
11/1/2022Park Avenue Securities LLC111,713$885K0.0%-3.4%0.000%
10/24/2022Zazove Associates LLC203,318$1.61M0.1%N/A0.000%
9/9/2022B. Riley Wealth Management Inc.46,718$53.24M0.1%N/A0.000%
8/16/2022CSS LLC IL104,943$862K0.0%+2.8%0.000%


GDL Institutional Ownership - Frequently Asked Questions

During the previous two years, 26 institutional investors and hedge funds held shares of The GDL Fund. The most heavily invested institutionals were GABELLI & Co INVESTMENT ADVISERS INC. ($14.81M), Kovitz Investment Group Partners LLC ($6.11M), Focus Partners Wealth ($5.01M), Independent Advisor Alliance ($4.92M), Gamco Investors INC. ET AL ($3.74M), Bulldog Investors LLP ($3.51M), and Bank of America Corp DE ($1.46M).Learn more on The GDL Fund's institutional investors.

Of the 19 institutional investors that purchased The GDL Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: GABELLI & Co INVESTMENT ADVISERS INC. ($1.85M), Kovitz Investment Group Partners LLC ($770.22K), Independent Advisor Alliance ($613.45K), Focus Partners Wealth ($591.86K), Gamco Investors INC. ET AL ($312.35K), Park Avenue Securities LLC ($92.39K), and GatePass Capital LLC ($53.15K).

Institutional investors have bought a total of 867,182 shares in the last 24 months. This purchase volume represents approximately $7.34M in transactions.

Of the 9 institutional investors that sold The GDL Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Gamco Investors INC. ET AL ($186.05K), Susquehanna International Group LLP ($24.30K), Cornerstone Advisors LLC ($12.20K), Stifel Financial Corp ($3.83K), Park Avenue Securities LLC ($2.30K), NewEdge Advisors LLC ($2.04K), and Bulldog Investors LLP ($1.42K).

Institutional investors have sold a total of 234,764 shares in the last 24 months. This volume of shares sold represents approximately $2.01M in transactions.



Institutional ownership data for NYSE:GDL is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 5/6/2026. New 13F filings are added each quarter as they're published.
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