Free Trial
→ A new rule goes live in July — and the banks are quietly cashing in (From American Alternative) (Ad) Free PCF Stock Alerts

High Income Securities Fund (PCF) Institutional Ownership

High Income Securities Fund logo
$6.42 +0.01 (+0.16%)
Closing price 03:54 PM Eastern
Extended Trading
$6.42 0.00 (0.00%)
As of 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for High Income Securities Fund (NYSE:PCF)

Current
Institutional Ownership
Percentage
16.64%
Number of
Institutional Buyers
(last 12 months)
30
Total
Institutional Inflows
(last 12 months)
$33.95M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$29.06M
Get PCF Insider Trade Alerts

Want to know when executives and insiders are buying or selling High Income Securities Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

PCF Institutional Buying and Selling by Quarter

High Income Securities Fund Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025K2 Principal Fund L.P.16,717$111K0.0%N/A0.089%
5/16/2025Advisors Asset Management Inc.116,647$776K0.0%N/A0.623%
5/15/2025Baird Financial Group Inc.27,585$183K0.0%N/A0.147%
5/14/2025Samalin Investment Counsel LLC25,059$167K0.1%N/A0.134%
5/12/2025Invesco Ltd.356,919$2.37M0.0%-3.9%1.907%
5/8/2025Harbour Investments Inc.49,621$330K0.0%+897.8%0.265%
5/7/2025LPL Financial LLC1,589,323$10.57M0.0%-9.1%8.492%
5/5/2025Blue Bell Private Wealth Management LLC43,376$288K0.1%-20.5%0.232%
4/21/2025L.M. Kohn & Company13,816$92K0.0%N/A0.074%
4/15/2025Noble Wealth Management PBC8,502$57K0.0%-20.4%0.045%
4/15/2025Kingstone Capital Partners Texas LLC25,114$167K0.1%N/A0.134%
4/11/2025SeaCrest Wealth Management LLC29,346$195K0.0%-32.2%0.157%
4/9/2025Merit Financial Group LLC16,958$113K0.0%+11.2%0.091%
2/28/2025Total Wealth Planning & Management Inc.12,288$80K0.1%N/A0.066%
2/18/2025Alpine Global Management LLC30,546$199K0.0%N/A0.163%
2/18/2025CSS LLC IL10,353$68K0.0%-91.6%0.055%
2/17/2025Cetera Investment Advisers29,150$190K0.0%-98.3%0.156%
2/17/2025CF Capital LLC33,600$219K0.2%N/A0.179%
2/17/2025Bank of America Corp DE22,367$146K0.0%-8.7%0.119%
2/14/2025MGO One Seven LLC34,830$227K0.0%N/A0.186%
2/14/2025Alpine Global Management LLC30,546$199K0.0%N/A0.163%
2/14/2025Hunting Hill Global Capital LLC14,317$93K0.0%-89.8%0.076%
2/13/2025NewEdge Advisors LLC87,700$573K0.0%-3.5%0.468%
2/13/2025Icon Advisers Inc. Co.88,878$580K0.1%-90.1%0.475%
2/13/2025Raymond James Financial Inc.192,325$1.26M0.0%N/A1.027%
2/13/2025Invesco Ltd.371,539$2.43M0.0%-4.1%1.985%
2/13/2025Yakira Capital Management Inc.102,770$671K0.2%-83.6%0.549%
2/13/2025Wells Fargo & Company MN75,567$493K0.0%+15.9%0.404%
2/11/2025LPL Financial LLC1,748,815$11.42M0.0%+1,744.5%9.342%
2/10/2025Harbour Investments Inc.4,973$32K0.0%-89.8%0.027%
2/7/2025HighTower Advisors LLC18,746$122K0.0%N/A0.100%
2/7/2025Naviter Wealth LLC15,169$99K0.0%N/A0.081%
2/7/2025Blue Bell Private Wealth Management LLC54,562$356K0.1%-93.9%0.291%
2/6/2025Raymond James Financial Inc.192,325$1.26M0.0%N/A1.027%
2/5/2025Noble Wealth Management PBC10,675$70K0.0%N/A0.057%
1/14/2025SeaCrest Wealth Management LLC43,295$283K0.0%+4.3%0.231%
12/3/2024Rivernorth Capital Management LLC1,155,192$7.89M0.4%N/A6.172%
11/15/2024Quarry LP50,296$344K0.1%+502,860.0%0.287%
11/15/2024Rivernorth Capital Management LLC1,149,564$7.85M0.4%N/A6.558%
11/14/2024L.M. Kohn & Company13,816$94K0.0%N/A0.079%
Market Panic: Trump Just Dropped a Bomb on Your Stocks (Ad)

tock Market Panic: Trump Just Dropped a Bomb on Your Stocks The market is in freefall—and Trump's new tariffs just lit the fuse. Millions of investors are blindsided as stocks plunge… but this is only Phase 1. If you're still holding the wrong assets, you could lose 30% or more in the coming weeks.

Don't wait for the next drop to wipe you out. Get the FREE Guide Before Markets Open Tomorrow
11/5/2024Harbour Investments Inc.48,770$333K0.0%N/A0.278%
10/24/2024Wealth Enhancement Advisory Services LLC36,916$252K0.0%N/A0.211%
10/22/2024Eastern Bank7,000$48K0.0%N/A0.040%
10/19/2024McClarren Financial Advisors Inc.4,384$29K0.0%+72,966.7%0.025%
10/16/2024SeaCrest Wealth Management LLC41,491$283K0.0%+6.0%0.237%
10/10/2024Gilman Hill Asset Management LLC20,000$137K0.0%-42.9%0.114%
8/22/2024Cetera Investment Advisers711,259$4.97M0.0%-6.3%4.057%
8/15/2024Sea Otter Advisors LLC10,000$70K0.5%N/A0.057%
8/7/2024Choreo LLC15,941$110K0.0%N/A0.091%
8/5/2024Blue Bell Private Wealth Management LLC16,770$117K0.0%+452.4%0.096%
7/19/2024Raymond James & Associates192,919$1.35M0.0%+2.4%1.101%
7/12/2024Gilman Hill Asset Management LLC35,000$245K0.0%+7.7%0.200%
7/10/2024Simplicity Wealth LLC51,721$362K0.0%N/A0.295%
5/24/2024Cetera Advisors LLC746,732$5.06M0.0%N/A4.260%
5/24/2024Cetera Investment Advisers758,730$5.14M0.0%-0.5%4.328%
2/9/2024Founders Financial Alliance LLC38,537$247K0.1%+8.3%0.220%
2/9/2024L.M. Kohn & Company15,316$98K0.0%-25.8%0.087%
2/7/2024Shaker Financial Services LLC37,567$241K0.1%N/A0.214%
2/1/2024Wolverine Asset Management LLC5,500$35K0.0%+148.4%0.031%
1/22/2024Silverlake Wealth Management LLC25,160$162K0.1%-11.9%0.144%
1/18/2024McGlone Suttner Wealth Management Inc.17,924$115K0.0%-25.1%0.102%
1/16/2024Raymond James Financial Services Advisors Inc.74,432$478K0.0%+2.4%0.425%
1/16/2024Raymond James & Associates132,858$853K0.0%+33.9%0.758%
10/26/2023Detalus Advisors LLC12,342$76K0.0%-13.0%0.070%
10/24/2023Raymond James Financial Services Advisors Inc.72,657$450K0.0%-30.4%0.414%
10/19/2023McGlone Suttner Wealth Management Inc.23,944$148K0.0%-17.6%0.137%
8/23/2023CTC Alternative Strategies Ltd.17,000$110K0.1%N/A0.097%
8/18/2023SFI Advisors LLC11,021$71K0.1%N/A0.063%
8/14/2023CSS LLC IL23,452$152K0.0%+14.7%0.134%
8/10/2023Cetera Investment Advisers863,933$5.60M0.0%-3.6%4.928%
8/8/2023Blue Bell Private Wealth Management LLC4,700$30K0.0%N/A0.027%
7/31/2023LPL Financial LLC85,518$554K0.0%-50.7%0.488%
7/25/2023Raymond James Financial Services Advisors Inc.104,364$676K0.0%+32.0%0.595%
7/25/2023Raymond James & Associates100,093$649K0.0%+2.5%0.571%
7/14/2023Gilman Hill Asset Management LLC32,500$211K0.0%+8.3%0.185%
5/12/2023SeaCrest Wealth Management LLC39,458$256K0.0%-4.5%0.225%
5/8/2023Shaker Financial Services LLC20,400$133K0.1%N/A0.116%
5/8/2023Wolverine Asset Management LLC46,658$303K0.0%+101.7%0.266%
5/1/2023Virtu Financial LLC24,560$160K0.0%N/A0.140%
4/21/2023Kovack Advisors Inc.15,661$102K0.0%N/A0.089%
4/20/2023McGlone Suttner Wealth Management Inc.29,055$189K0.0%-29.5%0.166%
4/20/2023Gilman Hill Asset Management LLC30,000$195K0.0%+71.4%0.171%
4/14/2023Raymond James Financial Services Advisors Inc.79,083$514K0.0%+6.2%0.451%
2/10/2023Yakira Capital Management Inc.117,237$762K0.2%-2.2%0.669%
2/9/2023McGlone Suttner Wealth Management Inc.41,237$268K0.1%N/A0.235%
2/8/2023Raymond James Financial Services Advisors Inc.74,476$484K0.0%-13.0%0.425%
2/8/2023L.M. Kohn & Company21,765$141K0.1%+52.1%0.124%
2/8/2023Raymond James & Associates97,231$632K0.0%+58.0%0.555%
2/7/2023LPL Financial LLC151,063$982K0.0%+18.3%0.862%
2/2/2023Raymond James Trust N.A.10,003$65K0.0%N/A0.057%
Banks aren’t ready for this altcoin—are you? (Ad)

Want to see why we believe this could be the next evolution of financial infrastructure? The old financial system is showing cracks—and this altcoin might be ready to take its place

Click here to discover our top crypto pick for the market right now.
2/1/2023Wolverine Asset Management LLC23,128$150K0.0%N/A0.132%
1/31/2023Melfa Wealth Management LLC30,082$196K0.2%N/A0.172%
1/20/2023Gilman Hill Asset Management LLC17,500$114K0.0%N/A0.100%
11/16/2022SeaCrest Wealth Management LLC40,727$281K0.0%+8.6%0.429%
11/15/2022Bulldog Investors LLP284,687$1.96M0.6%-13.2%3.000%
11/14/2022Thomas J. Herzfeld Advisors Inc.436,726$3.01M1.3%-49.5%4.602%
10/25/2022Raymond James & Associates61,557$424K0.0%-6.8%0.649%
10/25/2022Raymond James Financial Services Advisors Inc.85,628$590K0.0%+77.7%0.902%
8/15/2022Bulldog Investors LLP327,846$2.39M0.7%-4.2%3.455%
8/11/2022Cetera Investment Advisers965,528$7.03M0.1%-4.5%10.174%
(Data available from 1/1/2016 forward)

PCF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PCF shares?

During the previous two years, 48 institutional investors and hedge funds held shares of High Income Securities Fund. The most heavily invested institutionals were LPL Financial LLC ($10.57M), Rivernorth Capital Management LLC ($7.89M), Cetera Advisors LLC ($5.06M), Invesco Ltd. ($2.37M), Raymond James & Associates ($1.35M), Raymond James Financial Inc. ($1.26M), and Advisors Asset Management Inc. ($776K).Learn more on High Income Securities Fund's institutional investors.

What percentage of High Income Securities Fund's stock is owned by institutional investors?

16.64% of High Income Securities Fund's stock is owned by institutional investors. Learn more on PCF's institutional investor holdings.

Which institutional investors have been buying High Income Securities Fund's stock?

Of the 38 institutional investors that purchased High Income Securities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Rivernorth Capital Management LLC ($2.30M), LPL Financial LLC ($1.65M), Cetera Advisors LLC ($746.73K), Raymond James Financial Inc. ($384.65K), Advisors Asset Management Inc. ($116.65K), Harbour Investments Inc. ($93.42K), and Alpine Global Management LLC ($61.09K).

How much institutional buying is happening at High Income Securities Fund?

Institutional investors have bought a total of 5,075,183 shares in the last 24 months. This purchase volume represents approximately $33.95M in transactions.

Which of High Income Securities Fund's major shareholders have been selling company stock?

Of the 14 institutional investors that sold High Income Securities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cetera Investment Advisers ($1.74M), Blue Bell Private Wealth Management LLC ($858.06K), Icon Advisers Inc. Co. ($810.17K), Yakira Capital Management Inc. ($524.65K), LPL Financial LLC ($159.49K), Hunting Hill Global Capital LLC ($126.30K), and CSS LLC IL ($112.99K).

How much institutional selling is happening at High Income Securities Fund?

Institutional investors have sold a total of 4,444,016 shares in the last 24 months. This volume of shares sold represents approximately $29.06M in transactions.


Related Companies

This page (NYSE:PCF) was last updated on 7/2/2025 by MarketBeat.com Staff
From Our Partners
Get Your Bank Account “Fed Invasion” Ready with THESE 4 Simple Steps
Starting as soon as a few months from now, the United States government will make a sweeping change to bank ac...
Weiss Ratings | Sponsored
Bank of America Says Gold Could Hit $4,000. Here How to Get Paid
Bank of America believes gold could hit $4,000 an ounce in the next 12 months. That's an 18% jump from toda...
Investors Alley | Sponsored
Trump’s Exec Order #14154 could be a “Millionaire-Maker”
Former Presidential Advisor, Jim Rickards, says Trump could “rewire our economy and hand millions of Americans...
Paradigm Press | Sponsored
Buffett’s $325 Billion Cash Problem — Solved by Gold?
A bombshell announcement is just weeks away — and it could send shockwaves through the gold market. Most inves...
Golden Portfolio | Sponsored
Israel-Iran WAR Could Destroy Trump's Presidency
The missiles are already flying. Israel and Iran are now in direct military conflict — and this couldn't ha...
American Alternative | Sponsored
White House to reset Social Security?
Elon Musk's parting DOGE gift looks set to shock America... A single announcement by July 22nd could soon b...
Altimetry | Sponsored
Elon’s BIGGEST warning yet?
Tesla's About to Prove Everyone Wrong... Again Back in 2018, when Jeff Brown told everyone to buy Tesla… ...
Brownstone Research | Sponsored
Crypto Is Pumping Again – Now Comes the Real Opportunity
This same signal has appeared twice before in the past 8 years — both times, it kicked off major moves in cryp...
Crypto Swap Profits | Sponsored