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Flaherty & Crumrine Preferred and Income Fund (PFO) Institutional Ownership

Flaherty & Crumrine Preferred and Income Fund logo
$9.28 +0.04 (+0.38%)
As of 10:31 AM Eastern
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Institutional Ownership Changes (13F Filings) for Flaherty & Crumrine Preferred and Income Fund (NYSE:PFO)

Current
Institutional Ownership
Percentage
12.90%
Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$8.07M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$3.87M
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PFO Institutional Buying and Selling by Quarter

Flaherty & Crumrine Preferred and Income Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/14/2025 Raymond James Financial Inc.5,308$49K0.0%N/A0.041%
8/14/2025 NewEdge Advisors LLC31,081$287K0.0%+9.5%0.238%
8/13/2025 Baird Financial Group Inc.42,878$397K0.0%+37.4%0.328%
8/13/2025 Invesco Ltd.43,592$403K0.0%+17.1%0.333%
8/7/2025 Summit X LLC57,112$528K0.1%-8.5%0.437%
8/4/2025 Wolverine Asset Management LLC39,431$365K0.0%N/A0.302%
8/1/2025 Envestnet Asset Management Inc.138,408$1.28M0.0%+4.6%1.058%
7/30/2025 Clifford Swan Investment Counsel LLC15,000$139K0.0%-49.2%0.115%
7/30/2025 D.A. Davidson & CO.77,228$714K0.0%+21.6%0.590%
7/21/2025 Ameritas Advisory Services LLC3,500$32K0.0%N/A0.027%
7/18/2025 Consolidated Portfolio Review Corp10,607$98K0.0%-79.3%0.081%
5/16/2025 AQR Arbitrage LLC25,750$237K0.0%-37.7%0.197%
5/15/2025 Baird Financial Group Inc.31,196$288K0.0%N/A0.239%
5/14/2025 Thomas J. Herzfeld Advisors Inc.2,865$26K0.0%-92.8%0.022%
5/14/2025 Napa Wealth Management55,586$513K0.3%-11.0%0.425%
5/13/2025 Sit Investment Associates Inc.608,217$5.61M0.1%+12.1%4.651%
5/13/2025 HighTower Advisors LLC15,778$145K0.0%-17.7%0.121%
5/12/2025 Invesco Ltd.37,220$343K0.0%+195.7%0.285%
5/5/2025 Private Advisor Group LLC188,163$1.74M0.0%-2.5%1.439%
5/2/2025 Summit X LLC62,432$576K0.1%-11.1%0.477%
4/29/2025 Envestnet Asset Management Inc.132,350$1.22M0.0%+14.1%1.012%
4/28/2025 D.A. Davidson & CO.63,527$586K0.0%-3.1%0.486%
4/28/2025 Rossby Financial LCC3,129$28K0.0%N/A0.024%
4/23/2025 Consolidated Portfolio Review Corp51,272$473K0.1%-13.2%0.000%
4/22/2025 Cambridge Investment Research Advisors Inc.69,389$640K0.0%-9.8%0.000%
4/15/2025Noble Wealth Management PBC101,698$938K0.6%+21.4%0.000%
4/11/2025 Vanguard Capital Wealth Advisors14,000$129K0.2%N/A0.000%
2/17/2025 Napa Wealth Management62,424$562K0.2%-35.7%0.000%
2/17/2025 Ewing Morris & Co. Investment Partners Ltd.75,690$682K0.3%N/A0.000%
2/17/2025 Citadel Advisors LLC10,715$97K0.0%N/A0.000%
2/17/2025 Bank of America Corp DE21,790$196K0.0%+7.4%0.000%
2/14/2025 AQR Arbitrage LLC41,344$373K0.0%-43.7%0.000%
2/13/2025 NewEdge Advisors LLC28,372$256K0.0%-5.3%0.000%
2/13/2025 Invesco Ltd.12,587$113K0.0%N/A0.000%
2/13/2025 Envestnet Asset Management Inc.116,029$1.05M0.0%+205.5%0.000%
2/13/2025 Sit Investment Associates Inc.542,802$4.89M0.1%+85.4%0.000%
2/13/2025 Wells Fargo & Company MN33,668$303K0.0%+47.8%0.000%
2/12/2025 Thomas J. Herzfeld Advisors Inc.39,919$360K0.1%+77.1%0.000%
2/11/2025 LPL Financial LLC49,630$447K0.0%+29.9%0.000%
2/7/2025 Summit X LLC70,257$633K0.1%-16.4%0.000%
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2/7/2025 HighTower Advisors LLC19,176$173K0.0%-8.9%0.000%
2/7/2025 Independent Advisor Alliance45,150$407K0.0%N/A0.000%
2/5/2025Noble Wealth Management PBC83,760$755K0.5%N/A0.000%
2/3/2025 Private Advisor Group LLC192,929$1.74M0.0%-4.3%0.000%
1/31/2025 D.A. Davidson & CO.65,549$591K0.0%-2.8%0.000%
1/27/2025 Consolidated Portfolio Review Corp59,058$532K0.1%-32.9%0.000%
11/13/2024 D.A. Davidson & CO.67,434$635K0.0%-59.3%0.516%
11/9/2024 Landscape Capital Management L.L.C.23,729$223K0.0%-37.7%0.181%
11/7/2024 Napa Wealth Management97,047$913K0.4%+21.6%0.742%
11/4/2024 Jag Capital Management LLC12,700$120K0.0%N/A0.097%
10/25/2024 S.A. Mason LLC3,500$33K0.0%-50.0%0.027%
10/24/2024 Consolidated Portfolio Review Corp88,070$829K0.2%-14.3%0.673%
10/22/2024 Private Advisor Group LLC201,582$1.90M0.0%-3.6%1.542%
10/16/2024 SPC Financial Inc.13,400$126K0.0%-25.1%0.102%
8/16/2024 Northwestern Mutual Wealth Management Co.5,500$47K0.0%N/A0.042%
8/5/2024 Private Advisor Group LLC209,185$1.77M0.0%+0.6%1.600%
8/2/2024 Wolverine Asset Management LLC93,874$795K0.0%-41.2%0.718%
8/1/2024 Consolidated Portfolio Review Corp102,726$870K0.2%-4.1%0.785%
7/30/2024 Matisse Capital177,623$1.50M0.7%+26.3%1.358%
7/24/2024 Catalina Capital Group LLC17,885$151K0.1%N/A0.137%
7/10/2024 Apella Capital LLC15,066$127K0.0%N/A0.115%
5/24/2024Cetera Advisors LLC22,124$187K0.0%N/A0.169%
5/1/2024 Matisse Capital140,611$1.19M0.6%+6.3%1.075%
4/30/2024 Private Advisor Group LLC207,966$1.76M0.0%+1.9%1.590%
4/30/2024 Consolidated Portfolio Review Corp107,160$904K0.2%+5.9%0.819%
4/24/2024 Arlington Capital Management Inc.17,363$147K0.1%+11.8%0.133%
4/22/2024 PFG Investments LLC109,160$921K0.1%N/A0.835%
2/12/2024 ORBA Wealth Advisors L.L.C.14,000$111K0.1%N/A0.107%
2/12/2024 RPO LLC12,287$98K0.1%N/A0.094%
2/9/2024 D.A. Davidson & CO.159,349$1.27M0.0%-7.5%1.219%
2/8/2024 Matisse Capital132,281$1.05M0.6%+658.1%1.011%
2/7/2024 Arlington Capital Management Inc.15,524$124K0.1%N/A0.119%
2/6/2024 Private Advisor Group LLC204,176$1.63M0.0%+1.4%1.561%
2/1/2024 Wolverine Asset Management LLC130,757$1.04M0.0%+29.9%1.000%
1/29/2024 Consolidated Portfolio Review Corp101,163$805K0.2%+28.7%0.773%
1/24/2024 Sowell Financial Services LLC39,073$311K0.0%N/A0.299%
11/14/2023 AQR Arbitrage LLC39,585$295K0.0%N/A0.303%
11/14/2023 Saba Capital Management L.P.70,962$528K0.0%N/A0.543%
11/13/2023 Consolidated Portfolio Review Corp78,630$585K0.1%+65.9%0.601%
11/13/2023 Wolverine Asset Management LLC100,687$749K0.0%+282.6%0.770%
11/8/2023 D.A. Davidson & CO.172,335$1.28M0.0%-12.7%1.318%
11/3/2023 Private Advisor Group LLC201,368$1.50M0.0%+2.1%1.540%
10/24/2023 Financial Management Network Inc.11,064$80K0.0%N/A0.085%
10/13/2023 Matisse Capital17,450$130K0.1%N/A0.133%
8/11/2023 D.A. Davidson & CO.197,481$1.58M0.0%+15.0%1.510%
8/10/2023 Private Advisor Group LLC197,209$1.58M0.0%+1.6%1.508%
8/10/2023 Cetera Investment Advisers20,784$166K0.0%-6.7%0.159%
8/10/2023 Summit X LLC92,399$740K0.2%-4.0%0.707%
8/7/2023 Wolverine Asset Management LLC26,316$211K0.0%N/A0.201%
8/3/2023 SPC Financial Inc.18,600$149K0.0%-21.5%0.142%
Tax Drain Deadline: Protect Your Wealth Before September 15th (Ad)

On September 15th, the IRS collects another round of quarterly tax payments—targeting self-employed professionals, retirees, and high-net-worth savers. But the wealthy aren’t just writing checks. They’re moving fast to protect capital and purchasing power using legal, IRS-compliant strategies. American Alternative Assets just released the Mar-A-Lago Accord, a free guide revealing how to reduce Q3 tax exposure and reposition wealth before it’s drained.tc pixel

Click here to download the guide and protect your assets before Sept 15th.
7/26/2023 Resonant Capital Advisors LLC10,000$80K0.0%N/A0.076%
7/13/2023 Cambridge Investment Research Advisors Inc.83,471$669K0.0%+23.4%0.638%
5/10/2023 Private Advisor Group LLC194,148$1.60M0.0%N/A1.484%
5/10/2023 Summit X LLC96,274$794K0.2%+31.2%0.736%
5/9/2023 SPC Financial Inc.23,700$196K0.0%-12.9%0.181%
4/25/2023 D.A. Davidson & CO.171,725$1.42M0.0%+111.8%1.313%
4/19/2023 International Assets Investment Management LLC19,290$261K0.0%N/A0.147%
4/14/2023Raymond James & Associates18,313$151K0.0%-19.2%0.140%
2/8/2023 Belpointe Asset Management LLC6,500$56K0.0%N/A0.050%
2/7/2023 Commonwealth Equity Services LLC14,398$123K0.0%-27.6%0.110%
(Data available from 1/1/2016 forward)

PFO Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PFO shares?

During the previous two years, 43 institutional investors and hedge funds held shares of Flaherty & Crumrine Preferred and Income Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($5.61M), Private Advisor Group LLC ($1.74M), Matisse Capital ($1.50M), Envestnet Asset Management Inc. ($1.28M), Noble Wealth Management PBC ($938K), PFG Investments LLC ($921K), and D.A. Davidson & CO. ($714K).Learn more on Flaherty & Crumrine Preferred and Income Fund's institutional investors.

What percentage of Flaherty & Crumrine Preferred and Income Fund's stock is owned by institutional investors?

12.90% of Flaherty & Crumrine Preferred and Income Fund's stock is owned by institutional investors. Learn more on PFO's institutional investor holdings.

Which institutional investors have been buying Flaherty & Crumrine Preferred and Income Fund's stock?

Of the 36 institutional investors that purchased Flaherty & Crumrine Preferred and Income Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($315.44K), Matisse Capital ($177.62K), Wolverine Asset Management LLC ($143.87K), PFG Investments LLC ($109.16K), Noble Wealth Management PBC ($101.70K), Envestnet Asset Management Inc. ($100.42K), and Ewing Morris & Co. Investment Partners Ltd. ($75.69K).

How much institutional buying is happening at Flaherty & Crumrine Preferred and Income Fund?

Institutional investors have bought a total of 888,516 shares in the last 24 months. This purchase volume represents approximately $8.07M in transactions.

Which of Flaherty & Crumrine Preferred and Income Fund's major shareholders have been selling company stock?

Of the 14 institutional investors that sold Flaherty & Crumrine Preferred and Income Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: D.A. Davidson & CO. ($102.12K), Consolidated Portfolio Review Corp ($92.12K), AQR Arbitrage LLC ($47.63K), Napa Wealth Management ($41.46K), Thomas J. Herzfeld Advisors Inc. ($37.05K), Summit X LLC ($26.93K), and Private Advisor Group LLC ($21.02K).

How much institutional selling is happening at Flaherty & Crumrine Preferred and Income Fund?

Institutional investors have sold a total of 419,619 shares in the last 24 months. This volume of shares sold represents approximately $3.87M in transactions.


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This page (NYSE:PFO) was last updated on 8/28/2025 by MarketBeat.com Staff
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