Free Trial

High Income Securities Fund (PCF) Institutional Ownership

High Income Securities Fund logo
$6.29 -0.05 (-0.79%)
Closing price 05/21/2025 03:59 PM Eastern
Extended Trading
$6.29 0.00 (0.00%)
As of 04:35 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for High Income Securities Fund (NYSE:PCF)

Current
Institutional Ownership
Percentage
16.64%
Number of
Institutional Buyers
(last 12 months)
31
Total
Institutional Inflows
(last 12 months)
$39.01M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$29.09M
Get PCF Insider Trade Alerts

Want to know when executives and insiders are buying or selling High Income Securities Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

PCF Institutional Buying and Selling by Quarter

High Income Securities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025 K2 Principal Fund L.P.16,717$111K0.0%N/A0.089%
5/16/2025 Advisors Asset Management Inc.116,647$776K0.0%N/A0.623%
5/15/2025 Baird Financial Group Inc.27,585$183K0.0%N/A0.147%
5/14/2025 Samalin Investment Counsel LLC25,059$167K0.1%N/A0.134%
5/12/2025 Invesco Ltd.356,919$2.37M0.0%-3.9%1.907%
5/8/2025 Harbour Investments Inc.49,621$330K0.0%+897.8%0.265%
5/7/2025 LPL Financial LLC1,589,323$10.57M0.0%-9.1%8.492%
5/5/2025 Blue Bell Private Wealth Management LLC43,376$288K0.1%-20.5%0.232%
4/21/2025 L.M. Kohn & Company13,816$92K0.0%N/A0.074%
4/15/2025 Noble Wealth Management PBC8,502$57K0.0%-20.4%0.045%
4/15/2025 Kingstone Capital Partners Texas LLC25,114$167K0.1%N/A0.134%
4/11/2025 SeaCrest Wealth Management LLC29,346$195K0.0%-32.2%0.157%
4/9/2025 Merit Financial Group LLC16,958$113K0.0%+11.2%0.091%
2/28/2025 Total Wealth Planning & Management Inc.12,288$80K0.1%N/A0.066%
2/18/2025 Alpine Global Management LLC30,546$199K0.0%N/A0.163%
2/18/2025 CSS LLC IL10,353$68K0.0%-91.6%0.055%
2/17/2025 Cetera Investment Advisers29,150$190K0.0%-98.3%0.156%
2/17/2025 CF Capital LLC33,600$219K0.2%N/A0.179%
2/17/2025 Bank of America Corp DE22,367$146K0.0%-8.7%0.119%
2/14/2025 MGO One Seven LLC34,830$227K0.0%N/A0.186%
2/14/2025 Alpine Global Management LLC30,546$199K0.0%N/A0.163%
2/14/2025 Hunting Hill Global Capital LLC14,317$93K0.0%-89.8%0.076%
2/13/2025 NewEdge Advisors LLC87,700$573K0.0%-3.5%0.468%
2/13/2025 Icon Advisers Inc. Co.88,878$580K0.1%-90.1%0.475%
2/13/2025 Raymond James Financial Inc.192,325$1.26M0.0%N/A1.027%
2/13/2025 Invesco Ltd.371,539$2.43M0.0%-4.1%1.985%
2/13/2025 Yakira Capital Management Inc.102,770$671K0.2%-83.6%0.549%
2/13/2025 Wells Fargo & Company MN75,567$493K0.0%+15.9%0.404%
2/11/2025 LPL Financial LLC1,748,815$11.42M0.0%+1,744.5%9.342%
2/10/2025 Harbour Investments Inc.4,973$32K0.0%-89.8%0.027%
2/7/2025 HighTower Advisors LLC18,746$122K0.0%N/A0.100%
2/7/2025 Naviter Wealth LLC15,169$99K0.0%N/A0.081%
2/7/2025 Blue Bell Private Wealth Management LLC54,562$356K0.1%-93.9%0.291%
2/6/2025 Raymond James Financial Inc.192,325$1.26M0.0%N/A1.027%
2/5/2025 Noble Wealth Management PBC10,675$70K0.0%N/A0.057%
1/14/2025 SeaCrest Wealth Management LLC43,295$283K0.0%+4.3%0.231%
12/3/2024 Rivernorth Capital Management LLC1,155,192$7.89M0.4%N/A6.172%
11/15/2024 Quarry LP50,296$344K0.1%+502,860.0%0.287%
11/15/2024 Rivernorth Capital Management LLC1,149,564$7.85M0.4%N/A6.558%
11/14/2024 L.M. Kohn & Company13,816$94K0.0%N/A0.079%
July 2025 Rule Change to Impact Retirement Investors (Ad)

There's a massive change from a new rule going into effect this July. And it's one the Big Banks are already using to their advantage… It allows them to treat this new asset like actual cash.

Yes, Send Me My FREE Retirement Guide
11/5/2024 Harbour Investments Inc.48,770$333K0.0%N/A0.278%
10/24/2024 Wealth Enhancement Advisory Services LLC36,916$252K0.0%N/A0.211%
10/22/2024 Eastern Bank7,000$48K0.0%N/A0.040%
10/19/2024 McClarren Financial Advisors Inc.4,384$29K0.0%+72,966.7%0.025%
10/16/2024 SeaCrest Wealth Management LLC41,491$283K0.0%+6.0%0.237%
10/10/2024 Gilman Hill Asset Management LLC20,000$137K0.0%-42.9%0.114%
8/22/2024 Cetera Investment Advisers711,259$4.97M0.0%-6.3%4.057%
8/15/2024Sea Otter Advisors LLC10,000$70K0.5%N/A0.057%
8/7/2024 Choreo LLC15,941$110K0.0%N/A0.091%
8/5/2024 Blue Bell Private Wealth Management LLC16,770$117K0.0%+452.4%0.096%
7/19/2024Raymond James & Associates192,919$1.35M0.0%+2.4%1.101%
7/12/2024 Gilman Hill Asset Management LLC35,000$245K0.0%+7.7%0.200%
7/10/2024 Simplicity Wealth LLC51,721$362K0.0%N/A0.295%
5/24/2024Cetera Advisors LLC746,732$5.06M0.0%N/A4.260%
5/24/2024 Cetera Investment Advisers758,730$5.14M0.0%-0.5%4.328%
2/9/2024 Founders Financial Alliance LLC38,537$247K0.1%+8.3%0.220%
2/9/2024 L.M. Kohn & Company15,316$98K0.0%-25.8%0.087%
2/7/2024 Shaker Financial Services LLC37,567$241K0.1%N/A0.214%
2/1/2024 Wolverine Asset Management LLC5,500$35K0.0%+148.4%0.031%
1/22/2024 Silverlake Wealth Management LLC25,160$162K0.1%-11.9%0.144%
1/18/2024 McGlone Suttner Wealth Management Inc.17,924$115K0.0%-25.1%0.102%
1/16/2024Raymond James Financial Services Advisors Inc.74,432$478K0.0%+2.4%0.425%
1/16/2024Raymond James & Associates132,858$853K0.0%+33.9%0.758%
10/26/2023 Detalus Advisors LLC12,342$76K0.0%-13.0%0.070%
10/24/2023Raymond James Financial Services Advisors Inc.72,657$450K0.0%-30.4%0.414%
10/19/2023 McGlone Suttner Wealth Management Inc.23,944$148K0.0%-17.6%0.137%
8/23/2023 CTC Alternative Strategies Ltd.17,000$110K0.1%N/A0.097%
8/18/2023 SFI Advisors LLC11,021$71K0.1%N/A0.063%
8/14/2023 CSS LLC IL23,452$152K0.0%+14.7%0.134%
8/10/2023 Cetera Investment Advisers863,933$5.60M0.0%-3.6%4.928%
8/8/2023 Blue Bell Private Wealth Management LLC4,700$30K0.0%N/A0.027%
7/31/2023 LPL Financial LLC85,518$554K0.0%-50.7%0.488%
7/25/2023Raymond James Financial Services Advisors Inc.104,364$676K0.0%+32.0%0.595%
7/25/2023Raymond James & Associates100,093$649K0.0%+2.5%0.571%
7/14/2023 Gilman Hill Asset Management LLC32,500$211K0.0%+8.3%0.185%
5/12/2023 SeaCrest Wealth Management LLC39,458$256K0.0%-4.5%0.225%
5/8/2023 Shaker Financial Services LLC20,400$133K0.1%N/A0.116%
5/8/2023 Wolverine Asset Management LLC46,658$303K0.0%+101.7%0.266%
5/1/2023 Virtu Financial LLC24,560$160K0.0%N/A0.140%
4/21/2023 Kovack Advisors Inc.15,661$102K0.0%N/A0.089%
4/20/2023 McGlone Suttner Wealth Management Inc.29,055$189K0.0%-29.5%0.166%
4/20/2023 Gilman Hill Asset Management LLC30,000$195K0.0%+71.4%0.171%
4/14/2023Raymond James Financial Services Advisors Inc.79,083$514K0.0%+6.2%0.451%
2/10/2023 Yakira Capital Management Inc.117,237$762K0.2%-2.2%0.669%
2/9/2023 McGlone Suttner Wealth Management Inc.41,237$268K0.1%N/A0.235%
2/8/2023Raymond James Financial Services Advisors Inc.74,476$484K0.0%-13.0%0.425%
2/8/2023 L.M. Kohn & Company21,765$141K0.1%+52.1%0.124%
2/8/2023Raymond James & Associates97,231$632K0.0%+58.0%0.555%
2/7/2023 LPL Financial LLC151,063$982K0.0%+18.3%0.862%
2/2/2023Raymond James Trust N.A.10,003$65K0.0%N/A0.057%
Trump’s treachery (Ad)

I think Trump’s Treasury Secretary is destroying the stock market on purpose. And no one on Wall Street seems to understand why. Like an addict who needs desperate help, Trump’s Treasury pick, Scott Bessent, is putting America through a “detox period” — and I think it’s going to be absolutely brutal for our economy. Why’s he doing this?

You may have already noticed the effect on your portfolio as markets have begun to bleed.
2/1/2023 Wolverine Asset Management LLC23,128$150K0.0%N/A0.132%
1/31/2023 Melfa Wealth Management LLC30,082$196K0.2%N/A0.172%
1/20/2023 Gilman Hill Asset Management LLC17,500$114K0.0%N/A0.100%
11/16/2022 SeaCrest Wealth Management LLC40,727$281K0.0%+8.6%0.429%
11/15/2022 Bulldog Investors LLP284,687$1.96M0.6%-13.2%3.000%
11/14/2022 Thomas J. Herzfeld Advisors Inc.436,726$3.01M1.3%-49.5%4.602%
10/25/2022Raymond James & Associates61,557$424K0.0%-6.8%0.649%
10/25/2022Raymond James Financial Services Advisors Inc.85,628$590K0.0%+77.7%0.902%
8/15/2022 Bulldog Investors LLP327,846$2.39M0.7%-4.2%3.455%
8/11/2022 Cetera Investment Advisers965,528$7.03M0.1%-4.5%10.174%
(Data available from 1/1/2016 forward)

PCF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PCF shares?

During the previous two years, 48 institutional investors and hedge funds held shares of High Income Securities Fund. The most heavily invested institutionals were LPL Financial LLC ($10.57M), Rivernorth Capital Management LLC ($7.89M), Cetera Advisors LLC ($5.06M), Invesco Ltd. ($2.37M), Raymond James & Associates ($1.35M), Raymond James Financial Inc. ($1.26M), and Advisors Asset Management Inc. ($776K).Learn more on PCF's institutional investors.

What percentage of High Income Securities Fund stock is owned by institutional investors?

16.64% of High Income Securities Fund stock is owned by institutional investors. Learn more on PCF's institutional investor holdings.

Which institutional investors have been buying High Income Securities Fund stock?

Of the 38 institutional investors that purchased High Income Securities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Rivernorth Capital Management LLC ($2.30M), LPL Financial LLC ($1.65M), Cetera Advisors LLC ($746.73K), Raymond James Financial Inc. ($384.65K), Advisors Asset Management Inc. ($116.65K), Harbour Investments Inc. ($93.42K), and Alpine Global Management LLC ($61.09K).

How much institutional buying is happening at High Income Securities Fund?

Institutional investors have bought a total of 5,967,128 shares in the last 24 months. This purchase volume represents approximately $39.94M in transactions.

Which High Income Securities Fund major shareholders have been selling company stock?

Of the 19 institutional investors that sold High Income Securities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cetera Investment Advisers ($1.78M), Blue Bell Private Wealth Management LLC ($858.06K), Icon Advisers Inc. Co. ($810.17K), Yakira Capital Management Inc. ($524.65K), LPL Financial LLC ($247.29K), Hunting Hill Global Capital LLC ($126.30K), and CSS LLC IL ($112.99K).

How much institutional selling is happening at High Income Securities Fund?

Institutional investors have sold a total of 4,621,429 shares in the last 24 months. This volume of shares sold represents approximately $30.20M in transactions.



This page (NYSE:PCF) was last updated on 5/22/2025 by MarketBeat.com Staff
From Our Partners